N-PX 1 d513236dnpx.htm SSGA ACTIVE TRUST SSGA Active Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22542

 

 

SSGA Active Trust

(Exact name of registrant as specified in charter)

 

 

One Iron Street, Boston, MA 02210

(Address of principal executive offices) (Zip code)

 

 

Sean O’Malley, Esq.

Senior Vice President and General Counsel

c/o SSGA Funds Management, Inc.

One Iron Street

Boston, Massachusetts 02210

(Name and Address of Agent for Service)

 

 

Registrant’s telephone number, including area code: (617) 664-1465

Date of fiscal year end: June 30

Reporting Period: 07/01/2022 - 06/30/2023

 

 

 


Item 1. Proxy Voting Report



======================= SPDR Blackstone High Income ETF ========================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



============== SPDR DoubleLine Emerging Markets Fixed Income ETF ===============

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



=========== SPDR DoubleLine Short Duration Total Return Tactical ETF ===========

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== SPDR DoubleLine Total Return Tactical ETF ===================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== SPDR Loomis Sayles Opportunistic Bond ETF ===================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== SPDR Nuveen Municipal Bond ESG ETF ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================== SPDR Nuveen Municipal Bond ETF ========================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== SPDR SSGA Fixed Income Sector Rotation ETF ==================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================= SPDR SSGA Global Allocation ETF ========================


SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X103
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X509
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X871
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X889
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SSGA ACTIVE TRUST

Ticker:                      Security ID:  78467V608
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management




======================= SPDR SSGA Income Allocation ETF ========================


SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X772
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X855
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SSGA ACTIVE TRUST

Ticker:                      Security ID:  78467V608
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management




==================== SPDR SSGA Multi-Asset Real Return ETF =====================


SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X541
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X855
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X863
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management




===================== SPDR SSGA Ultra Short Term Bond ETF ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================= SPDR SSGA US Sector Rotation ETF =======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== SPDR(R) Blackstone Senior Loan ETF ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

SSGA Active Trust
By:   /s/ Ann M. Carpenter
  Ann M. Carpenter
  President
Date: August 25, 2023