-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kl4lp79GzWzjQoOEur5bfJEfc20pZY9BFg2cfAWFq4hfVw1YqIQBh3rkgn/LaJ93 nfEtRP+iM8I7qKZHctmeBg== 0000950130-01-501700.txt : 20010516 0000950130-01-501700.hdr.sgml : 20010516 ACCESSION NUMBER: 0000950130-01-501700 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04356 FILM NUMBER: 1638608 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Pickard Title: Managing Director Phone: (203) 863-8626 Signature, Place, and Date of Signing: /s/ Mark Pickard Greenwich, CT 06831 February 13, 2000 ------------------------ ----------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 182 Form 13F Information Table Value Total $ 2,277,304 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS MARCH 31, 2001
Investment Discretion Voting Authority --------------------- -------------------------- Title Cusip Fair Market Shares or Shared- Shared Mana- Name of Issuer of Class Number Value(x1000) Prin. Amt. as defined Other gers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COMMON STOCK 885535104 343 60,000 39,000 21,000 1 39,000 21,000 3TEC ENERGY CORPORATION COMMON STOCK 88575R308 2,590 160,000 128,000 32,000 1 128,000 32,000 A T & T CORP COMMON STOCK 001957109 52,049 2,443,600 2,278,950 164,650 1 2,278,950 164,650 AGRIUM INC COMMON STOCK 008916108 2,835 225,000 190,056 34,944 1 190,056 34,944 ALBERTSON'S INC COMMON STOCK 013104104 45,070 1,416,400 1,321,255 95,145 1 1,321,255 95,145 ALLIED WASTE INDUSTRIES INC COMMON STOCK 019589308 14,734 939,700 876,762 62,938 1 876,762 62,938 ALLTRISTA CORP COMMON STOCK 020040101 222 17,000 12,750 4,250 1 12,750 4,250 AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 40,653 505,000 471,375 33,625 1 471,375 33,625 AMERICAN POWER CONVERSION COMMON STOCK 029066107 645 50,000 46,670 3,330 1 46,670 3,330 AMERICAN STATES WATER CO COMMON STOCK 029899101 4,705 142,100 132,574 9,526 1 132,574 9,526 ANNTAYLOR STORES CORP COMMON STOCK 036115103 35,712 1,345,100 1,254,750 90,350 1 1,254,750 90,350 ARCH WIRELESS INC COMMON STOCK 039392105 2,876 4,602,146 4,294,173 307,973 1 4,294,173 307,973 ARGONAUT TECHNOLOGIES INC COMMON STOCK 040175101 433 59,400 59,400 - 1 59,400 - ARGOSY GAMING COMPANY COMMON STOCK 040228108 7,976 305,600 281,857 23,743 1 281,857 23,743 ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 1,727 143,936 60,605 83,331 1 60,605 83,331 ASTROPOWER INC COMMON STOCK 04644A101 2,592 86,400 82,217 4,183 1 82,217 4,183 AT&T CORP - LIBERTY MEDIA-A COMMON STOCK 001957208 16,436 1,174,000 1,094,018 79,982 1 1,094,018 79,982 AURORA FOODS INC/DE COMMON STOCK 05164B106 2,221 321,911 321,911 - 1 321,911 - AUSPEX SYSTEMS INC COMMON STOCK 052116100 8,904 2,158,440 2,013,960 144,480 1 2,013,960 144,480 AVADO BRANDS INC COMMON STOCK 05336P108 16 25,000 18,750 6,250 1 18,750 6,250 AVICI SYSTEMS INC COMMON STOCK 05367L109 