The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Two Harbors Investment Corp | NOTE 6.250% 1/1 | 90187BAB7 | 3,651,014 | 4,250,000 | PRN | SOLE | 4,250,000 | 0 | 0 | |||
Western Asset Mortgage Capital Corp | NOTE 6.750% 9/1 | 95790DAD7 | 2,377,375 | 2,750,000 | PRN | SOLE | 2,750,000 | 0 | 0 | |||
BrightSpire Capital Inc | COM CL A | 10949T109 | 12,128,719 | 2,055,715 | SH | SOLE | 2,055,715 | 0 | 0 | |||
MFA Financial Inc | NOTE 6.250% 6/1 | 55272XAA0 | 1,679,049 | 1,767,000 | PRN | SOLE | 1,767,000 | 0 | 0 | |||
Templeton Global Income Fund | COM | 880198106 | 6,664,236 | 1,514,599 | SH | SOLE | 1,514,599 | 0 | 0 | |||
PennantPark Investment Corp | COM | 708062104 | 6,526,566 | 1,236,092 | SH | SOLE | 1,236,092 | 0 | 0 | |||
FS Credit Opportunities Corp | COMMON STOCK | 30290Y101 | 4,981,089 | 1,121,867 | SH | SOLE | 1,121,867 | 0 | 0 | |||
BlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 09262F100 | 17,169,127 | 1,099,880 | SH | SOLE | 1,099,880 | 0 | 0 | |||
Nuveen Core Plus Impact Fund | COM BEN INT | 67080D103 | 10,886,150 | 1,065,181 | SH | SOLE | 1,065,181 | 0 | 0 | |||
Safeguard Scientifics Inc | COM NEW | 786449207 | 1,370,207 | 796,632 | SH | SOLE | 796,632 | 0 | 0 | |||
Great Ajax Corp | COM | 38983D409 | 19,021,492 | 786,337 | SH | SOLE | 786,337 | 0 | 0 | |||
BlackRock California Municipal Income Trust | SH BEN INT | 09248E102 | 8,753,624 | 748,173 | SH | SOLE | 748,173 | 0 | 0 | |||
Great Ajax Corp | COM | 38983D300 | 4,334,779 | 658,781 | SH | SOLE | 658,781 | 0 | 0 | |||
Vertical Capital Income Fund | SHS BEN INT | 92535C104 | 5,358,506 | 546,229 | SH | SOLE | 546,229 | 0 | 0 | |||
PennyMac Corp | NOTE 5.500% 3/1 | 70932AAF0 | 433,841 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | |||
MFA Financial Inc | COM | 55272X607 | 4,812,500 | 485,131 | SH | SOLE | 485,131 | 0 | 0 | |||
Nuveen Intermediate Duration Quality Municipal Term Fund | COM | 670677103 | 6,167,859 | 482,996 | SH | SOLE | 482,996 | 0 | 0 | |||
New York Mortgage Trust Inc | COM | 649604840 | 4,072,096 | 408,845 | SH | SOLE | 408,845 | 0 | 0 | |||
Reading International Inc | CL A | 755408101 | 1,212,169 | 372,975 | SH | SOLE | 372,975 | 0 | 0 | |||
Eaton Vance New York Municipal Bond Fund | COM | 27827Y109 | 3,516,822 | 361,813 | SH | SOLE | 361,813 | 0 | 0 | |||
Morgan Stanley Emerging Markets Domestic Debt Fund Inc | COM | 617477104 | 1,508,247 | 333,683 | SH | SOLE | 333,683 | 0 | 0 | |||
MFS Investment Grade Municipal Trust | SH BEN INT | 59318B108 | 2,447,583 | 331,202 | SH | SOLE | 331,202 | 0 | 0 | |||
Nuveen Corporate Income 2023 Target Term Fund | COM | 67079F101 | 2,741,469 | 298,310 | SH | SOLE | 298,310 | 0 | 0 | |||
