-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NN8s/2S8EFaQiPNAK21LY0ge8ufYOL314JJLpRosTKYZLVLzkcV+vUtkkqH4RXfL zib2/rKkXZpNg//AfxMkIA== 0001193125-07-031938.txt : 20070214 0001193125-07-031938.hdr.sgml : 20070214 20070214170714 ACCESSION NUMBER: 0001193125-07-031938 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 07622385 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 2006 -------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. --------------------------------------------- Address: 181 W. Madison --------------------------------------------- Suite 3600 --------------------------------------------- Chicago, IL 60602 --------------------------------------------- Form 13F File Number: 28-10402 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder ---------------------------------------------- Title: General Counsel --------------------------------------------- Phone: 312-499-2974 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Scott Schroeder Chicago IL 02/14/07 --------------------------- -------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------- Form 13F Information Table Entry Total: 533 ------------------- Form 13F Information Table Value Total: 2,052,078 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ---- ------------------- ---------------------- [Repeat as necessary.]
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Cephalon Inc Common Stock 156708109 87,459.99 1,242,153 SH SOLE NO SOLE Medicis Pharmaceutical Corp Pfd Conv 584690AB7 50,103.95 47,500 PRN SOLE NO SOLE Medarex Inc Pfd Conv 583916101 48,116.24 37,500 PRN SOLE NO SOLE Auxilium Pharmaceuticals Inc Common Stock 05334D107 47,383.02 3,225,529 SH SOLE NO SOLE GTx Inc Common Stock 40052B108 45,658.45 2,559,330 SH SOLE NO SOLE Baxter International Inc Common Stock 071813109 45,481.73 980,421 SH SOLE NO SOLE Inverness Medical Innovations Inc Common Stock 46126P106 40,474.44 1,045,851 SH SOLE NO SOLE Genentech Inc Common Stock 368710406 40,420.67 498,221 SH SOLE NO SOLE Endo Pharmaceuticals Holdings Inc Common Stock 29264F205 40,061.42 1,452,553 SH SOLE NO SOLE Mylan Laboratories Inc Common Stock 628530107 39,231.02 1,965,482 SH SOLE NO SOLE InterMune Inc Pfd Conv 45884X103 37,397.41 24,600 PRN SOLE NO SOLE Genzyme Corp Pfd Conv 372917104 36,452.50 35,000 PRN SOLE NO SOLE Advanced Magnetics Inc Common Stock 00753P103 36,269.33 607,323 SH SOLE NO SOLE Penwest Pharmaceuticals Co Common Stock 709754105 32,491.38 1,954,956 SH SOLE NO SOLE OSI Pharmaceuticals Inc Common Stock 671040103 31,513.83 900,910 SH SOLE NO SOLE Teva Pharmaceutical Industries Ltd Common Stock 881624209 31,390.80 1,010,000 SH SOLE NO SOLE Elan Corp PLC Pfd Conv 284131208 31,110.00 30,500 PRN SOLE NO SOLE KV Pharmaceutical Co Pfd Conv 482740206 30,470.01 27,500 PRN SOLE NO SOLE CV Therapeutics Inc Pfd Conv 126667104 30,411.00 30,000 PRN SOLE NO SOLE United Therapeutics Corp Common Stock 91307C102 28,637.06 526,707 SH SOLE NO SOLE Collagenex Pharmaceuticals Inc Common Stock 19419B100 28,028.12 2,006,308 SH SOLE NO SOLE Sepracor Inc Pfd Conv 817315104 24,942.70 25,000 PRN SOLE NO SOLE Abbott Laboratories Common Stock 002824100 24,278.77 498,435 SH SOLE NO SOLE Amgen Inc Pfd Conv 031162100 23,972.93 32,000 PRN SOLE NO SOLE Gen-Probe Inc Common Stock 36866T103 23,643.38 451,468 SH SOLE NO SOLE Indevus Pharmaceuticals Inc Common Stock 454072109 22,703.21 3,197,636 SH SOLE NO SOLE Millennium Pharmaceuticals Inc Pfd Conv 599902103 21,890.79 21,809 PRN SOLE NO SOLE Acorda Therapeutics Inc Common Stock 00484M106 18,683.13 1,201,929 SH SOLE NO SOLE Merck & Co Inc Common Stock 589331107 18,190.22 417,207 SH SOLE NO SOLE Impax Laboratories Inc Common Stock 45256B101 17,857.33 1,822,178 SH SOLE NO SOLE Inspire Pharmaceuticals Inc Common Stock 457733103 17,365.70 2,734,757 SH SOLE NO SOLE Humana Inc Common Stock 444859102 16,147.32 291,942 SH SOLE NO SOLE Respironics Inc Common Stock 761230101 15,972.52 423,113 SH SOLE NO SOLE Rita Medical Systems Inc Common Stock 76774E103 15,011.38 3,263,342 SH SOLE NO SOLE Myriad Genetics Inc Common Stock 62855J104 14,822.37 473,558 SH SOLE NO SOLE Dr Reddy's Laboratories Ltd Common Stock 256135203 14,772.13 811,656 SH SOLE NO SOLE Vertex Pharmaceuticals Inc Common Stock 92532F100 14,754.07 394,283 SH SOLE NO SOLE Affymax Inc Common Stock 00826A109 13,903.14 408,435 SH SOLE NO SOLE Flanders Corp Common Stock 338494107 13,048.17 1,317,997 SH SOLE NO SOLE Cypress Bioscience Inc Common Stock 232674507 12,330.58 1,591,043 SH SOLE NO SOLE Conor Medsystems Inc Common Stock 208264101 12,293.99 392,403 SH SOLE NO SOLE United Therapeutics Corp Put 91307C102 12,246.08 11,591.00 SH PUT SOLE NO SOLE Medco Health Solutions Inc Common Stock 58405U102 11,957.15 223,749 SH SOLE NO SOLE Cooper Cos Inc/The Common Stock 216648402 11,052.74 248,376 SH SOLE NO SOLE Washington Mutual Inc Common Stock 939322103 10,690.16 235,000 SH SOLE NO SOLE Insite Vision Inc Common Stock 457660108 10,605.82 6,842,467 SH SOLE NO SOLE Biovail Corp Pfd Conv 09067J109 10,237.51 10,000 PRN SOLE NO SOLE Coventry Health Care Inc Common Stock 222862104 9,943.43 198,670 SH SOLE NO SOLE Health Net Inc Common Stock 42222G108 9,482.58 194,874 SH SOLE NO SOLE Hologic Inc Common