-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/cHNgRohgHCLwjKjRvNIK+TH/om+Bvfdy8yQTzz3xc6+s7SR41EB4Vogcq6IaDt S71+TIAYtcAKq2/2TYCyBA== 0000929638-07-000532.txt : 20070907 0000929638-07-000532.hdr.sgml : 20070907 20070907161243 ACCESSION NUMBER: 0000929638-07-000532 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070907 DATE AS OF CHANGE: 20070907 EFFECTIVENESS DATE: 20070907 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEISS ANDREW M CENTRAL INDEX KEY: 0001357643 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12279 FILM NUMBER: 071106151 BUSINESS ADDRESS: BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 29 COMMONWEALTH AVE. CITY: BOSTON STATE: MA ZIP: 02116 13F-HR/A 1 weiss13fa_092007.txt 13F REPORT FOR PERIOD ENDING 6/30/2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Andrew Weiss Title: President of Weiss Capital, LLC Address: c/o Weiss Capital, LLC 29 Commonwealth Avenue, 10th Floor, Boston, MA 02116 Form 13F File Number: 28-12279 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Georgiy Nikitin Title: Attorney-in-Fact for Andrew Weiss Phone: (617) 778-7780 Signature, Place, and Date of Signing: /s/ Georgiy Nikitin* Boston, MA September 7, 2007 - ----------------------------- --------------------- -------------------------- [Signature] [City, State] [Date] *Pursuant to Power of Attorney as filed on February 14, 2007. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $ 102,259 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
- ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHR OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ BANNER CORP COM 06652V109 7 200 SH SOLE 200 0 0 CHARTWELL DIVD & INCOME FD I COM 16139P104 112 11,400 SH SOLE 11,400 0 0 CHINA HEALTHCARE ACQ CORP COM ADDED 16939Q104 3,481 637,475 SH SOLE 637,475 0 0 CHURCHILL VENTURES LTD COM ADDED 17157P109 3,004 392,700 SH SOLE 392,700 0 0 COLUMBUS ACQUISITION CORP COM ADDED 198851107 5,846 788,950 SH SOLE 788,950 0 0 COMMUNITY BANKERS ACQUISITN COM 20361R101 3,504 473,500 SH SOLE 473,500 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B104 5 532 SH SOLE 532 0 0 DEKANIA CORP COM ADDED 24488U104 403 43,200 SH SOLE 43,200 0 0 DWS MULTI MKT INCOME TR SHS 23338L108 513 52,701 SH SOLE 52,701 0 0 DWS STRATEGIC INCOME TR SHS 23338N104 100 7,600 SH SOLE 7,600 0 0 EXXON MOBIL CORP COM 30231G102 402 4,787 SH SOLE 4,787 0 0 FORDING CDN COAL TR TR UNIT 345425102 16 500 SH SOLE 500 0 0 GENERAL FINANCE CORP COM 369822101 115 14,550 SH SOLE 14,550 0 0 GENEVA ACQUISITION CORP COM ADDED 37185Y104 3,915 705,350 SH SOLE 705,350 0 0 GLOBAL LOGISTICS ACQUISITION COM 379414105 5,134 652,400 SH SOLE 652,400 0 0 GRUBB&ELLIS RLTY ADVISORS IN COM 400096103 3,434 596,200 SH SOLE 596,200 0 0 HALLIBURTON CO COM 406216101 97 2,821 SH SOLE 2,821 0 0 HANCOCK JOHN FINL TRENDS FD COM 41014X105 17 915 SH SOLE 