-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIDLU1m3O+kyTDyhjX/7z/W9RHM2ffG1d/g/AfnbGH9+juwt0pc+O2wE8fMEhIfG sBwqhsbociLCEhN+icNcqQ== /in/edgar/work/0000950130-00-006119/0000950130-00-006119.txt : 20001116 0000950130-00-006119.hdr.sgml : 20001116 ACCESSION NUMBER: 0000950130-00-006119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04356 FILM NUMBER: 768655 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 0001.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Pickard Title: Managing Director Phone: (203) 862-8626 Signature, Place, and Date of Signing: /s/ Mark Pickard Greenwich, CT 06831 November 13, 2000 - ------------------------ ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 268 Form 13F Information Table Value Total $3,228,111 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. 2 TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF SEPTEMBER 30, 2000
Investment Discretion ----------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other Managers - --------------------------------- --------------- --------- ------------ ---------- ---------- ------ -------- 3COM CORP ....................... CALL OPTION 885535904 226 500 375 125 1. 3COM CORP ....................... COMMON STOCK 885535104 14,523 756,900 717,780 39,120 1. ABBOTT LABORATORIES ............. COMMON STOCK 002824100 62,844 1,321,300 1,252,570 68,730 1. ACTUATE CORPORATION ............. COMMON STOCK 00508B102 4,643 134,400 127,449 6,951 1. AGRIUM INC ...................... COMMON STOCK 008916108 2,614 255,000 188,700 66,300 1. ALLSCRIPTS INC .................. COMMON STOCK 019886100 10,051 711,600 674,419 37,181 1. ARGOSY GAMING COMPANY ........... COMMON STOCK 040228108 5,519 304,500 284,361 20,139 1. BARRETT RESOURCES CORP .......... COMMON STOCK 068480201 3,683 97,900 14,685 83,215 1. BESTFOODS ....................... COMMON STOCK 08658U101 36,884 507,000 380,400 126,600 1. BESTFOODS ....................... PUT OPTION 08658U951 53 4,195 3,146 1,049 1. BRUKER DALTONICS INC ............ COMMON STOCK 116795105 13,313 300,000 277,526 22,474 1. CABLETRON SYSTEMS ............... COMMON STOCK 126920107 17,420 590,500 559,956 30,544 1. CARDIMA INC ..................... COMMON STOCK 14147M106 56 50,000 -- 50,000 1. CHILDREN'S PLACE ................ COMMON STOCK 168905107 363 14,100 13,320 780 1. CLOROX COMPANY .................. COMMON STOCK 189054109 13,158 332,600 315,408 17,192 1. COLUMBIA ENERGY GROUP ........... CALL OPTION 197648908 823 700 525 175 1. COLUMBIA ENERGY GROUP ........... COMMON STOCK 197648108 33,954 478,100 339,825 138,275 1. COLUMBIA ENERGY GROUP ........... PUT OPTION 197648958 79 1,000 750 250 1. CONSTELLATION ENERGY GROUP ...... COMMON STOCK 210371100 30,111 605,000 573,729 31,271 1. DIVERSA CORP .................... COMMON STOCK 255064107 7,117 263,600 224,368 39,232 1. DU PONT (E.I.) DE NEMOURS ....... COMMON STOCK 263534109 2,371 58,000 55,002 2,998 1. EL PASO ELECTRIC COMPANY ........ COMMON STOCK 283677854 2,344 170,000 100,000 70,000 1. EL PASO ENERGY CORPORATION ...... COMMON STOCK 283905107 80,772 1,310,700 1,242,904 67,796 1. GAP INC ......................... COMMON STOCK 364760108 18,474 920,800 873,208 47,592 1. GENERAL CABLE CORP .............. COMMON STOCK 369300108 1,172 155,000 114,700 40,300 1. GENERAL DYNAMICS CORP ........... COMMON STOCK 369550108 65,325 1,040,000 986,171 53,829 1. GENZYME-MOLECULAR ONCOLOGY ...... COMMON STOCK 372917500 555 40,000 -- 40,000 1. GRAND UNION CO .................. COMMON STOCK 386532402 39 243,647 226,714 16,933 1. GRANT PRIDECO INC ............... COMMON STOCK 38821G101 4,388 200,000 148,000 52,000 1. LAFARGE CORP .................... COMMON STOCK 505862102 5,656 260,000 195,002 64,998 1. MARVEL ENTERPRISES INC .......... COMMON STOCK 57383M108 4,363 1,342,600 1,272,206 70,394 1. MATTEL INC ...................... COMMON STOCK 577081102 64,583 5,615,900 5,325,418 290,482 1. MCKESSON HBOC INC ............... COMMON STOCK 58155Q103 63,215 2,068,400 1,961,492 106,908 1. MEDQUIST INC .................... COMMON STOCK 584949101 505 25,000 18,750 6,250 1. MEDTRONIC INC ................... COMMON STOCK 585055106 777 15,000 -- 15,000 1. MEREDITH CORP ................... COMMON STOCK 589433101 10,092 342,100 324,374 17,726 1. MOTIENT CORPORATION ............. COMMON STOCK 619908106 19,827 1,403,700 1,311,121 92,579 1. NEFF CORP ....................... COMMON STOCK 640094108 437 100,000 75,000 25,000 1. NORTHROP GRUMMAN CORP ........... COMMON STOCK 666807102 23,446 258,000 244,656 13,344 1. NOVOSTE CORPORATION ............. COMMON STOCK 67010C100 978 23,000 23,000 -- 1.
