-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQwAuQpustr5A3x73KnyCOlMDm0s1dl6e5tOS170H09xsA5ruHxjBxDgdteTLe+w 4PMVhlgd+LcNimcNijq9GA== 0001193125-08-237011.txt : 20081114 0001193125-08-237011.hdr.sgml : 20081114 20081114170120 ACCESSION NUMBER: 0001193125-08-237011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 081192654 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 2008 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title:. Partner Phone:. 312-499-2974 Signature, Place, and Date of Signing: /s/ Scott Schroeder New York, NY 11/14/2008 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 195 Form 13F Information Table Value Total: 199,228 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 1 28-11212 Luxor Capital Group, LP 2 28-11227 Hayground Cove Asset Management LLC 3 28-10466 DKR Capital Partners L.P. 4 28-12494 Visium Asset Management, LLC
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- --------- --------- ----- ---- ------------ --------- ------- ------- ---- MYR Group Inc/Delaware Common Stock 55405W104 13,579 1,072,576 SH SOLE NONE 1072576 0 0 Mattel Inc Common Stock 577081102 6,354 352,200 SH SHARED-OTHER 2 0 352200 0 Dell Inc Common Stock 24702R101 5,864 355,850 SH SHARED-OTHER 2 0 355850 0 Tiffany & Co Common Stock 886547108 5,848 164,650 SH SHARED-OTHER 2 0 164650 0 WellPoint Inc Common Stock 94973V107 5,842 124,900 SH SHARED-OTHER 2 0 124900 0 UnitedHealth Group Inc Common Stock 91324P102 5,780 227,650 SH SHARED-OTHER 2 0 227650 0 Electronic Arts Inc Common Stock 285512109 5,369 145,150 SH SHARED-OTHER 2 0 145150 0 Victory Acquisition Corp Common Stock 92644D209 4,830 500,000 SH SOLE NONE 500000 0 0 CME Group Inc Common Stock 12572Q105 4,458 12,000 SH SOLE NONE 12000 0 0 Triplecrown Acquisition Common Stock 89677G208 4,450 500,000 SH SOLE NONE 500000 0 0 Corp FedEx Corp Common Stock 31428X106 4,414 55,850 SH SHARED-OTHER 2 0 55850 0 SP Acquisition Holdings Common Stock 78470A104 3,680 400,000 SH SOLE NONE 400000 0 0 Inc Great Atlantic & Pacific Common Stock 390064103 3,587 331,557 SH SOLE NONE 331557 0 0 Tea Co Clorox Co Common Stock 189054109 3,448 55,000 SH SOLE NONE 55000 0 0 Research In Motion Ltd Common Stock 760975102 3,415 50,005 SH SOLE NONE 50005 0 0 CPEX Pharmaceuticals Inc Common Stock 12620N104 3,249 173,304 SH SOLE NONE 173304 0 0 Gildan Activewear Inc Common Stock 375916103 3,087 135,507 SH SOLE NONE 135507 0 0 Kohl's Corp Common Stock 500255104 2,995 65,000 SH SOLE NONE 65000 0 0 Immersion Corp Common Stock 452521107 2,739 470,601 SH SOLE NONE 470601 0 0 SAP AG Common Stock 803054204 2,672 50,000 SH SOLE NONE 50000 0 0 Liberty Acquisition Common Stock 53015Y107 2,610 300,000 SH SOLE NONE 300000 0 0 Holdings Corp Pegasystems Inc Common Stock 705573103 2,431 188,266 SH SOLE NONE 188266 0 0 Neutral Tandem Inc Common Stock 64128B108 2,416 