Center Coast Brookfield MLP & Energy Infrastructure Fund | SHS BEN INT | 151461209 | 5,692,225 | 295,700 | SH | SOLE | 295,700 | 0 | 0 | |||
Eaton Vance California Municipal Bond Fund | COM | 27828A100 | 2,344,686 | 259,943 | SH | SOLE | 259,943 | 0 | 0 | |||
Annaly Capital Management Inc | COM NEW | 035710839 | 4,348,137 | 227,532 | SH | SOLE | 227,532 | 0 | 0 | |||
Miller/Howard High Dividend Fund | COM SHS BEN IN | 600379101 | 2,211,935 | 220,093 | SH | SOLE | 220,093 | 0 | 0 | |||
Nuveen Senior Income Fund | COM | 67067Y104 | 999,047 | 216,713 | SH | SOLE | 216,713 | 0 | 0 | |||
New America High Income Fund Inc/The | COM NEW | 641876800 | 1,382,777 | 203,051 | SH | SOLE | 203,051 | 0 | 0 | |||
Ladder Capital Corp | CL A | 505743104 | 1,861,083 | 196,940 | SH | SOLE | 196,940 | 0 | 0 | |||
Dynex Capital Inc | COM | 26817Q886 | 2,070,193 | 170,808 | SH | SOLE | 170,808 | 0 | 0 | |||
Tortoise Midstream Energy Fund Inc | COM | 89148B200 | 5,086,370 | 152,698 | SH | SOLE | 152,698 | 0 | 0 | |||
Wheeler Real Estate Investment Trust Inc | PFD CNV SER D | 963025606 | 1,884,972 | 150,197 | SH | SOLE | 150,197 | 0 | 0 | |||
BlackRock Capital Investment Corp | COM | 092533108 | 516,813 | 149,801 | SH | SOLE | 149,801 | 0 | 0 | |||
Barings Participation Investors | SH BEN INT | 06761A103 | 1,893,799 | 147,690 | SH | SOLE | 147,690 | 0 | 0 | |||
Goldman Sachs MLP Energy and Renaissance Fund | COM | 38148G206 | 1,879,640 | 143,484 | SH | SOLE | 143,484 | 0 | 0 | |||
Crescent Capital BDC Inc | COM | 225655109 | 1,862,944 | 136,780 | SH | SOLE | 136,780 | 0 | 0 | |||
MGIC Investment Corp | COM | 552848103 | 1,827,871 | 136,205 | SH | SOLE | 136,205 | 0 | 0 | |||
Orchid Island Capital Inc | COM NEW | 68571X301 | 1,420,856 | 132,419 | SH | SOLE | 132,419 | 0 | 0 | |||
Western Asset Mortgage Capital Corp | COM | 95790D204 | 1,190,159 | 130,357 | SH | SOLE | 130,357 | 0 | 0 | |||
ClearBridge MLP & Midstream Total Return Fund Inc | COM | 18469Q207 | 3,593,339 | 124,337 | SH | SOLE | 124,337 | 0 | 0 | |||
Western Asset Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 1,132,166 | 123,734 | SH | SOLE | 123,734 | 0 | 0 | |||
Templeton Emerging Markets Income Fund | COM | 880192109 | 618,510 | 121,994 | SH | SOLE | 121,994 | 0 | 0 | |||
SRH Total Return Fund Inc | COM | 101507101 | 1,445,123 | 117,681 | SH | SOLE | 117,681 | 0 | 0 | |||
Radian Group Inc | COM | 750236101 | 2,473,366 | 111,917 | SH | SOLE | 111,917 | 0 | 0 | |||
General American Investors Co Inc | COM | 368802104 | 4,270,917 | 109,764 | SH | SOLE | 109,764 | 0 | 0 | |||
Barings Corporate Investors | COM | 06759X107 | 1,485,340 | 104,971 | SH | SOLE | 104,971 | 0 | 0 | |||
Barings BDC Inc | COM | 06759L103 | 820,456 | 103,332 | SH | SOLE | 103,332 | 0 | 0 | |||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 694,386 | 100,490 | SH | SOLE | 100,490 | 0 | 0 | |||
