-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BEmmnYkF/+dLq/plk5IdbG9YEJlirPau5KJe+vREz1fDdBB6ijkEYzxqJNoMbPLM 1oK2RClJond79qHNA1V6xQ== 0000922423-09-000098.txt : 20090203 0000922423-09-000098.hdr.sgml : 20090203 20090203104710 ACCESSION NUMBER: 0000922423-09-000098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 EFFECTIVENESS DATE: 20090203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 09563424 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 kl02002.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ----------------- Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------ Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------ Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN ------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 -------------- Signature, Place, and Date of Signing: /s/ Harris Sufian New York, NY February 3, 2009 - -------------------- ------------ ---------------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Number 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $96,456,000 List of Other Included Managers: None
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- ABB LTD SPONSORED ADR 000375204 266 17734 SH Sole Sole ABBOTT LABS COM 002824100 1486 27849 SH Sole Sole AFLAC INC COM 001055102 304 6626 SH Sole Sole AGILENT TECHNOLOGIES INC COM 00846U101 557 35637 SH Sole Sole AMAZON COM INC COM 023135106 271 5286 SH Sole Sole AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 436 14064 SH Sole Sole AMERICAN CAPITAL AGENCY CORP COM 02503X105 218 10189 SH Sole Sole AMERICAN EXPRESS CO COM 025816109 283 15250 SH Sole Sole AMR CORP COM 001765106 219 20526 SH Sole Sole ANNALY CAP MGMT INC COM 035710409 288 18097 SH Sole Sole APACHE CORP COM 037411105 325 4355 SH Sole Sole APPLE INC COM 037833100 298 3490 SH Sole Sole BANCO BRADESCO S A SP ADR PFD NEW 059460303 194 19692 SH Sole Sole BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 132 11389 SH Sole Sole BANK OF AMERICA CORPORATION COM 060505104 171 12077 SH Sole Sole BARRICK GOLD CORP COM 067901108 218 5937 SH Sole Sole BAXTER INTL INC COM 071813109 248 4628 SH Sole Sole BHP BILLITON LTD SPONSORED ADR 088606108 370 8622 SH Sole Sole BLOCKBUSTER INC CL A 093679108 44 34550 SH Sole Sole BP PLC SPONSORED ADR 055622104 290 6214 SH Sole Sole BROADCOM CORP CL A 111320107 187 10984 SH Sole Sole CHICOS FAS INC COM 168615102 69 16503 SH Sole Sole CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 303 6529 SH Sole Sole CHIQUITA BRANDS INTL INC COM 170032809 185 12509 SH Sole Sole CHURCH & DWIGHT INC COM 171340102 736 13116 SH Sole Sole CISCO SYS INC COM 17275R102 488 29925 SH Sole Sole CITIGROUP INC COM 172967101 222 33101 SH Sole Sole COCA COLA CO COM 191216100 223 4918 SH Sole Sole COLGATE PALMOLIVE CO COM 194162103 267 3895 SH Sole Sole COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 147 12143 SH Sole Sole CONNS INC COM 208242107 159 18800 SH Sole Sole CORNING INC COM 219350105 206 21607 SH Sole Sole CORRECTIONS CORP AMER NEW COM NEW 22025Y407 234 14327 SH Sole Sole COSTCO WHSL CORP NEW COM 22160K105 311 5925 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- CROWN HOLDINGS INC COM 228368106 439 22886 SH Sole Sole DEAN FOODS CO NEW COM 242370104 376 20906 SH Sole Sole DEERE & CO COM 244199105 218 5706 SH Sole Sole DELL INC COM 24702R101 357 34853 SH Sole Sole DEVON ENERGY CORP NEW COM 25179M103 713 10853 SH Sole Sole DIAGEO P L C SPON ADR NEW 25243Q205 816 14384 SH Sole Sole DISNEY WALT CO COM DISNEY 254687106 593 26118 SH Sole Sole DOW CHEM CO COM 260543103 580 38443 SH Sole Sole DU PONT E I DE NEMOURS & CO COM 263534109 357 14104 SH Sole Sole ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 297 18301 SH Sole Sole ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 341 10018 SH Sole Sole ENI S P A SPONSORED ADR 26874R108 933 19520 SH Sole Sole EXPRESS SCRIPTS INC COM 302182100 395 7181 SH Sole Sole EXXON MOBIL CORP COM 30231G102 588 7366 SH Sole Sole FORTUNE BRANDS INC COM 349631101 632 15318 SH Sole Sole GENENTECH INC COM NEW 368710406 1036 