130,308 SH SOLE NONE 130308 0 0 Macrovision Solutions Common Stock 55611C108 2,359 153,400 SH SOLE NONE 153400 0 0 Corp Chelsea Therapeutics Common Stock 163428105 2,152 662,127 SH SHARED-OTHER 4 0 662127 0 International Inc Computer Sciences Corp Common Stock 205363104 2,058 51,200 SH SHARED-OTHER 2 0 51200 0 HMS Holdings Corp Common Stock 40425J101 1,972 82,300 SH SOLE NONE 82300 0 0 CapitalSource Inc Common Stock 14055X102 1,972 160,290 SH SHARED-OTHER 1 0 160290 0 Amazon.com Inc Common Stock 023135106 1,819 25,000 SH SOLE NONE 25000 0 0 Alternative Asset Common Stock 02149U101 1,800 200,000 SH SOLE NONE 200000 0 0 Management Acquisition Corp Childrens Place Retail Common Stock 168905107 1,778 53,300 SH SOLE NONE 53300 0 0 Stores Inc/The Chardan 2008 China Common Stock G8977T101 1,768 260,000 SH SOLE NONE 260000 0 0 Acquisition Corp Coinstar Inc Common Stock 19259P300 1,760 55,000 SH SOLE NONE 55000 0 0 Asia Special Situation Common Stock G0538M105 1,745 195,000 SH SOLE NONE 195000 0 0 Acquisition Corp Progressive Corp/The Common Stock 743315103 1,740 100,000 SH SOLE NONE 100000 0 0 Harbin Electric Inc Common Stock 41145W109 1,637 148,620 SH SOLE NONE 148620 0 0 Citi Trends Inc Common Stock 17306X102 1,626 99,792 SH SOLE NONE 99792 0 0 Abercrombie & Fitch Co Common Stock 002896207 1,582 40,100 SH SOLE NONE 40100 0 0 Hibbett Sports Inc Common Stock 428567101 1,567 78,286 SH SOLE NONE 78286 0 0 Rambus Inc Common Stock 750917106 1,542 120,000 SH SOLE NONE 120000 0 0 Victory Acquisition Corp Common Stock 92644D100 1,539 162,000 SH SOLE NONE 162000 0 0 Stoneleigh Partners Common Stock 861923100 1,510 200,000 SH SOLE NONE 200000 0 0 Acquisition Corp 2020 ChinaCap Acquirco Common Stock 90212G109 1,448 200,000 SH SOLE NONE 200000 0 0 Inc Research In Motion Ltd Option - Put 760975952 1,344 500 SH Put SOLE NONE 500 0 0 Vignette Corp Common Stock 926734401 1,312 122,142 SH SOLE NONE 122142 0 0 Boyd Gaming Corp Common Stock 103304101 1,285 137,300 SH SOLE NONE 137300 0 0 Urban Outfitters Inc Common Stock 917047102 1,275 40,000 SH SOLE NONE 40000 0 0 Quest Software Inc Common Stock 74834T103 1,269 100,000 SH SOLE NONE 100000 0 0 CROCS Inc Common Stock 227046109 1,253 350,000 SH SOLE NONE 350000 0 0 Target Corp Common Stock 87612E106 1,226 25,000 SH SOLE NONE 25000 0 0 RH Donnelley Corp Common Stock 74955W307 1,223 614,609 SH SOLE NONE 614609 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- --------- --------- ----- ---- ------------ --------- ------- ------- ---- EMC Corp/ Massachusetts Common Stock 268648102 1,196 100,000 SH SOLE NONE 100000 0 0 International Business Common Stock 459200101 1,170 10,000 SH SOLE NONE 10000 0 0 Machines Corp MMC Energy Inc Common Stock 55312Q208 1,163 775,594 SH SOLE NONE 775594 0 0 China Holdings Common Stock 16942N106 1,129 125,000 SH SOLE NONE 125000 0 0 Acquisition