-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rmft1JxjjbgvV/q4TZ2aGOLRTpBKDeV+4PaR4NcnsR2V+LmgGrWI3xu3dWOM4j8F RNln9DfgpMtWLEHsHmx2Yg== 0001140361-09-004166.txt : 20090217 0001140361-09-004166.hdr.sgml : 20090216 20090217090228 ACCESSION NUMBER: 0001140361-09-004166 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 09607329 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-589-6400 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 form13f.txt PENTWATER CAPITAL MANAGEMENT 13-F 12-31-2008 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Pentwater Capital Management LP Address: 227 West Monroe Street, Suite 4000 Chicago, IL 60606 13F File Number: 28-12843 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal Nenadovic Title: Chief Financial Officer Phone: 312-589-6405 Signature, Place, and Date of Signing: "Neal Nenadovic Chicago, IL 02/13/2008" Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Report Summary: Confidential information has been omitted from the public Form 13F report and filed separately with the Commission. Number of Other Included Managers: None Form 13F Information Table Entry Total: 27 Form 13F Information Table Values Total (thousands): 542,594
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- -------- ------ ---- AMERICREDIT CORP NOTE 03060RAP6 911 2000000 PRN SOLE 2000000 0 0 BANK OF AMERICA CORPORATION COM 060605904 7533 535000 SH CALL SOLE 535000 0 0 CHIPOTLE MEXICAN GRILL INC CL A 169656105 2169 35000 SH SOLE 35000 0 0 CHIPOTLE MEXICAN GRILL INC CL B 169656204 1719 30000 SH SOLE 30000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656955 4029 65000 SH PUT SOLE 65000 0 0 CITRIX SYSTEMS INC COM 177376100 648 27500 SH SOLE 27500 0 0 EMBARQ CORPORATION COM 29078E105 2424 67400 SH SOLE 67400 0 0 GENENTECH INC COM 368710406 57622 695000 SH SOLE 695000 0 0 GENENTECH INC COM 368710956 76277 920000 SH PUT SOLE 920000 0 0 HUNTSMAN CORP COM 447011107 2236 650000 SH SOLE 650000 0 0 MENTOR CORPORATION MINN COM 587188103 21679 700920 SH SOLE 700920 0 0 MERRILL LYNCH & COMPANY INC COM 590188108 72331 6214000 SH SOLE 6214000 0 0 MERRILL LYNCH & COMPANY INC NOTE 590188W46 21669 20000000 PRN SOLE 20000000 0 0 NATIONWIDE FINANCIAL SERVICES CL A 638612101 7309 140000 SH SOLE 140000 0 0 INC ROHM AND HAAS COMPANY COM 775371907 41152 666000 SH CALL SOLE 666000 0 0 ROHM AND HAAS COMPANY COM 775371107 38001 615000 SH SOLE 615000 0 0 ROHM AND HAAS COMPANY COM 775371957 60078 972300 SH PUT SOLE 972300 0 0 SIRIUS XM RADIO INC COM 82967N958 78 650000 SH PUT SOLE 650000 0 0 SIX FLAGS INC PIERS 83001P505 18 25000 SH SOLE 25000 0 0 SMUCKER J M COMPANY COM 832696405 8455 195000 SH SOLE 195000 0 0 STEWART ENTERPRISES INC NOTE 860370AH8 1344 3000000 PRN SOLE 3000000 0 0 STEWART ENTERPRISES INC NOTE 860370AK1 4872 11000000 PRN SOLE 11000000 0 0 UST INC COM 902911106 694 10000 SH SOLE 10000 0 0 VMWARE INC CL A 928563402 1540 65000 SH SOLE 65000 0 0 WACHOVIA CORPORATION COM 929903102 106365 19199400 SH SOLE 19199400 0 0 WELLS FARGO & COMPANY COM 949746951 221 7500 SH PUT SOLE 7500 0 0 YAHOO INC COM 984332906 1220 100000 SH CALL SOLE 100000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----