915 0 0 HANCOCK JOHN PATRIOT SELCT D COM 41013U102 95 7,251 SH SOLE 7,251 0 0 HARBOR ACQUISITION CORPORATI COM 41145X107 1,025 180,400 SH SOLE 180,400 0 0 HD PARTNERS ACQUISITION CORP COM 40415K100 1,022 133,600 SH SOLE 133,600 0 0 HEALTHCARE ACQUISITION CP NE COM 42224H104 5,744 786,825 SH SOLE 786,825 0 0 HEALTHCARE RLTY TR COM 421946104 993 35,737 SH SOLE 35,737 0 0 INDIA GLOBALIZATION CAP INC COM 45408X100 3,048 530,980 SH SOLE 530,980 0 0 INFORMATION SERVICES GROUP I COM 45675Y104 5,721 747,781 SH SOLE 747,781 0 0 ISHARES INC MSCI AUSTRIA 464286202 9 232 SH SOLE 232 0 0 ISHARES INC MSCI TAIWAN 464286731 66 4,100 SH SOLE 4,100 0 0 JAZZ TECHNOLOGIES INC COM 47214E102 14 4,600 SH SOLE 4,600 0 0 JAZZ TECHNOLOGIES INC *W EXP 03/15/201 47214E110 11 17,200 SH SOLE 17,200 0 0 JK ACQUISITION CORP COM 47759H106 2,666 459,600 SH SOLE 459,600 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 23 700 SH SOLE 700 0 0 KOREA FD COM 500634100 922 23,284 SH SOLE 23,284 0 0 MADISON STRTG SECTOR PREM FD COM 558268108 26 1,300 SH SOLE 1,300 0 0 MARATHON ACQUISITION CORP COM 565756103 203 25,800 SH SOLE 25,800 0 0 MEDIA & ENTMT HOLDINGS INC COM ADDED 58439W108 82 11,050 SH SOLE 11,050 0 0 MEXICO FD INC COM 592835102 195 4,645 SH SOLE 4,645 0 0 MILLENNIUM INDIA ACQS COM IN COM 60039Q101 6,329 845,000 SH SOLE 845,000 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 284 10,400 SH SOLE 10,400 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 45 1,000 SH SOLE 1,000 0 0 NEUBERGER BERMAN DIV ADVANT COM 64127J102 45 2,000 SH SOLE 2,000 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 94 5,442 SH SOLE 5,442 0 0 NEUBERGER BERMAN REAL INCM F COM 64126D106 4,896 185,308 SH SOLE 185,308 0 0 NEWMONT MINING CORP COM 651639106 0 1 SH SOLE 1 0 0 NTR ACQUISITION CO COM 629415100 229 24,200 SH SOLE 24,200 0 0 NTR ACQUISITION CO UNIT 06/28/2010 629415209 341 31,600 SH SOLE 31,600 0 0 OCEANAUT INC COM ADDED 675227102 24,310 3,198,700 SH SOLE 3,198,700 0 0 OCEANAUT INC *W EXP 01/01/201 675227110 11 8,200 SH SOLE 8,200 0 0 OLD MUTUAL CLAYMORE LNG SHT COM 68003N103 8 400 SH SOLE 400 0 0 RMR F I R E FD COM 74963M101 36 1,801 SH SOLE 1,801 0 0 RMR HOSPITALITY REAL ESTATE COM 74963J108 0 1 SH SOLE 1 0 0 SANTA MONICA MEDIA CORP COM ADDED 802501106 6,022 807,200 SH SOLE 807,200 0 0 SWISS HELVETIA FD INC COM 870875101 1,715 96,347 SH SOLE 96,347 0 0 SYMMETRY HLDGS INC COM ADDED 871545109 153 20,200 SH SOLE 20,200 0 0 TAILWIND FINL INC COM ADDED 874023104 5,166 678,000 SH SOLE 678,000 0 0 UNION STREET ACQ CORP COM 908536105 162 21,600 SH SOLE 21,600 0 0 VANTAGE ENERGY SERVICES INC *W EXP 99/99/999 92209F110 26 30,400 SH SOLE 30,400 0 0 VICTORY ACQUISITION CORP COM ADDED 92644D100 414 43,950 SH SOLE 43,950 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 3 230 SH SOLE 230 0 0
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