3,194 399,331 378,969 20,362 1 378,969 20,362 AXCELIS TECHNOLOGIES INC COMMON STOCK 054540109 4,305 372,300 347,511 24,789 1 347,511 24,789 BANK OF AMERICA CORP COMMON STOCK 060505104 35,588 650,000 606,721 43,279 1 606,721 43,279 BECTON DICKINSON & CO COMMON STOCK 075887109 112,773 3,192,900 2,991,492 201,408 1 2,991,492 201,408 BEVERLY ENTERPRISES INC COMMON STOCK 087851309 19,357 2,419,600 2,269,192 150,408 1 2,269,192 150,408 BJ SERVICES CO COMMON STOCK 055482103 1,068 15,000 12,000 3,000 1 12,000 3,000 BLOCK H & R INC COMMON STOCK 093671105 18,622 372,000 347,232 24,768 1 347,232 24,768 BORLAND SOFTWARE CORPORATION COMMON STOCK 099849101 348 50,000 37,500 12,500 1 37,500 12,500 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 43,637 2,162,400 2,030,862 131,538 1 2,030,862 131,538 BRUKER DALTONICS INC COMMON STOCK 116795105 4,706 300,000 281,046 18,954 1 281,046 18,954 BURLINGTON RESOURCES INC COMMON STOCK 122014103 13,425 300,000 280,023 19,977 1 280,023 19,977 C.I.T. GROUP INC-A COMMON STOCK 125577106 2,744 95,000 61,750 33,250 1 61,750 33,250 CALLON PETROLEUM CORP COMMON STOCK 13123X102 2,161 175,000 140,000 35,000 1 140,000 35,000 CANADIAN PACIFIC LTD COMMON STOCK 135923100 5,512 150,200 140,139 10,061 1 140,139 10,061 CAREMARK RX INC COMMON STOCK 141705103 66,459 5,096,540 4,779,952 316,588 1 4,779,952 316,588 C-CUBE MICROSYSTEMS INC COMMON STOCK 12501N108 10,962 890,300 830,556 59,744 1 830,556 59,744 CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 7,397 835,800 726,783 109,017 1 726,783 109,017 CHOICEPOINT INC COMMON STOCK 170388102 59,012 1,745,904 1,628,636 117,268 1 1,628,636 117,268 CHORDIANT SOFTWARE INC COMMON STOCK 170404107 4,961 1,315,789 1,315,789 - 1 1,315,789 - CHUBB CORP COMMON STOCK 171232101 2,427 33,500 31,269 2,231 1 31,269 2,231 CIRCLE.COM COMMON STOCK 832914204 42 50,000 37,500 12,500 1 37,500 12,500 CISCO SYSTEMS INC CALL OPTION 17275R902 6 1,000 750 250 1 750 250 CITIGROUP INC CALL OPTION 172967901 814 1,480 1,381 99 1 1,381 99 CLEAR CHANNEL COMMUNICATIONS CALL OPTION 184502902 900 4,500 4,200 300 1 4,200 300 COMCAST CORP-SPECIAL CL A COMMON STOCK 200300200 32,598 777,300 724,733 52,567 1 724,733 52,567 COMPUWARE CORP COMMON STOCK 205638109 18,233 1,870,000 1,744,206 125,794 1 1,744,206 125,794 COMSTOCK RESOURCES INC COMMON STOCK 205768203 2,250 200,000 160,000 40,000 1 160,000 40,000 CONNETICS CORP COMMON STOCK 208192104 1,563 308,800 193,800 115,000 1 193,800 115,000 CORIXA CORP COMMON STOCK 21887F100 1,005 125,671 118,690 6,981 1 118,690 6,981 CORVIS CORPORATION COMMON STOCK 221009103 2,095 298,020 298,020 - 1 298,020 - COSINE COMMUNICATIONS INC COMMON STOCK 221222102 1,213 570,613 570,613 - 1 570,613 - CROSSROADS SYSTEMS INC COMMON STOCK 22765D100 563 100,002 100,002 - 1 100,002 - CUMMINS INC COMMON STOCK 231021106 20,039 533,800 497,666 36,134 1 497,666 36,134 DELHAIZE AMERICA INC COMMON STOCK 246688105 6,379 311,940 233,956 77,984 1 233,956 77,984 DELPHI AUTOMOTIVE SYSTEMS COMMON STOCK 247126105 26,923 1,900,000 1,771,519 128,481 1 1,771,519 128,481 DELUXE CORP COMMON STOCK 248019101 6,869 290,200 270,766 19,434 1 270,766 19,434 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 26,481 455,000 424,576 30,424 1 424,576 30,424