Ellington Residential Mortgage REIT | COM SHS BEN INT | 288578107 | 693,456 | 94,994 | SH | SOLE | 94,994 | 0 | 0 | |||
Nicholas Financial Inc | COM NEW | 65373J209 | 563,505 | 91,670 | SH | SOLE | 91,670 | 0 | 0 | |||
First Trust Senior Floating Rate Income Fund II | COM | 33733U108 | 877,500 | 88,191 | SH | SOLE | 88,191 | 0 | 0 | |||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 1,672,334 | 85,937 | SH | SOLE | 85,937 | 0 | 0 | |||
Mexico Fund Inc/The | COM | 592835102 | 1,208,811 | 71,023 | SH | SOLE | 71,023 | 0 | 0 | |||
Adecoagro SA | COM | L00849106 | 562,999 | 69,592 | SH | SOLE | 69,592 | 0 | 0 | |||
Nuveen Pennsylvania Quality Municipal Income Fund | COM | 670972108 | 786,258 | 68,789 | SH | SOLE | 68,789 | 0 | 0 | |||
First Trust Specialty Finance and Financial Opportunities Fund | COM BEN INTR | 33733G109 | 192,338 | 61,254 | SH | SOLE | 61,254 | 0 | 0 | |||
Nuveen Mortgage and Income Fund | COM | 670735109 | 955,844 | 59,890 | SH | SOLE | 59,890 | 0 | 0 | |||
Western Asset Emerging Markets Debt Fund Inc | COM | 95766A101 | 509,782 | 59,346 | SH | SOLE | 59,346 | 0 | 0 | |||
ClearBridge Energy Midstream Opportunity Fund Inc | COM | 18469P209 | 1,591,974 | 56,373 | SH | SOLE | 56,373 | 0 | 0 | |||
Western Asset Intermediate Muni Fund Inc | COM | 958435109 | 442,552 | 55,971 | SH | SOLE | 55,971 | 0 | 0 | |||
Kayne Anderson NextGen Energy & Infrastructure Inc | COM | 48661E108 | 427,768 | 55,699 | SH | SOLE | 55,699 | 0 | 0 | |||
BlackRock MuniYield Pennsylvania Quality Fund | COM | 09255G107 | 647,661 | 55,167 | SH | SOLE | 55,167 | 0 | 0 | |||
Taiwan Fund Inc/The/MD | COM | 874036106 | 1,457,592 | 54,065 | SH | SOLE | 54,065 | 0 | 0 | |||
Nuveen Floating Rate Income Opportunity Fund | COM SHS | 6706EN100 | 413,030 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | |||
Credit Suisse High Yield Bond Fund | SH BEN INT | 22544F103 | 94,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | |||
BNY Mellon Municipal Income Inc | COM | 05589T104 | 318,977 | 49,149 | SH | SOLE | 49,149 | 0 | 0 | |||
First Trust High Yield Opportunities 2027 Term Fund | COM | 33741Q107 | 618,330 | 44,293 | SH | SOLE | 44,293 | 0 | 0 | |||
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | COM | 05588N108 | 283,947 | 37,460 | SH | SOLE | 37,460 | 0 | 0 | |||
Clough Global Equity Fund | COM | 18914C100 | 222,020 | 36,637 | SH | SOLE | 36,637 | 0 | 0 | |||
Nuveen Credit Strategies Income Fund | COM SHS | 67073D102 | 183,194 | 35,850 | SH | SOLE | 35,850 | 0 | 0 | |||
Morgan Stanley Emerging Markets Debt Fund Inc | COM | 61744H105 | 212,906 | 33,060 | SH | SOLE | 33,060 | 0 | 0 | |||