Voting Authority ---------------------------- Name of Issuer Sole Shared None --------- ------ ------ 3COM CORP ....................... 375 125 3COM CORP ....................... 717,780 39,120 ABBOTT LABORATORIES ............. 1,252,570 68,730 ACTUATE CORPORATION ............. 127,449 6,951 AGRIUM INC ...................... 188,700 66,300 ALLSCRIPTS INC .................. 674,419 37,181 ARGOSY GAMING COMPANY ........... 284,361 20,139 BARRETT RESOURCES CORP .......... 14,685 83,215 BESTFOODS ....................... 380,400 126,600 BESTFOODS ....................... 3,146 1,049 BRUKER DALTONICS INC ............ 277,526 22,474 CABLETRON SYSTEMS ............... 559,956 30,544 CARDIMA INC ..................... -- 50,000 CHILDREN'S PLACE ................ 13,320 780 CLOROX COMPANY .................. 315,408 17,192 COLUMBIA ENERGY GROUP ........... 525 175 COLUMBIA ENERGY GROUP ........... 339,825 138,275 COLUMBIA ENERGY GROUP ........... 750 250 CONSTELLATION ENERGY GROUP ...... 573,729 31,271 DIVERSA CORP .................... 224,368 39,232 DU PONT (E.I.) DE NEMOURS ....... 55,002 2,998 EL PASO ELECTRIC COMPANY ........ 100,000 70,000 EL PASO ENERGY CORPORATION ...... 1,242,904 67,796 GAP INC ......................... 873,208 47,592 GENERAL CABLE CORP .............. 114,700 40,300 GENERAL DYNAMICS CORP ........... 986,171 53,829 GENZYME-MOLECULAR ONCOLOGY ...... -- 40,000 GRAND UNION CO .................. 226,714 16,933 GRANT PRIDECO INC ............... 148,000 52,000 LAFARGE CORP .................... 195,002 64,998 MARVEL ENTERPRISES INC .......... 1,272,206 70,394 MATTEL INC ...................... 5,325,418 290,482 MCKESSON HBOC INC ............... 1,961,492 106,908 MEDQUIST INC .................... 18,750 6,250 MEDTRONIC INC ................... -- 15,000 MEREDITH CORP ................... 324,374 17,726 MOTIENT CORPORATION ............. 1,311,121 92,579 NEFF CORP ....................... 75,000 25,000 NORTHROP GRUMMAN CORP ........... 244,656 13,344 NOVOSTE CORPORATION ............. 23,000 --
3
Investment Descretion ------------------------ Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other Managers - --------------------------------- --------------- --------- ------------ ---------- ---------- ------ -------- OLIN CORP ....................... COMMON STOCK 680665205 9,232 570,300 532,514 37,786 1. ORCHID BIOSCIENCES INC .......... COMMON STOCK 68571P100 4,043 118,900 112,755 6,145 1. OSTEOTECH INC ................... COMMON STOCK 688582105 280 29,300 -- 29,300 1. PALM INC ........................ COMMON STOCK 696642107 1,091 20,600 19,535 1,065 1. PARK PLACE ENTERTAINMENT ........ COMMON STOCK 700690100 51,909 3,432,000 3,254,490 177,510 1. PLUG POWER INC .................. COMMON STOCK 72919P103 380 10,200 9,665 535 1. POWERTEL INC .................... COMMON STOCK 73936C109 9,508 125,000 93,750 31,250 1. PRIDE INTERNATIONAL INC ......... COMMON STOCK 741932107 3,313 125,000 92,500 32,500 1. SALTON INC ...................... COMMON STOCK 795757103 8,498 262,500 250,000 12,500 1. SEAGRAM COMPANY LIMITED ......... PUT OPTION 8118508KL 119 250 188 62 1. SEQUENOM INC .................... COMMON STOCK 817337108 7,372 175,000 165,955 9,045 1. SYNOPSYS INC .................... COMMON STOCK 871607107 9,859 260,300 246,835 13,465 1. TENET HEALTHCARE CORPORATION .... COMMON STOCK 88033G100 69,231 1,900,000 1,801,718 98,282 1. TEXACO INC ...................... COMMON STOCK 881694103 30,009 571,600 542,056 29,544 1. USX-MARATHON GROUP .............. COMMON STOCK 902905827 4,966 175,000 128,880 46,120 1. VIGNETTE CORPORATION ............ COMMON STOCK 926734104 10,277 344,000 326,221 17,779 1. WEBMD CORPORATION ............... COMMON STOCK 94769M105 6,354 416,667 416,667 -- 1. WESLEY JESSEN VISIONCARE ........ COMMON STOCK 951018100 21,140 550,000 412,500 137,500 1. XEROX CORP ...................... COMMON STOCK 984121103 150 10,000 9,432 568 1. USX MARATHON GROUP .............. CALL OPTION 902905907 300 2,000 1,300 700 1. AETNA INC ....................... CALL OPTION 008117903 156 500 375 125 1. AETNA INC ....................... COMMON STOCK 008117103 37,886 652,500 618,777 33,723 1. UNITED ASSET MGMT CORP .......... PUT OPTION 909420951 48 970 729 241 1. YOUNG & RUBICAM INC ............. COMMON STOCK 987425105 1,099 22,200 16,650 5,550 1. YOUNG & RUBICAM INC ............. PUT OPTION 987425955 927 910 682 228 1. CRYSTAL SYSTEMS SOLUTIONS ....... COMMON STOCK M26763108 333 40,000 37,100 2,900 1. LORAL SPACE & COMMUNICATIONS .... COMMON STOCK G56462107 5,415 884,100 838,374 45,726 1. OMI CORP - NEW .................. COMMON STOCK Y6476W104 1,047 125,000 92,500 32,500 1. SANTA FE INTERNATIONAL CORP ..... COMMON STOCK G7805C108 4,494 100,000 74,000 26,000 1. UNICOM CORPORATION .............. COMMON STOCK 904911104 26,963 479,700 454,907 24,793 1. FIBERNET TELECOM GROUP INC ...... COMMON STOCK 315653105 899 53,067 53,067 -- 1. AVICI SYSTEMS INC ............... COMMON STOCK 05367L109 51,115 716,461 677,794 38,667 1. CORVIS CORPORATION .............. COMMON STOCK 221009103 13,645 298,020 298,020 -- 1. ART TECHNOLOGY GROUP INC ........ COMMON STOCK 04289L107 105,317 1,235,028 1,235,028 -- 1. CHAPARRAL RESOURCES INC ......... COMMON STOCK 159420306 147 22,222 22,222 -- 1. CROSSROADS SYSTEMS INC .......... COMMON STOCK 22765D100 570 100,002 100,002 -- 1. UNITED SHIPPING & TECHNOLOGY .... COMMON STOCK 911498103 2,438 895,522 895,522 -- 1. WADDELL & REED FINAN -CL B ...... COMMON STOCK 930059209 2,900 100,000 94,831 5,169 1. DIVINE INTERVENTURES INC -A ..... COMMON STOCK 255404105 2,000 666,666 666,666 -- 1. WASTE SYSTEMS INTERNATIONAL ..... COMMON STOCK 94106P209 80 71,429 69,300 2,129 1. PRT GROUP INC ................... COMMON STOCK 693579104 3,299 4,511,960 3,793,976 717,984 1. CHORDIANT SOFTWARE INC .......... COMMON STOCK 170404107 10,197 1,315,789 1,315,789 -- 1. SOFTLOCK.COM INC ................ COMMON STOCK 83402W109 3,000 1,875,000 1,875,000 -- 1. TRAVELNOW.COM INC ............... COMMON STOCK 89490A107 4,500 523,605 523,605 -- 1. PROGENICS PHARMACEUTICALS ....... COMMON STOCK 743187106 38,867 2,179,313 1,704,501 474,812 1. LYCOS INC ....................... CALL OPTION 550818908 456 1,500 1,125 375 1. LYCOS INC ....................... COMMON STOCK 550818108 28,355 412,350 309,263 103,087 1. ALCOA INC ....................... CALL OPTION 013817901 6 1,000 650 350 1. ALCOA INC ....................... COMMON STOCK 013817101 10,758 425,000 314,500 110,500 1.
