SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
STAUB W RICHARD

(Last) (First) (Middle)
C/O IQVIA HOLDINGS INC.
2400 ELLIS ROAD

(Street)
DURHAM NC 27703

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/25/2023
3. Issuer Name and Ticker or Trading Symbol
IQVIA HOLDINGS INC. [ IQV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 25,071 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right 02/09/2024 02/09/2031 Common Stock 3,204 $183.82 D
Stock Appreciation Right (2) 02/10/2032 Common Stock 5,462 $250.43 D
Stock Appreciation Right (3) 02/13/2033 Common Stock 3,433 $232.11 D
Explanation of Responses:
1. This amount includes 803 RSUs granted on February 9, 2021 which will vest on February 9, 2024 and 978 RSUs granted on February 10, 2022 which will vest in two annual installments on February 10, 2024 and February 10, 2025.
2. The stock appreciation right vests in two annual installments on February 10, 2024 and February 10, 2025.
3. The stock appreciation right vests in three annual installments beginning on February 13, 2024. A Power of Attorney is filed as Exhibit 24 to this Form 3.
Remarks:
President, Research & Development Solutions.
/s/ Matthew Gilmartin, Attorney-in-Fact for W. Richard Staub 09/29/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.