-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRFxQYZuqN5sx31RTj2j4ZXX2p6QsSBfr1wx6SECprX9jSjbWl3l5W9BK2dG6e1U NlEnbDUVkIj0gRE8kVDB3A== 0001193125-09-027126.txt : 20090212 0001193125-09-027126.hdr.sgml : 20090212 20090212160110 ACCESSION NUMBER: 0001193125-09-027126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11523 FILM NUMBER: 09594804 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [_]; Amendment Number: ----- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA February 12, 2009 - --------------------- ------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 333 lines Form 13F Information Table Value Total: 1,443,846 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- --------------------------------------------------- 01 28-11546 Genworth Financial Wealth Management, Inc. (formerly known as Genworth Asset Management, Inc.)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- 3M CO COM COM 88579Y101 19,189 333,487 SH Sole 01 333,487 ABB LTD SPONSORED ADR SPONSORED ADR 000375204 12,277 817,905 SH Sole 01 817,905 ADAPTEC INC COM COM 00651F108 4,564 1,383,156 SH Sole 01 1,383,156 ADVANCE AUTO PARTS INC COM COM 00751Y106 4 114 SH Sole 01 114 ADVENT SOFTWARE INC COM COM 007974108 1 65 SH Sole 01 65 AES CORP COM COM 00130H105 6,240 757,224 SH Sole 01 757,224 AFLAC INC COM COM 001055102 27,072 590,572 SH Sole 01 590,572 AGILENT TECHNOLOGIES INC COM COM 00846U101 2,350 150,343 SH Sole 01 150,343 AIR PRODS & CHEMS INC COM COM 009158106 5 100 SH Sole 01 100 ALBEMARLE CORP COM COM 012653101 1,646 73,817 SH Sole 01 73,817 ALBERTO CULVER CO NEW COM COM 013078100 178 7,279 SH Sole 01 7,279 ALKERMES INC COM COM 01642T108 1 50 SH Sole 01 50 ALLEGHENY ENERGY INC COM COM 017361106 3,392 100,163 SH Sole 01 100,163 ALTRIA GROUP INC COM COM 02209S103 1,621 107,642 SH Sole 01 107,642 AMBAC FINL GROUP INC COM COM 023139108 643 494,353 SH Sole 01 494,353 AMERICA MOVIL SAB DE CV SPON ADR L ADR 02364W105 1,637 52,835 SH Sole 01 52,835 AMERICAN ELEC PWR INC COM COM 025537101 5,383 161,734 SH Sole 01 161,734 AMERICAN EXPRESS CO COM COM 025816109 3,181 171,483 SH Sole 01 171,483 AMERICAN INTL GROUP INC COM COM 026874107 0 2 SH Sole 01 2 AMERICAN WOODMARK CORP COM COM 030506109 2,664 146,138 SH Sole 01 146,138 ANADARKO PETE CORP COM COM 032511107 2,007 52,055 SH Sole 01 52,055 ANSYS INC COM COM 03662Q105 2,674 95,871 SH Sole 01 95,871 ARKANSAS BEST CORP DEL COM COM 040790107 3,171 105,326 SH Sole 01 105,326 ASSURED GUARANTY LTD COM COM G0585R106 152 13,320 SH Sole 01 13,320 ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 23,881 582,036 SH Sole 01 582,036 AUTODESK INC COM COM 052769106 2 85 SH Sole 01 85 AUTOMATIC DATA PROCESSING IN COM COM 053015103 11,921 303,028 SH Sole 01 303,028 AXA SPONSORED ADR SPONSORED ADR 054536107 12,869 572,733 SH Sole 01 572,733 AXCELIS TECHNOLOGIES INC COM COM 054540109 357 699,273 SH Sole 01 699,273 BAKER HUGHES INC COM COM 057224107 1 29 SH Sole 01 29 BANCO BRADESCO S A SP ADR PFD NEW SPONSORED ADR 059460303 1,437 145,544 SH Sole 01 145,544 BANK OF NEW YORK MELLON CORP