-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JlEbPnf09/Bt5XIWM0rBHri6/IjaBHIcN4ssbf/6w9Z+wjmcVlwS2Ldisvl9HjV0 twNQkJMFHezTO05yTW3G7g== 0001047469-08-007449.txt : 20080613 0001047469-08-007449.hdr.sgml : 20080613 20080613095039 ACCESSION NUMBER: 0001047469-08-007449 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080613 DATE AS OF CHANGE: 20080613 EFFECTIVENESS DATE: 20080613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACQUARIE GROUP LTD CENTRAL INDEX KEY: 0001418333 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13120 FILM NUMBER: 08897246 BUSINESS ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 MAIL ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 13F-HR/A 1 a2186376z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment |X|; Amendment Number: 1 This Amendment(Check only one): |X| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Macquarie Group Limited Address: 1 Martin Place Sydney, NSW 2000 Australia Form 13F File Number: 028-13120 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin O'Neill Title: Executive Director, Risk Management Group Phone: 61 2 8232 7386 Signature, Place, and Date of Signing /s/ Kevin O'Neill Sydney, Australia June 13, 2008 - ----------------- [City, State] [Date] [Signature] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 332 Form 13F Information Table Value Total: $3,011,604 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. 13F FILE # NAME - --- ---------- ---------------------------------------------- 01 028-13122 Macquarie Bank Limited 02 028-13124 Macquarie Investment Management Limited 03 Macquarie Infrastructure Management (USA) Inc.
DATA FOR FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ AMOUNT AND TYPE VOTING AUTHORITY OF SECURITY (SOLE, SHARED, OR NONE) ---------------- --------------------- TITLE OF MARKET VALUE TYPE OF INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP NUMBER (X$1000) AMOUNT SECURITY DISCRETION MANAGERS SOLE SHARED NONE 3M Co COM 88579Y101 447 5300 SH DEFINED 2 5,300 Abbott Laboratories COM 2824100 730 13000 SH DEFINED 2 13,000 ABERCROMBIE & FITCH CO-CL A COM 002896207 306 3832 SH DEFINED 1 3832 ABN AMRO HOLDING NV-SP ADR ADR 000937102 275 5084 SH DEFINED 1 5084 ADOBE SYSTEMS INC COM 00724F101 226 5286 SH DEFINED 1 5286 ADVANCED MICRO DEVICES COM 007903107 6772 902984 SH DEFINED 1 902984 AES CORP COM 00130H105 322 15061 SH DEFINED 1 15061 Aetna Inc COM 00817Y108 271 4700 SH DEFINED 2 4,700 Aflac Inc COM 1055102 238 3800 SH DEFINED 2 3,800 Alcoa Inc COM 13817101 270 7400 SH DEFINED 2 7,400 ALCOA INC COM 013817101 1035 28307 SH DEFINED 1 28307 ALEXANDER & BALDWIN COM 014482103 47772 924740 SH SOLE 924740 Alexandria Real Estate Equities Inc COM 15271109 1134 11149 SH DEFINED 2 11,149 ALLEGHENY ENERGY INC COM 017361106 239 3758 SH DEFINED 1 3758 Allied Capital Corp COM 01903Q108 668 31085 SH DEFINED 2 31,085 Allstate Corp/The COM 20002101 225 4300 SH DEFINED 2 4,300 Altria