Eaton Vance California Municipal Income Trust | SH BEN INT | 27826F101 | 326,818 | 31,947 | SH | SOLE | 31,947 | 0 | 0 | |||
DWS Strategic Municipal Income Trust | COM | 23342Q101 | 264,160 | 31,151 | SH | SOLE | 31,151 | 0 | 0 | |||
Central Securities Corp | COM | 155123102 | 1,021,791 | 29,376 | SH | SOLE | 29,376 | 0 | 0 | |||
RiverNorth/DoubleLine Strategic Opportunity Fund Inc | COM | 76882G107 | 232,832 | 27,200 | SH | SOLE | 27,200 | 0 | 0 | |||
DTF Tax-Free Income 2028 Term Fund Inc | COM | 23334J107 | 287,909 | 25,989 | SH | SOLE | 25,989 | 0 | 0 | |||
Ecofin Sustainable and Social | COM SH BEN INT | 27901F109 | 332,071 | 25,603 | SH | SOLE | 25,603 | 0 | 0 | |||
Mexico Equity and Income Fund Inc/The | COM | 592834105 | 257,319 | 25,553 | SH | SOLE | 25,553 | 0 | 0 | |||
MainStay CBRE Global Infrastructure Megatrends Fund | COM | 56064Q107 | 340,402 | 23,972 | SH | SOLE | 23,972 | 0 | 0 | |||
NXG NextGen Infrastructure Income Fund | COM | 231647207 | 825,038 | 22,499 | SH | SOLE | 22,499 | 0 | 0 | |||
Special Opportunities Fund Inc | COM | 84741T104 | 244,629 | 22,361 | SH | SOLE | 22,361 | 0 | 0 | |||
Morgan Stanley China A Share Fund Inc | COM | 617468103 | 305,868 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | |||
Calamos Long/Short Equity & Dynamic Income Trust | COM | 12812C106 | 316,725 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | |||
Clough Global Dividend and Income Fund | COM | 18913Y103 | 105,994 | 18,338 | SH | SOLE | 18,338 | 0 | 0 | |||
Apollo Senior Floating Rate Fund Inc | COM | 037636107 | 212,197 | 16,801 | SH | SOLE | 16,801 | 0 | 0 | |||
PhenixFIN Corp | COM | 71742W103 | 552,148 | 15,337 | SH | SOLE | 15,337 | 0 | 0 | |||
Tortoise Energy Infrastructure Corp | COM | 89147L886 | 448,174 | 15,244 | SH | SOLE | 15,244 | 0 | 0 | |||
New Germany Fund Inc/The | COM | 644465106 | 137,259 | 15,100 | SH | SOLE | 15,100 | 0 | 0 | |||
PGIM Short Duration High Yield Opportunities Fund | COM | 69355J104 | 202,352 | 13,654 | SH | SOLE | 13,654 | 0 | 0 | |||
Nuveen California Quality Municipal Income Fund | COM | 67066Y105 | 149,736 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | |||
Tiptree Inc | COM | 88822Q103 | 191,158 | 13,120 | SH | SOLE | 13,120 | 0 | 0 | |||
Velocity Financial Inc | COM | 92262D101 | 109,444 | 12,120 | SH | SOLE | 12,120 | 0 | 0 | |||
DWS Municipal Income Trust | COM | 233368109 | 95,301 | 10,708 | SH | SOLE | 10,708 | 0 | 0 | |||
Tortoise Pipeline & Energy Fund Inc | COM | 89148H207 | 267,640 | 10,412 | SH | SOLE | 10,412 | 0 | 0 | |||
Pioneer Floating Rate Fund Inc | COM | 72369J102 | 87,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | |||
Citigroup Inc | COM NEW | 172967424 | 211,005 | 4,500 | SH | SOLE | 4,500 | 0 | 0 |