Corp Mitsui & Co Ltd Common Stock 606827202 1,079 4,400 SH SOLE NONE 4400 0 0 Borland Software Corp Common Stock 099849101 1,071 700,000 SH SOLE NONE 700000 0 0 Central European Media Common Stock G20045202 1,059 16,200 SH SOLE NONE 16200 0 0 Enterprises Ltd Barnes & Noble Inc Common Stock 067774109 1,051 40,300 SH SOLE NONE 40300 0 0 Starbucks Corp Common Stock 855244109 1,041 70,000 SH SOLE NONE 70000 0 0 Gulfport Energy Corp Common Stock 402635304 964 131,169 SH SHARED-OTHER 1 0 131169 0 i2 Technologies Inc Common Stock 465754208 924 68,500 SH SOLE NONE 68500 0 0 Dolan Media Co Common Stock 25659P402 907 100,000 SH SOLE NONE 100000 0 0 NRDC Acquisition Corp Common Stock 62941R102 900 100,000 SH SOLE NONE 100000 0 0 IAC/ InterActiveCorp Common Stock 44919P508 865 50,000 SH SOLE NONE 50000 0 0 Newell Rubbermaid Inc Common Stock 651229106 863 50,000 SH SOLE NONE 50000 0 0 Alyst Acquisition Corp Common Stock 02263A105 863 117,400 SH SOLE NONE 117400 0 0 Ebix Inc Common Stock 278715206 828 8,807 SH SHARED-OTHER 1 0 8807 0 AFC Enterprises Common Stock 00104Q107 808 111,348 SH SOLE NONE 111348 0 0 Insite Vision Inc Common Stock 457660108 780 1,658,787 SH SHARED-OTHER 4 0 1658787 0 Sucampo Pharmaceuticals Common Stock 864909106 777 91,078 SH SOLE NONE 91078 0 0 Inc American Tower Corp Common Stock 029912201 770 21,416 SH SOLE NONE 21416 0 0 Media & Entertainment Common Stock 58439W108 750 100,000 SH SOLE NONE 100000 0 0 Holdings Inc Ross Stores Inc Common Stock 778296103 736 20,000 SH SOLE NONE 20000 0 0 KBL Healthcare Common Stock 48241N107 700 95,000 SH SOLE NONE 95000 0 0 Acquisition Corp III Tween Brands Inc Common Stock 901166108 685 70,000 SH SOLE NONE 70000 0 0 E*Trade Financial Corp Common Stock 269246104 679 242,332 SH SHARED-OTHER 1 0 242332 0 DG FastChannel Inc Common Stock 23326R109 677 30,900 SH SOLE NONE 30900 0 0 RTI International Metals Common Stock 74973W107 652 33,352 SH SHARED-OTHER 1 0 33352 0 Inc Powerwave Technologies Common Stock 739363109 622 157,000 SH SOLE NONE 157000 0 0 Inc Sony Corp Common Stock 835699307 617 20,000 SH SOLE NONE 20000 0 0 Voltaire Ltd Common Stock 001106426 597 150,000 SH SOLE NONE 150000 0 0 eBay Inc Option - Put 278642953 587 5,000 SH Put SOLE NONE 5000 0 0 First Trust/ Four Common Stock 33733U108 581 55,607 SH SHARED-OTHER 3 0 55607 0 Corners Senior Floating Rate Income Fund II Zila Inc Common Stock 989513304 558 441,608 SH SOLE NONE 441608 0 0 US Cellular Corp Common Stock 911684108 554 11,800 SH SOLE NONE 11800 0 0 Teekay Offshore Partners Common Stock Y8565J101 544 50,520 SH SHARED-OTHER 1 0 50520 0 LP Quality Distribution Inc Common Stock 74756M102 542 127,515 SH SOLE NONE 127515 0 0 Dress Barn Inc Common Stock 261570105 535 35,000 SH SOLE NONE 35000 0 0 WellCare Health Plans Inc Common Stock 94946T106 535 14,850 SH SHARED-OTHER 2 0 14850 0 Analog