Stock 436440101 9,241.45 195,462 SH SOLE NO SOLE Regeneron Pharmaceuticals Inc Pfd Conv 75886F107 9,095.42 8,500 PRN SOLE NO SOLE Ista Pharmaceuticals Inc Common Stock 45031X204 8,959.77 1,260,164 SH SOLE NO SOLE Sonus Pharmaceuticals Inc Common Stock 835692104 8,869.65 1,451,661 SH SOLE NO SOLE Telik Inc Put 87959M109 8,675.17 5,584.00 SH PUT SOLE NO SOLE Myriad Genetics Inc Put 62855J104 8,634.85 17,679.00 SH PUT SOLE NO SOLE Keryx Biopharmaceuticals Inc Common Stock 492515101 8,476.91 637,361 SH SOLE NO SOLE ZIOPHARM Oncology Inc Common Stock 98973P101 8,296.22 1,389,652 SH SOLE NO SOLE Barrier Therapeutics Inc Common Stock 06850R108 7,626.26 1,011,441 SH SOLE NO SOLE Petroleum Development Corp Common Stock 716578109 7,590.06 176,308 SH SOLE NO SOLE Atherogenics Inc Put 047439104 7,380.63 22,280.00 SH PUT SOLE NO SOLE Orthofix International NV Common Stock N6748L102 7,333.90 146,678 SH SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Cameron International Corp Common Stock 13342B105 7,161.76 135,000 SH SOLE NO SOLE Isis Pharmaceuticals Inc Pfd Conv 464330109 7,044.17 7,000 PRN SOLE NO SOLE Marvell Technology Group Ltd Common Stock G5876H105 7,004.35 365,000 SH SOLE NO SOLE Lifecell Corp Common Stock 531927101 6,982.98 289,270 SH SOLE NO SOLE Pozen Inc Common Stock 73941U102 6,612.51 389,200 SH SOLE NO SOLE Business Objects SA Common Stock 12328X107 6,410.64 162,500 SH SOLE NO SOLE Zila Inc Common Stock 989513205 6,367.91 2,507,052 SH SOLE NO SOLE Neurochem Inc Call 64125K101 6,258.21 6,350.00 SH CALL SOLE NO SOLE Sepracor Inc Common Stock 817315104 6,158.00 100,000 SH SOLE NO SOLE InterMune Inc Common Stock 45884X103 6,111.50 198,748 SH SOLE NO SOLE Cynosure Inc Common Stock 232577205 6,018.99 380,227 SH SOLE NO SOLE Repros Therapeutics Inc Common Stock 76028H100 5,989.75 475,000 SH SOLE NO SOLE AVANIR Pharmaceuticals Put 05348P401 5,941.29 17,136.00 SH PUT SOLE NO SOLE Combinatorx Inc Common Stock 20010A103 5,779.21 667,347 SH SOLE NO SOLE Millennium Pharmaceuticals Inc Common Stock 599902103 5,755.19 528,000 SH SOLE NO SOLE NPS Pharmaceuticals Inc Pfd Conv 62936P103 5,750.00 6,250 PRN SOLE NO SOLE PDL BioPharma Inc Pfd Conv 69329Y104 5,696.70 5,000 PRN SOLE NO SOLE Chelsea Therapeutics International Inc Common Stock 163428105 5,656.04 1,480,636 SH SOLE NO SOLE TVI Corp Common Stock 872916101 5,645.30 2,402,256 SH SOLE NO SOLE Apple Computer Inc Common Stock 037833100 5,090.40 60,000 SH SOLE NO SOLE AG Edwards Inc Common Stock 281760108 5,063.20 80,000 SH SOLE NO SOLE Max Re Capital Ltd Common Stock G6052F103 5,058.32 203,800 SH SOLE NO SOLE Allos Therapeutics Common Stock 019777101 5,018.71 857,900 SH SOLE NO SOLE Waddell & Reed Financial Inc Common Stock 930059100 4,924.80 180,000 SH SOLE NO SOLE McAfee Inc Common Stock 579064106 4,915.42 173,200 SH SOLE NO SOLE Advanced Medical Optics Inc Pfd Conv 00763M108 4,843.59 4,949 PRN SOLE NO SOLE Isis Pharmaceuticals Inc Common Stock 464330109 4,749.05 427,073 SH SOLE NO SOLE Momenta Pharmaceuticals Inc Common Stock 60877T100 4,742.59 301,500 SH SOLE NO SOLE HemoSense Inc Common Stock 423691104 4,666.18 1,109,471 SH SOLE NO SOLE PowerShares Global Water Portfolio Common Stock 73935X575 4,602.50 250,000 SH SOLE NO SOLE AllianceBernstein Holding LP Common Stock 01881G106 4,598.88 57,200 SH SOLE NO SOLE Onyx Pharmaceuticals Inc Common Stock 683399109 4,561.63 431,156 SH SOLE NO SOLE ACA Capital Holdings Inc Common Stock 000833103 4,505.81 291,450 SH SOLE NO SOLE Northfield Laboratories Inc Put 666135108 4,468.46 8,155.00 SH PUT SOLE NO SOLE Alcon Inc Common Stock H01301102 4,382.95 39,214 SH SOLE NO SOLE Boston Private Financial Holdings Inc Common Stock 101119105 4,231.50 150,000 SH SOLE NO SOLE Hartford Financial Services Group Inc Common Stock 416515104 4,198.95 45,000 SH SOLE NO SOLE Comerica Inc Common Stock 200340107 4,195.62 71,500 SH SOLE NO SOLE Medarex Inc Call 583916101 4,132.42 17,790.00 SH CALL SOLE NO SOLE AON Corp Common Stock 037389103 4,064.10 115,000 SH SOLE NO SOLE Cardiodynamics International Corp Common Stock 141597104 3,946.24 3,758,317 SH SOLE NO SOLE SBA Communications Corp Common Stock 78388J106 3,936.57 143,148 SH SOLE NO SOLE BioCryst Pharmaceuticals Inc Common Stock 09058V103 3,847.32 332,813 SH SOLE NO SOLE Onyx Pharmaceuticals Inc Put 683399109 3,844.60 5,811.00 SH PUT SOLE NO SOLE CommScope Inc Common Stock 203372107 3,810.00 125,000 SH SOLE NO SOLE Cadence Pharmaceuticals Inc Common Stock 12738T100 3,803.18 308,700 SH SOLE NO SOLE Lazard Ltd Common Stock G54050102 3,801.40 80,300 SH SOLE NO SOLE BlackRock Inc/New York Common Stock 09247X101 3,797.50 25,000 SH SOLE NO SOLE PMI Group Inc/The Common Stock 69344M101 3,773.60 80,000 SH SOLE NO SOLE American Tower Corp Common Stock 029912201 3,728.00 100,000 SH SOLE NO SOLE Thoratec Corp Common Stock 885175307 3,721.83 211,708 SH SOLE NO SOLE Chubb Corp Common Stock 171232101 3,703.70 70,000 SH SOLE NO SOLE Valero GP Holdings LLC Common Stock 91914G108 3,698.18 149,000 SH SOLE NO SOLE Arena Pharmaceuticals Inc Common Stock 040047102 3,642.06 282,111 SH SOLE NO SOLE Oshkosh Truck Corp Common Stock 688239201 3,631.50 75,000 SH SOLE NO SOLE Federated Investors Inc Common Stock 314211103 3,580.68 106,000 SH