Group Inc COM 02209S103 1308 17300 SH DEFINED 2 17,300 ALUMINA LTD-SPONSORED ADR ADR 022205108 269 12200 SH DEFINED 1 12200 Amazon.Com Inc COM 23135106 222 2400 SH DEFINED 2 2,400 AMB Property Corp COM 00163T109 2883 50087 SH DEFINED 2 50,087 AMEREN CORPORATION COM 023608102 254 4684 SH DEFINED 1 4684 American Campus Communities COM 24835100 489 18215 SH DEFINED 2 18,215 American Capital Strategies Ltd COM 24937104 610 18500 SH DEFINED 2 18,500 AMERICAN EAGLE OUTFITTERS COM 02553E106 4150 199826 SH DEFINED 1 199826 American Express Co COM 25816109 484 9300 SH DEFINED 2 9,300 AMERICAN INTERNATIONAL GROUP COM 026874107 1319 22624 SH DEFINED 1 22624 American International Group Inc COM 26874107 1026 17600 SH DEFINED 2 17,600 AMERICAN INTL G PUT 026874107 15508 266 PUT DEFINED 1 N/A AMERICAN TOWER CORP-CL A COM 029912201 411 9640 SH DEFINED 1 9640 Amgen Inc COM 31162100 452 9734 SH DEFINED 2 9,734 AMGEN INC COM 031162100 9963 214528 SH DEFINED 1 214528 AMR CORP COM 001765106 410 29190 SH DEFINED 1 29190 Anheuser-Busch Cos Inc COM 35229103 304 5800 SH DEFINED 2 5,800 Apache Corp COM 37411105 290 2700 SH DEFINED 2 2,700 Apollo Investment Corp COM 03761U106 791 46367 SH DEFINED 2 46,367 APPLE COMPUTER PUT 037833100 10894 55 PUT DEFINED 1 N/A Apple Inc COM 37833100 1406 7100 SH DEFINED 2 7,100 APPLE INC COM 037833100 10726 54149 SH DEFINED 1 54149 Applied Materials Inc COM 38222105 222 12500 SH DEFINED 2 12,500 AQUA AMERICA INC COM 03836W103 709 33444 SH DEFINED 1 33444 Archer-Daniels-Midland Co COM 39483102 306 6600 SH DEFINED 2 6,600 ARCHER-DANIELS-MIDLAND CO COM 039483102 1724 37128 SH DEFINED 1 37128 AT&T Inc COM 00206R102 2112 50821 SH DEFINED 2 50,821 Automatic Data Processing Inc COM 53015103 200 4500 SH DEFINED 2 4,500 AvalonBay Communities Inc COM 53484101 4757 50527 SH DEFINED 2 50,527 Avon Products Inc COM 54303102 154 3900 SH DEFINED 2 3,900 AVON PRODUCTS INC COM 054303102 75 1897 SH DEFINED 1 1897 Baker Hughes Inc COM 57224107 203 2500 SH DEFINED 2 2,500 BANCO ITAU HOLDING FIN-ADR ADR 059602201 244 9438 SH DEFINED 1 9438 BANK OF AMERICA PUT 060505104 4126 100 PUT DEFINED 1 N/A Bank of America Corp COM 60505104 1507 36534 SH DEFINED 2 36,534 BANK OF AMERICA CORP COM 060505104 1486 36009 SH DEFINED 1 36009 Bank of New York Mellon Corp/The COM 64058100 467 9583 SH DEFINED 2 9,583 BARRICK GOLD CORP COM 067901108 3475 82634 SH DEFINED 1 82634 Baxter International Inc COM 71813109 284 4900 SH DEFINED 2 4,900 BED BATH & BEYOND INC COM 075896100 542 18451 SH DEFINED 1 18451 BHP BILLITON LT CALL 088606108 17650 252 CALL DEFINED 1 N/A BHP BILLITON LTD-SPON ADR ADR 088606108 13667 195135 SH DEFINED 1 195135 BJ SERVICES CO COM 055482103 564 23252 SH DEFINED 1 23252 Blackstone Group LP/The COM 09253U108 745 33661 SH DEFINED 2 33,661 Boeing Co COM 97023105 551 6300 SH DEFINED 2 6,300 BORDERS GROUP INC COM 099709107 362 34005 SH DEFINED 1 34005 Boston Properties Inc COM 101121101 6240 67963 SH DEFINED 