DEVX ENERGY INC COMMON STOCK 25189P203 12,610 1,500,000 1,246,721 253,279 1 1,246,721 253,279 DIEBOLD INC COMMON STOCK 253651103 7,552 275,000 220,000 55,000 1 220,000 55,000 DIRECT FOCUS INC COMMON STOCK 254931108 3,937 157,496 149,339 8,157 1 149,339 8,157 DIVERSA CORP COMMON STOCK 255064107 529 35,000 35,000 - 1 35,000 - DIVINE INC-A COMMON STOCK 255402109 1,080 666,666 583,333 83,333 1 583,333 83,333 DONNELLEY (R.R.) & SONS CO COMMON STOCK 257867101 13,739 524,000 488,933 35,067 1 488,933 35,067 DUN & BRADSTREET CORP COMMON STOCK 26483E100 26,545 1,126,700 1,051,364 75,336 1 1,051,364 75,336 ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 43,444 1,569,100 1,463,443 105,657 1 1,463,443 105,657 EDEN BIOSCIENCE CORPORATION COMMON STOCK 279445100 738 49,600 46,271 3,329 1 46,271 3,329 EEX CORPORATION COMMON STOCK 26842V207 443 120,100 96,080 24,020 1 96,080 24,020 EL PASO ELECTRIC COMPANY COMMON STOCK 283677854 11,868 812,900 758,500 54,400 1 758,500 54,400 ELITE INFORMATION GROUP INC COMMON STOCK 28659M106 2,692 545,150 502,789 42,361 1 502,789 42,361 EMUSIC.COM INC COMMON STOCK 292476108 25 100,000 75,000 25,000 1 75,000 25,000 ENGAGE INC COMMON STOCK 292827102 1,204 2,018,625 2,018,625 - 1 2,018,625 - ENHERENT CORP COMMON STOCK 293313102 888 4,511,960 3,793,976 717,984 1 3,793,976 717,984 EOG RESOURCES INC COMMON STOCK 26875P101 15,255 370,000 345,365 24,635 1 345,365 24,635 EXELON CORPORATION COMMON STOCK 30161N101 38,888 592,811 552,999 39,812 1 552,999 39,812 EXXON MOBIL CORPORATION PUT OPTION 30231G952 2,964 2,600 2,426 174 1 2,426 174 FAIRFIELD COMMUNITIES INC COMMON STOCK 304231301 1,597 100,000 75,000 25,000 1 75,000 25,000 FEDERAL-MOGUL CORPORATION COMMON STOCK 313549107 73 25,000 18,750 6,250 1 18,750 6,250 FIBERNET TELECOM GROUP INC COMMON STOCK 315653105 1,426 530,670 530,670 - 1 530,670 - FLOWERS INDUSTRIES INC COMMON STOCK 343496105 1,654 100,000 65,000 35,000 1 65,000 35,000 FOREST OIL CORP COMMON STOCK 346091705 748 25,000 20,000 5,000 1 20,000 5,000 FREEPORT-MCMORAN COPPER-B COMMON STOCK 35671D857 424 32,500 25,125 7,375 1 25,125 7,375 GALILEO INTERNATIONAL INC COMMON STOCK 363547100 1,226 56,000 52,271 3,729 1 52,271 3,729 GATX CORP COMMON STOCK 361448103 32,966 776,400 724,248 52,152 1 724,248 52,152 GENE LOGIC INC COMMON STOCK 368689105 335 20,000 18,661 1,339 1 18,661 1,339 GENERAL ELECTRIC CO. PUT OPTION 369604953 946 1,892 1,230 662 1 1,230 662 GEORGIA GULF CORP COMMON STOCK 