SOLE NO SOLE United Therapeutics Corp Call 91307C102 3,524.79 10,705.00 SH CALL SOLE NO SOLE Neurochem Inc Put 64125K101 3,401.04 10,108.00 SH PUT SOLE NO SOLE Chesapeake Utilities Corp Common Stock 165303108 3,297.94 107,600 SH SOLE NO SOLE Seattle Genetics Inc /wa Common Stock 812578102 3,261.44 611,904 SH SOLE NO SOLE Shanghai Century Acquisition Corp Common Stock G80637104 3,236.14 442,700 SH SOLE NO SOLE Pharmacopeia Drug Discovery Inc Common Stock 7171EP101 3,226.79 757,462 SH SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- HCC Insurance Holdings Inc Common Stock 404132102 3,209.00 100,000 SH SOLE NO SOLE Advanced Life Sciences Holdings Inc Common Stock 00765H107 3,206.25 1,178,769 SH SOLE NO SOLE American Home Mortgage Investment Corp Common Stock 02660R107 3,160.80 90,000 SH SOLE NO SOLE Northern Trust Corp Common Stock 665859104 3,034.51 50,000 SH SOLE NO SOLE E*Trade Financial Corp Common Stock 269246104 3,026.70 135,000 SH SOLE NO SOLE Nutri/System Inc Common Stock 67069D108 3,011.03 47,500 SH SOLE NO SOLE Alcoa Inc Common Stock 013817101 3,001.00 100,000 SH SOLE NO SOLE Sohu.com Inc Common Stock 83408W103 3,000.00 125,000 SH SOLE NO SOLE Ultrapetrol Bahamas Ltd Common Stock P94398107 2,965.20 224,977 SH SOLE NO SOLE Northstar Neuroscience Inc Common Stock 66704V101 2,932.53 203,931 SH SOLE NO SOLE Allot Communications Ltd Common Stock M0854Q105 2,920.47 249,400 SH SOLE NO SOLE Downey Financial Corp Common Stock 261018105 2,903.20 40,000 SH SOLE NO SOLE Asia Automotive Acquisition Corp Common Stock 04519K101 2,872.44 355,500 SH SOLE NO SOLE T Rowe Price Group Inc Common Stock 74144T108 2,845.05 65,000 SH SOLE NO SOLE Momenta Pharmaceuticals Inc Put 60877T100 2,833.53 7,643.00 SH PUT SOLE NO SOLE OneBeacon Insurance Group Ltd Common Stock G67742109 2,800.00 100,000 SH SOLE NO SOLE Annaly Capital Management Inc Common Stock 035710409 2,782.00 200,000 SH SOLE NO SOLE Franklin Resources Inc Common Stock 354613101 2,754.25 25,000 SH SOLE NO SOLE MEMC Electronic Materials Inc Common Stock 552715104 2,739.80 70,000 SH SOLE NO SOLE Bare Escentuals Inc Common Stock 067511105 2,734.16 88,000 SH SOLE NO SOLE Sepracor Inc Call 817315104 2,708.76 4,300.00 SH CALL SOLE NO SOLE RenaissanceRe Holdings Ltd Common Stock G7496G103 2,700.00 45,000 SH SOLE NO SOLE State Street Corp Common Stock 857477103 2,697.60 40,000 SH SOLE NO SOLE Medivation Inc Common Stock 58501N101 2,689.39 170,000 SH SOLE NO SOLE FirstFed Financial Corp Common Stock 337907109 2,678.80 40,000 SH SOLE NO SOLE Potlatch Corp Common Stock 737630103 2,629.20 60,000 SH SOLE NO SOLE Western Digital Corp Common Stock 958102105 2,627.06 128,400 SH SOLE NO SOLE TCF Financial Corp Common Stock 872275102 2,604.90 95,000 SH SOLE NO SOLE Angiodynamics Inc Common Stock 03475V101 2,583.01 120,196 SH SOLE NO SOLE Anworth Mortgage Asset Corp Common Stock 037347101 2,567.70 270,000 SH SOLE NO SOLE Research In Motion Ltd Common Stock 760975102 2,555.60 20,000 SH SOLE NO SOLE Resource Capital Corp Common Stock 76120W302 2,542.51 150,000 SH SOLE NO SOLE Iomai Corp Common Stock 46202P103 2,538.16 509,670 SH SOLE NO SOLE Melco PBL Entertainment Macau Ltd Common Stock 585464100 2,519.31 118,500 SH SOLE NO SOLE Huntington Bancshares Inc/OH Common Stock 446150104 2,493.76 105,000 SH SOLE NO SOLE Medarex Inc Put 583916101 2,483.12 13,758.00 SH PUT SOLE NO SOLE Amvescap PLC Common Stock 03235E100 2,465.00 100,000 SH SOLE NO SOLE King Pharmaceuticals Inc Common Stock 495582108 2,461.86 154,640 SH SOLE NO SOLE Agile Software Corp Common Stock 00846X105 2,460.00 400,000 SH SOLE NO SOLE Assisted Living Concepts Inc Common Stock 04544X102 2,456.04 248,337 SH SOLE NO SOLE Youbet.com Inc Common Stock 987413101 2,323.12 629,572 SH SOLE NO SOLE Imax Corp Common Stock 45245E109 2,287.59 608,400 SH SOLE NO SOLE Astoria Financial Corp Common Stock 046265104 2,262.00 75,000 SH SOLE NO SOLE Vertex Pharmaceuticals Inc Put 92532F100 2,253.54 8,473.00 SH PUT SOLE NO SOLE Flamel Technologies Common Stock 338488109 2,246.26 75,000 SH SOLE NO SOLE Bankunited Financial Corp Common Stock 06652B103 2,236.80 80,000 SH SOLE NO SOLE DreamWorks Animation SKG Inc Common Stock 26153C103 2,211.75 75,000 SH SOLE NO SOLE BB&T Corp Common Stock 054937107 2,196.50 50,000 SH SOLE NO SOLE Mellon Financial Corp Common Stock 58551A108 2,099.08 49,800 SH SOLE NO SOLE Triad Hospitals Inc Common Stock 89579K109 2,091.50 50,000 SH SOLE NO SOLE Airtran Holdings Inc Common Stock 00949P108 2,054.50 175,000 SH SOLE NO SOLE Net 1 UEPS Technologies Inc Common Stock 64107N206 2,054.42 69,500 SH SOLE NO SOLE Genworth Financial Inc Common Stock 37247D106 2,052.60 60,000 SH SOLE NO SOLE Chicago Mercantile Exchange Holdings Inc Common Stock 167760107 2,039.01 4,000 SH SOLE NO SOLE Cypress Bioscience Inc Put 232674507 2,037.66 6,435.00 SH PUT SOLE NO SOLE Manhattan Pharmaceuticals Inc Common Stock 563118207 2,035.94 2,644,081 SH SOLE NO SOLE Cash America International Inc Common Stock 14754D100 2,016.70 43,000 SH SOLE NO SOLE Friedman Billings Ramsey Group Inc Common Stock 358434108 2,000.00 250,000 SH SOLE NO SOLE Qimonda AG Common Stock 746904101 1,959.37 111,900 SH SOLE NO SOLE Regal Entertainment Group Common Stock 758766109 1,948.65 