COM COM 064058100 3,265 115,240 SH Sole 01 115,240 BARD C R INC COM COM 067383109 8,372 99,360 SH Sole 01 99,360 BAXTER INTL INC COM COM 071813109 10,605 197,885 SH Sole 01 197,885 BECTON DICKINSON & CO COM COM 075887109 19,118 279,537 SH Sole 01 279,537 BHP BILLITON LTD SPONSORED ADR ADR 088606108 12,138 282,938 SH Sole 01 282,938 BIOGEN IDEC INC COM COM 09062X103 4 75 SH Sole 01 75 BIOTECH HOLDRS TR DEPOSTRY RCPTS TR DEPOSTR 09067D201 6 33 SH Sole 01 33 BJS WHOLESALE CLUB INC COM COM 05548J106 3 73 SH Sole 01 73 BLACKROCK MUNIHOLDINGS N Y I COM COM 09255C106 0 6 SH Sole 01 6
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BLACKROCK MUNIYIELD CALIF IN COM COM 09254N103 0 32 SH Sole 01 32 BLDRS INDEX FDS TR DEV MK 100 ADR ADR 09348R201 3,527 203,750 SH Sole 01 203,750 BLDRS INDEX FDS TR EMER MK 50 ADR ADR 09348R300 24 868 SH Sole 01 868 BOWNE & CO INC COM COM 103043105 1,305 221,970 SH Sole 01 221,970 BP PLC SPONSORED ADR ADR 055622104 5,865 125,474 SH Sole 01 125,474 BRISTOL MYERS SQUIBB CO COM COM 110122108 11,867 510,391 SH Sole 01 510,391 BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 11,863 223,373 SH Sole 01 223,373 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 7,642 100,937 SH Sole 01 100,937 CABLEVISION SYS CORP CL A NY CABLVS COM 12686C109 2 97 SH Sole 01 97 CELANESE CORP DEL COM SER A COM 150870103 2 147 SH Sole 01 147 CEPHALON INC COM COM 156708109 250 3,248 SH Sole 01 3,248 CHARMING SHOPPES INC COM COM 161133103 0 65 SH Sole 01 65 CHATTEM INC COM COM 162456107 4,198 58,686 SH Sole 01 58,686 CHINA LIFE INS CO LTD SPON ADR REP H SPONSORED ADR 16939P106 282 6,077 SH Sole 01 6,077 CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 10,395 204,429 SH Sole 01 204,429 CIMAREX ENERGY CO COM COM 171798101 1 26 SH Sole 01 26 CIRRUS LOGIC INC COM COM 172755100 0 60 SH Sole 01 60 CISCO SYS INC COM COM 17275R102 8,550 524,554 SH Sole 01 524,554 CMS ENERGY CORP COM COM 125896100 3,775 373,411 SH Sole 01 373,411 CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 2,142 22,489 SH Sole 01 22,489 COCA COLA FEMSA S A B DE C V SPON ADR ADR 191241108 373 8,570 SH Sole 01 8,570 COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 2,539 140,609 SH Sole 01 140,609 COLGATE PALMOLIVE CO COM COM 194162103 21,097 307,812 SH Sole 01 307,812 COMCAST CORP NEW CL A CL A 20030N101 7,907 468,411 SH Sole 01 468,411 COMCAST CORP NEW CL A SPL SPL 20030N200 2,737 169,448 SH Sole 01 169,448 COMERICA INC COM COM 200340107 70 3,529 SH Sole 01 3,529 COMPANHIA DE BEBIDAS DAS AME SPON ADR 20441W203 198 4,460 SH Sole 01 4,460 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 1,172 96,768 SH Sole 01 96,768 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 1,802 68,638 SH Sole 01 68,638 CONAGRA FOODS INC COM COM 205887102 6,699 406,001 SH Sole 01 406,001 CORE LABORATORIES N V COM COM N22717107 1,602 26,765 SH Sole 01 26,765 CORNING INC COM COM 219350105 2,125 223,030 SH Sole 01 223,030 COVIDIEN LTD COM COM G2552X108 7,450 205,584 SH Sole 01 205,584 CREDIT SUISSE GROUP SPONSORED ADR ADR 225401108 2,081 73,634 