Devices Inc Common Stock 032654105 527 20,000 SH SOLE NONE 20000 0 0 Alliance Imaging Inc Common Stock 018606202 523 50,964 SH SHARED-OTHER 3 0 50964 0 Tessera Technologies Inc Common Stock 88164L100 523 32,000 SH SOLE NONE 32000 0 0 SBA Communications Corp Common Stock 78388J106 517 20,000 SH SOLE NONE 20000 0 0 Williams- Sonoma Inc Common Stock 969904101 455 28,100 SH SOLE NONE 28100 0 0 eLong Inc Common Stock 290138205 447 64,285 SH SOLE NONE 64285 0 0 UnitedHealth Group Inc Common Stock 91324P102 444 17,500 SH SOLE NONE 17500 0 0 RF Micro Devices Inc Common Stock 749941100 438 150,000 SH SOLE NONE 150000 0 0 Ltd Brands Inc Common Stock 532716107 433 25,000 SH SOLE NONE 25000 0 0 Medarex Inc Common Stock 583916101 417 64,394 SH SHARED-OTHER 1 0 64394 0 PHH Corp Common Stock 693320202 404 30,370 SH SHARED-OTHER 1 0 30370 0 WellPoint Inc Common Stock 94973V107 376 8,050 SH SHARED-OTHER 1 0 8050 0 Gap Inc/ The Common Stock 364760108 368 20,689 SH SOLE NONE 20689 0 0
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- --------- ----- ---- ------------ --------- ------- --------- ---- Palm Inc Common Stock 696643105 361 60,500 SH SOLE NONE 60500 0 0 Cardiodynamics Common Stock 141597302 361 248,802 SH SOLE NONE 248802 0 0 International Corp Mines Management Inc Common Stock 603432105 340 174,550 SH SOLE NONE 174550 0 0 Palm Inc Option - Put 696643955 340 2,000 SH Put SOLE NONE 2000 0 0 Sequenom Inc Common Stock 817337405 337 12,641 SH SHARED-OTHER 1 0 12641 0 VMware Inc Option - Call 928563902 334 4,214 SH Call SOLE NONE 4214 0 0 Pantry Inc/The Common Stock 698657103 332 15,686 SH SOLE NONE 15686 0 0 LCA-Vision Inc Common Stock 501803308 330 71,225 SH SOLE NONE 71225 0 0 FirstFed Financial Common Stock 337907109 322 41,115 SH SHARED-OTHER 1 0 41115 0 Corp Multimedia Games Inc Common Stock 625453105 314 72,600 SH SOLE NONE 72600 0 0 PetroHawk Energy Corp Option - Call 716495906 310 1,000 SH Call SOLE NONE 1000 0 0 Temecula Valley Common Stock 87972L104 305 56,000 SH SOLE NONE 56000 0 0 Bancorp Inc American Eagle Common Stock 02553E106 305 20,000 SH SOLE NONE 20000 0 0 Outfitters Inc Cypress Semiconductor Option - Call 232806909 300 1,000 SH Call SOLE NONE 1000 0 0 Corp LivePerson Inc Common Stock 538146101 300 103,000 SH SOLE NONE 103000 0 0 Genworth Financial Inc Common Stock 37247D106 298 34,600 SH SOLE NONE 34600 0 0 Chardan 2008 China Equity WRT G8977T119 286 260,000 SH SOLE NONE 260000 0 0 Acquisition Corp O'Reilly Automotive Common Stock 686091109 268 10,000 SH SOLE NONE 10000 0 0 Inc Oscient Convertible Bonds 68812RAC9 265 1,377,650 PRN SHARED-OTHER 4 0 1377650 0 Pharmaceuticals Corp Genworth Financial Inc Option - Call 37247D906 260 1,000 SH Call SOLE NONE 1000 0 0 Tongxin International Equity WRT G8918T111 260 199,938 SH SOLE NONE 199938 0 0 Ltd Citigroup Inc Common Stock 172967101 248 12,100 