-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQTUArdm7wKY3zcO11RbikC4LAhlkrqTNdq+L+Q2ZSqou7QMmnvuKrfsxhntQsuo aIiB7om+Xm+AmUT31BOxuQ== 0001019056-09-000146.txt : 20090212 0001019056-09-000146.hdr.sgml : 20090212 20090212083627 ACCESSION NUMBER: 0001019056-09-000146 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 09591942 BUSINESS ADDRESS: BUSINESS PHONE: 212-702-0693 MAIL ADDRESS: STREET 1: C/O COUGAR TRADING LLC STREET 2: 375 PARK AVENUE SUITE 2301 CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 geduld_13f-123108.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: E E Geduld --------------------------------------- Address: c/o Cougar Trading, LLC --------------------------------------- 1370 Avenue of the Americas, 30th Floor --------------------------------------- New York, NY 10019 --------------------------------------- Form 13F File Number: 28-11643 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E E Geduld --------------------------------------- Title: --------------------------------------- Phone: 212-319-3500 --------------------------------------- Signature, Place and Date of Signing: /s/ Emanuel E. Geduld New York, NY February 11, 2008 - --------------------------- -------------------- -------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE 12/31/2008 Report Summary Number of Other Included Managers 0 ----------- Form 13F Information Table Entry Total 420 ----------- Form 13F Information Table Value Total $ 82,478 ----------- (thousands) List of Other Included Managers None 2
EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- 2020 CHINACAP ACQUIRCO INC COM 90212G109 73 10,000 SH SOLE 10,000 0 0 2020 CHINACAP ACQUIRCO INC WRNT 11/08/11 W EXP 11/08/2011 90212G117 2 25,000 SH SOLE 25,000 0 0 21ST CENTY TECHNOLOGIES INC COM STK COM 90130C305 0 13,334 SH SOLE 13,334 0 0 ABB LTD ZUERICH ADR SPONS ADR 000375204 300 20,000 SH CALL SOLE 20,000 0 0 ABERCROMBIE & FITCH CO CL A COM STK CLASS A 002896207 577 25,000 SH SOLE 25,000 0 0 ACUSPHERE INC COM STK COM 00511R870 4 55,000 SH SOLE 55,000 0 0 ADAMJEE INSURANCE CO LTD PKR10 COM 6006693 58 45,000 SH SOLE 45,000 0 0 ADELPHIA RECOVERY SERVICES COM 00685R409 2 249,615 SH SOLE 249,615 0 0 ADELQ 10.25 15JUN2011 BOND 06/15/2009 006ESCBJ5 7 250,000 PRIN SOLE 250,000 0 0 ADEPT TECHNOLOGY INCCOM NEW COM 006854202 66 17,500 SH SOLE 17,500 0 0 ADRENALINA COM STK COM 00725L107 38 113,982 SH SOLE 113,982 0 0 ADVANCED MICRO DEVICES INC COM STK COM 007903107 54 25,000 SH SOLE 25,000 0 0 ADVANCED PLANT PHARMACEUTICALS COM STK COM 00756F201 0 150,000 SH SOLE 150,000 0 0 ADVANCED VIRAL RESH CORP COM STK COM 007928104 1 250,000 SH SOLE 250,000 0 0 ADVENTRX PHARMACEUTICALS INC COM STK COM 00764X103 4 50,000 SH SOLE 50,000 0 0 AEROPOSTALE COM STK COM 007865108 483 30,000 SH SOLE 30,000 0 0 AFFINITY MEDIA INTL CORP W09 WTS EXP 06/ W EXP 06/04/2009 00828Q110 0 40,000 SH SOLE 40,000 0 0 AIRASIA BHD COM B03J9L7 131 525,000 SH SOLE 525,000 0 0 ALLSCRIPTS-MISYS HEALTHCARE SOLUTION COM 01988P108 198 20,000 SH SOLE 20,000 0 0 ALPHA SECURITY GROUPCORP 03/14/2011 W EXP 03/03/2011 02078A118 0 25,000 SH SOLE 25,000 0 0 ALSIUS CORP WRNT 08/03/2009 W EXP 08/03/2009 021211115 1 45,818 SH SOLE 45,818 0 0 ALTERA CORP COM STK COM 021441100 167 10,000 SH SOLE 10,000 0 0 ALTERNATIVE ASSET MANAGEMENT ACQUISITI W EXP 07/01/2012 02149U119 2 25,000 SH SOLE 25,000 0 0 AMBAC FINANCIAL GROUP INC COM STK COM 023139108 65 50,000 SH SOLE 50,000 0 0 AMEDIA NETWORKS INC COM 023434103 0 250,000 SH SOLE 250,000 0 0 AMER INTL GRP COM SHR COM 026874107 79 50,000 SH SOLE 50,000 0 0 AMERICAN APPAREL INCCORP COM STK COM 023850100 33 16,600 SH SOLE 16,600 0 0 AMERICAN COML LINES INC COM STK COM 025195207 49 10,000 SH SOLE 10,000 0 0 AMERICAN COMMUNITY NEWS WRNT 06/29/09 W EXP 06/29/2009 02520T111 0 1,000,100 SH SOLE 1,000,100 0 0 AMERICAN HEALTHCHOISINC COM 025929209 1 175,000 SH SOLE 175,000 0 0 AMERICAN OIL & GAS INC COM STK COM 028723104 12 15,000 SH SOLE 15,000 0 0 AMERICANA DISTBN COM 030556104 0 600,000 SH SOLE 600,000 0 0 AMERIGO RESOURCES LTD COM 03074G109 5 17,500 SH SOLE 17,500 0 0 APPLIED NEUROSOLUTIONS INC COM 03823Y104 37 1,460,000 SH SOLE 1,460,000 0 0 ARCADE ACQUISITION CORP UNIT=1 COM & UNIT 99/99/9999 