SH Sole 01 73,634 CREE INC COM COM 225447101 1 70 SH Sole 01 70 CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 1,225 51,477 SH Sole 01 51,477 DELTA AIR LINES INC. COM 247361702 131 11,466 SH Sole 11,466 DENTSPLY INTL INC NEW COM COM 249030107 8,118 287,461 SH Sole 01 287,461 DEVON ENERGY CORP NEW COM COM 25179M103 2,984 45,405 SH Sole 01 45,405 DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 3,274 55,541 SH Sole 01 55,541 DICKS SPORTING GOODS INC COM COM 253393102 975 69,120 SH Sole 01 69,120 DISCOVERY COMMUNICATNS NEW COM SER COM 25470F104 0 7 SH Sole 01 7 DISCOVERY COMMUNICATNS NEW COM SER COM 25470F302 0 7 SH Sole 01 7 DOLBY LABORATORIES INC COM COM 25659T107 2,585 78,902 SH Sole 01 78,902 DOLLAR THRIFTY AUTOMOTIVE GP COM COM 256743105 20 18,710 SH Sole 01 18,710
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- DPL INC COM COM 233293109 594 25,994 SH Sole 01 25,994 DR REDDYS LABS LTD ADR ADR 256135203 184 18,767 SH Sole 01 18,767 DU PONT E I DE NEMOURS & CO COM COM 263534109 4,793 189,465 SH Sole 01 189,465 E M C CORP MASS COM COM 268648102 2,260 215,824 SH Sole 01 215,824 EAST WEST BANCORP INC COM COM 27579R104 2,782 174,197 SH Sole 01 174,197 EATON VANCE INS MUN BD FD COM COM 27827X101 0 1 SH Sole 01 1 EATON VANCE TX MNG BY WRT OP COM COM 27828Y108 2,202 215,922 SH Sole 01 215,922 EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 2,177 215,086 SH Sole 01 215,086 EMERSON ELEC CO COM COM 291011104 16,021 437,625 SH Sole 01 437,625 ENTERGY CORP NEW COM COM 29364G103 4,191 50,410 SH Sole 01 50,410 ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 6,273 803,220 SH Sole 01 803,220 EXELON CORP COM COM 30161N101 4,967 89,313 SH Sole 01 89,313 EXPEDITORS INTL WASH INC COM COM 302130109 257 7,711 SH Sole 01 7,711 EXPRESSJET HOLDINGS INC COM NEW COM 30218U306 286 168,241 SH Sole 01 168,241 EXXON MOBIL CORP COM COM 30231G102 20,109 251,902 SH Sole 01 251,902 FACTSET RESH SYS INC COM COM 303075105 1,654 37,392 SH Sole 01 37,392 FAIRPOINT COMMUNICATIONS COM 305560104 0 15 SH Sole 15 FASTENAL CO COM COM 311900104 1,452 41,666 SH Sole 01 41,666 FEDERAL HOME LN MTG CORP COM COM 313400301 86 117,560 SH Sole 01 117,560 FIFTH STREET FINANCE CORP COM 31678A103 11,124 1,473,379 SH Sole 1,473,379 FIRST SOLAR INC COM COM 336433107 28 200 SH Sole 01 200 FIRST TR EXCHANGE TRADED FD UTILITIES ETF 33734X184 23 1,757 SH Sole 01 1,757 FIRSTENERGY CORP COM COM 337932107 1,142 23,509 SH Sole 01 23,509 FOREST LABS INC COM COM 345838106 3 100 SH Sole 01 100 FPL GROUP INC COM COM 302571104 4 81 SH Sole 01 81 FRESENIUS KABI PHARMACEUTHLD RIGHT RIGHT 35802M115 0 2 SH Sole 01 2 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2,270 48,106 SH Sole 01 48,106 GENERAL DYNAMICS CORP COM COM 369550108 15,897 276,031 SH Sole 01 276,031 GENERAL ELECTRIC CO COM COM 369604103 5,028 310,346 SH Sole 01 310,346 GENERAL GROWTH PPTYS INC COM COM 370021107 0 44 SH Sole 01 44 GENERAL MLS INC COM COM 370334104 10,232 168,431 SH Sole 01 168,431 GENZYME CORP COM COM 372917104 5 80 SH Sole 01 80 GILEAD SCIENCES INC COM COM 