SH SOLE NONE 12100 0 0 HLS Systems Common Stock G4604M106 243 57,167 SH SOLE NONE 57167 0 0 International Ltd GrafTech Common Stock 384313102 236 15,650 SH SHARED-OTHER 2 0 15650 0 International Ltd Repligen Corp Common Stock 759916109 236 50,000 SH SOLE NONE 50000 0 0 TVI Corp Common Stock 872916101 232 1,289,272 SH SOLE NONE 1289272 0 0 Netlogic Microsystems Option - Put 64118B950 230 1,000 SH Put SOLE NONE 1000 0 0 Inc Sigma-Aldrich Corp Common Stock 826552101 220 4,200 SH SOLE NONE 4200 0 0 Bank of Montreal Common Stock 063671101 216 5,000 SH SOLE NONE 5000 0 0 Techwell Inc Common Stock 87874D101 215 22,800 SH SOLE NONE 22800 0 0 Eaton Vance Common Stock 278279104 210 18,718 SH SHARED-OTHER 3 0 18718 0 Floating-Rate Income Trust Charming Shoppes Inc Common Stock 161133103 209 42,700 SH SOLE NONE 42700 0 0 NDS Group PLC Common Stock 628891103 205 3,662 SH SOLE NONE 3662 0 0 Bally Technologies Inc Option - Call 05874B907 191 2,200 SH Call SOLE NONE 2200 0 0 Wet Seal Inc/ The Common Stock 961840105 182 50,000 SH SOLE NONE 50000 0 0 Netease.com Option - Call 64190W902 170 1,000 SH Call SOLE NONE 1000 0 0 Knot Inc/The Common Stock 499184109 167 20,000 SH SOLE NONE 20000 0 0 Chico's FAS Inc Common Stock 168615102 164 30,000 SH SOLE NONE 30000 0 0 Eaton Vance Senior Common Stock 27828Q105 160 14,665 SH SHARED-OTHER 3 0 14665 0 Floating-Rate Trust Take-Two Interactive Option - Call 879054909 151 500 SH Call SOLE NONE 500 0 0 Software Inc Claude Resources Inc Common Stock 182873109 135 330,205 SH SOLE NONE 330205 0 0 Alsius Corp Common Stock 021211107 134 178,451 SH SHARED-OTHER 4 0 178451 0 WellPoint Inc Option - Call 94973V907 134 4,071 SH Call SOLE NONE 4071 0 0 China Cablecom Common Stock G21176105 132 56,056 SH SOLE NONE 56056 0 0 Holdings Ltd Advanta Corp Common Stock 007942204 129 15,700 SH SOLE NONE 15700 0 0 EMC Corp/ Option - Call 268648902 120 2,000 SH Call SOLE NONE 2000 0 0 Massachusetts Rodman & Renshaw Common Stock 77487R100 117 69,107 SH SHARED-OTHER 4 0 69107 0 Capital Group Inc Cypress Semiconductor Common Stock 232806109 114 21,863 SH SOLE NONE 21863 0 0 Corp Dell Inc Option - Put 24702R951 114 1,000 SH Put SOLE NONE 1000 0 0 Aetna Inc Option - Call 00817Y908 110 2,000 SH Call SOLE NONE 2000 0 0 SP Acquisition Equity WRT 78470A112 109 362,300 SH SOLE NONE 362300 0 0 Holdings Inc Liberty Acquisition Equity WRT 53015Y115 105 150,000 SH SOLE NONE 150000 0 0 Holdings Corp