Voting Authority ---------------------------- Name of Issuer Sole Shared None --------- ------ ------ OLIN CORP ....................... 532,514 37,786 ORCHID BIOSCIENCES INC .......... 112,755 6,145 OSTEOTECH INC ................... -- 29,300 PALM INC ........................ 19,535 1,065 PARK PLACE ENTERTAINMENT ........ 3,254,490 177,510 PLUG POWER INC .................. 9,665 535 POWERTEL INC .................... 93,750 31,250 PRIDE INTERNATIONAL INC ......... 92,500 32,500 SALTON INC ...................... 250,000 12,500 SEAGRAM COMPANY LIMITED ......... 188 62 SEQUENOM INC .................... 165,955 9,045 SYNOPSYS INC .................... 246,835 13,465 TENET HEALTHCARE CORPORATION .... 1,801,718 98,282 TEXACO INC ...................... 542,056 29,544 USX-MARATHON GROUP .............. 128,880 46,120 VIGNETTE CORPORATION ............ 326,221 17,779 WEBMD CORPORATION ............... 416,667 -- WESLEY JESSEN VISIONCARE ........ 412,500 137,500 XEROX CORP ...................... 9,432 568 USX MARATHON GROUP .............. 1,300 700 AETNA INC ....................... 375 125 AETNA INC ....................... 618,777 33,723 UNITED ASSET MGMT CORP .......... 729 241 YOUNG & RUBICAM INC ............. 16,650 5,550 YOUNG & RUBICAM INC ............. 682 228 CRYSTAL SYSTEMS SOLUTIONS ....... 37,100 2,900 LORAL SPACE & COMMUNICATIONS .... 838,374 45,726 OMI CORP - NEW .................. 92,500 32,500 SANTA FE INTERNATIONAL CORP ..... 74,000 26,000 UNICOM CORPORATION .............. 454,907 24,793 FIBERNET TELECOM GROUP INC ...... 53,067 -- AVICI SYSTEMS INC ............... 677,794 38,667 CORVIS CORPORATION .............. 298,020 -- ART TECHNOLOGY GROUP INC ........ 1,235,028 -- CHAPARRAL RESOURCES INC ......... 22,222 -- CROSSROADS SYSTEMS INC .......... 100,002 -- UNITED SHIPPING & TECHNOLOGY .... 895,522 -- WADDELL & REED FINAN -CL B ...... 94,831 5,169 DIVINE INTERVENTURES INC -A ..... 666,666 -- WASTE SYSTEMS INTERNATIONAL ..... 69,300 2,129 PRT GROUP INC ................... 3,793,976 717,984 CHORDIANT SOFTWARE INC .......... 1,315,789 -- SOFTLOCK.COM INC ................ 1,875,000 -- TRAVELNOW.COM INC ............... 523,605 -- PROGENICS PHARMACEUTICALS ....... 1,704,501 474,812 LYCOS INC ....................... 1,125 375 LYCOS INC ....................... 309,263 103,087 ALCOA INC ....................... 650 350 ALCOA INC ....................... 314,500 110,500
4
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other Managers - --------------------------------- --------------- --------- ------------ ---------- ---------- ------ -------- AVIS GROUP HOLDINGS INC ......... CALL OPTION 053790901 32 170 127 43 1. CISCO SYS INC ................... PUT OPTION 17275R952 600 1,750 1,282 468 1. DONALDSON LUFKIN & JENRETTE NW .. PUT OPTION 257661958 22 1,200 900 300 1. FORT JAMES CORP ................. CALL OPTION 347471904 776 1,000 751 249 1. HERTZ CORP ...................... PUT OPTION 428040959 12 178 133 45 1. K MART CORP ..................... CALL OPTION 482584909 25 2,000 1,499 501 1. KEEBLER FOODS CO ................ CALL OPTION 487256909 62 1,000 750 250 1. MAYTAG CORP ..................... CALL OPTION 578592907 13 500 375 125 1. MAYTAG CORP ..................... COMMON STOCK 578592107 784 25,000 23,708 1,292 1. NABISCO GROUP HLDG CORP ......... PUT OPTION 62952P952 8 130 98 32 1. PIONEER GROUP INC ............... COMMON STOCK 723684106 9,001 204,700 153,525 51,175 1. SDL INC ......................... COMMON STOCK 784076101 13,176 42,600 31,950 10,650 1. SDL INC ......................... PUT OPTION 784076951 3,354 500 375 125 1. SEAGATE TECHNOLOGY .............. PUT OPTION 811804953 28 80 60 20 1. TIME WARNER INC ................. CALL OPTION 887315909 220 500 375 125 1. TIME WARNER INC ................. COMMON STOCK 887315109 3,917 50,000 37,500 12,500 1. US AIRWAYS GROUP INC ............ CALL OPTION 911905907 117 500 376 124 1. VIXEL CORP ...................... COMMON STOCK 928552108 1,264 196,295 164,049 32,246 1. VOICESTREAM WIRELESS CORP ....... CALL OPTION 928615903 144 150 112 38 1. VOICESTREAM WIRELESS CORP ....... COMMON STOCK 928615103 60,748 523,400 394,443 128,957 1. CNH GLOBAL N V .................. CALL OPTION N20935907 32 500 375 125 1. ACTV INC ........................ COMMON STOCK 00088E104 839 61,010 57,029 3,981 1. A T & T CORP .................... COMMON STOCK 001957109 1,450 50,000 37,500 12,500 1. AXA FINANCIAL INC ............... COMMON STOCK 002451102 20,070 394,000 295,500 98,500 1. AGRIBRANDS INTERNATIONAL INC .... COMMON STOCK 00849R105 8,138 186,550 174,089 12,461 1. ALBERTSON'S INC ................. COMMON STOCK 013104104 1,061 50,500 47,890 2,610 1. ALKERMES INC .................... COMMON STOCK 01642T108 386 10,000 -- 10,000 1. ALLMERICA FINANCIAL CORP ........ COMMON STOCK 019754100 844 13,200 12,517 683 1. ALLSTATE CORP ................... COMMON STOCK 020002101 9,160 263,600 249,815 13,785 1. ALLTRISTA CORP .................. COMMON STOCK 020040101 872 42,000 31,500 10,500 1. AMERICA ONLINE INC .............. COMMON STOCK 02364J104 6,438 120,000 113,792 6,208 1. AMERICAN GENERAL CORP ........... COMMON STOCK 026351106 78,562 1,007,200 955,121 52,079 1. AMERICAN HOME PRODUCTS CORP ..... COMMON STOCK 026609107 109,771 1,945,000 1,815,987 129,013 1. AMERICAN INTERNATIONAL GROUP .... COMMON STOCK 026874107 71,478 746,999 708,366 38,633 1. AMERICAN STANDARD COMPANIES ..... COMMON STOCK 029712106 9,999 225,000 171,706 53,294 1. AMERICAN STATES WATER CO ........ COMMON STOCK 029899101 2,919 96,500 15,078 81,422 1. ANTIGENICS INC/DEL .............. COMMON STOCK 037032109 258 17,500 -- 17,500 1. ATWOOD OCEANICS INC ............. COMMON STOCK 050095108 3,127 75,000 55,500 19,500 1. AUSPEX SYSTEMS INC .............. COMMON STOCK 052116100 19,860 1,604,840 1,518,173 86,667 1. AVADO BRANDS INC ................ COMMON STOCK 05336P108 19 25,000 18,750 6,250 1. BAKER HUGHES INC ................ COMMON STOCK 057224107 8,353 225,000 213,370 11,630 1. BECTON DICKINSON & CO ........... COMMON STOCK 075887109 17,985 680,300 645,128 35,172 1. BERGEN BRUNSWIG CORP -CL A ..... COMMON STOCK 083739102 4,424 378,500 358,937 19,563 1. BIOTIME INC ..................... COMMON STOCK 09066L105 399 57,610 54,512 3,098 1. BIOTRANSPLANT INC ............... COMMON STOCK 09066Y107 512 30,000 -- 30,000 1. BIOTECH HOLDRs TRUST ............ COMMON STOCK 09067D201 1,950 10,000 -- 10,000 1. BORDEN CHEM & PLASTIC-COM UT .... COMMON STOCK 099541203 263 150,000 113,119 36,881 1. BOSTON SCIENTIFIC CORP .......... COMMON STOCK 101137107 25,388 1,544,500 1,426,740 117,760 1. BRISTOL-MYERS SQUIBB CO ......... COMMON STOCK 110122108 94,685 1,646,700 1,561,582 85,118 1.
Voting Authority ---------------------------- Name of Issuer Sole Shared None --------- ------ ------ AVIS GROUP HOLDINGS INC ......... 127 43 CISCO SYS INC ................... 1,282 468 DONALDSON LUFKIN & JENRETTE NW .. 900 300 FORT JAMES CORP ................. 751 249 HERTZ CORP ...................... 133 45 K MART CORP ..................... 1,499 501 KEEBLER FOODS CO ................ 750 250 MAYTAG CORP ..................... 375 125 MAYTAG CORP ..................... 23,708 1,292 NABISCO GROUP HLDG CORP ......... 98 32 PIONEER GROUP INC ............... 153,525 51,175 SDL INC ......................... 31,950 10,650 SDL INC ......................... 375 125 SEAGATE TECHNOLOGY .............. 60 20 TIME WARNER INC ................. 375 125 TIME WARNER INC ................. 37,500 12,500 US AIRWAYS GROUP INC ............ 376 124 VIXEL CORP ...................... 112 38 VOICESTREAM WIRELESS CORP ....... 164,049 32,246 VOICESTREAM WIRELESS CORP ....... 394,443 128,957 CNH GLOBAL N V .................. 375 125 ACTV INC ........................ 57,029 3,981 A T & T CORP .................... 37,500 12,500 AXA FINANCIAL INC ............... 295,500 98,500 AGRIBRANDS INTERNATIONAL INC .... 174,089 12,461 ALBERTSON'S INC ................. 47,890 2,610 ALKERMES INC .................... -- 10,000 ALLMERICA FINANCIAL CORP ........ 12,517 683 ALLSTATE CORP ................... 249,815 13,785 ALLTRISTA CORP .................. 31,500 10,500 AMERICA ONLINE INC .............. 113,792 6,208 AMERICAN GENERAL CORP ........... 955,121 52,079 AMERICAN HOME PRODUCTS CORP ..... 1,815,987 129,013 AMERICAN INTERNATIONAL GROUP .... 708,366 38,633 AMERICAN STANDARD COMPANIES ..... 171,706 53,294 AMERICAN STATES WATER CO ........ 15,078 81,422 ANTIGENICS INC/DEL .............. -- 17,500 ATWOOD OCEANICS INC ............. 55,500 19,500 AUSPEX SYSTEMS INC .............. 1,518,173 86,667 AVADO BRANDS INC ................ 18,750 6,250 BAKER HUGHES INC ................ 213,370 11,630 BECTON DICKINSON & CO ........... 645,128 35,172 BERGEN BRUNSWIG CORP -CL A ..... 358,937 19,563 BIOTIME INC ..................... 54,512 3,098 BIOTRANSPLANT INC ............... -- 30,000 BIOTECH HOLDRs TRUST ............ -- 10,000 BORDEN CHEM & PLASTIC-COM UT .... 113,119 36,881 BOSTON SCIENTIFIC CORP .......... 1,426,740 117,760 BRISTOL-MYERS SQUIBB CO ......... 1,561,582 85,118
5