91,400 SH SOLE NO SOLE Neopharm Inc Put 640919106 1,926.86 5,637.00 SH PUT SOLE NO SOLE Qualcomm Inc Common Stock 747525103 1,889.50 50,000 SH SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Pozen Inc Put 73941U102 1,854.40 9,760.00 SH PUT SOLE NO SOLE Aracruz Celulose SA Common Stock 038496204 1,836.30 30,000 SH SOLE NO SOLE MBIA Inc Common Stock 55262C100 1,826.50 25,000 SH SOLE NO SOLE Dynegy Inc Common Stock 26816Q101 1,810.00 250,000 SH SOLE NO SOLE Zions Bancorporation Common Stock 989701107 1,788.95 21,700 SH SOLE NO SOLE Cullen/Frost Bankers Inc Common Stock 229899109 1,780.66 31,900 SH SOLE NO SOLE PartnerRe Ltd Common Stock G6852T105 1,775.75 25,000 SH SOLE NO SOLE Bank of New York Co Inc/The Common Stock 064057102 1,771.65 45,000 SH SOLE NO SOLE Granite Construction Inc Common Stock 387328107 1,761.20 35,000 SH SOLE NO SOLE Knight Capital Group Inc Common Stock 499005106 1,725.30 90,000 SH SOLE NO SOLE Black Box Corp Common Stock 091826107 1,679.60 40,000 SH SOLE NO SOLE CIT Group Inc Common Stock 125581108 1,673.10 30,000 SH SOLE NO SOLE Volcano Corp Common Stock 928645100 1,639.00 100,000 SH SOLE NO SOLE JK Acquisition Corp Common Stock 47759H106 1,624.38 287,500 SH SOLE NO SOLE Airgas Inc Common Stock 009363102 1,620.80 40,000 SH SOLE NO SOLE TD Ameritrade Holding Corp Common Stock 87236Y108 1,618.00 100,000 SH SOLE NO SOLE Willis Group Holdings Ltd Common Stock G96655108 1,588.40 40,000 SH SOLE NO SOLE RAM Holdings Ltd Common Stock G7368R104 1,571.90 110,000 SH SOLE NO SOLE Lehman Brothers Holdings Inc Common Stock 524908100 1,562.40 20,000 SH SOLE NO SOLE MannKind Corp Common Stock 56400P201 1,556.14 94,368 SH SOLE NO SOLE WMS Industries Inc Common Stock 929297109 1,551.27 44,500 SH SOLE NO SOLE First Midwest Bancorp Inc/IL Common Stock 320867104 1,547.20 40,000 SH SOLE NO SOLE Universal Compression Partners LP Common Stock 913430104 1,539.06 57,342 SH SOLE NO SOLE Maxim Integrated Products Inc Common Stock 57772K101 1,531.00 50,000 SH SOLE NO SOLE TLC Vision Corp Common Stock 872549100 1,520.11 290,652 SH SOLE NO SOLE Raymond James Financial Inc Common Stock 754730109 1,515.50 50,000 SH SOLE NO SOLE PAN American Silver Corp Common Stock 697900108 1,510.20 60,000 SH SOLE NO SOLE Critical Therapeutics Inc Common Stock 22674T105 1,498.32 734,467 SH SOLE NO SOLE Alcatel SA Common Stock 013904305 1,422.00 100,000 SH SOLE NO SOLE Textron Inc Common Stock 883203101 1,406.55 15,000 SH SOLE NO SOLE SVB Financial Group Common Stock 78486Q101 1,398.60 30,000 SH SOLE NO SOLE Signature Bank/New York NY Common Stock 82669G104 1,378.61 44,500 SH SOLE NO SOLE MSC Industrial Direct Co Common Stock 553530106 1,370.26 35,000 SH SOLE NO SOLE Lakes Entertainment Inc Common Stock 51206P109 1,360.60 126,098 SH SOLE NO SOLE Northfield Laboratories Inc Common Stock 666135108 1,356.94 333,400 SH SOLE NO SOLE Vulcan Materials Co Common Stock 929160109 1,348.05 15,000 SH SOLE NO SOLE Bristol-Myers Squibb Co Put 110122108 1,347.44 12,799.00 SH PUT SOLE NO SOLE Acusphere Inc Common Stock 00511R870 1,327.66 544,123 SH SOLE NO SOLE Patriot National Bancorp Inc Common Stock 70336F104 1,322.50 50,000 SH SOLE NO SOLE General Cable Corp Common Stock 369300108 1,311.30 30,000 SH SOLE NO SOLE Ball Corp Common Stock 058498106 1,308.00 30,000 SH SOLE NO SOLE United States Oil Fund LP Common Stock 91232N108 1,305.48 25,300 SH SOLE NO SOLE Sanofi-Aventis Put 80105N105 1,279.13 3,313.00 SH PUT SOLE NO SOLE Millennium Pharmaceuticals Inc Put 599902103 1,275.00 7,500.00 SH PUT SOLE NO SOLE Countrywide Financial Corp Common Stock 222372104 1,273.50 30,000 SH SOLE NO SOLE Silicon Image Inc Common Stock 82705T102 1,272.00 100,000 SH SOLE NO SOLE Force Protection Inc Common Stock 345203202 1,262.23 72,500 SH SOLE NO SOLE Suntech Power Holdings Co Ltd Common Stock 86800C104 1,241.37 36,500 SH SOLE NO SOLE Novell Inc Common Stock 670006105 1,240.00 200,000 SH SOLE NO SOLE Libbey Inc Common Stock 529898108 1,234.00 100,000 SH SOLE NO SOLE Morgan Stanley Common Stock 617446448 1,221.45 15,000 SH SOLE NO SOLE Bear Stearns Cos Inc/The Common Stock 073902108 1,220.85 7,500 SH SOLE NO SOLE First American Corp Common Stock 318522307 1,220.40 30,000 SH SOLE NO SOLE Tessera Technologies Inc Common Stock 88164L100 1,210.20 30,000 SH SOLE NO SOLE Phillips-Van Heusen Common Stock 718592108 1,204.08 24,000 SH SOLE NO SOLE SEI Investments Co Common Stock 784117103 1,191.20 20,000 SH SOLE NO SOLE Hallmark Financial Services Common Stock 40624Q203 1,189.20 120,000 SH SOLE NO SOLE Shaw Group Inc/The Common Stock 820280105 1,172.50 35,000 SH SOLE NO SOLE Las Vegas Sands Corp Common Stock 517834107 1,163.24 13,000 SH SOLE NO SOLE Target Corp Common Stock 87612E106 1,141.01 20,000 SH SOLE NO SOLE Crown Castle International Corp Common Stock 228227104 1,130.50 35,000 SH SOLE NO SOLE Eaton Corp Common Stock 278058102 1,127.10 15,000 SH SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Panacos Pharmaceuticals Inc Common Stock 69811Q106 1,126.77 280,990 SH SOLE NO SOLE Medarex Inc Common Stock 583916101 1,125.39 76,091 SH SOLE NO SOLE Shanghai Century Acquisition Corp Warrants G80637120 1,124.86 537,300 SH SOLE NO SOLE Community Bancorp/NV Common Stock 20343T100 1,117.04 37,000 