373200203 2,307 132,500 106,000 26,500 1 106,000 26,500 GEORGIA-PACIFIC (TIMBER GRP) COMMON STOCK 373298702 3,329 116,000 80,900 35,100 1 80,900 35,100 GRANT PRIDECO INC COMMON STOCK 38821G101 2,150 125,000 100,000 25,000 1 100,000 25,000 GUIDANT CORP COMMON STOCK 401698105 17,461 388,100 362,739 25,361 1 362,739 25,361 HARMONIC INC COMMON STOCK 413160102 2,250 400,000 373,337 26,663 1 373,337 26,663 HASBRO INC COMMON STOCK 418056107 54,495 4,224,400 3,940,560 283,840 1 3,940,560 283,840 HEALTHAXIS INC COMMON STOCK 42219D100 499 550,000 550,000 - 1 550,000 - HERCULES INC CALL OPTION 427056906 54 280 182 98 1 182 98 HERCULES INC COMMON STOCK 427056106 390 30,000 19,500 10,500 1 19,500 10,500 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 12,587 308,500 200,525 107,975 1 200,525 107,975 HONEYWELL INTERNATIONAL INC PUT OPTION 438516956 646 1,050 682 368 1 682 368 HOUGHTON MIFFLIN CO COMMON STOCK 441560109 5,093 110,700 103,298 7,402 1 103,298 7,402 IBP INC COMMON STOCK 449223106 4,100 250,000 170,000 80,000 1 170,000 80,000 IMS HEALTH INC COMMON STOCK 449934108 7,878 316,400 296,779 19,621 1 296,779 19,621 INFORMAX INC COMMON STOCK 45677N205 2,407 534,800 501,845 32,955 1 501,845 32,955 INTL GAME TECHNOLOGY COMMON STOCK 459902102 7,255 144,100 134,386 9,714 1 134,386 9,714 J.C. PENNEY COMPANY INC COMMON STOCK 708160106 24,466 1,530,100 1,427,651 102,449 1 1,427,651 102,449 KANSAS CITY SOUTHERN INDS COMMON STOCK 485170302 7,310 514,800 480,455 34,345 1 480,455 34,345 KEEBLER FOODS CO COMMON STOCK 487256109 8,400 200,000 130,000 70,000 1 130,000 70,000 KEMET CORP COMMON STOCK 488360108 2,016 119,000 111,075 7,925 1 111,075 7,925 KEY ENERGY SERVICES INC COMMON STOCK 492914106 4,815 450,000 360,000 90,000 1 360,000 90,000 KEY PRODUCTION COMPANY INC COMMON STOCK 493138101 1,660 80,000 64,000 16,000 1 64,000 16,000 KMART CORP COMMON STOCK 482584109 9,400 1,000,000 932,719 67,281 1 932,719 67,281 LAFARGE CORP COMMON STOCK 505862102 5,310 175,000 113,750 61,250 1 113,750 61,250 LSI LOGIC CORP COMMON STOCK 502161102 15,607 992,200 925,572 66,628 1 925,572 66,628 MARTEK BIOSCIENCES CORP COMMON STOCK 572901106 1,657 106,900 99,739 7,161 1 99,739 7,161 MATTEL INC COMMON STOCK 577081102 41,873 2,360,400 2,250,040 110,360 1 2,250,040 110,360 MEDQUIST INC COMMON STOCK 584949101 434 20,000 17,500 2,500 1 17,500 2,500 MERCATOR SOFTWARE INC COMMON STOCK 587587106 2,099 574,000 535,536 38,464 1 535,536 38,464 MEREDITH CORP COMMON STOCK 589433101 19,721 564,900 527,109 37,791 1 527,109 37,791 METROMEDIA FIBER NETWORK-A COMMON STOCK 591689104 986 180,000 117,000 63,000 1 117,000 63,000 MICROSTRATEGY INC COMMON STOCK 594972101 76 26,500 25,722 778 1 25,722 778 MINIMED INC COMMON STOCK 60365K108 31,690 1,090,400 1,020,381 70,019 1 1,020,381 70,019 MITCHELL ENERGY & DEV-CL A COMMON STOCK 606592202 3,413 65,000 52,000 13,000 1 52,000 13,000 MOTIENT CORPORATION COMMON STOCK 619908106 1,046 796,600 742,004 54,596 1 742,004 54,596 MURPHY OIL CORP COMMON STOCK 626717102 5,659 85,000 68,000 17,000 1 68,000 17,000 NASDAQ-100 INDEX TRCKNG STCK COMMON STOCK 631100104 91,024 2,325,000 2,159,441 165,559 1 2,159,441 165,559