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other Managers - --------------------------------- --------------- --------- ------------ ---------- ---------- ------ -------- C-CUBE MICROSYSTEMS INC ......... COMMON STOCK 12501N108 3,899 190,200 180,366 9,834 1. CADENCE DESIGN SYS INC .......... COMMON STOCK 127387108 5,908 230,000 218,113 11,887 1. CAREMARK RX INC ................. COMMON STOCK 141705103 61,361 5,454,240 5,162,208 292,032 1. CELL PATHWAYS INC ............... COMMON STOCK 15114R101 690 85,000 80,631 4,369 1. CERIDIAN CORP ................... COMMON STOCK 15677T106 29,701 1,058,400 1,003,603 54,797 CHESAPEAKE ENERGY CORP. ......... COMMON STOCK 165167107 3,773 525,000 389,000 136,000 1. CHOICEPOINT INC ................. COMMON STOCK 170388102 10,186 222,037 210,551 11,486 1. CIRCUIT CITY STORES-CIRCUIT ..... COMMON STOCK 172737108 10,718 466,000 441,913 24,087 1. COASTAL CORP .................... COMMON STOCK 190441105 4,225 57,000 54,051 2,949 1. COMCAST CORP-SPECIAL CL A ....... COMMON STOCK 200300200 12,281 300,000 284,495 15,505 1. COMPUWARE CORP .................. COMMON STOCK 205638109 10,264 1,225,600 1,162,205 63,395 1. CONOCO INC-CL A ................. COMMON STOCK 208251306 7,184 275,000 203,500 71,500 1. COOPER INDUSTRIES INC ........... COMMON STOCK 216669101 2,996 85,000 62,900 22,100 1. COSTCO WHOLESALE CORP ........... COMMON STOCK 22160K105 57,996 1,660,000 1,574,047 85,953 1. COULTER PHARMACEUTICAL INC ...... COMMON STOCK 222116105 4,572 158,300 149,178 9,122 1. COUNTRYWIDE CREDIT IND INC ...... COMMON STOCK 222372104 2,076 55,000 52,142 2,858 1. CUMMINS ENGINE .................. COMMON STOCK 231021106 2,751 91,900 87,145 4,755 1. CURIS INC ....................... COMMON STOCK 231269101 399 20,000 -- 20,000 1. CYTOCLONAL PHARMACEUTICS INC .... COMMON STOCK 23282G105 189 20,000 18,600 1,400 1. DELHAIZE AMERICA INC ............ COMMON STOCK 246688105 4,233 242,740 182,056 60,684 1. DELTA & PINE LAND CO ............ COMMON STOCK 247357106 2,342 91,100 -- 91,100 1. DOW CHEMICAL .................... COMMON STOCK 260543103 4,018 161,150 120,862 40,288 1. DUKE ENERGY CORP ................ COMMON STOCK 264399106 2,144 25,000 18,500 6,500 1. ECHOSTAR COMMUNICATIONS - A ..... COMMON STOCK 278762109 12,792 242,500 229,821 12,679 1. J.D. EDWARDS & CO ............... COMMON STOCK 281667105 5,322 205,700 195,067 10,633 1. EDWARDS LIFESCIENCES CORP ....... COMMON STOCK 28176E108 7,307 335,000 317,685 17,315 1. ELECTRONIC ARTS INC ............. COMMON STOCK 285512109 7,159 145,000 137,506 7,494 1. ELITE INFORMATION GROUP INC ..... COMMON STOCK 28659M106 3,680 545,150 508,734 36,416 1. ENGELHARD CORP .................. COMMON STOCK 292845104 8,494 522,700 435,220 87,480 1. ESPERION THERAPEUTICS INC ....... COMMON STOCK 29664R106 488 28,300 -- 28,300 1. EXAR CORP ....................... COMMON STOCK 300645108 5,143 42,500 -- 42,500 1. FEDERAL-MOGUL CORPORATION ....... COMMON STOCK 313549107 326 60,000 46,836 13,164 1. FORCENERGY INC .................. COMMON STOCK 345206205 8,494 325,139 260,110 65,029 1. FREEPORT-MCMORAN COPPER-B ....... COMMON STOCK 35671D857 762 86,500 64,875 21,625 1. GARDENBURGER INC ................ COMMON STOCK 365476100 61 17,400 15,500 1,900 1. GENENTECH INC ................... COMMON STOCK 368710406 6,499 35,000 33,189 1,811 1. GENERAL MOTORS CORP ............. COMMON STOCK 370442105 117,111 1,801,700 1,708,507 93,193 1. GENERAL MOTORS-CLASS H .......... COMMON STOCK 370442832 17,568 472,500 448,069 24,431 1. GEORGIA-PAC (GEORGIA-PAC GP) .... COMMON STOCK 373298108 4,474 190,400 180,558 9,842 1. W.R. GRACE & CO ................. COMMON STOCK 38388F108 6,520 948,300 899,288 49,012 1. HEALTHAXIS INC .................. COMMON STOCK 42219D100 1,547 550,000 550,000 -- 1. HILTON HOTELS CORP .............. COMMON STOCK 432848109 14,725 1,246,600 1,182,157 64,443 1. HONEYWELL INTERNATIONAL INC .... COMMON STOCK 438516106 34,275 962,100 912,336 49,764 1. HUBBELL INC -CL A ............... COMMON STOCK 443510102 353 15,000 11,100 3,900 1. HUBBELL INC -CL B ............... COMMON STOCK 443510201 2,757 110,000 81,840 28,160 1. ICN PHARMACEUTICALS INC ......... COMMON STOCK 448924100 834 25,000 -- 25,000 1. IBP INC ......................... COMMON STOCK 449223106 3,607 197,000 165,987 31,013 1. IMS HEALTH INC .................. COMMON STOCK 449934108 52,913 2,550,000 2,417,696 132,304 1. IMCLONE SYSTEMS ................. COMMON STOCK 45245W109 2,927 25,000 -- 25,000