SH SOLE NO SOLE Delta Financial Corp Common Stock 247918105 1,114.30 110,000 SH SOLE NO SOLE Novadel Pharma Inc Common Stock 66986X106 1,110.21 676,953 SH SOLE NO SOLE United PanAm Financial Corp Common Stock 911301109 1,103.55 80,200 SH SOLE NO SOLE Endurance Specialty Holdings Ltd Common Stock G30397106 1,097.40 30,000 SH SOLE NO SOLE WCA Waste Corp Common Stock 92926K103 1,096.09 136,500 SH SOLE NO SOLE GATX Corp Common Stock 361448103 1,083.25 25,000 SH SOLE NO SOLE US Airways Group Inc/NEW Common Stock 90341W108 1,077.01 20,000 SH SOLE NO SOLE Northwest Pipe Co Common Stock 667746101 1,075.84 32,000 SH SOLE NO SOLE SAVVIS Inc Common Stock 805423308 1,072.23 30,026 SH SOLE NO SOLE Applied Micro Circuits Corp Common Stock 03822W109 1,068.00 300,000 SH SOLE NO SOLE First State Bancorporation/NM Common Stock 336453105 1,051.88 42,500 SH SOLE NO SOLE Monsanto Co Common Stock 61166W101 1,050.60 20,000 SH SOLE NO SOLE American Equity Investment Life Holding Co Common Stock 025676206 1,042.40 80,000 SH SOLE NO SOLE Progenics Pharmaceuticals Inc Common Stock 743187106 1,039.21 40,373 SH SOLE NO SOLE Nuveen Investments Inc Common Stock 67090F106 1,037.60 20,000 SH SOLE NO SOLE US Xpress Enterprises Inc Common Stock 90338N103 1,029.37 62,500 SH SOLE NO SOLE International Game Technology Common Stock 459902102 1,016.40 22,000 SH SOLE NO SOLE ICOS Corp Call 449295104 1,014.00 2,600.00 SH CALL SOLE NO SOLE Retail HOLDRs Trust Common Stock 76127U101 1,003.45 10,100 SH SOLE NO SOLE American Medical Systems Holdings Inc Common Stock 02744M108 992.95 53,615 SH SOLE NO SOLE Dayton Superior Corp Common Stock 240028308 987.33 84,100 SH SOLE NO SOLE Everest Re Group Ltd Common Stock G3223R108 981.10 10,000 SH SOLE NO SOLE Alcan Inc Common Stock 013716105 974.80 20,000 SH SOLE NO SOLE Texas Industries Inc Common Stock 882491103 963.45 15,000 SH SOLE NO SOLE Nutrition 21 Inc Common Stock 67069V108 944.45 555,555 SH SOLE NO SOLE Electronic Arts Inc Common Stock 285512109 941.73 18,700 SH SOLE NO SOLE John B. Sanfilippo & SON Common Stock 800422107 939.11 76,600 SH SOLE NO SOLE AerCap Holdings NV Common Stock N00985106 938.79 40,500 SH SOLE NO SOLE The9 Ltd Common Stock 88337K104 934.38 29,000 SH SOLE NO SOLE Amylin Pharmaceuticals Inc Put 032346108 931.84 2,048.00 SH PUT SOLE NO SOLE Pozen Inc Call 73941U102 916.69 2,843.00 SH CALL SOLE NO SOLE Hubbell Inc Common Stock 443510201 904.20 20,000 SH SOLE NO SOLE Restaurant Acquisition Partners Inc Common Stock 761250208 900.00 150,000 SH SOLE NO SOLE Renovis Inc Put 759885106 890.00 2,000.00 SH PUT SOLE NO SOLE Pharmacyclics Inc Call 716933106 886.90 6,739.00 SH CALL SOLE NO SOLE East West Bancorp Inc Common Stock 27579R104 885.50 25,000 SH SOLE NO SOLE Porter Bancorp Inc Common Stock 736233107 884.00 40,000 SH SOLE NO SOLE BioMarin Pharmaceuticals Inc Put 09061G101 882.01 2,554.00 SH PUT SOLE NO SOLE Star Maritime Acquisition Corp Common Stock 85516E107 847.58 86,400 SH SOLE NO SOLE InterMune Inc Put 45884X103 838.10 4,784.00 SH PUT SOLE NO SOLE Security Capital Assurance Ltd Common Stock G8018D107 837.68 30,100 SH SOLE NO SOLE US Bancorp Common Stock 902973304 821.52 22,700 SH SOLE NO SOLE ENGlobal Corp Common Stock 293306106 819.82 127,500 SH SOLE NO SOLE webMethods Inc Common Stock 94768C108 817.69 111,100 SH SOLE NO SOLE Wal-Mart Stores Inc Common Stock 931142103 812.77 17,600 SH SOLE NO SOLE Dow Chemical Co/The Common Stock 260543103 798.00 20,000 SH SOLE NO SOLE Zoltek Cos Inc Common Stock 98975W104 786.80 40,000 SH SOLE NO SOLE Consumer Portfolio Services Common Stock 210502100 781.20 120,000 SH SOLE NO SOLE CV Therapeutics Inc Put 126667104 779.32 6,526.00 SH PUT SOLE NO SOLE HB Fuller Co Common Stock 359694106 774.60 30,000 SH SOLE NO SOLE Synovus Financial Corp Common Stock 87161C105 773.84 25,100 SH SOLE NO SOLE Cyberonics Inc Call 23251P102 766.98 3,390.00 SH CALL SOLE NO SOLE EchoStar Communications Corp Common Stock 278762109 760.60 20,000 SH SOLE NO SOLE News Corp Common Stock 65248E104 751.80 35,000 SH SOLE NO SOLE MeadWestvaco Corp Common Stock 583334107 751.50 25,000 SH SOLE NO SOLE Celadon Group Inc Common Stock 150838100 743.70 44,400 SH SOLE NO SOLE Ladish Co Inc Common Stock 505754200 741.60 20,000 SH SOLE NO SOLE Greenhill & Co Inc Common Stock 395259104 738.00 10,000 SH SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Hologic Inc Call 436440101 735.90 2,751.00 SH CALL SOLE NO SOLE Alcon Inc Put H01301102 731.26 1,170.00 SH PUT SOLE NO SOLE 24/7 Real Media Inc Common Stock 901314203 724.25 80,027 SH SOLE NO SOLE Ionatron Inc Common Stock 462070103 713.04 173,913 SH SOLE NO SOLE Ness Technologies Inc Common Stock 64104X108 712.92 49,994 SH SOLE NO SOLE Global Services Partners Acquisition Corp Common Stock 37946Y302 700.00 70,000 SH SOLE NO SOLE St Jude Medical Inc Put 790849103 679.84 1,915.00 SH PUT SOLE NO SOLE IndyMac Bancorp Inc Common Stock 456607100 677.40 15,000 SH SOLE NO SOLE Amerisafe Inc Common Stock 03071H100 672.16 43,477 SH SOLE NO SOLE NewStar Financial Inc Common Stock 65251F105 654.98 35,500 SH SOLE NO SOLE Sonic Solutions Inc Common Stock 835460106 652.00 40,000 SH SOLE NO SOLE Teva Pharmaceutical Industries Ltd Put 881624209 646.44 2,873.00 SH PUT SOLE NO