038798203 108 14,500 SH SOLE 14,500 0 0 ARCADE ACQUISITION WRNT 05/25/2011 W EXP 05/25/2011 038798112 0 20,000 SH SOLE 20,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- ARIAD PHARMACEUTICALS INC COM STK COM 04033A100 21 25,000 SH SOLE 25,000 0 0 ASCEND ACQUISITION CORP WRNT 5/10/10 W EXP 05/10/2010 04350H118 0 145,000 SH SOLE 145,000 0 0 ASIA SPECIAL SITUATION ACQ WRNT W EXP 01/16/2012 G0538M121 10 94,000 SH SOLE 94,000 0 0 ASIA SPECIAL SITUATION ACQUISITIN COM G0538M105 469 52,000 SH SOLE 52,000 0 0 ASTEC INDS INC COM STK COM 046224101 313 10,000 SH SOLE 10,000 0 0 ATHENAHEALTH INC COM STK COM 04685W103 564 15,000 SH SOLE 15,000 0 0 ATLAS ACQUISITION WRNT W EXP 01/23/2012 049162118 3 25,000 SH SOLE 25,000 0 0 ATLAS ESTATES LD (UKM LISTING) COM B0WDBP8 22 52,961 SH SOLE 52,961 0 0 ATS CORP COM 00211E112 1 147,500 SH SOLE 147,500 0 0 AVANTAIR INC WRNT EXP 2/23/09 W EXP 02/23/2009 05350T119 0 175,305 SH SOLE 175,305 0 0 AVESIS INCORPORATED COM 053650107 109 140,000 SH SOLE 140,000 0 0 BANGKOK DUSIT MEDICAL SERVICE F THB1.00 COM B013SQ9 9 25,000 SH SOLE 25,000 0 0 BANK RAKYAT INDONESIA COM 6709099 20 50,000 SH SOLE 50,000 0 0 BBV VIETNAM S.E.A. ACQUISITION CORP COM Y0764A106 247 34,500 SH SOLE 34,500 0 0 BENIHANA INC CL A COM STK COM 082047200 53 25,000 SH SOLE 25,000 0 0 BIOPURE CORP CL A WT EX 12/20/10 W EXP 12/20/2010 09065H162 0 24,000 SH SOLE 24,000 0 0 BIOPURE CORP WTCL A EXP 12/31/2011 W EXP 12/31/2011 09065H188 0 135,000 SH SOLE 135,000 0 0 BIOTIME WT 03/10/2010 W EXP 03/10/2010 09066L147 4 13,590 SH SOLE 13,590 0 0 BM&F BOVESPA SA COM B2RHNV9 99 38,497 SH SOLE 38,497 0 0 BOISE INC WRNT 06/18/2011 W EXP 06/18/2011 09746Y113 3 330,000 SH SOLE 330,000 0 0 BOMBARDIER CL-B CLASS B 097751200 165 45,000 SH SOLE 45,000 0 0 BOW VALLEY EGY COM 101906105 4 10,000 SH SOLE 10,000 0 0 BR MALLS PAR (BRA LISTING) COM B1RYG58 117 30,000 SH SOLE 30,000 0 0 BROADPOINT SECURITIES GROUP INC COM 11133V108 230 77,500 SH SOLE 77,500 0 0 BURSA MALAYSIA BHD COM B06FV38 37 25,000 SH SOLE 25,000 0 0 CALIPER LIFE SCIENCES WRNT W EXP 08/10/2011 130872112 1 29,647 SH SOLE 29,647 0 0 CALPINE CORP 8.5% NOTE 8.5% 2/15/2011 02/15/2011 13199ACY5 103 100,000 SH SOLE 100,000 0 0 CANADIAN SUPERIOR ENERGY INC COM 136644101 24 25,000 SH SOLE 25,000 0 0 CARGO CONNECTION LOGISTICS HL COM STK COM 141794107 0 200,000 SH SOLE 200,000 0 0 CARMAX INC COM 143130102 236 30,000 SH PUT SOLE 30,000 0 0 CENTERLINE HLDG CO COM STK COM 15188T108 31 205,000 SH SOLE 205,000 0 0 CENTRAL WIRELESS INC COM STK COM 15607P109 0 660,000 SH SOLE 660,000 0 0 CHARIOT RESOURCES LTD COM 15963M104 4 50,000 SH SOLE 50,000 0 0 CHEM RX CORPORATION WRNT EXP 10/20/2009 W EXP 10/20/2009 163536113 5 306,075 SH SOLE 306,075 0 0 CHEMTURA CORP COM 163893100 35 25,000 SH SOLE 25,000 0 0 CHICOS FAS INC COM STK COM 168615102 188 45,000 SH SOLE 45,000 0 0 CHINA CABLECOM HOLDINGS LTD W EXP 04/10/2010 G21176113 3 100,640 SH SOLE 100,640 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- CHINA CAST EDUCATION CORP WRNT W EXP 03/16/2009 16946T117 1 24,900 SH SOLE 24,900 0 0 CHINA COAL ENERGY CO LTD COM B2NWDF2 8 10,000 SH SOLE 10,000 0 0 CHINA DISCOVERY ACQUISITION CORP W EXP 06/17/2011 G2112B117 2 90,000 SH SOLE 90,000 0 0 CHINA FUNDAMENTAL ACQUISTION CORP COM G2156W209 108 15,000 SH SOLE 15,000 0 0 CHINA HEALTH CARE CORP COM STK RSTD COM 16942N114 10 240,000 SH SOLE 240,000 0 0 CHINA HEALTHCARE AQUISITION WRNT W EXP 04/18/2012 16939Q112 0 29,300 SH SOLE 29,300 0 0 CHINA HOLDINGS ACQU WRNT EXP 11/16/2012 W EXP 11/16/2012 16942N114 0 35,000 SH SOLE 35,000 0 0 CHINA MOBILE MEDIA TECHNOLOGY COM COM 16950C109 1 74,000 SH SOLE 74,000 0 0 CHINA RAILWAY (HOK LISTING) COM B297KM7 47 68,000 SH SOLE 68,000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 310 5,000 SH PUT SOLE 5,000 0 0 CIT GROUP INC COM 125581108 204 45,000 SH SOLE 45,000 0 0 CITIGROUP INC 6.5% CONV PFD SER-T CONV PFD 6.5% 172967598 275 10,000 SH SOLE 10,000 0 0 CITIGROUP INC COM STK COM 172967101 503 75,000 SH SOLE 75,000 0 0 CKX INC COM STK COM 12562M106 37 10,000 SH SOLE 10,000 0 0 CLARK HOLDING WRNT WRNT W EXP 02/15/2011 18145M117 2 243,600 SH SOLE 243,600 0 0 CLEARWIRE CORP CL A COM STK CLASS A 18538Q105 49 10,000 SH SOLE 10,000 0 0 CLICKSOFTWARE