NAVISTAR INTERNATIONAL COMMON STOCK 63934E108 1,710 75,000 60,000 15,000 1 60,000 15,000 NEWELL RUBBERMAID INC COMMON STOCK 651229106 24,401 920,800 858,950 61,850 1 858,950 61,850 NEWFIELD EXPLORATION COMPANY COMMON STOCK 651290108 3,665 105,000 84,000 21,000 1 84,000 21,000 NEWPOWER HOLDINGS INC COMMON STOCK 652463100 25,843 3,975,800 3,645,649 330,151 1 3,645,649 330,151 NIAGARA MOHAWK HOLDINGS INC PUT OPTION 653520956 3 200 150 50 1 150 50 NOVA CORP/GEORGIA COMMON STOCK 669784100 1,119 60,700 56,658 4,042 1 56,658 4,042 NOVELL INC COMMON STOCK 670006105 3,863 772,600 720,903 51,697 1 720,903 51,697 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 20,716 837,000 749,015 87,985 1 749,015 87,985 OCEAN ENERGY INC COMMON STOCK 67481E106 10,758 650,000 553,206 96,794 1 553,206 96,794 ORAPHARMA INC COMMON STOCK 68554E106 1,452 185,900 185,900 - 1 185,900 - PACTIV CORPORATION COMMON STOCK 695257105 54,214 4,476,800 4,093,064 383,736 1 4,093,064 383,736 PARK PLACE ENTERTAINMENT COMMON STOCK 700690100 41,231 4,022,500 3,752,049 270,451 1 3,752,049 270,451 PAYLESS SHOESOURCE INC COMMON STOCK 704379106 1,556 25,000 - 25,000 1 - 25,000 PEGASUS COMMUNICATIONS CORP COMMON STOCK 705904100 3,669 159,500 149,238 10,262 1 149,238 10,262 PHARMACEUTICAL RESOURCES INC COMMON STOCK 717125108 463 35,000 35,000 - 1 35,000 - PHILIP MORRIS COMPANIES INC COMMON STOCK 718154107 95,915 2,021,400 1,885,617 135,783 1 1,885,617 135,783 PITTSTON BRINK'S GROUP COMMON STOCK 725701106 7,595 350,000 326,526 23,474 1 326,526 23,474 POWERTEL INC COMMON STOCK 73936C109 13,077 237,769 154,550 83,219 1 154,550 83,219 PRIDE INTERNATIONAL INC COMMON STOCK 741932107 4,158 175,000 140,000 35,000 1 140,000 35,000 PRIME HOSPITALITY CORP COMMON STOCK 741917108 3,240 300,000 279,924 20,076 1 279,924 20,076 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 16,893 2,272,388 2,053,281 219,107 1 2,053,281 219,107 QUAKER OATS CO COMMON STOCK 747402105 1,213 12,500 9,400 3,100 1 9,400 3,100 QUALITY DINING INC COMMON STOCK 74756P105 122 50,000 37,500 12,500 1 37,500 12,500 R.H. DONNELLEY CORP COMMON STOCK 74955W307 30,322 1,045,600 975,372 70,228 1 975,372 70,228 RACING CHAMPIONS CORP COMMON STOCK 750069106 152 50,000 25,000 25,000 1 25,000 25,000 RALSTON PURINA GROUP COMMON STOCK 751277302 28,135 903,200 771,516 131,684 1 771,516 131,684 RATEXCHANGE CORPORATION COMMON STOCK 754091106 213 125,000 125,000 - 1 125,000 - RITE AID CORP COMMON STOCK 767754104 24,600 3,677,100 3,445,855 231,245 1 3,445,855 231,245 ROGERS COMMUNICATIONS -CL B COMMON