SOLE Sonus Pharmaceuticals Inc Call 835692104 645.51 2,285.00 SH CALL SOLE NO SOLE Adolor Corp Common Stock 00724X102 639.20 85,000 SH SOLE NO SOLE Renovis Inc Common Stock 759885106 637.69 201,800 SH SOLE NO SOLE Carter's Inc Common Stock 146229109 637.50 25,000 SH SOLE NO SOLE Altiris Inc Common Stock 02148M100 634.50 25,000 SH SOLE NO SOLE Medicis Pharmaceutical Corp Common Stock 584690309 632.35 18,000 SH SOLE NO SOLE Cephalon Inc Call 156708109 631.30 5,000.00 SH CALL SOLE NO SOLE Flamel Technologies Call 338488109 631.25 2,000.00 SH CALL SOLE NO SOLE MGIC Investment Corp Common Stock 552848103 625.40 10,000 SH SOLE NO SOLE Advanced Magnetics Inc Put 00753P103 618.15 2,979.00 SH PUT SOLE NO SOLE Indevus Pharmaceuticals Inc Put 454072109 615.61 4,560.00 SH PUT SOLE NO SOLE Viacom Inc Common Stock 92553P201 615.45 15,000 SH SOLE NO SOLE M&T Bank Corp Common Stock 55261F104 610.80 5,000 SH SOLE NO SOLE SPDR Trust Series 1 Put 78462F103 605.64 4,750.00 SH PUT SOLE NO SOLE Leap Wireless International Inc Common Stock 521863308 594.70 10,000 SH SOLE NO SOLE Neopharm Inc Common Stock 640919106 590.00 353,300 SH SOLE NO SOLE Pilgrim's Pride Corp Common Stock 721467108 588.60 20,000 SH SOLE NO SOLE Millennium India Acquisition Co Inc Common Stock 60039Q101 586.40 80,000 SH SOLE NO SOLE Liberty Global Inc Common Stock 530555101 583.01 20,000 SH SOLE NO SOLE Vineyard National Bancorp Common Stock 927426106 577.80 25,100 SH SOLE NO SOLE Corus Bankshares Inc Common Stock 220873103 576.76 25,000 SH SOLE NO SOLE Conor Medsystems Inc Call 208264101 576.09 2,137.00 SH CALL SOLE NO SOLE Papa John's International Inc Put 698813102 575.00 4,600.00 SH PUT SOLE NO SOLE Zymogenetics Inc Put 98985T109 567.01 1,800.00 SH PUT SOLE NO SOLE New York Community Bancorp Inc Common Stock 649445103 563.50 35,000 SH SOLE NO SOLE Kinetic Concepts Inc Call 49460W208 556.00 862.00 SH CALL SOLE NO SOLE Claymont Steel Holdings Inc Common Stock 18382P104 551.70 30,000 SH SOLE NO SOLE Solexa Inc Common Stock 83420X105 550.91 41,894 SH SOLE NO SOLE North American Insurance Leaders Inc Common Stock 65687M104 550.50 75,000 SH SOLE NO SOLE Elan Corp PLC Common Stock 284131208 549.44 37,250 SH SOLE NO SOLE Time Warner Inc Common Stock 887317105 544.50 25,000 SH SOLE NO SOLE Cyberonics Inc Put 23251P102 539.93 2,845.00 SH PUT SOLE NO SOLE Radian Group Inc Common Stock 750236101 539.10 10,000 SH SOLE NO SOLE Ford Motor Co Pfd Conv 345370860 534.38 50,450 PRN SOLE NO SOLE Astec Industries Inc Common Stock 046224101 526.50 15,000 SH SOLE NO SOLE India Globalization Capital Inc Common Stock 45408X100 525.60 90,000 SH SOLE NO SOLE First Community Bancorp Inc/CA Common Stock 31983B101 522.70 10,000 SH SOLE NO SOLE Martin Marietta Materials Inc Common Stock 573284106 519.55 5,000 SH SOLE NO SOLE Gilead Sciences Inc Common Stock 375558103 513.01 7,901 SH SOLE NO SOLE KB Home Common Stock 48666K109 512.80 10,000 SH SOLE NO SOLE ICF International Inc Common Stock 44925C103 508.20 35,000 SH SOLE NO SOLE Time Warner Telecom Inc Common Stock 887319101 498.25 25,000 SH SOLE NO SOLE Diamond Management & Technology Consultants Inc Common Stock 25269L106 497.60 40,000 SH SOLE NO SOLE Encysive Pharmaceuticals Inc Call 29256X107 481.18 7,553.00 SH CALL SOLE NO SOLE Atherogenics Inc Call 047439104 467.86 11,228.00 SH CALL SOLE NO SOLE Wheeling-Pittsburgh Corp Common Stock 963142302 467.31 24,950 SH SOLE NO SOLE Netease.com Common Stock 64110W102 467.25 25,000 SH SOLE NO SOLE Owens-Illinois Inc Common Stock 690768403 461.26 25,000 SH SOLE NO SOLE American Standard Cos Inc Common Stock 029712106 458.50 10,000 SH SOLE NO SOLE Dendreon Corp Call 24823Q107 450.57 4,211.00 SH CALL SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- ABB Ltd Common Stock 000375204 449.50 25,000 SH SOLE NO SOLE Ternium SA Common Stock 880890108 443.10 15,000 SH SOLE NO SOLE FelCor Lodging Trust Inc Common Stock 31430F101 436.80 20,000 SH SOLE NO SOLE Priceline.com Inc Common Stock 741503403 436.10 10,000 SH SOLE NO SOLE Comverse Technology Inc Common Stock 205862402 422.20 20,000 SH SOLE NO SOLE OSI Systems Inc Common Stock 671044105 418.60 20,000 SH SOLE NO SOLE Genzyme Corp Put 372917104 413.30 1,463.00 SH PUT SOLE NO SOLE Intervest Bancshares Corp Common Stock 460927106 405.76 11,792 SH SOLE NO SOLE Nasdaq-100 Trust Series 1 Put 631100104 405.01 7,000.00 SH PUT SOLE NO SOLE Gilead Sciences Inc Call 375558103 403.42 877.00 SH CALL SOLE NO SOLE Comstock Homebuilding Cos Inc Common Stock 205684103 403.08 70,100 SH SOLE NO SOLE Gilead Sciences Inc Put 375558103 402.38 1,450.00 SH PUT SOLE NO SOLE Quanta Services Inc Common Stock 74762E102 393.40 20,000 SH SOLE NO SOLE Danaos Corp Common Stock Y1968P105 385.27 16,100 SH SOLE NO SOLE Community Bankers Acquisition Corp Common Stock 20361R200 382.50 50,000 SH SOLE NO SOLE United Rentals Inc Common Stock 911363109 381.45 15,000 SH SOLE NO SOLE SRS Labs Inc Common Stock 78464M106 378.70 35,000 SH SOLE NO SOLE Bally Technologies Inc Common Stock 05874B107 373.60 20,000 SH SOLE NO SOLE Nymex Holdings Inc Common Stock 62948N104 372.03 3,000 SH SOLE NO SOLE Phoenix India Acquisition Corp Common Stock 71907X102 370.50 50,000 SH SOLE NO SOLE Fuel Tech Inc Common Stock 359523107 