2 67,963 Boston Scientific Corp COM 101137107 146 12595 SH DEFINED 2 12,595 Bristol-Myers Squibb Co COM 110122108 419 15800 SH DEFINED 2 15,800 BROADCOM CORP-CL A COM 111320107 862 32987 SH DEFINED 1 32987 Brookfield Properties Corp COM 112900105 3043 158091 SH DEFINED 2 158,091 Burlington Northern Santa Fe Corp COM 12189T104 225 2700 SH DEFINED 2 2,700 CALIFORNIA WATER SERVICE GRP COM 130788102 211 5688 SH DEFINED 1 5688 CAREER EDUCATION CORP COM 141665109 1355 53911 SH DEFINED 1 53911 CARNIVAL CORP COM 143658300 1101 24738 SH DEFINED 1 24738 CARNIVAL PLC-ADR ADR 14365C103 220 5000 SH DEFINED 1 5000 Caterpillar Inc COM 149123101 363 5000 SH DEFINED 2 5,000 Celgene Corp COM 151020104 166 3600 SH DEFINED 2 3,600 CELGENE CORP COM 151020104 52 1117 SH DEFINED 1 1117 CEMIG SA -SPONS ADR ADR 204409601 291 16068 SH DEFINED 1 16068 CHARTERED SEMICONDUCTOR-ADR ADR 16133R106 529 79000 SH DEFINED 1 79000 Chesapeake Energy Corp COM 165167107 145 3700 SH DEFINED 2 3,700 CHESAPEAKE ENERGY CORP COM 165167107 58 1482 SH DEFINED 1 1482 Chevron Corp COM 166764100 1663 17821 SH DEFINED 2 17,821 Chicago Mercantile Exchange Holdings Inc COM 167760107 311 453 SH DEFINED 2 453 CHINA LIFE INSU CALL 16939P106 130050 1700 CALL DEFINED 1 N/A CHINA LIFE INSURANCE CO-ADR ADR 16939P106 43583 569718 SH DEFINED 1 569718 CHINA PETROLEUM PUT 16941R108 84474 1350 PUT DEFINED 1 N/A CHINA PETROLEUM CALL 16941R108 69654 1050 CALL DEFINED 1 N/A CHINA TELECOM CORP LTD-ADR ADR 169426103 13667 175067 SH DEFINED 1 175067 CHINA UNICOM -ADR ADR 16945R104 1135 50650 SH DEFINED 1 50650 Chubb Corp COM 171232101 207 3800 SH DEFINED 2 3,800 CIA SANEAMENTO BASICO DE-ADR ADR 20441A102 653 13888 SH DEFINED 1 13888 CIA VALE DO RIO DOCE-SP ADR ADR 204412100 3549 126823 SH DEFINED 1 126823 CIRCUIT CITY STORES INC COM 172737108 86 20366 SH DEFINED 1 20366 Cisco Systems Inc COM 17275R102 1354 50030 SH DEFINED 2 50,030 Citigroup Inc COM 172967101 1160 39400 SH DEFINED 2 39,400 CITIGROUP INC PUT 172967101 22080 1650 PUT DEFINED 1 N/A CITIGROUP INC CALL 172967101 61824 3000 CALL DEFINED 1 N/A Coca-Cola Co/The COM 191216100 1019 16600 SH DEFINED 2 16,600 COINSTAR INC COM 19259P300 2520 89516 SH SOLE 89516 Comcast Corp COM 20030N200 458 25150 SH DEFINED 2 25,150 ConocoPhillips COM 20825C104 486 5500 SH DEFINED 2 5,500 CONOCOPHILLIPS COM 20825C104 382 4327 SH DEFINED 1 4327 CONSOLIDATED EDISON INC COM 209115104 281 5755 SH DEFINED 1 5755 CONSTELLATION ENERGY GROUP COM 210371100 396 3866 SH DEFINED 1 3866 Corning Inc COM 219350105 290 12100 SH DEFINED 2 12,100 Costco Wholesale Corp COM 22160K105 230 3300 SH DEFINED 2 3,300 Cousins Properties Inc COM 222795106 1017 46032 SH DEFINED 2 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COM 28336L109 278 16100 SH DEFINED 1 16100 Eli Lilly & Co COM 532457108 432 8100 SH DEFINED 2 8,100 EMC CORP/MASS COM 268648102 187 10097 SH DEFINED 1 10097 EMC Corp/Massachusetts COM 268648102 324 17500 SH DEFINED 2 17,500 