TECHNOLOGIES LTD COM STK COM M25082104 65 35,000 SH SOLE 35,000 0 0 COACH INC COM 189754104 415 20,000 SH PUT SOLE 20,000 0 0 COLUMBUS ACQUISITIONCORP WRNT 05/02/11 W EXP 05/18/2011 198851115 4 105,000 SH SOLE 105,000 0 0 COMPELLENT TECHNOLOGIES INC COM 20452A108 138 14,300 SH SOLE 14,300 0 0 COMPOSITE TECHNOLOGY CORP COM STK COM 20461S108 38 140,000 SH SOLE 140,000 0 0 CONTINENTAL AIRLINES INC CL B COM STK CLASS B 210795308 271 15,000 SH SOLE 15,000 0 0 CONTINUCARE CORP COM STK COM 212172100 127 60,000 SH SOLE 60,000 0 0 CONVERTED ORGANICS INC - CW12 02/12/12 W EXP 02/12/2012 21254S123 65 50,000 SH SOLE 50,000 0 0 CONVERTED ORGANICS INC COM STK COM 21254S107 52 14,677 SH SOLE 14,677 0 0 CORNING INC COM 219350105 95 10,000 SH CALL SOLE 10,000 0 0 CORRIDOR COMMUNICATIONS CORP COM 220261101 0 200,000 SH SOLE 200,000 0 0 CPN 8.5 15FEB2011 BOND 02/15/2011 13199ACY5 0 200,000 PRIN SOLE 200,000 0 0 CYTORI THERAPEUTICS WRNT EXP 2/28/2012 W EXP 02/28/2012 232993022 0 43,555 SH SOLE 43,555 0 0 DALR 8.3 15DEC2029 144A BOND 12/15/2029 24799AKC5 6 367,000 PRIN SOLE 367,000 0 0 DATA DOMAIN INC COM COM 23767P109 282 15,000 SH SOLE 15,000 0 0 DECKERS OUTDOOR CORP COM STK COM 243537107 399 5,000 SH SOLE 5,000 0 0 DEKANIA CORP WRNT 02/01/2011 W EXP 02/01/2011 24488U112 1 40,000 SH SOLE 40,000 0 0 DELPHI CORP DEL COM STK COM 247126105 51 1,900,000 SH SOLE 1,900,000 0 0 DENNYS CORP COM STK COM 24869P104 1,264 635,000 SH SOLE 635,000 0 0 DIME BANCORP INC WTS W EXP 99/99/9999 25429Q110 8 400,000 SH SOLE 400,000 0 0 DISTRIBUTED ENERGY SYS CORP COM STK COM 25475V104 0 50,000 SH SOLE 50,000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 506 20,000 SH CALL SOLE 20,000 0 0 DYNEGY INC DEL CL A COM STK CLASS A 26817G102 30 15,000 SH SOLE 15,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- EARTHWORKS ENTMT INC COM 27032F101 0 105,000 SH SOLE 105,000 0 0 ECHO THERAPEUTICS INC COM STK COM 27876L107 16 40,000 SH SOLE 40,000 0 0 ECLIPSYS CORP COM STK COM 278856109 158 11,100 SH SOLE 11,100 0 0 ECtel Ltd Petah Tikva COM STK COM M29925100 44 75,000 SH SOLE 75,000 0 0 EL PASO CORP COM COM 28336L109 196 25,000 SH SOLE 25,000 0 0 ENDOVASC INC COM STK COM 29267B102 0 255,000 SH SOLE 255,000 0 0 ENERGY SELECT SECTOR SPDR SBI INT-ENERGY 81369Y506 478 10,000 SH SOLE 10,000 0 0 ENERGY XXI LTD COM STK COM G10082108 20 25,000 SH SOLE 25,000 0 0 ENERPLUS RESOURCES FUND TRUST UTS G-NEW UNIT TR G NEW 29274D604 294 15,000 SH SOLE 15,000 0 0 ENSTAR GROUP LIMITED COM STK COM G3075P101 603 10,200 SH SOLE 10,200 0 0 ENTREMED INC COM STK COM 29382F103 16 100,000 SH SOLE 100,000 0 0 EQUATOR EXPLORATION LIMITED (UKM LISTING COM B03MJ38 0 40,000 SH SOLE 40,000 0 0 EQUITY MEDIA HLDGS CORP WRNT W EXP 08/26/2009 294725114 0 15,500 SH SOLE 15,500 0 0 ERESEARCH TECHNOLOGY INC (EX P COM STK COM 29481V108 166 25,000 SH SOLE 25,000 0 0 EUROGAS INC COM STK COM 298734104 52 260,000 SH SOLE 260,000 0 0 EXETER RESOURCE CORPCOM COM 301835104 45 23,000 SH SOLE 23,000 0 0 EXIDE TECHNOLOGIES WRNT W EXP 05/05/2011 302051123 3 12,000 SH SOLE 12,000 0 0 EXTERRAN HOLDINGS INC COM 30225X103 213 10,000 SH SOLE 10,000 0 0 F CB 4.25 15DEC2036 BOND 12/15/2036 345370CF5 135 500,000 PRIN SOLE 500,000 0 0 FAR EAST ENERGY CORP COM STK COM 307325100 13 75,000 SH SOLE 75,000 0 0 FAUJI FERTILIZER BIN QASIM COM 6336088 4 25,000 SH SOLE 25,000 0 0 FEDERAL HOME LN MTG CORP MEDI COM STK COM 313400301 44 60,000 SH SOLE 60,000 0 0 FEDERAL NATL MTG ASSN MEDIUM COM STK COM 313586109 46 60,000 SH SOLE 60,000 0 0 FINANCIAL TECHNOLOGIES (INDIA) LD COM 31769V107 36 20,000 SH SOLE 20,000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 45 25,000 SH SOLE 25,000 0 0 FORD MOTOR COMPANY COM STK COM 345370860 115 50,000 SH SOLE 50,000 0 0 FORMATION CAPTL COM 34637L103 12 100,000 SH SOLE 100,000 0 0 FORTRESS INTL GROUP WRNT EXP 7/12/09 W EXP 07/12/2009 34958D110 3 274,812 SH SOLE 274,812 0 0 FOSUN INTERNATIONAL LIMITED COM B1Z7FX0 25 75,000 SH SOLE 75,000 0 0 FREDERICK'S OF HOLLYWOOD GROUP INC COM 35582T108 10 38,850 SH SOLE 38,850 0 0 FREEPORT MCMORAN COPPER & GOLD COM COM 35671D857 489 20,000 SH SOLE 20,000 0 0 FREESEAS INC -CW09 W EXP 07/29/2009 Y26496110 4 40,927 SH SOLE 40,927 0 0 FUTUREFUEL CORP W EXP 07/12/2010 B15QQ67 3 25,000 