375558103 5 100 SH Sole 01 100 GREAT PLAINS ENERGY INC COM COM 391164100 147 7,593 SH Sole 01 7,593 GREIF INC CL A CL A 397624107 169 5,060 SH Sole 01 5,060 GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 15,134 1,940,320 SH Sole 01 1,940,320 GRUPO TELEVISA SA DE CV SP ADR REP SPONSORED ADR 40049J206 1,149 76,934 SH Sole 01 76,934 HALLIBURTON CO COM COM 406216101 4,227 232,515 SH Sole 01 232,515 HANSEN NAT CORP COM COM 411310105 2,321 69,223 SH Sole 01 69,223 HARRIS CORP DEL COM COM 413875105 1,681 44,166 SH Sole 01 44,166 HARSCO CORP COM COM 415864107 1 47 SH Sole 01 47 HEWLETT PACKARD CO COM COM 428236103 6,117 168,571 SH Sole 01 168,571 HOLOGIC INC. COM 436440101 126 9,632 SH Sole 9,632 ICICI BK LTD ADR SPONSORED ADR 45104G104 1,195 62,057 SH Sole 01 62,057 IHS INC CL A CL A 451734107 11,580 309,447 SH Sole 01 309,447
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ILLINOIS TOOL WKS INC COM COM 452308109 8,544 243,767 SH Sole 01 243,767 IMMUCOR INC COM COM 452526106 227 8,523 SH Sole 01 8,523 INFOSYS TECHNOLOGIES LTD SPONSORED SPONSORED ADR 456788108 1,777 72,324 SH Sole 01 72,324 ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 2,109 216,723 SH Sole 01 216,723 ING GROEP N V SPONSORED ADR SPONSORED ADR 456837103 6,895 621,165 SH Sole 01 621,165 INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 2,313 133,337 SH Sole 01 133,337 INTERNATIONAL BUSINESS MACHS COM COM 459200101 6,693 79,532 SH Sole 01 79,532 INTERNATIONAL FLAVORS&FRAGRA COM COM 459506101 6,221 209,331 SH Sole 01 209,331 ISHARES TR BARCLYS 10-20YR ETF 464288653 9 70 SH Sole 01 70 ISHARES TR BARCLYS 1-3 YR ETF 464287457 25,437 300,464 SH Sole 01 300,464 ISHARES TR BARCLYS 1-3YR CR ETF 464288646 530 5,259 SH Sole 01 5,259 ISHARES TR BARCLYS 20+ YR ETF 464287432 11 88 SH Sole 01 88 ISHARES TR BARCLYS 3-7 YR ETF 464288661 16,524 142,989 SH Sole 01 142,989 ISHARES TR BARCLYS INTER CR ETF 464288638 9,783 102,216 SH Sole 01 102,216 ISHARES TR BARCLYS SH TREA ETF 464288679 7,947 71,990 SH Sole 01 71,990 ISHARES TR BARCLYS TIPS BD ETF 464287176 5,852 58,966 SH Sole 01 58,966 ISHARES TR DJ US INDEX FD ETF 464287846 2,947 66,845 SH Sole 01 66,845 ISHARES TR LRGE CORE INDX ETF 464287127 1 17 SH Sole 01 17 ISHARES TR MSCI ACWI EX ETF 464288240 3,073 100,030 SH Sole 01 100,030 ISHARES TR MSCI ACWI INDX ETF 464288257 9,283 286,324 SH Sole 01 286,324 ISHARES TR MSCI EAFE IDX ETF 464287465 4,835 107,788 SH Sole 01 107,788 ISHARES TR MSCI EMERG MKT ETF 464287234 893 35,755 SH Sole 01 35,755 ISHARES TR MSCI GRW IDX ETF 464288885 9,546 210,039 SH Sole 01 210,039 ISHARES TR MSCI SMALL CAP ETF 464288273 4,501 175,052 SH Sole 01 175,052 ISHARES TR MSCI VAL IDX ETF 464288877 7,221 178,069 SH Sole 01 178,069 ISHARES TR RUSL 3000 VALU ETF 464287663 353 5,455 SH Sole 01 5,455 ISHARES TR RUSSELL 1000 ETF 464287622 12,450 254,759 SH Sole 01 254,759 ISHARES TR RUSSELL MCP VL ETF 464287473 11,331 398,408 SH Sole 01 398,408 ISHARES TR RUSSELL MIDCAP ETF 464287499 109 1,825 SH Sole 01 1,825 ISHARES TR RUSSELL1000GRW ETF 464287614 1,652 44,572 SH Sole 01 44,572 