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- -------- ----- ---- ------------ --------- ------ --------- ---- TiVo Inc Option - Put 888706958 100 1,000 SH Put SOLE NONE 1000 0 0 Seanergy Maritime Corp Equity WRT Y73760111 88 100,000 SH SOLE NONE 100000 0 0 Victory Acquisition Equity WRT 92644D118 88 195,000 SH SOLE NONE 195000 0 0 Corp iShares Russell 2000 Option - Put 464287955 71 207 SH Put SOLE NONE 207 0 0 Index Fund Prana Biotechnology Common Stock 739727105 70 20,000 SH SOLE NONE 20000 0 0 Ltd Boise Inc Equity WRT 09746Y113 66 62,500 SH SOLE NONE 62500 0 0 Micromet Inc Common Stock 59509C105 65 14,759 SH SHARED-OTHER 1 0 14759 0 UnitedHealth Group Inc Option -Call 91324P902 61 8,143 SH Call SOLE NONE 8143 0 0 Zila Inc Common Stock 989513304 60 46,815 SH SHARED-OTHER 4 0 46815 0 Hollywood Media Corp Common Stock 436233100 56 25,000 SH SOLE NONE 25000 0 0 National City Corp Common Stock 635405103 53 30,319 SH SHARED-OTHER 1 0 30319 0 Conn's Inc Option - Put 958242957 52 1,154 SH Put SOLE NONE 1154 0 0 Pacific Rim Mining Common Stock 694915208 46 151,800 SH SOLE NONE 151800 0 0 Corp Allscripts- Misys Option -Call 01988P908 45 1,000 SH Call SOLE NONE 1000 0 0 Healthcare Solutions Inc Thornburg Mortgage Inc Option - Put 885218950 42 178 SH Put SHARED-OTHER 1 0 178 0 2020 ChinaCap Equity WRT 90212G117 39 200,000 SH SOLE NONE 200000 0 0 Acquirco Inc Columbus Acquisition Equity WRT 198851115 38 250,000 SH SOLE NONE 250000 0 0 Corp Eastman Kodak Co Option - Put 277461959 34 400 SH Put SOLE NONE 400 0 0 Eli Lilly & Co Option -Call 532457908 32 2,000 SH Call SOLE NONE 2000 0 0 Community Bankers Equity WRT 203612114 30 50,000 SH SOLE NONE 50000 0 0 Trust Corp Stoneleigh Partners Equity WRT 861923126 30 200,000 SH SOLE NONE 200000 0 0 Acquisition Corp NetApp Inc Option -Call 64190D904 28 5,643 SH Call SOLE NONE 5643 0 0 Amazon.com Inc Option -Call 023135906 26 1,071 SH Call SOLE NONE 1071 0 0 American Greetings Option - Put 026375955 24 150 SH Put SOLE NONE 150 0 0 Corp NRDC Acquisition Corp Equity WRT 62941R110 24 100,000 SH SOLE NONE 100000 0 0 Alternative Asset Equity WRT 02149U119 21 60,000 SH SOLE NONE 60000 0 0 Management Acquisition Corp Sotheby's Option -Call 835898907 21 2,071 SH Call SOLE NONE 2071 0 0 Media & Entertainment Equity WRT 58439W116 20 100,000 SH SOLE NONE 100000 0 0 Holdings Inc Thornburg Mortgage Inc Common Stock 885218800 13 132,082 SH SHARED-OTHER 1 0 132081.99 0 Asia Special Equity WRT G0538M121 10 95,000 SH SOLE NONE 95000 0 0 Situation Acquisition Corp Tyco International Ltd Option -Call G9143X908 5 281 SH Call SHARED-OTHER 1 0 281 0 Akamai Technologies Option -Call 00971T901 5 500 SH Call SOLE NONE 500 0 0 Inc OfficeMax Inc Option -Call 67622P901 5 500 SH Call SOLE NONE 500 0 0 Research In Motion Ltd Option -Call 760975902 5 500 SH Call SOLE NONE 500 0 0 Sprint Nextel Corp Option -Call 859061900 5 1,000 SH Call SOLE NONE 1000 0 0 American Option - Put 030111958 4 400 SH Put SOLE NONE 400 0 0 Superconductor Corp Dow Chemical Co/The Option -Call 260543903 2 440 SH Call SOLE NONE 440 0 0 PMC - Sierra Inc Option -Call 69344F906 2 178 SH Call SOLE NONE 178 0 0 Virgin Media Inc Option -Call 92769L901 1 250 SH Call SOLE NONE 250 0 0
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