SH SOLE 25,000 0 0 GAFISA ADR SPONS ADR 362607301 93 10,000 SH SOLE 10,000 0 0 GAP INC COM STK COM 364760108 402 30,000 SH SOLE 30,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- GCL-POLY ENERGY HOLDINGS LIMITED COM B28XTR4 2 25,000 SH SOLE 25,000 0 0 GENERAL CABLE CORP DEL NEW COM STK COM 369300108 265 15,000 SH SOLE 15,000 0 0 GENERAL ELECTRIC CO COM 369604103 1,328 82,000 SH CALL SOLE 82,000 0 0 GENERAL GROWTH PROPERTIES COM COM 370021107 123 95,000 SH SOLE 95,000 0 0 GENERAL MOTORS CORP NOTE 5% 5% 09/15/2009 09/15/2009 3704A0RJ3 209 250,000 SH SOLE 250,000 0 0 GENERAL MTRS CORP SENIOR DEBEN D SENIOR DEBEN D 370442691 243 30,000 PRIN SOLE 30,000 0 0 GENEVA ACQUISITION WT EXP 2/12/11 W EXP 02/12/2011 37185Y112 1 31,680 SH SOLE 31,680 0 0 GENOMED INC COM STK COM 37243C102 2 475,000 SH SOLE 475,000 0 0 GGP CB 3.98 15APR2027 144A BOND 04/15/2027 36170XAA3 77 1,000,000 PRIN SOLE 1,000,000 0 0 GHL ACQUISITION CORP COM 36172H108 270 30,000 SH SOLE 30,000 0 0 GHL ACQUISITION WRNT EXP 02/14/2013 W EXP 02/14/2013 36172H116 11 56,000 SH SOLE 56,000 0 0 GILDAN ACTIVEWEAR INC COM CAD COM 375916103 353 30,000 SH SOLE 30,000 0 0 GLG PARTNERS INC WRNT EXP 12/28/2011 W EXP 12/28/2011 37929X115 2 40,000 SH SOLE 40,000 0 0 GLOBAL AIRCRAFT SOLUTIONS INC COM STK COM 378964100 0 100,000 SH SOLE 100,000 0 0 GLOBAL POWER EQUIPMENT GROUP INC COM 37941P207 540 635,433 SH SOLE 635,433 0 0 GLOBAL SHIP LEASE INC CL A WRNT W EXP 08/24/2010 Y27183113 25 145,000 SH SOLE 145,000 0 0 GLOBALNET CORP COM 379399108 0 385,000 SH SOLE 385,000 0 0 GOLDEN POND HEALTHCARE WRNT W EXP 11/06/2011 38116J117 1 20,000 SH SOLE 20,000 0 0 GOOD HARBOR PARTNERS ACQ CORP WRNT W EXP 03/07/2011 382094118 1 65,000 SH SOLE 65,000 0 0 GPS INDUSTRIES INC COM STK COM 383870102 2 150,000 SH SOLE 150,000 0 0 GRAND CANYON EDUCATION INC COM 38526M106 282 15,000 SH SOLE 15,000 0 0 GROWERS DIRECT COFFEE CO STK COM 399849108 0 25,000 SH SOLE 25,000 0 0 GSC ACQUISITION CO WRNT 06/25/2011 W EXP 06/25/2011 40053G114 1 46,000 SH SOLE 46,000 0 0 GUANGSHEN RAILWAY CNY1 'H' COM 6388700 37 100,000 SH SOLE 100,000 0 0 GUESS INC COM STK COM 401617105 461 30,000 SH SOLE 30,000 0 0 GYMBOREE CORP COM 403777105 261 10,000 SH PUT SOLE 10,000 0 0 HAMBRECHT ASIA ACQ CORP COM COM 406548107 172 25,300 SH SOLE 25,300 0 0 HAMBRECHT ASIA ACQUISITION CORP W EXP 03/07/2012 406548115 3 26,100 SH SOLE 26,100 0 0 HARD TO TREAT DISEASES INC COM STK COM 41164A103 0 500,000 SH SOLE 500,000 0 0 HARMONIC INC COM STK COM 413160102 56 10,000 SH SOLE 10,000 0 0 HARRIS INTERACTIVE INC COM STK COM 414549105 13 20,000 SH SOLE 20,000 0 0 HARTMARX CORP COM STK COM 417119104 24 76,200 SH SOLE 76,200 0 0 HATTERAS FINANCL COM 41902R103 266 10,000 SH SOLE 10,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- HEALTH CARE SELECT SECTOR TR SBI HEALTHCARE 81369Y209 332 12,500 SH SOLE 12,500 0 0 HEALTHY FAST FOOD INC COM STK COM 42223Y108 14 25,000 SH SOLE 25,000 0 0 HEALTHY FAST FOOD INC Class A Warrant W EXP 03/19/2013 42223Y116 3 25,000 SH SOLE 25,000 0 0 HEALTHY FAST FOOD INC Class B Warrant W EXP 03/19/2013 42223Y124 4 50,000 SH SOLE 50,000 0 0 HECKMANN CORP WRNT EXP 11/09/2011 W EXP 11/09/2011 422680116 20 17,700 SH SOLE 17,700 0 0 HELLENIC EXCHANGES SA ORDS (GRE LISTING) COM 4108278 78 10,000 SH SOLE 10,000 0 0 HICKS ACQUISITION CO INC WRNT 09/27/11 W EXP 09/28/2011 429086127 3 62,000 SH SOLE 62,000 0 0 HIENERGY TECHNOLOGIES INC COM STK COM 42952V101 0 25,000 SH SOLE 25,000 0 0 HIGHBURY FINANCIAL INC WRNT 2/25/10 W EXP 02/25/2010 42982Y117 0 10,000 SH SOLE 10,000 0 0 HIGHLANDS ACQ CORP WRNT EXP 10/03/2012 W EXP 10/03/2012 430880112 1 27,500 SH SOLE 27,500 0 0 HK EXCHANGES & CLEARING ORD COM 6267359 332 35,000 SH SOLE 35,000 0 0 HUDSON HLDG CORP COM 443793104 37 182,220 SH SOLE 182,220 0 0 HUNTSMAN CORP COM STK COM 447011107 172 50,000 SH SOLE 50,000 0 0 HYDE PARK ACQUISITIOCORP WRNT 3/04/2011 W EXP 03/04/2010 448638114 29 25,000 SH SOLE 25,000 0 0 HYDRON TECH INC COM 449020205 1 100,000 SH SOLE 100,000 0 0 IBX GROUP INC COM STK COM 449229103 0 200,000 SH SOLE 200,000 0 0 ICOA INC COM STK COM 449292200 0 300,000 SH SOLE 300,000 0 0 ICOP DIGITAL INC WRNT W EXP 07/08/2010 44930M112 3 90,000 SH SOLE 90,000 0 0 IDEATION ACQUISITION WARRANT W