ISHARES TR RUSSELL1000VAL ETF 464287598 3,999 80,757 SH Sole 01 80,757 ISHARES TR S&P 100 IDX FD ETF 464287101 1,617 37,419 SH Sole 01 37,419 ISHARES TR S&P 500 INDEX ETF 464287200 1 16 SH Sole 01 16 ISHARES TR S&P DEV EX-US ETF 464288422 1,090 46,029 SH Sole 01 46,029 ISHARES TR S&P GBL ENER ETF 464287341 13,622 465,542 SH Sole 01 465,542 ISHARES TR S&P GL UTILITI ETF 464288711 22,800 485,929 SH Sole 01 485,929 ISHARES TR S&P GLB100INDX ETF 464287572 6,183 123,307 SH Sole 01 123,307 ISHARES TR S&P500 GRW ETF 464287309 68,203 1,517,980 SH Sole 01 1,517,980 ISHARES TR US PFD STK IDX ETF 464288687 3,007 102,959 SH Sole 01 102,959 JABIL CIRCUIT INC COM COM 466313103 1,440 213,338 SH Sole 01 213,338 JACK IN THE BOX INC COM COM 466367109 2 73 SH Sole 01 73 JAKKS PAC INC COM COM 47012E106 184 8,900 SH Sole 01 8,900 JARDEN CORP COM COM 471109108 126 10,956 SH Sole 01 10,956 JOHNSON & JOHNSON COM COM 478160104 12,781 213,617 SH Sole 01 213,617 JPMORGAN & CHASE & CO COM COM 46625H100 5,689 180,438 SH Sole 01 180,438
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- KANSAS CITY SOUTHERN COM NEW COM 485170302 1 51 SH Sole 01 51 KB FINANCIAL GROUP INC SPONSORED ADR ADR 48241A105 1,376 52,527 SH Sole 01 52,527 KELLOGG CO COM COM 487836108 2 51 SH Sole 01 51 KEYCORP NEW COM COM 493267108 81 9,497 SH Sole 01 9,497 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 10,923 549,744 SH Sole 01 549,744 KRAFT FOODS INC CL A CL A 50075N104 6,016 224,055 SH Sole 01 224,055 K-SWISS INC CL A CL A 482686102 2,494 218,734 SH Sole 01 218,734 L-3 COMMUNICATIONS HLDGS INC COM COM 502424104 3 45 SH Sole 01 45 LEAR CORP COM COM 521865105 186 131,596 SH Sole 01 131,596 LIBERTY GLOBAL INC COM SER A COM 530555101 0 2 SH Sole 01 2 LIBERTY GLOBAL INC COM SER C COM 530555309 0 2 SH Sole 01 2 LIBERTY MEDIA CORP NEW CAP COM SER A COM 53071M302 0 53 SH Sole 01 53 LIBERTY MEDIA CORP NEW ENT COM SER A COM 53071M500 2 124 SH Sole 01 124 LIBERTY MEDIA CORP NEW INT COM SER A COM 53071M104 1 161 SH Sole 01 161 LIFE TECHNOLOGIES CORP COM ADDED COM 53217V109 2 74 SH Sole 01 74 LKQ CORP COM COM 501889208 1,114 95,554 SH Sole 01 95,554 LORILLARD INC COM COM 544147101 3 45 SH Sole 01 45 LOWES COS INC COM COM 548661107 22,043 1,024,307 SH Sole 01 1,024,307 M/I HOMES INC COM COM 55305B101 1,942 184,233 SH Sole 01 184,233 MARINEMAX INC COM COM 567908108 1,061 312,891 SH Sole 01 312,891 MARSHALL & ILSLEY CORP NEW COM COM 571837103 108 7,908 SH Sole 01 7,908 MBIA INC COM COM 55262C100 1,111 272,984 SH Sole 01 272,984 MCDONALDS CORP COM COM 580135101 16,818 270,433 SH Sole 01 270,433 MEMC ELECTR MATLS INC COM COM 552715104 2,764 193,531 SH Sole 01 193,531 MICROSOFT CORP COM COM 594918104 6,149 316,309 SH Sole 01 316,309 MIDCAP SPDR TR UNIT SER 1 UIT 595635103 581 5,980 SH Sole 01 5,980 MITSUBISHI UFJ FINL GROUP SPONSORED ADR 606822104 15,126 2,435,826 SH Sole 01 2,435,826 NALCO HOLDING COMPANY COM COM 62985Q101 6,658 576,957 SH Sole 01 576,957 NATIONAL CITY CORP COM COM 635405103 72 39,788 SH Sole 01 39,788 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 