367.33 14,908 SH SOLE NO SOLE Obagi Medical Products Inc Common Stock 67423R108 360.85 35,000 SH SOLE NO SOLE Skins Inc Common Stock 830701108 357.51 130,000 SH SOLE NO SOLE Commerce Bancorp Inc/NJ Common Stock 200519106 352.70 10,000 SH SOLE NO SOLE Ortec International Inc Common Stock 68749B603 350.20 673,481 SH SOLE NO SOLE Panacos Pharmaceuticals Inc Put 69811Q106 350.14 3,257.00 SH PUT SOLE NO SOLE Barr Pharmaceuticals Inc Put 068306109 349.66 2,027.00 SH PUT SOLE NO SOLE Jarden Corp Common Stock 471109108 347.90 10,000 SH SOLE NO SOLE Western Alliance Bancorp Common Stock 957638109 347.70 10,000 SH SOLE NO SOLE Mastec Inc Common Stock 576323109 346.20 30,000 SH SOLE NO SOLE Point Therapeutics Inc Common Stock 730694106 342.70 332,714 SH SOLE NO SOLE Cypress Bioscience Inc Call 232674507 337.38 1,092.00 SH CALL SOLE NO SOLE Linktone Ltd Common Stock 535925101 337.35 65,000 SH SOLE NO SOLE Dendreon Corp Put 24823Q107 335.54 883.00 SH PUT SOLE NO SOLE Navistar International Corp Common Stock 63934E108 334.30 10,000 SH SOLE NO SOLE Illumina Inc Put 452327109 333.64 878.00 SH PUT SOLE NO SOLE Superior Essex Inc Common Stock 86815V105 332.51 10,000 SH SOLE NO SOLE Royal Caribbean Cruises Ltd Common Stock V7780T103 331.04 8,000 SH SOLE NO SOLE Biogen Idec Inc Put 09062X103 329.19 1,463.00 SH PUT SOLE NO SOLE Steel Dynamics Inc Common Stock 858119100 324.50 10,000 SH SOLE NO SOLE Centennial Communications Corp Common Stock 15133V208 323.55 45,000 SH SOLE NO SOLE DCT Industrial Trust Inc Common Stock 233153105 323.32 27,400 SH SOLE NO SOLE Shire PLC Common Stock 82481R106 308.80 5,000 SH SOLE NO SOLE Encysive Pharmaceuticals Inc Put 29256X107 307.80 1,620.00 SH PUT SOLE NO SOLE USI Holdings Corp Common Stock 90333H101 307.20 20,000 SH SOLE NO SOLE Coinmach Service Corp Common Stock 19259W206 302.26 25,400 SH SOLE NO SOLE Coach Inc Common Stock 189754104 300.72 7,000 SH SOLE NO SOLE Visteon Corp Common Stock 92839U107 296.80 35,000 SH SOLE NO SOLE Energy Transfer Equity LP Common Stock 29273V100 295.16 9,400 SH SOLE NO SOLE Con-way Inc Common Stock 205944101 295.07 6,700 SH SOLE NO SOLE Polo Ralph Lauren Corp Common Stock 731572103 291.23 3,750 SH SOLE NO SOLE King Pharmaceuticals Inc Put 495582108 286.65 1,764.00 SH PUT SOLE NO SOLE Progenics Pharmaceuticals Inc Put 743187106 285.00 500.00 SH PUT SOLE NO SOLE Genentech Inc Call 368710406 282.41 1,141.00 SH CALL SOLE NO SOLE Alexion Pharmaceuticals Inc Put 015351109 281.94 2,685.00 SH PUT SOLE NO SOLE Home Depot Inc Common Stock 437076102 281.12 7,000 SH SOLE NO SOLE Acquicor Technology Inc Common Stock 00489A107 281.00 50,000 SH SOLE NO SOLE JK Acquisition Corp Common Stock 47759H114 276.85 565,000 SH SOLE NO SOLE Move Inc Common Stock 62458M108 275.50 50,000 SH SOLE NO SOLE TradeStation Group Inc Common Stock 89267P105 275.01 20,000 SH SOLE NO SOLE Elan Corp PLC Put 284131208 275.00 2,500.00 SH PUT SOLE NO SOLE Texas United Bancshares Inc Common Stock 882838105 274.72 8,000 SH SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Santarus Inc Common Stock 802817304 273.82 34,970 SH SOLE NO SOLE ArvinMeritor Inc Common Stock 043353101 273.45 15,000 SH SOLE NO SOLE Chicago Bridge & Iron Co NV Common Stock 167250109 273.40 10,000 SH SOLE NO SOLE First Acceptance Corp Common Stock 318457108 273.36 25,500 SH SOLE NO SOLE Cubist Pharmaceuticals Inc Put 229678107 267.37 1,150.00 SH PUT SOLE NO SOLE DR Horton Inc Common Stock 23331A109 264.90 10,000 SH SOLE NO SOLE Colgate-Palmolive Co Common Stock 194162103 260.96 4,000 SH SOLE NO SOLE TRW Automotive Holdings Corp Common Stock 87264S106 258.70 10,000 SH SOLE NO SOLE Insituform Technologies Inc Common Stock 457667103 258.60 10,000 SH SOLE NO SOLE Telik Inc Common Stock 87959M109 256.65 57,934 SH SOLE NO SOLE Cosi Inc Common Stock 22122P101 254.50 50,000 SH SOLE NO SOLE Technical Olympic USA Inc Common Stock 878483106 254.25 25,000 SH SOLE NO SOLE Coldwater Creek Inc Common Stock 193068103 245.20 10,000 SH SOLE NO SOLE Harbor Acquisition Corp Warrants 41145X115 244.90 790,000 SH SOLE NO SOLE Chemtura Corp Common Stock 163893100 240.75 25,000 SH SOLE NO SOLE Miller Industries Inc/TN Common Stock 600551204 240.00 10,000 SH SOLE NO SOLE Medicis Pharmaceutical Corp Put 584690309 237.74 1,463.00 SH PUT SOLE NO SOLE Genitope Corp Call 37229P507 235.95 2,312.00 SH CALL SOLE NO SOLE Watsco Inc Common Stock 942622200 235.80 5,000 SH SOLE NO SOLE Allergan Inc Put 018490102 234.40 586.00 SH PUT SOLE NO SOLE Inspire Pharmaceuticals Inc Put 457733103 234.34 1,616.00 SH PUT SOLE NO SOLE Heelys Inc Common Stock 42279M107 231.20 7,200 SH SOLE NO SOLE Harley-Davidson Inc Put 412822108 230.00 1,000.00 SH PUT SOLE NO SOLE Diguang International Development Co Ltd Common Stock 25402T107 227.70 50,600 SH SOLE NO SOLE Triad Hospitals Inc Put 89579K109 225.01 3,000.00 SH PUT SOLE NO SOLE Tractor Supply Co Common Stock 892356106 223.55 5,000 SH SOLE NO SOLE McDonald's Corp Common Stock 580135101 221.65 5,000 SH SOLE NO SOLE Willdan Group Inc Common Stock 96924N100 220.00 22,000 SH SOLE NO SOLE Biosite Inc Put 090945106 218.08 733.00 SH PUT SOLE NO SOLE Gap Inc/The Call 364760108 217.51 1,500.00 SH CALL SOLE NO SOLE Cubic Corp Common Stock 229669106 217.00 10,000 