EXP 11/19/2011 451665111 1 25,000 SH SOLE 25,000 0 0 IDINE REWARDS NETWORK INC COM STK COM 761557107 220 85,000 SH SOLE 85,000 0 0 IGENE BIOTECHNOLOGY INC COM STK COM 451695100 1 100,000 SH SOLE 100,000 0 0 IKARMA COM 45172N106 0 25,000 SH SOLE 25,000 0 0 I-MANY INC COM STK COM 44973Q103 20 91,130 SH SOLE 91,130 0 0 INCA PAC RES INC COM 45324A200 2 15,000 SH SOLE 15,000 0 0 IND & COMM BK OFCHINA - H COM B1G1QD8 158 300,000 SH SOLE 300,000 0 0 INDIA GLOBALIZATION CAP CW11 EXP 3/3/11 W EXP 03/03/2011 45408X118 9 155,000 SH SOLE 155,000 0 0 INFORMATION SERVICES GROUP INC W EXP 01/31/2011 45675Y112 16 205,000 SH SOLE 205,000 0 0 INFUSYSTEMS HOLDINGSWRNT EXP 04/11/2011 W EXP 04/11/2011 45685K110 7 150,000 SH SOLE 150,000 0 0 INSULET CORP COM 45784P101 193 25,000 SH SOLE 25,000 0 0 INTEGRAL VISION INC COM STK COM 45811H106 171 1,069,107 SH SOLE 1,069,107 0 0 INTEL CORP COM 458140100 586 40,000 SH CALL SOLE 40,000 0 0 INTERAMERICAN ACQUISITION GROUP WRNT W EXP 09/04/2011 458396124 3 12,500 SH SOLE 12,500 0 0 INTER-ATLANTIC FINCL INC W EXP 10/02/2011 45890H118 1 41,300 SH SOLE 41,300 0 0 INTERNATIONAL COAL GROUP INC COM 45928H106 23 10,000 SH CALL SOLE 10,000 0 0 INTERNATIONAL COAL GROUP INC COM STK COM 45928H106 357 155,000 SH SOLE 155,000 0 0 INVESCO LTD COM STK COM G491BT108 361 25,000 SH SOLE 25,000 0 0 ISHARES NASDAQ BIOTECH INDX NASDQ BIO INDX 464287556 533 7,500 SH SOLE 7,500 0 0 ISONICS CORP COM STK COM 464895309 0 25,000 SH SOLE 25,000 0 0 IVANHOE ENERGY INC COM COM 465790103 12 25,000 SH SOLE 25,000 0 0 IXI MOBILE INC WRNT 07/14/09 W EXP 07/14/2009 466026119 0 20,000 SH SOLE 20,000 0 0 JETBLUE AWYS CORP COM STK COM 477143101 178 25,000 SH SOLE 25,000 0 0 JK ACQUISITION CORP WRNT 04/10/2010 W EXP 04/10/2010 47759H114 0 214,700 SH SOLE 214,700 0 0 KAPSTONE PAPER WRNT 08/15/2009 W EXP 08/15/2009 48562P111 4 81,700 SH SOLE 81,700 0 0 KBL HEALTHCARE ACQ WRNT EXP 7/18/2011 W EXP 07/18/2011 48241N115 4 174,400 SH SOLE 174,400 0 0 KNIGHT CAPITAL COM 499005106 162 10,000 SH SOLE 10,000 0 0 KRISPY KREME DOUGHNUTS INC COM STK COM 501014104 67 40,000 SH SOLE 40,000 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 270 375,000 SH SOLE 375,000 0 0 LEAP WIRELESS INTERNATIONAL IN COM STK COM 521863308 269 10,000 SH SOLE 10,000 0 0 LEAPFROG ENTERPRISES INC CL A COM STK CLASS A 52186N106 88 25,000 SH SOLE 25,000 0 0 LEAPFROG ENTREPRISES INC CL A CLASS A 52186N106 35 10,000 SH CALL SOLE 10,000 0 0 LEGG MASON INC COM 524901105 219 10,000 SH CALL SOLE 10,000 0 0 LEGG MASON INC COM STK COM 524901105 548 25,000 SH SOLE 25,000 0 0 LEVEL 3 COMMUNICATIONS INC COM STK COM 52729N100 70 100,000 SH SOLE 100,000 0 0 LIBERTY ACQUISITION HOLDINGS COM 53015Y107 83 10,000 SH SOLE 10,000 0 0 LIBERTY ACQUISITION HOLDINGS WRNT W EXP 12/12/2013 53015Y115 9 22,500 SH SOLE 22,500 0 0 LIFE TIME FITNESS COM 53217R207 259 20,000 SH PUT SOLE 20,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- LIFESTREAM TECHNOLOGIES INC COM STK COM 53219K101 0 575,000 SH SOLE 575,000 0 0 LIVE NATION INC COM STK COM 538034109 144 25,000 SH SOLE 25,000 0 0 MAC CB 3.25 15MAR2012 144A BOND 03/15/2012 554382AB7 228 500,000 PRIN SOLE 500,000 0 0 MACERICH CO COM REIT COM 554382101 454 25,000 SH SOLE 25,000 0 0 MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 508 15,000 SH SOLE 15,000 0 0 MARTIN MARIETTA MATERIALS INC COM STK COM 573284106 971 10,000 SH SOLE 10,000 0 0 MARVELL TECHNOLOGY GROUP LTD COM STK COM G5876H105 200 30,000 SH SOLE 30,000 0 0 MBF HEALTHCARE ACQUISITION WRNT W EXP 04/16/2011 552650111 6 116,900 SH SOLE 116,900 0 0 MCB BANK COM 6611570 34 20,000 SH SOLE 20,000 0 0 MEADE INSTRS CORP COM STK COM 583062104 6 58,600 SH SOLE 58,600 0 0 MENTOR CORP COM 587188103 309 10,000 SH PUT SOLE 10,000 0 0 MERA PHARMACEUTICALS INC COM STK COM 58732R103 1 200,000 SH SOLE 200,000 0 0 MERCATOR MINERALS LTD COM 587582107 3 10,000 SH SOLE 10,000 0 0 MERRILL LYNCH & CO INC COM STK COM 590188108 32,394 2,782,997 SH SOLE 2,782,997 0 0 MF GLOBAL COM STK COM G60642108 51 25,000 SH SOLE 25,000 0 0 MGM ENERGY CORP COM COM 59318A100 4 25,000 SH SOLE 25,000 0 0 MICRO LABS INC COM STK COM 594847105 0 100,000 SH SOLE 100,000 0 0 MICROTUNE INC DEL COM STK COM 59514P109 82 40,000 SH SOLE 40,000 0 0 MIDDLE BROOK