|
||
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification Number)
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Item 5.07 |
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
|
NOMINEE
|
FOR
|
WITHHELD
|
BROKER
NON-VOTES
|
Richard A. Bianco
|
22,197,242
|
597,124
|
13,883,153
|
FOR
|
AGAINST
|
ABSTAIN
|
36,473,155
|
59,669
|
144,695
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
22,405,737
|
143,034
|
245,595
|
13,883,153
|
Choice 1
Every Year
|
Choice 2
Every Two Years
|
Choice 3
Every Three Years
|
Choice 4
Abstain
|
3,315,260
|
5,476
|
19,413,843
|
59,787
|
AMBASE CORPORATION
|
||||
By
|
/s/ John Ferrara
|
|||
John Ferrara
|
||||
Vice President and Chief Financial Officer and Controller
|
||||
AmBase Corporation
|
||||
Date: June 2, 2023
|