SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Martucci Richard J.

(Last) (First) (Middle)
C/O COHERENT CORP.
375 SAXONBURG BLVD

(Street)
SAXONBURG PA 16056

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/30/2023
3. Issuer Name and Ticker or Trading Symbol
COHERENT CORP. [ COHR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO & Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,408(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to buy) (2) 08/15/2025 Common Stock 1,400 $17.84 D
Stock Options (Right to buy) (3) 08/20/2026 Common Stock 2,580 $21.67 D
Stock Options (Right to buy) (4) 08/18/2027 Common Stock 1,800 $35.25 D
Stock Options (Right to buy) (5) 08/28/2028 Common Stock 900 $49.9 D
Stock Options (Right to buy) (6) 08/28/2029 Common Stock 1,992 $36.56 D
Explanation of Responses:
1. Includes 7,082 shares underlying restricted stock units granted to the reporting person under the Issuers Amended and Restated 2018 Omnibus Incentive Plan. 2,965 of such restricted stock units will vest on August 28, 2024, 2,508 of such restricted stock units will vest on August 28, 2025 and 1,609 of such restricted stock units will vest on August 28, 2026.
2. These options vested in five equal annual installments beginning on August 15, 2016.
3. These options vested in four equal annual installments beginning on August 20, 2017.
4. These options vested in four equal annual installments beginning on August 18, 2018.
5. These options vested in four equal annual installments beginning on August 28, 2019.
6. These options vested in four equal annual installments beginning on August 28, 2020.
Remarks:
/s/ Jeffrey W. Acre, Attorney-in-Fact 10/02/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.