PHARMACEUTICALS INC COM 596087106 38 25,000 SH SOLE 25,000 0 0 MIDDLE KNGDM WT W EXP 12/13/2013 595750126 68 135,000 SH SOLE 135,000 0 0 MIDDLEBROOK PHARMA INC COM STK COM 596087106 75 50,000 SH SOLE 50,000 0 0 MIGAO CORP COM 59861N103 47 10,000 SH SOLE 10,000 0 0 MILLENNIUM INDIA WTS EXP 7/19/2010 W EXP 07/19/2010 60039Q119 2 40,000 SH SOLE 40,000 0 0 MIPS TECHNOLOGIES INC CL A COM STK CLASS A 604567107 111 100,000 SH SOLE 100,000 0 0 MIRANT CORPORATION WRNTS EXP 1/ 3/11 W EXP 01/03/2011 60467R126 142 35,000 SH SOLE 35,000 0 0 MORGAN STANLEY COM STK COM 617446448 321 20,000 SH SOLE 20,000 0 0 MOTOROLA INC COM 620076109 133 30,000 SH CALL SOLE 30,000 0 0 MPC CORP WRNT EXP 09/29/2009 W EXP 09/29/2009 553166117 0 25,200 SH SOLE 25,200 0 0 MTN (SAF LISTING) COM 6563206 173 15,000 SH SOLE 15,000 0 0 MTR GAMING GROUP INC COM STK COM 553769100 42 25,000 SH SOLE 25,000 0 0 NASDAQ OMX GROUP COM STK COM 631103108 309 12,500 SH SOLE 12,500 0 0 NATIONAL CITY CORP COM STK COM 635405103 91 50,000 SH SOLE 50,000 0 0 NATIONAL-OILWELL VARCO INC COM COM 637071101 244 10,000 SH SOLE 10,000 0 0 NETAPP INC COM 64110D104 140 10,000 SH CALL SOLE 10,000 0 0 NETAPP INC C COM STK COM 64110D104 279 20,000 SH SOLE 20,000 0 0 NEW YORK & CO INC COM STK COM 649295102 81 35,000 SH SOLE 35,000 0 0 NEW YORK REGIONAL RAIL CORP COM STK COM 649768108 0 400,000 SH SOLE 400,000 0 0 NEWMONT MINING CORP COM STK COM 651639106 204 5,000 SH SOLE 5,000 0 0 NEXTMART INC COM STK COM 65338F102 2 50,000 SH SOLE 50,000 0 0 NOKIA CORP ADR SPONS ADR 654902204 156 10,000 SH CALL SOLE 10,000 0 0 NORDSTROM INC COM COM 655664100 399 30,000 SH SOLE 30,000 0 0 NORTH SHORE ACQUISITION CORP COM STK COM 662316108 71 10,000 SH SOLE 10,000 0 0 North Shore Acquisition Corp. Warrant 11 W EXP 11/29/2012 662316116 1 30,000 SH SOLE 30,000 0 0
9
EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- NOVAMERICAN STEEL INC WRNT 03/07/11 W EXP 03/07/2011 66986M118 8 117,673 SH SOLE 117,673 0 0 NRDC ACQUISITION COR WT EXP 10/17/11 W EXP 10/17/2011 62941R110 3 15,000 SH SOLE 15,000 0 0 NTR ACQUISITION CO WRNT EXP 1/30/2011 W EXP 06/28/2011 629415118 0 25,000 SH SOLE 25,000 0 0 NYFIX INC COM STK COM 670712108 414 481,902 SH SOLE 481,902 0 0 OCEANAUT INC WRNT EXP 3/1/12 W EXP 03/01/2012 675227110 3 55,000 SH SOLE 55,000 0 0 OCH-ZIFF CAPITAL MANAGEMENT COM 67551U105 258 50,000 SH SOLE 50,000 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT COM 678002106 369 5,000 SH SOLE 5,000 0 0 ONCOLYTICS BIOTECH INC CAP WRNT W EXP 02/22/2010 682310131 0 25,000 SH SOLE 25,000 0 0 ONE VOICE TECHNOLOGIES INC COM STK COM 682421102 0 400,000 SH SOLE 400,000 0 0 OPENWAVE SYSTEMS INC COM STK COM 683718308 81 125,000 SH SOLE 125,000 0 0 OPTIONABLE INC COM STK COM 684006109 1 70,000 SH SOLE 70,000 0 0 ORGANIC TO GO FD COM 68618K106 46 304,963 SH SOLE 304,963 0 0 OSCIENT PHARMACEUTICALS CORP COM STK COM 68812R303 3 15,000 SH SOLE 15,000 0 0 OVERTURE ACQUISITIONCORP UNIT EX 000012 UNIT 99/99/9999 G6830P209 360 40,000 SH SOLE 40,000 0 0 PANTHEON CHINA ACQUISITION CORP W EXP 12/13/2010 698659117 24 60,000 SH SOLE 60,000 0 0 PEPPERBALL TECHNOLOGIES INC WRNT W EXP 07/18/2010 713372118 0 55,465 SH SOLE 55,465 0 0 PHOSCAN CHEMICAL CORP COM 71921E106 15 60,000 SH SOLE 60,000 0 0 PLATINUM ENERGY RES INC WRNT W EXP 09/30/2009 727659112 1 26,100 SH SOLE 26,100 0 0 PMC-SIERRA INC COM STK COM 69344F106 122 25,000 SH SOLE 25,000 0 0 POINTS INTL LTD COM 730843109 15 37,500 SH SOLE 37,500 0 0 POWER-ONE INC COM STK COM 739308104 32 27,100 SH SOLE 27,100 0 0 PRIMORIS SERVICES CORP WRNT W EXP 10/02/2010 74164F111 34 27,500 SH SOLE 27,500 0 0 PRO-PHARMACEUTICALS INC COM STK COM 74267T109 18 200,000 SH SOLE 200,000 0 0 PROSPECT ACQUISITIONCORP WRNT 11/14/2012 W EXP 11/14/2012 74347T111 2 25,000 SH SOLE 25,000 0 0 PRS ULT LEH20+YR PSHS ULTSH 20YRS 74347R297 566 15,000 SH SOLE 15,000 0 0 PURE BIOSCIENCE COM RSTD COM 746218106 308 100,000 SH SOLE 100,000 0 0 QUALCOMM INC COM STK COM 747525103 358 10,000 SH SOLE 10,000 0 0 QUIKSILVER INC COM STK COM 74838C106 46 25,000 SH SOLE 25,000 0 0 QUSTREAM CORP COM 749131108 2 25,000 SH SOLE 25,000 0 0 RADIAN GROUP INC COM 750236101 92 25,000 SH SOLE 25,000 0 0 RADIAN GROUP INC COM STK COM 750236101 92 25,000 SH SOLE 