17,282 342,493 SH Sole 01 342,493 NATIONAL OILWELL VARCO INC COM COM 637071101 0 13 SH Sole 01 13 NEW YORK CMNTY BANCORP INC COM COM 649445103 2 193 SH Sole 01 193 NEWS CORP CL A CL A 65248E104 3,059 336,555 SH Sole 01 336,555 NEWTEK BUSINESS SERVICES INC. COM 652526104 32 146,141 SH Sole 146,141 NFJ DIVID INT & PREM STRTGY COM SHS COM 65337H109 2,029 156,679 SH Sole 01 156,679 NIKE INC CL B CL B 654106103 12,515 245,400 SH Sole 01 245,400 NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 3,750 240,394 SH Sole 01 240,394 NORTHEAST UTILS COM COM 664397106 3 138 SH Sole 01 138 NORTHERN TR CORP COM COM 665859104 1,635 31,367 SH Sole 01 31,367 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 29,001 582,825 SH Sole 01 582,825 NOVO-NORDISK A S ADR ADR 670100205 6,929 134,840 SH Sole 01 134,840 NRG ENERGY INC COM NEW COM 629377508 3,261 139,795 SH Sole 01 139,795 NSTAR COM COM 67019E107 3 69 SH Sole 01 69 NTELOS HLDGS CORP COM COM 67020Q107 5 189 SH Sole 01 189 NTT DOCOMO INC SPONS ADR ADR 62942M201 8,559 436,245 SH Sole 01 436,245
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- NUVEEN EQTY PRM OPPORTUNITYF COM COM 6706EM102 2,349 219,912 SH Sole 01 219,912 NUVEEN INSD DIVID ADVANTAGE COM COM 67071L106 1 125 SH Sole 01 125 O REILLY AUTOMOTIVE INC COM COM 686091109 166 5,414 SH Sole 01 5,414 OCEANEERING INTL INC COM COM 675232102 109 3,735 SH Sole 01 3,735 OLD REP INTL CORP COM COM 680223104 3,072 257,728 SH Sole 01 257,728 OMNICOM GROUP INC COM COM 681919106 1 41 SH Sole 01 41 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 634 88,492 SH Sole 01 88,492 ORACLE CORP COM COM 68389X105 18,158 1,024,140 SH Sole 01 1,024,140 PACCAR INC COM COM 693718108 4,676 163,488 SH Sole 01 163,488 PALL CORP COM COM 696429307 14,261 501,611 SH Sole 01 501,611 PAR PHARMACEUTICAL COS INC COM COM 69888P106 182 13,586 SH Sole 01 13,586 PEPSICO INC COM COM 713448108 18,397 335,894 SH Sole 01 335,894 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 5,316 217,079 SH Sole 01 217,079 PG&E CORP COM COM 69331C108 4,687 121,082 SH Sole 01 121,082 PHARMACEUTICAL PROD DEV INC COM COM 717124101 3,041 104,839 SH Sole 01 104,839 PHILIP MORRIS INTL INC COM COM 718172109 12,506 287,428 SH Sole 01 287,428 POPULAR INC COM COM 733174106 1,580 306,151 SH Sole 01 306,151 POSCO SPONSORED ADR ADR 693483109 2,090 27,771 SH Sole 01 27,771 POTASH CORP SASK INC COM COM 73755L107 22 300 SH Sole 01 300 POWERSHARES ETF TRUST DYNM LRG CP ETF 73935X609 1,280 118,926 SH Sole 01 118,926 POWERSHARES ETF TRUST ZACKS MC PRT ETF 73935X740 497 56,268 SH Sole 01 56,268 POWERSHARES GLOBAL ETF TRUST AGG ETF 73936T565 73 5,854 SH Sole 01 5,854 POWERSHARES GLOBAL ETF TRUST DEV INL ETF 73936T805 3,379 289,625 SH Sole 01 289,625 POWERSHARES GLOBAL ETF TRUST DEV MK ETF 73936T789 3,197 112,501 SH Sole 01 112,501 POWERSHARES GLOBAL ETF TRUST EMER ETF 73936T763 51 3,696 SH Sole 01 3,696 POWERSHARES GLOBAL ETF TRUST INSUR ETF 73936T474 998 47,143 SH Sole 01 47,143 POWERSHS DB MULTI SECT COMM DB ENE ETF 73936B101 450 22,422 SH Sole 01 22,422 PPL CORP COM