SH SOLE NO SOLE CPI International Inc Common Stock 12618M100 216.29 14,419 SH SOLE NO SOLE CVS Corp Call 126650100 216.00 1,200.00 SH CALL SOLE NO SOLE Liberty Media Holding Corp - Capital Call 53071M302 207.50 250.00 SH CALL SOLE NO SOLE HDP/WS Warrants 40415K118 201.00 300,000 SH SOLE NO SOLE Videsh Sanchar Nigam Ltd Common Stock 92659G600 192.00 10,000 SH SOLE NO SOLE Stryker Corp Put 863667101 190.13 1,170.00 SH PUT SOLE NO SOLE GSI Commerce Inc Common Stock 36238G102 187.50 10,000 SH SOLE NO SOLE Endologix Inc Common Stock 29266S106 175.00 50,000 SH SOLE NO SOLE Cresud SA Common Stock 226406106 172.30 10,000 SH SOLE NO SOLE Casual Male Retail Group Inc Common Stock 148711104 169.65 13,000 SH SOLE NO SOLE Jaguar Acquisition Corp Common Stock 470084104 165.31 30,500 SH SOLE NO SOLE Town Sports International Holdings Inc Common Stock 89214A102 164.80 10,000 SH SOLE NO SOLE Infocrossing Inc Common Stock 45664X109 163.00 10,000 SH SOLE NO SOLE Telik Inc Call 87959M109 161.27 5,750.00 SH CALL SOLE NO SOLE dELiA*s Inc Common Stock 246911101 157.35 15,000 SH SOLE NO SOLE Kinetic Concepts Inc Put 49460W208 156.72 1,011.00 SH PUT SOLE NO SOLE Level 3 Communications Inc Common Stock 52729N100 140.00 25,000 SH SOLE NO SOLE Onyx Pharmaceuticals Inc Call 683399109 135.15 3,920.00 SH CALL SOLE NO SOLE Aduddell Industries Inc Common Stock 007391105 133.04 225,500 SH SOLE NO SOLE Fred's Inc Common Stock 356108100 120.40 10,000 SH SOLE NO SOLE Titan Pharmaceuticals Inc Common Stock 888314101 113.22 34,100 SH SOLE NO SOLE Capital One Financial Corp Put 14040H105 105.00 300.00 SH PUT SOLE NO SOLE Medicis Pharmaceutical Corp Call 584690309 104.14 8,794.00 SH CALL SOLE NO SOLE iShares Russell 2000 Index Fund Put 464287655 103.89 600.00 SH PUT SOLE NO SOLE Qualcomm Inc Call 747525103 102.50 500.00 SH CALL SOLE NO SOLE Ball Corp Call 058498106 101.75 1,100.00 SH CALL SOLE NO SOLE Narrowstep Inc Common Stock 631082203 95.01 100,000 SH SOLE NO SOLE Spectrum Pharmaceuticals Inc Common Stock 84763A108 94.02 17,003 SH SOLE NO SOLE AVANIR Pharmaceuticals Call 05348P401 93.26 2,520.00 SH CALL SOLE NO SOLE Lifecell Corp Put 531927101 89.67 732.00 SH PUT SOLE NO SOLE Bodisen Biotech Inc Put 096892104 84.38 1,000.00 SH PUT SOLE NO SOLE
Title of SHS OR INVESTMENT OTHER VOTING Name of Issuer Class Cusip VALUE (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS AUTHORITY - -------------------------------------- ------------ --------- -------------- --------- ------ -------- ---------- -------- --------- Industrial Select Sector SPDR Fund Put 81369Y704 81.26 2,500.00 SH PUT SOLE NO SOLE Corus Bankshares Inc Call 220873103 78.76 250.00 SH CALL SOLE NO SOLE Thoratec Corp Put 885175307 78.00 1,300.00 SH PUT SOLE NO SOLE Northfield Laboratories Inc Call 666135108 71.12 24,264.00 SH CALL SOLE NO SOLE American Standard Cos Inc Put 029712106 62.26 150.00 SH PUT SOLE NO SOLE Millennium India Acquisition Co Inc Warrants 60039Q119 60.01 80,000 SH SOLE NO SOLE Terex Corp Put 880779103 57.00 100.00 SH PUT SOLE NO SOLE EPIX Pharmaceuticals Inc Put 26881Q309 52.08 744.00 SH PUT SOLE NO SOLE Conor Medsystems Inc Put 208264101 50.25 682.00 SH PUT SOLE NO SOLE Washington Mutual Inc Put 939322103 50.00 1,250.00 SH PUT SOLE NO SOLE EPIX Pharmaceuticals Inc Call 26881Q309 43.42 1,240.00 SH CALL SOLE NO SOLE Novadel Pharma Inc Common Stock 66986X999 37.63 22,948 SH SOLE NO SOLE North American Insurance Leaders Inc Warrants 65687M203 35.75 65,000 SH SOLE NO SOLE Technical Olympic USA Inc Call 878483106 32.25 300.00 SH CALL SOLE NO SOLE Genzyme Corp Call 372917104 32.20 5,039.00 SH CALL SOLE NO SOLE Yahoo! Inc Put 984332106 31.13 150.00 SH PUT SOLE NO SOLE Wal-Mart Stores Inc Call 931142103 30.00 1,000.00 SH CALL SOLE NO SOLE Texas Industries Inc Call 882491103 30.00 100.00 SH CALL SOLE NO SOLE Triad Hospitals Inc Call 89579K109 29.39 470.00 SH CALL SOLE NO SOLE Ltd Brands Inc Put 532716107 27.50 200.00 SH PUT SOLE NO SOLE Dyax Corp Call 26746E103 26.00 325.00 SH CALL SOLE NO SOLE Neopharm Inc Call 640919106 25.59 1,708.00 SH CALL SOLE NO SOLE Kos Pharmaceuticals Inc Put 500648100 22.56 4,510.00 SH PUT SOLE NO SOLE Penwest Pharmaceuticals Co Call 709754105 22.51 3,000.00 SH CALL SOLE NO SOLE Sonus Pharmaceuticals Inc Put 835692104 22.15 150.00 SH PUT SOLE NO SOLE Renovis Inc Call 759885106 22.02 5,615.00 SH CALL SOLE NO SOLE Navistar International Corp Put 63934E108 20.26 100.00 SH PUT SOLE NO SOLE Investors Financial Services Corp Put 461915100 19.38 250.00 SH PUT SOLE NO SOLE ICICI Bank Ltd Put 45104G104 16.88 250.00 SH PUT SOLE NO SOLE Fred's Inc Call 356108100 16.50 550.00 SH CALL SOLE NO SOLE Advanced Medical Optics Inc Call 00763M108 14.64 150.00 SH CALL SOLE NO SOLE Talbots Inc Put 874161102 12.76 100.00 SH PUT SOLE NO SOLE Georgia Gulf Corp Call 373200203 12.50 250.00 SH CALL SOLE NO SOLE Sovereign Bancorp Inc Put 845905108 12.00 300.00 SH PUT SOLE NO SOLE Smurfit-Stone Container Corp Call 832727101 5.00 500.00 SH CALL SOLE NO SOLE Harrah's Entertainment Inc Call 413619107 3.75 500.00 SH CALL SOLE NO SOLE Home Depot Inc Put 437076102 1.88 250.00 SH PUT SOLE NO SOLE MGM Mirage Put 552953101 1.00 100.00 SH PUT SOLE NO SOLE
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