25,000 0 0 RAM ENE RES COM 75130P109 13 15,000 SH SOLE 15,000 0 0 REIS INC INC COM STK COM 75936P105 704 140,749 SH SOLE 140,749 0 0 RENAISSANCE ACQUISITION CORP WRT W EXP 01/28/2010 75966C115 31 1,026,700 SH SOLE 1,026,700 0 0 RESEARCH IN MOTION CAD COM 760975102 406 10,000 SH SOLE 10,000 0 0 RIVERBED TECH INC COM 768573107 228 20,000 SH PUT SOLE 20,000 0 0 ROSS STORES COM COM 778296103 282 9,472 SH SOLE 9,472 0 0 ROUGE INDS INC DEL CL A COM STK CLASS A 779088103 0 100,000 SH SOLE 100,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- SANDISK CORP COM STK COM 80004C101 144 15,000 SH SOLE 15,000 0 0 SAPPHIRE IND COP COM 80306T109 504 55,000 SH SOLE 55,000 0 0 SAPPHIRE INDUSTRIALS CORP W EXP 01/17/2012 80306T117 21 132,400 SH SOLE 132,400 0 0 SCORES HOLDING CO INC COM STK COM 80917W202 0 10,000 SH SOLE 10,000 0 0 SEA CONTAINERS LTD CL A COM STK CLASS A 811371707 0 75,000 SH SOLE 75,000 0 0 SEAGATE TECHNOLOGY COM STK COM G7945J104 66 15,000 SH SOLE 15,000 0 0 SEANERGY MARITIME CORP WRNT W EXP 09/24/2011 Y73760111 6 51,500 SH SOLE 51,500 0 0 SEARS HOLDINGS CORP COM 812350106 389 10,000 SH PUT SOLE 10,000 0 0 SHERMEN WSC ACQ CORP WRNT W EXP 01/01/2011 824197115 5 125,000 SH SOLE 125,000 0 0 SHERRITT INTL CORP COM 823901103 65 25,000 SH SOLE 25,000 0 0 SHINSEI BANK COM 6730936 77 50,000 SH SOLE 50,000 0 0 SHOTGUN ENERGY CORP COM STK COM 825358104 1 25,000 SH SOLE 25,000 0 0 SINGAPORE EXCHANGE COM 6303866 266 75,000 SH SOLE 75,000 0 0 SIRIUS XM RADIO INC COM STK COM 82967N108 14 115,000 SH SOLE 115,000 0 0 SITESTAR CORP COM STK COM 82980W101 23 250,000 SH SOLE 250,000 0 0 SIX FLAGS INC COM NEW COM 83001P109 8 25,000 SH SOLE 25,000 0 0 SLM CORP COM STK COM 78442P106 623 70,000 SH SOLE 70,000 0 0 SLM CORP EDNOTES BOOK ENTRY 7.25% CV PFD CONV PFD 7.25% 78442P700 233 500 SH SOLE 500 0 0 SONIC FDRY INC COM STK COM 83545R108 4 10,000 SH SOLE 10,000 0 0 SOTHEBYS CL A CLASS A 835898107 89 10,000 SH PUT SOLE 10,000 0 0 SP ACQUISITION HLDGSWRNT EXP 10/10/2012 W EXP 10/10/2012 78470A112 6 40,000 SH SOLE 40,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 865 10,000 SH SOLE 10,000 0 0 SPDR S&P HOMEBUILDERS ETF S&P HOMEBUILD 78464A888 240 20,000 SH SOLE 20,000 0 0 SPECIALTY UNDWTR COM 84751T309 66 25,000 SH SOLE 25,000 0 0 SPRING CREEK ACQ UNIT UNIT 99/99/9999 G8374R104 88 13,000 SH SOLE 13,000 0 0 ST. BERNARD SOFTWARE INC WTS EX 7/25/09 W EXP 07/25/2009 85228F111 0 110,000 SH SOLE 110,000 0 0 STAGE STORES INC COM STK COM 85254C305 165 20,000 SH SOLE 20,000 0 0 STAR BULK CARRIERS CORP WT EXP 121509 W EXP 12/16/2009 Y8162K113 10 55,000 SH SOLE 55,000 0 0 STEALTHGAS INC COM STK COM Y81669106 241 50,000 SH SOLE 50,000 0 0 STONE TAN CHINA ACQUISITION CORP W EXP 10/15/2011 861752111 2 77,500 SH SOLE 77,500 0 0 STONELEIGH PARTNERS ACQUISITION CORP W EXP 05/31/2011 861923126 2 77,500 SH SOLE 77,500 0 0 STONEPATH GROUP INC COM STK COM 861837102 0 165,000 SH SOLE 165,000 0 0 STREAM GLOBAL SERVICES WRNT EXP 10/17/11 W EXP 10/17/2011 86323M118 16 88,166 SH SOLE 88,166 0 0 STURM RUGER & CO INC COM STK COM 864159108 507 85,000 SH SOLE 85,000 0 0 SUCCESSFACTORS INC COM 864596101 68 11,771 SH SOLE 11,771 0 0 SUMTOTAL SYSTEMS INC COM STK COM 866615107 57 20,000 SH SOLE 20,000 0 0 SUPERGEN INC COM STK COM 868059106 38 20,000 SH SOLE 20,000 0 0 TAC ACQUISITION CORPWRNT EXP 05/20/2010 W EXP 05/20/2010 873392112 0 50,000 SH SOLE 50,000 0 0 TANFIELD GROUP PLC COM 0278799 3 50,000 SH SOLE 50,000 0 0 THEGLOBE.COM INC COM STK COM 88335R101 1 100,000 SH SOLE 100,000 0 0 THESTREET COM INC COM STK COM 88368Q103 241 83,000 SH SOLE 83,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- TIME WARNER INC COM 887317105 252 25,000 SH CALL SOLE 25,000 0 0 TIME WARNER INC COM STK COM 887317105 503 50,000 SH SOLE 50,000 0 0 TIOMIN RES CAD COM COM 887901106 5 200,000 SH SOLE 200,000 0 0 TITANIUM ASS WRNT 06/21/2011 RSTD W EXP 06/21/2011 88899G996 25 100,000 SH SOLE 100,000 0 0 TITANIUM ASSET MGMT RSTD COM B1W6079 350 100,000 SH SOLE 100,000 0 0 TM ENTERTAINMENT & MEDIA WRNT W EXP 10/17/2011 87260T116 1 25,000 SH SOLE 25,000 0 0 TOWER SEMICONDUCTOR LTD WRNT W EXP 03/15/2011 M87915217 0 35,100 SH SOLE 35,100 0 0 TRANS-INDIA ACQ CORP WRNT W EXP 02/08/2012 893237115 1 24,000 SH SOLE 24,000 0 0 