COM 69351T106 3,551 115,706 SH Sole 01 115,706 PRAXAIR INC COM COM 74005P104 9,628 162,197 SH Sole 01 162,197 PROCTER & GAMBLE CO COM COM 742718109 38,548 623,551 SH Sole 01 623,551 PROSHARES TR PSHS CONSMR SVCS SVCS 74347R636 18,648 219,959 SH Sole 01 219,959 PROSHARES TR PSHS ULTRA FINL PRO 74347R743 6 1,000 SH Sole 01 1,000 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 858 29,400 SH Sole 01 29,400 QUEST DIAGNOSTICS INC COM COM 74834L100 248 4,784 SH Sole 01 4,784 RESEARCH IN MOTION LTD COM COM 760975102 2,997 73,844 SH Sole 01 73,844 ROPER INDS INC NEW COM COM 776696106 2,919 67,250 SH Sole 01 67,250 ROYAL CARIBBEAN CRUISES LTD COM COM V7780T103 90 6,525 SH Sole 01 6,525 RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 2,079 74,787 SH Sole 01 74,787 SANDISK CORP COM COM 80004C101 1 55 SH Sole 01 55 SARA LEE CORP COM COM 803111103 2,595 265,088 SH Sole 01 265,088 SATYAM COMPUTER SERVICES LTD ADR ADR 804098101 72 8,008 SH Sole 01 8,008 SCHEIN HENRY INC COM COM 806407102 2,466 67,210 SH Sole 01 67,210 SCHERING PLOUGH CORP COM COM 806605101 1,080 63,434 SH Sole 01 63,434 SCHLUMBERGER LTD COM COM 806857108 6 134 SH Sole 01 134 SEAGATE TECHNOLOGY SHS COM G7945J104 0 77 SH Sole 01 77
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- SELECT SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 1,750 60,295 SH Sole 01 60,295 SEMPRA ENERGY COM COM 816851109 1,186 27,816 SH Sole 01 27,816 SINGAPORE FD INC COM COM 82929L109 0 34 SH Sole 01 34 SMITHFIELD FOODS INC COM COM 832248108 206 14,670 SH Sole 01 14,670 SNAP ON INC COM COM 833034101 2 40 SH Sole 01 40 SONIC CORP COM COM 835451105 943 77,492 SH Sole 01 77,492 SPDR INDEX SHS FDS DJWS INTL REAL ETF 78463X863 2,244 82,882 SH Sole 01 82,882 SPDR INDEX SHS FDS EMERG MKTS ETF ETF 78463X509 138 3,681 SH Sole 01 3,681 SPDR INDEX SHS FDS MSCI ACWI EXUS MSCI ACWI EXUS 78463X848 3,567 152,964 SH Sole 01 152,964 SPDR INDEX SHS FDS S&P INTL SMLCP ETF 78463X871 2,534 136,101 SH Sole 01 136,101 SPDR INDEX SHS FDS S&P WRLD EX US ETF 78463X889 0 8 SH Sole 01 8 SPDR SERIES TRUST DJWS LARGE CAP ETF 78464A854 3,286 79,051 SH Sole 01 79,051 SPDR SERIES TRUST DJWS LGCAP GRW ETF 78464A409 0 3 SH Sole 01 3 SPDR SERIES TRUST DJWS SMALL CAP ETF 78464A813 1,901 50,357 SH Sole 01 50,357 SPDR SERIES TRUST LEHMAN YLD ETF ETF 78464A417 249 7,679 SH Sole 01 7,679 SPDR SERIES TRUST SPDR SR TR ETF 78464A680 22,767 497,204 SH Sole 01 497,204 ST MARY LD & EXPL CO COM COM 792228108 1 31 SH Sole 01 31 STANDARD PAC CORP NEW COM COM 85375C101 1,208 678,587 SH Sole 01 678,587 STAPLES INC COM COM 855030102 2,929 163,430 SH Sole 01 163,430 STATE STR CORP COM COM 857477103 11,087 281,906 SH Sole 01 281,906 STEWART INFORMATION SVCS COR COM COM 860372101 2,769 117,881 SH Sole 01 117,881 SVB FINL GROUP COM COM 78486Q101 108 4,107 SH Sole 01 4,107 SYMANTEC CORP COM COM 871503108 7,176 530,789 SH Sole 01 530,789 SYNGENTA AG SPONSORED ADR ADR 87160A100 17,172 438,720 SH Sole 01 438,720 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,736 346,389 SH Sole 01 346,389 TARGET CORP COM COM 