Voting Authority ---------------------------- Name of Issuer Sole Shared None --------- ------ ------ C-CUBE MICROSYSTEMS INC ......... 180,366 9,834 CADENCE DESIGN SYS INC .......... 218,113 11,887 CAREMARK RX INC ................. 5,162,208 292,032 CELL PATHWAYS INC ............... 80,631 4,369 CERIDIAN CORP ................... 1,003,603 54,797 CHESAPEAKE ENERGY CORP. ......... 389,000 136,000 CHOICEPOINT INC ................. 210,551 11,486 CIRCUIT CITY STORES-CIRCUIT ..... 441,913 24,087 COASTAL CORP .................... 54,051 2,949 COMCAST CORP-SPECIAL CL A ....... 284,495 15,505 COMPUWARE CORP .................. 1,162,205 63,395 CONOCO INC-CL A ................. 203,500 71,500 COOPER INDUSTRIES INC ........... 62,900 22,100 COSTCO WHOLESALE CORP ........... 1,574,047 85,953 COULTER PHARMACEUTICAL INC ...... 149,178 9,122 COUNTRYWIDE CREDIT IND INC ...... 52,142 2,858 CUMMINS ENGINE .................. 87,145 4,755 CURIS INC ....................... -- 20,000 CYTOCLONAL PHARMACEUTICS INC .... 18,600 1,400 DELHAIZE AMERICA INC ............ 182,056 60,684 DELTA & PINE LAND CO ............ -- 91,100 DOW CHEMICAL .................... 120,862 40,288 DUKE ENERGY CORP ................ 18,500 6,500 ECHOSTAR COMMUNICATIONS - A ..... 229,821 12,679 J.D. EDWARDS & CO ............... 195,067 10,633 EDWARDS LIFESCIENCES CORP ....... 317,685 17,315 ELECTRONIC ARTS INC ............. 137,506 7,494 ELITE INFORMATION GROUP INC ..... 508,734 36,416 ENGELHARD CORP .................. 435,220 87,480 ESPERION THERAPEUTICS INC ....... -- 28,300 EXAR CORP ....................... -- 42,500 FEDERAL-MOGUL CORPORATION ....... 46,836 13,164 FORCENERGY INC .................. 260,110 65,029 FREEPORT-MCMORAN COPPER-B ....... 64,875 21,625 GARDENBURGER INC ................ 15,500 1,900 GENENTECH INC ................... 33,189 1,811 GENERAL MOTORS CORP ............. 1,708,507 93,193 GENERAL MOTORS-CLASS H .......... 448,069 24,431 GEORGIA-PAC (GEORGIA-PAC GP) .... 180,558 9,842 W.R. GRACE & CO ................. 899,288 49,012 HEALTHAXIS INC .................. 550,000 -- HILTON HOTELS CORP .............. 1,182,157 64,443 HONEYWELL INTERNATIONAL INC .... 912,336 49,764 HUBBELL INC -CL A ............... 11,100 3,900 HUBBELL INC -CL B ............... 81,840 28,160 ICN PHARMACEUTICALS INC ......... -- 25,000 IBP INC ......................... 165,987 31,013 IMS HEALTH INC .................. 2,417,696 132,304 IMCLONE SYSTEMS ................. -- 25,000
6
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other Managers - --------------------------------- --------------- --------- ------------ ---------- ---------- ------ -------- INFINITY BROADCASTING CORP-A .... COMMON STOCK 45662S102 5,762 174,600 130,950 43,650 1. INFORMATION RESOURCE ENGINEE .... COMMON STOCK 45675F303 1,513 50,000 50,000 -- 1. INFORMIX CORP ................... COMMON STOCK 456779107 9,764 2,367,070 2,247,270 119,800 1. INGERSOLL-RAND CO ............... COMMON STOCK 456866102 5,179 152,600 144,711 7,889 1. INPRISE CORPORATION ............. COMMON STOCK 45766C102 267 50,000 37,500 12,500 1. INTL GAME TECHNOLOGY ............ COMMON STOCK 459902102 1,463 43,500 41,251 2,249 1. JEFFERSON-PILOT CORP ............ COMMON STOCK 475070108 26,743 394,000 373,603 20,397 1. JOHNS MANVILLE CORPORATION ...... COMMON STOCK 478129109 1,810 160,000 120,000 40,000 1. KANSAS CITY SOUTHERN INDS ....... COMMON STOCK 485170302 4,388 505,100 478,993 26,107 1. KEY ENERGY SERVICES INC ......... COMMON STOCK 492914106 13,247 1,350,000 202,500 1,147,500 1. KOMAG INC ....................... COMMON STOCK 500453105 14,896 3,724,000 3,479,720 244,280 1. KROGER CO ....................... COMMON STOCK 501044101 21,096 935,000 886,675 48,325 1. LEGATO SYSTEMS INC .............. COMMON STOCK 524651106 4,539 337,800 320,339 17,461 1. LILLY (ELI) & CO ................ COMMON STOCK 532457108 1,623 20,000 -- 20,000 1. MARINE DRILLING CO INC .......... COMMON STOCK 568240204 4,284 150,000 111,000 39,000 1. MAXTOR CORP ..................... COMMON STOCK 577729205 4,253 405,000 384,068 20,932 1. MEAD CORP ....................... COMMON STOCK 582834107 18,403 787,300 715,359 71,941 1. METLIFE INC ..................... COMMON STOCK 59156R108 69,458 2,646,000 2,509,159 136,841 1. METROCALL INC ................... COMMON STOCK 591647102 1,400 466,520 442,124 24,396 1. MICROSTRATEGY INC ............... COMMON STOCK 594972101 1,816 66,500 63,043 3,457 1. MILLIPORE CORP .................. COMMON STOCK 601073109 16,159 333,600 316,357 17,243 1. MURPHY OIL CORP ................. COMMON STOCK 626717102 3,241 50,000 37,000 13,000 1. NATIONAL-OILWELL INC ............ COMMON STOCK 637071101 6,328 202,500 133,624 68,876 1. NAVISTAR INTERNATIONAL .......... COMMON STOCK 63934E108 1,221 40,800 38,688 2,112 1. OCEAN ENERGY INC ................ COMMON STOCK 67481E106 9,914 639,600 464,635 174,965 1. PE CORP-CELERA GENOMICS GRP ..... COMMON STOCK 69332S201 1,993 20,000 -- 20,000 1. PACTIV CORPORATION .............. COMMON STOCK 695257105 16,058 1,435,300 1,256,936 178,364 1. PAGING NETWORK INC .............. COMMON STOCK 695542100 32 150,000 112,500 37,500 1. PARKER DRILLING CO .............. COMMON STOCK 701081101 1,400 200,000 148,000 52,000 1. PEGASUS COMMUNICATIONS CORP ..... COMMON STOCK 705904100 9,856 204,000 193,422 10,578 1. PEOPLESOFT INC .................. COMMON STOCK 712713106 16,804 601,500 570,167 31,333 1. PIONEER NATURAL RESOURCES CO .... COMMON STOCK 723787107 4,838 341,000 163,840 177,160 1. PRAECIS PHARMACEUTICALS INC ..... COMMON STOCK 739421105 1,488 35,000 18,966 16,034 1. PRIME HOSPITALITY CORP .......... COMMON STOCK 741917108 1,013 100,000 94,805 5,195 1. QUALITY DINING INC .............. COMMON STOCK 74756P105 100 50,000 37,500 12,500 1. RACING CHAMPIONS CORP ........... COMMON STOCK 750069106 56 50,000 25,000 25,000 1. RALSTON PURINA GROUP ............ COMMON STOCK 751277302 7,815 329,900 312,792 17,108 1. RATEXCHANGE CORPORATION ......... COMMON STOCK 754091106 398 125,000 125,000 -- 1. READ-RITE CORP .................. COMMON STOCK 755246105 26,456 2,351,600 2,230,060 121,540 1. ROSETTA INPHARMATICS ............ COMMON STOCK 777777103 279 10,000 -- 10,000 1. RYDER SYSTEM INC ................ COMMON STOCK 783549108 6,361 345,000 327,157 17,843 1. RYERSON TULL INC ................ COMMON STOCK 78375P107 2,831 300,000 225,080 74,920 1. SCM MICROSYSTEMS INC ............ COMMON STOCK 784018103 7,408 195,300 183,047 12,253 1. SPX CORP ........................ COMMON STOCK 784635104 19,871 140,000 132,565 7,435 1. SAFECO CORP ..................... COMMON STOCK 786429100 818 30,000 28,449 1,551 1. SCRIPPS CO E.W.-CL A ............ COMMON STOCK 811054204 21,438 397,000 376,301 20,699 1. SEAGATE TECHNOLOGY INC .......... COMMON STOCK 811804103 37,813 548,000 411,001 136,999 1. SEAGRAM CO LTD .................. COMMON STOCK 811850106 12,705 221,200 165,800 55,400 1. SENSORMATIC ELECTRONICS CORP .... COMMON STOCK 817265101 13,068 871,230 826,753 44,477 1.
Voting Authority ---------------------------- Name of Issuer Sole Shared None --------- ------ ------ INFINITY BROADCASTING CORP-A .... 130,950 43,650 INFORMATION RESOURCE ENGINEE .... 50,000 -- INFORMIX CORP ................... 2,247,270 119,800 INGERSOLL-RAND CO ............... 144,711 7,889 INPRISE CORPORATION ............. 37,500 12,500 INTL GAME TECHNOLOGY ............ 41,251 2,249 JEFFERSON-PILOT CORP ............ 373,603 20,397 JOHNS MANVILLE CORPORATION ...... 120,000 40,000 KANSAS CITY SOUTHERN INDS ....... 478,993 26,107 KEY ENERGY SERVICES INC ......... 202,500 1,147,500 KOMAG INC ....................... 3,479,720 244,280 KROGER CO ....................... 886,675 48,325 LEGATO SYSTEMS INC .............. 320,339 17,461 LILLY (ELI) & CO ................ -- 20,000 MARINE DRILLING CO INC .......... 111,000 39,000 MAXTOR CORP ..................... 384,068 20,932 MEAD CORP ....................... 715,359 71,941 METLIFE INC ..................... 2,509,159 136,841 METROCALL INC ................... 442,124 24,396 MICROSTRATEGY INC ............... 63,043 3,457 MILLIPORE CORP .................. 316,357 17,243 MURPHY OIL CORP ................. 37,000 13,000 NATIONAL-OILWELL INC ............ 133,624 68,876 NAVISTAR INTERNATIONAL .......... 38,688 2,112 OCEAN ENERGY INC ................ 464,635 174,965 PE CORP-CELERA GENOMICS GRP ..... -- 20,000 PACTIV CORPORATION .............. 1,256,936 178,364 PAGING NETWORK INC .............. 112,500 37,500 PARKER DRILLING CO .............. 148,000 52,000 PEGASUS COMMUNICATIONS CORP ..... 193,422 10,578 PEOPLESOFT INC .................. 570,167 31,333 PIONEER NATURAL RESOURCES CO .... 163,840 177,160 PRAECIS PHARMACEUTICALS INC ..... 18,966 16,034 PRIME HOSPITALITY CORP .......... 94,805 5,195 QUALITY DINING INC .............. 37,500 12,500 RACING CHAMPIONS CORP ........... 25,000 25,000 RALSTON PURINA GROUP ............ 312,792 17,108 RATEXCHANGE CORPORATION ......... 125,000 -- READ-RITE CORP .................. 2,230,060 121,540 ROSETTA INPHARMATICS ............ -- 10,000 RYDER SYSTEM INC ................ 327,157 17,843 RYERSON TULL INC ................ 225,080 74,920 SCM MICROSYSTEMS INC ............ 183,047 12,253 SPX CORP ........................ 132,565 7,435 SAFECO CORP ..................... 28,449 1,551 SCRIPPS CO E.W.-CL A ............ 376,301 20,699 SEAGATE TECHNOLOGY INC .......... 411,001 136,999 SEAGRAM CO LTD .................. 165,800 55,400 SENSORMATIC ELECTRONICS CORP .... 826,753 44,477
7