TRIPLECROWN ACQUISITION CORP COM STK COM 89677G109 407 45,000 SH SOLE 45,000 0 0 TRIPLECROWN ACQUISITION CORP WRNT W EXP 10/22/2012 89677G117 12 121,600 SH SOLE 121,600 0 0 TRIUMPH APPAREL CORP COM STK COM 896787108 1 100,000 SH SOLE 100,000 0 0 TRUDY CORP COM STK COM 897835104 0 200,000 SH SOLE 200,000 0 0 TWEETER HOME ENTMT GROUP INC COM STK COM 901167106 0 25,000 SH SOLE 25,000 0 0 TYNER RESOURCES LTD Com COM 902390103 4 180,000 SH SOLE 180,000 0 0 U S GEOTHERMAL INC COM STK COM 90338S102 29 35,000 SH SOLE 35,000 0 0 UEX CORP COM COM 902666106 41 75,000 SH SOLE 75,000 0 0 UNDER ARMOUR INC CL A COM STK CLASS A 904311107 238 10,000 SH SOLE 10,000 0 0 UNITED REFINING ENERGY CORP W EXP 12/11/2011 911360113 6 57,000 SH SOLE 57,000 0 0 UNITED RFNG ENGY COM 911360105 171 18,500 SH SOLE 18,500 0 0 UNIVERSAL EXPRESS INC COM STK COM 91349P103 0 775,000 SH SOLE 775,000 0 0 URALS ENERGY PUBLIC LTD (UKM LISTING) COM B0FHR59 5 25,000 SH SOLE 25,000 0 0 URANIUM ONE INC COM 91701P105 29 20,000 SH SOLE 20,000 0 0 URANIUM RESOURCE COM 916901507 462 599,759 SH SOLE 599,759 0 0 US GLOBAL NANOSPACE INC COM STK COM 91729J107 0 275,000 SH SOLE 275,000 0 0 US GOLD CORP COM STK COM 912023207 18 20,000 SH SOLE 20,000 0 0 VALERO ENERGY CORP COM STK COM 91913Y100 433 20,000 SH SOLE 20,000 0 0 VANTAGE DRILLING CO WRNT EXP 05/24/2011 W EXP 05/24/2011 G93205121 4 43,500 SH SOLE 43,500 0 0 VELOCITY EXPRESS CORP COM STK COM 92257T707 6 37,833 SH SOLE 37,833 0 0 VERENIUM CORPORATIONCOM COM 92340P100 22 25,000 SH SOLE 25,000 0 0
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EE GEDULD 13F Report: (12/31/08) Value Shares SH/ Put/ Investment Other Voting Authority Issuer Type Cusip *1000 Prn Amt PRN Call Discretion Managers Sole Share None - ---------------------- ------------------ --------- -------- --------- --- ---- ---------- -------- ------ ----- ---- VERINT SYS INC COM STK COM 92343X100 175 25,000 SH SOLE 25,000 0 0 VEXP VRN 30JUN2010 144A BOND 06/30/2010 92257TAA1 62 1,238,748 PRIN SOLE 1,238,748 0 0 VICTORY ACQ COM 92644D100 97 10,000 SH SOLE 10,000 0 0 VICTORY ACQUISITION WRNT EXP 04/24/2011 W EXP 04/24/2011 92644D118 7 96,000 SH SOLE 96,000 0 0 VIGNETTE CORP COM STK COM 926734401 141 15,000 SH SOLE 15,000 0 0 VIRAGEN INC COM STK COM 927638403 0 50,000 SH SOLE 50,000 0 0 VIRGIN MEDIE SR-A WRNT W EXP 01/13/2011 92769L119 0 17,500 SH SOLE 17,500 0 0 VIRGIN METALS INC COM 927692103 1 25,000 SH SOLE 25,000 0 0 VISION-SCIENCES INC DEL COM STK COM 927912105 246 160,819 SH SOLE 160,819 0 0 VIVO PARTICIPACOES S A ADR SPON ADR PFD 92855S200 204 16,250 SH SOLE 16,250 0 0 WACHOVIA CORP COM STK COM 929903102 277 50,000 SH SOLE 50,000 0 0 WAL-MART STORES INC COM STK COM 931142103 1,261 22,500 SH SOLE 22,500 0 0 WARDERLY INTL HLDGS LTD (HOK LISTING) COM 6572224 0 500,000 SH SOLE 500,000 0 0 WATER CHEF INC COM 940907108 17 500,000 SH SOLE 500,000 0 0 WEATHERFORD INTERNATIONAL LTD COM STK COM G95089101 162 15,000 SH SOLE 15,000 0 0 WEB COM INC DEL COM STK COM 94733A104 92 25,000 SH SOLE 25,000 0 0 WEIRTON STEEL CORP COM STK COM 948774104 0 300,000 SH SOLE 300,000 0 0 WELLS FARGO & CO COM 949746101 442 15,000 SH SOLE 15,000 0 0 WENDYS/ARBYS GROUP INC CL A CLASS A 950587105 371 75,000 SH SOLE 75,000 0 0 WINNEBAGO INDS INC COM 974637100 60 10,000 SH PUT SOLE 10,000 0 0 WORLD HEART COM 980905400 268 107,100 SH SOLE 107,100 0 0 WORLD RACING GROUP INC COM 981929102 2 142,468 SH SOLE 142,468 0 0 WORLDWATER & SOLAR TECHS CORP COM COM 29362Y106 7 25,000 SH SOLE 25,000 0 0 XECHEM INTERNATIONAL INC COM STK COM 983895301 0 350,500 SH SOLE 350,500 0 0 XINYUAN RL EST SPONS ADR 98417P105 122 50,000 SH SOLE 50,000 0 0 XO HOLDINGS INC WRNT W EXP 01/16/2010 98417K114 0 35,100 SH SOLE 35,100 0 0 XO HOLDINGS INC WRNT W EXP 01/16/2010 98417K130 0 275,757 SH SOLE 275,757 0 0 YAHOO INC COM STK COM 984332106 305 25,000 SH SOLE 25,000 0 0 YAMANA GOLD INC COM 98462Y100 579 75,000 SH SOLE 75,000 0 0 ZANN CORP COM STK COM 98906U300 0 25,000 SH SOLE 25,000 0 0 ZAP COM STK COM 98912M201 10 42,500 SH SOLE 42,500 0 0 ZILOG INC COM STK COM 989524301 87 30,000 SH SOLE 30,000 0 0 ZVUE CORP WRNT 08/14/2011 W EXP 08/13/2011 988801114 0 75,000 SH SOLE 75,000 0 0
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