87612E106 14,685 425,278 SH Sole 01 425,278 TENARIS S A SPONSORED ADR ADR 88031M109 97 4,640 SH Sole 01 4,640 TERRA INDS INC COM COM 880915103 0 26 SH Sole 01 26 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 2,776 65,202 SH Sole 01 65,202 TORCHMARK CORP COM COM 891027104 2 37 SH Sole 01 37 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 21,921 396,394 SH Sole 01 396,394 TOYOTA MOTOR CORP SP ADR REP2COM SPONSORED ADR 892331307 9,528 145,596 SH Sole 01 145,596 TRACTOR SUPPLY CO COM COM 892356106 129 3,574 SH Sole 01 3,574 TYCO ELECTRONICS LTD COM NEW NEW G9144P105 4,393 271,023 SH Sole 01 271,023 TYCO INTL LTD BERMUDA SHS SHS G9143X208 4,394 203,430 SH Sole 01 203,430 UAL CORP. COM 902549807 27 2,409 SH Sole 2,409 UBS AG SHS NEW NEW H89231338 4,013 280,617 SH Sole 01 280,617 UNITED TECHNOLOGIES CORP COM COM 913017109 12,895 240,584 SH Sole 01 240,584 UNITEDHEALTH GROUP INC COM COM 91324P102 4 165 SH Sole 01 165 UNUM GROUP COM COM 91529Y106 4 213 SH Sole 01 213 VANGUARD BD INDEX FD INC SHORT TRM ETF 921937827 10,510 130,477 SH Sole 01 130,477 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 6,193 151,972 SH Sole 01 151,972 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 247 5,818 SH Sole 01 5,818 VANGUARD INDEX FDS VALUE ETF ETF 922908744 2,618 63,612 SH Sole 01 63,612 VANGUARD INTL EQUITY INDEX F ALLWRLD INDEX 922042775 3,173 98,172 SH Sole 01 98,172
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1,102 46,746 SH Sole 01 46,746 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 6,668 242,734 SH Sole 01 242,734 VANGUARD WORLD FD MEGA CAP INDEX INDEX 921910873 3,013 95,625 SH Sole 01 95,625 VANGUARD WORLD FD MEGA GRWTH IND ETF 921910816 2,082 66,072 SH Sole 01 66,072 VANGUARD WORLD FDS UTILITIES ETF ETF 92204A876 38 615 SH Sole 01 615 VARIAN MED SYS INC COM COM 92220P105 0 3 SH Sole 01 3 VCA ANTECH INC COM COM 918194101 1,796 90,330 SH Sole 01 90,330 VEOLIA ENVIRONNEMENT SPONSORED ADR SPONSORED ADR 92334N103 3,359 105,935 SH Sole 01 105,935 VERIZON COMMUNICATIONS INC. COM 92343V104 28 832 SH Sole 832 VODAFONE GROUP PLC NEW SPONS ADR ADR 92857W209 12,667 619,695 SH Sole 01 619,695 WAL MART STORES INC COM COM 931142103 10,143 180,927 SH Sole 01 180,927 WALGREEN CO COM COM 931422109 8,880 359,949 SH Sole 01 359,949 WALTER INDS INC COM COM 93317Q105 1 35 SH Sole 01 35 WASHINGTON FED INC COM COM 938824109 2 132 SH Sole 01 132 WATERS CORP COM COM 941848103 4,777 130,350 SH Sole 01 130,350 WEATHERFORD INTERNATIONAL LT COM COM G95089101 3 280 SH Sole 01 280 WILLIAMS COS INC DEL COM COM 969457100 1,230 84,923 SH Sole 01 84,923 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 673 25,597 SH Sole 01 25,597 WISDOMTREE TRUST INTL DV TOP100 ETF 97717W786 3,350 97,925 SH Sole 01 97,925 WISDOMTREE TRUST INTL UTILITIES UTILITIES 97717W653 2,436 103,981 SH Sole 01 103,981 WISDOMTREE TRUST LARGECAP DIVID ETF 97717W307 0 7 SH Sole 01 7 WYETH COM COM 983024100 3,685 98,228 SH Sole 01 98,228 XL CAP LTD CL A CL A G98255105 85 22,864 SH Sole 01 22,864
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