Emerson Electric Co COM 291011104 306 5400 SH DEFINED 2 5,400 ENERGY FUTURE HOLDINGS CORP COM 873168108 661865 9559 SH DEFINED 1 9559 ENERGY PARTNERS LTD COM 29270U105 842 71300 SH DEFINED 1 71300 Entergy Corp COM 203 1700 SH DEFINED 2 1,700 ENTERGY CORP COM 29364G103 537 4497 SH DEFINED 1 4497 Entertainment Properties Trust COM 29380T105 5995 127561 SH DEFINED 2 127,561 EOG Resources Inc COM 26875P101 170 1900 SH DEFINED 2 1,900 Essex Property Trust Inc COM 297178105 4042 41461 SH DEFINED 2 41,461 Exelon Corp COM 474 5800 SH DEFINED 2 5,800 EXELON CORP COM 30161N101 1182 14482 SH DEFINED 1 14482 Exxon Mobil Corp COM 30231G102 4347 46400 SH DEFINED 2 46,400 EXXON MOBIL CORP COM 30231G102 18997 1263956 SH DEFINED 1 1263956 Fannie Mae COM 313586109 296 7400 SH DEFINED 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42058 SH DEFINED 1 42058 MACQUARIE INFRASTRUCTURE CO COM 55608B105 24277 599000 SH DEFINED 1 599000 MACQUARIE INFRASTRUCTURE CO MEMBERSHIP INT 55608B105 128607 3173123 SH DEFINED 3 3173123 MACRONIX INTL CO LTD-SP ADR ADR 556103760 125718 18905 SH DEFINED 1 18905 MAHANAGAR TELEPHONE-ADR ADR 559778402 1147 119555 SH DEFINED 1 119555 Marathon Oil Corp COM 565849106 335 5500 SH DEFINED 2 5,500 MASSEY ENERGY CO COM 576206106 6496 181717 SH DEFINED 1 181717 McDonald's Corp COM 580135101 554 9400 SH DEFINED 2 9,400 MCG Capital Corp COM 58047P107 588 50700 SH DEFINED 2 50,700 Medco Health Solutions Inc COM 58405U102 233 2300 SH DEFINED 2 2,300 Medtronic Inc COM 585055106 457 9100 SH DEFINED 2 9,100 Merck & Co Inc COM 589331107 1034 17800 SH DEFINED 2 17,800 Merrill Lynch & Co Inc COM 590188108 344 6400 SH DEFINED 2 6,400 MetLife Inc COM 59156R108 351 5700 SH DEFINED 2 5,700 MICRON TECHNOLOGY INC COM 595112103 294 40543 SH DEFINED 1 40543 Microsoft Corp COM 594918104 2531 71100 SH DEFINED 2 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14031 933504 SH DEFINED 1 933504 NOMURA HOLDINGS INC-ADR ADR 65535H208 680 40625 SH DEFINED 1 40625 Northrop Grumman Corp COM 666807102 204 2600 SH DEFINED 2 2,600 NORTHWESTERN CORP COM 668074305 1770 60000 SH DEFINED 1 60000 NYSE EURONEXT COM 629491101 11938 136009 SH DEFINED 1 136009 Occidental Petroleum Corp COM 674599105 508 6600 SH DEFINED 2 6,600 Oracle Corp COM 68389X105 737 32631 SH DEFINED 2 32,631 P G & E CORP COM 69331C108 327 7600 SH DEFINED 1 7600 PATTERSON-UTI ENERGY INC COM 703481101 2089 107003 SH DEFINED 1 107003 Pennsylvania Real Estate Investment Trust COM 709102107 934 31473 SH DEFINED 2 31,473 PepsiCo Inc COM 713448108 1017 13400 SH DEFINED 2 13,400 PETROCHINA CO L PUT 71646E100 54238 150 PUT DEFINED 1 N/A PETROCHINA CO L CALL 71646E100 54010 491 CALL DEFINED 1 N/A PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 1933 33546 SH DEFINED 1 33546 Pfizer Inc COM 717081103 1317 57930 SH DEFINED 2 57,930 POSCO-ADR ADR 693483109 6539 43476 SH DEFINED 1 43476 POWERSHARES QQQ COM 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