STOCK 775109200 1,484 100,000 93,340 6,660 1 93,340 6,660 SAFENET INC COMMON STOCK 78645R107 619 50,000 50,000 - 1 50,000 - SCRIPPS CO -CL A COMMON STOCK 811054204 44,364 765,300 713,901 51,399 1 713,901 51,399 SHAW COMMUNICATIONS INC-B COMMON STOCK 82028K200 2,855 144,200 134,598 9,602 1 134,598 9,602 SIRIUS SATELLITE RADIO INC COMMON STOCK 82966U103 24,391 1,961,100 1,829,373 131,727 1 1,829,373 131,727 SOFTLOCK.COM INC COMMON STOCK 83402W109 2,161 1,882,853 1,882,853 - 1 1,882,853 - SOUTHWEST GAS CORP COMMON STOCK 844895102 1,564 75,000 45,900 29,100 1 45,900 29,100 SPDR TRUST SERIES 1 COMMON STOCK 78462F103 23,338 200,000 200,000 - 1 200,000 - SPX CORP COMMON STOCK 784635104 7,578 83,500 77,940 5,560 1 77,940 5,560 STATION CASINOS INC COMMON STOCK 857689103 2,635 190,800 178,039 12,761 1 178,039 12,761 STONE ENERGY CORP COMMON STOCK 861642106 3,942 80,000 64,000 16,000 1 64,000 16,000 STONEPATH GROUP INC COMMON STOCK 861837102 217 416,666 416,666 - 1 416,666 - SUNQUEST INFORMATION SYSTEMS COMMON STOCK 867654105 6,760 546,300 502,971 43,329 1 502,971 43,329 TARGET CORP COMMON STOCK 87612E106 7,216 200,000 186,683 13,317 1 186,683 13,317 TELETECH HOLDINGS INC COMMON STOCK 879939106 256 32,500 26,000 6,500 1 26,000 6,500 TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 37,188 2,270,500 2,269,663 837 1 2,269,663 837 TRIPATH IMAGING INC COMMON STOCK 896942109 558 89,200 89,200 - 1 89,200 - TULARIK INC COMMON STOCK 899165104 2,185 115,000 107,290 7,710 1 107,290 7,710 TUPPERWARE CORPORATION COMMON STOCK 899896104 13,304 557,600 520,222 37,378 1 520,222 37,378 US AIRWAYS GROUP INC PUT OPTION 911905957 1,936 38,670 21,986 16,684 1 21,986 16,684 UST INC COMMON STOCK 902911106 29,542 983,100 917,391 65,709 1 917,391 65,709 VALASSIS COMMUNICATIONS INC COMMON STOCK 918866104 19,885 685,700 639,813 45,887 1 639,813 45,887 VARCO INTERNATIONAL INC COMMON STOCK 922122106 3,407 165,000 132,000 33,000 1 132,000 33,000 VIAD CORP COMMON STOCK 92552R109 53,355 2,239,000 2,088,718 150,282 1 2,088,718 150,282 VINTAGE PETROLEUM INC COMMON STOCK 927460105 4,579 225,000 180,000 45,000 1 180,000 45,000 VISHAY INTERTECHNOLOGY INC COMMON STOCK 928298108 17,731 891,000 831,645 59,355 1 831,645 59,355 VOICESTREAM WIRELESS CORP COMMON STOCK 928615103 50,358 545,150 354,347 190,803 1 354,347 190,803 VOICESTREAM WIRELESS CORP PUT OPTION 928615953 1,921 1,110 720 390 1 720 390 WASTE MANAGEMENT INC COMMON STOCK 94106L109 51,934 2,102,600 1,961,444 141,156 1 1,961,444 141,156 WEBMD CORPORATION COMMON STOCK 94769M105 2,318 416,667 416,667 - 1 416,667 - WEIS MARKETS INC COMMON STOCK 948849104 636 18,200 - 18,200 1 - 18,200 XEROX CORP COMMON STOCK 984121103 60 10,000 9,432 568 1 9,432 568 Grand Total 2,277,304 127,686,896 117,546,504 10,140,392 117,546,504 10,140,392
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