12500 SH C Sole Sole GENENTECH INC COM NEW 368710406 1503 18125 SH Sole Sole GENERAL DYNAMICS CORP COM 369550108 243 4230 SH Sole Sole GENESIS LEASE LTD ADR 37183T107 180 63515 SH Sole Sole GENZYME CORP COM 372917104 280 4217 SH Sole Sole GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 242 6505 SH Sole Sole GOOGLE INC CL A 38259P508 358 1163 SH Sole Sole HEWLETT PACKARD CO COM 428236103 466 12831 SH Sole Sole HOME DEPOT INC COM 437076102 663 28783 SH Sole Sole INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 208 8485 SH Sole Sole INTEL CORP COM 458140100 429 29258 SH Sole Sole ISHARES TR TRANSP AVE IDX 464287192 304 4800 SH Sole Sole JP MORGAN CHASE & CO COM 46625H100 205 6506 SH Sole Sole KIMBERLY CLARK CORP COM 494368103 249 4720 SH Sole Sole L-3 COMMUNICATIONS HLDGS INC COM 502424104 237 3225 SH Sole Sole LINCARE HLDGS INC COM 532791100 242 9005 SH Sole Sole LOWES COS INC COM 548661107 531 24697 SH Sole Sole MANITOWOC INC COM 563571108 218 25211 SH Sole Sole MEDCO HEALTH SOLUTIONS INC COM 58405U102 265 6320 SH Sole Sole MERRILL LYNCH & CO INC COM 590188108 16353 1404918 SH Sole Sole MICROSOFT CORP COM 594918104 1022 52604 SH Sole Sole NATIONAL CITY CORP COM 635405103 12598 6960084 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- NOKIA CORP SPONSORED ADR 654902204 385 24696 SH Sole Sole NOVARTIS A G SPONSORED ADR 66987V109 652 13097 SH Sole Sole PEPSICO INC COM 713448108 570 10413 SH Sole Sole PETSMART INC COM 716768106 201 10912 SH Sole Sole PLAINS EXPL& PRODTN CO COM 726505100 225 9709 SH Sole Sole POTASH CORP SASK INC COM 73755L107 300 4091 SH Sole Sole POWERSHARES QQQ TRUST UNIT SER 1 73935A104 227 7624 SH Sole Sole PROCTER & GAMBLE CO COM 742718109 527 8530 SH Sole Sole PROSHARES TR ULTRA S&P 500 74347R107 223 8500 SH Sole Sole QUALCOMM INC COM 747525103 872 24360 SH Sole Sole RAYTHEON CO COM NEW 755111507 307 6017 SH Sole Sole RESEARCH IN MOTION LTD COM 760975102 288 7101 SH Sole Sole RITE AID CORP COM 767754104 6 18790 SH Sole Sole ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 589 11117 SH Sole Sole SANMINA SCI CORP COM 800907107 11 23832 SH Sole Sole SANOFI AVENTIS SPONSORED ADR 80105N105 375 11648 SH Sole Sole SCOTTS MIRACLE GRO CO CL A 810186106 369 12400 SH Sole Sole SERVICE CORP INTL COM 817565104 114 22927 SH Sole Sole SIMON PPTY GROUP INC NEW COM 828806109 399 7515 SH Sole Sole SMITH & WESSON HLDG CORP COM 831756101 81 35674 SH Sole Sole SMUCKER J M CO COM NEW 832696405 1022 23568 SH Sole Sole SOURCE INTERLINK COS INC COM NEW 836151209 3 24135 SH Sole Sole ST JUDE MED INC COM 790849103 243 7361 SH Sole Sole STAPLES INC COM 855030102 213 11899 SH Sole Sole STARBUCKS CORP COM 855244109 190 20120 SH Sole Sole STRYKER CORP COM 863667101 490 12258 SH Sole Sole SUNCOR ENERGY INC COM 867229106 199 10188 SH Sole Sole SYNGENTA AG SPONSORED ADR 87160A100 305 7797 SH Sole Sole SYSCO CORP COM 871829107 484 21094 SH Sole Sole TANGER FACTORY OUTLET CTRS I COM 875465106 203 5401 SH Sole Sole TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 189 24418 SH Sole Sole TELEFONICA S A SPONSORED ADR 879382208 426 6315 SH Sole Sole TEVA PHARMACEUTICAL INDS LTD ADR 881624209 229 5377 SH Sole Sole TOTAL S A SPONSORED ADR 89151E109 277 5000 SH Sole Sole TOYOTA MOTOR CORP SP ADR REP2COM 892331307 354 5404 SH Sole Sole UNILEVER N V N Y SHS NEW 904784709 496 20198 SH Sole Sole UNILEVER PLC SPON ADR NEW 904767704 228 9920 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- UNITEDHEALTH GROUP INC COM 91324P102 337 12675 SH Sole Sole UST INC COM 902911106 4634 66785 SH Sole Sole VORNADO RLTY TR SH BEN INT 929042109 243 4026 SH Sole Sole WACHOVIA CORP NEW COM 929903102 20760 3747328 SH Sole Sole WAL MART STORES INC COM 931142103 692 12344 SH Sole Sole WHOLE FOODS MKT INC COM 966837106 301 31905 SH Sole Sole XTO ENERGY INC COM 98385X106 519 14708 SH Sole Sole YAHOO INC COM 984332106 305 25000 SH C Sole Sole YUM BRANDS INC COM 988498101 320 10165 SH Sole Sole ZIMMER HLDGS INC COM 98956P102 251 6207 SH Sole Sole
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