SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Lo Andrew Tak Shing

(Last) (First) (Middle)
INVESCO, 32/F THREE PACIFIC PLACE
1 QUEENS ROAD EAST

(Street)
HONG KONG F4 00000

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Managing Director
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Ordinary Shares 12/04/2007 J(1) 1,942.7233 D $0.00 0 D
Common Shares 12/04/2007 J(1) 971(1) A $0.00 176,903(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Share Awards -Time Vesting (3) 12/04/2007 J(1) 333,333 12/31/2008 (4) Ordinary Shares 333,333 $0.00 0 D
Deferred Share Awards -Time Vesting (3) 12/04/2007 J(1) 166,666(1) 12/31/2008 (4) Common Shares 166,666 $0.00 166,666 D
Deferred Share Awards -Time Vesting (3) 12/04/2007 J(1) 333,333 12/31/2009 (4) Ordinary Shares 333,333 $0.00 0 D
Deferred Share Awards -Time Vesting (3) 12/04/2007 J(1) 166,666(1) 12/31/2009 (4) Common Shares 166,666 $0.00 166,666 D
Options to Purchase -Time Vesting (5) 12/04/2007 J(1) 25,000 10/30/2001 10/29/2008 Ordinary Shares 25,000 $0.00 0 D
Options to Purchase -Time Vesting (6) 12/04/2007 J(1) 12,500(1) 10/30/2001 10/29/2008 Common Shares 12,500 $0.00 12,500 D
Options to Purchase -Time Vesting (7) 12/04/2007 J(1) 25,000 12/09/2002 12/08/2009 Ordinary Shares 25,000 $0.00 0 D
Options to Purchase -Time Vesting (8) 12/04/2007 J(1) 12,500(1) 12/09/2002 12/08/2009 Common Shares 12,500 $0.00 12,500 D
Options to Purchase -Time Vesting (9) 12/04/2007 J(1) 150,000 12/04/2004 12/03/2011 Ordinary Shares 150,000 $0.00 0 D
Options to Purchase -Time Vesting (10) 12/04/2007 J(1) 75,000(1) 12/04/2004 12/03/2011 Common Shares 75,000 $0.00 75,000 D
Options to Purchase -Time Vesting (11) 12/04/2007 J(1) 42,500 12/01/2003 11/30/2010 Ordinary Shares 42,500 $0.00 0 D
Options to Purchase -Time Vesting (12) 12/04/2007 J(1) 21,250(1) 12/01/2003 11/30/2010 Common Shares 21,250 $0.00 21,250 D
Options to Purchase -Performance Vesting -Vested (13) 12/04/2007 J(1) 50,000 02/13/2007 12/15/2013 Ordinary Shares 50,000 $0.00 0 D
Options to Purchase -Performance Vesting -Vested (14) 12/04/2007 J(1) 25,000(1) 02/13/2007 12/15/2013 Common Shares 25,000 $0.00 25,000 D
Explanation of Responses:
1. This Form 5 reports a reclassification of securities in a transaction subject to Rule 16b-7 and a reverse stock split subject to Rule 16a-9. On December 4, 2007, INVESCO PLC effected a redomicile to Bermuda pursuant to a U.K. Scheme of Arrangement under which all shareholders received Common Shares in Invesco, Ltd., the new Bermuda parent company, in exchange for their Ordinary Shares, par value $0.10 per share, in INVESCO PLC (the "Redomicile"). Following the Redomicile, Invesco Ltd. effected a one-for-two reverse stock split, such that shareholders now hold Common Shares, par value $0.20 per share, in Invesco Ltd. All equity awards of the issuer were adjusted for these events, and the holdings described on this Form 5 represent the post-Redomicile holdings of the reporting person.
2. Includes common shares acquired pursuant to the vesting of deferred share awards, which were previously reported on Form 4s filed on December 4, 2007 and January 3, 2008.
3. Not applicable
4. Deferred share award expires upon failure to vest
5. Exercise Price=4.1600 Pounds Sterling per share
6. Exercise Price=8.3200 Pounds Sterling per share
7. Exercise Price=6.6000 Pounds Sterling per share
8. Exercise Price=13.2000 Pounds Sterling per share
9. Exercise Price=9.5000 Pounds Sterling per share
10. Exercise Price=19.0000 Pounds Sterling per share
11. Exercise Price=11.0000 Pounds Sterling per share
12. Exercise Price=22.0000 Pounds Sterling per share
13. Exercise Price=3.7400 Pounds Sterling per share
14. Exercise Price=7.48 Pounds Sterling per share
Remarks:
/s/ Jonathan J. Doyle, as Attorney in Fact 02/14/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.