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other Managers - --------------------------------- --------------- --------- ------------ ---------- ---------- ------ -------- SEPRACOR INC .................... COMMON STOCK 817315104 2,172 17,700 -- 17,700 1. SIRIUS SATELLITE RADIO INC ...... COMMON STOCK 82966U103 15,201 287,500 266,326 21,174 1. SMITH INTERNATIONAL INC ......... COMMON STOCK 832110100 16,777 205,700 195,068 10,632 1. SOLUTIA INC ..................... COMMON STOCK 834376105 6,289 552,900 524,290 28,610 1. SOUTHWEST GAS CORP .............. COMMON STOCK 844895102 2,094 100,000 62,150 37,850 1. STATION CASINOS INC ............. COMMON STOCK 857689103 2,719 190,800 180,929 9,871 1. SUNOCO INC ...................... COMMON STOCK 86764P109 4,041 150,000 111,000 39,000 1. SUNQUEST INFORMATION SYSTEMS .... COMMON STOCK 867654105 7,288 534,900 506,850 28,050 1. TELEDYNE TECHNOLOGIES INC ....... COMMON STOCK 879360105 18,844 647,000 613,531 33,469 1. TELEPHONE AND DATA SYSTEMS ...... COMMON STOCK 879433100 1,107 10,000 9,483 517 1. TESORO PETROLEUM CORP ........... COMMON STOCK 881609101 2,236 225,000 166,500 58,500 1. THERMO ELECTRON CORP ............ COMMON STOCK 883556102 43,137 1,659,118 1,572,896 86,222 1. TOSCO CORP ...................... COMMON STOCK 891490302 4,678 150,000 111,000 39,000 1. TULARIK INC ..................... COMMON STOCK 899165104 18,922 573,400 520,043 53,357 1. U.S. FRANCHISE SYSTEMS INC-A .... COMMON STOCK 902956309 242 50,000 37,500 12,500 1. U.S. BANCORP .................... COMMON STOCK 902973106 13,006 571,700 541,998 29,702 1. USG CORP ........................ COMMON STOCK 903293405 1,003 40,000 26,000 14,000 1. UNITED TECHNOLOGIES CORP ........ COMMON STOCK 913017109 55,986 807,000 765,282 41,718 1. UNUMPROVIDENT CORP .............. COMMON STOCK 91529Y106 13,502 495,500 469,884 25,616 1. VARCO INTERNATIONAL INC ......... COMMON STOCK 922122106 4,683 225,000 166,500 58,500 1. VERITY INC ...................... COMMON STOCK 92343C106 27,069 758,500 719,278 39,222 1. VITESSE SEMICONDUCTOR CORP ...... COMMON STOCK 928497106 50,926 572,600 543,003 29,597 1. WADDELL & REED FINANCIAL-A ...... COMMON STOCK 930059100 3,165 102,100 96,822 5,278 1. WASTE MANAGEMENT INC ............ COMMON STOCK 94106L109 8,719 500,000 474,135 25,865 1. WEATHERFORD INTERNATIONAL ....... COMMON STOCK 947074100 2,150 50,000 37,000 13,000 1. WELLS FARGO & COMPANY ........... COMMON STOCK 949746101 3,202 69,700 52,275 17,425 1. WESTERN DIGITAL CORP ............ COMMON STOCK 958102105 7,172 1,220,700 1,157,609 63,091 1. WESTERN WIRELESS CORP-CL A ...... COMMON STOCK 95988E204 1,781 50,000 47,384 2,616 1. WHIRLPOOL CORP .................. COMMON STOCK 963320106 11,674 300,300 284,772 15,528 1. XM SATELLITE RADIO HOLD-CL A .... COMMON STOCK 983759101 9,624 223,500 211,938 11,562 1. YORK INTERNATIONAL CORP ......... COMMON STOCK 986670107 12,495 502,300 476,313 25,987 1. ZOLTEK COMPANIES INC ............ COMMON STOCK 98975W104 1,251 158,800 150,700 8,100 1. Grand Total ..................... 3,228,111 123,325,229 111,663,706 11,661,523
Voting Authority ---------------------------- Name of Issuer Sole Shared None --------- ------ ------ SEPRACOR INC .................... -- 17,700 SIRIUS SATELLITE RADIO INC ...... 266,326 21,174 SMITH INTERNATIONAL INC ......... 195,068 10,632 SOLUTIA INC ..................... 524,290 28,610 SOUTHWEST GAS CORP .............. 62,150 37,850 STATION CASINOS INC ............. 180,929 9,871 SUNOCO INC ...................... 111,000 39,000 SUNQUEST INFORMATION SYSTEMS .... 506,850 28,050 TELEDYNE TECHNOLOGIES INC ....... 613,531 33,469 TELEPHONE AND DATA SYSTEMS ...... 9,483 517 TESORO PETROLEUM CORP ........... 166,500 58,500 THERMO ELECTRON CORP ............ 1,572,896 86,222 TOSCO CORP ...................... 111,000 39,000 TULARIK INC ..................... 520,043 53,357 U.S. FRANCHISE SYSTEMS INC-A .... 37,500 12,500 U.S. BANCORP .................... 541,998 29,702 USG CORP ........................ 26,000 14,000 UNITED TECHNOLOGIES CORP ........ 765,282 41,718 UNUMPROVIDENT CORP .............. 469,884 25,616 VARCO INTERNATIONAL INC ......... 166,500 58,500 VERITY INC ...................... 719,278 39,222 VITESSE SEMICONDUCTOR CORP ...... 543,003 29,597 WADDELL & REED FINANCIAL-A ...... 96,822 5,278 WASTE MANAGEMENT INC ............ 474,135 25,865 WEATHERFORD INTERNATIONAL ....... 37,000 13,000 WELLS FARGO & COMPANY ........... 52,275 17,425 WESTERN DIGITAL CORP ............ 1,157,609 63,091 WESTERN WIRELESS CORP-CL A ...... 47,384 2,616 WHIRLPOOL CORP .................. 284,772 15,528 XM SATELLITE RADIO HOLD-CL A .... 211,938 11,562 YORK INTERNATIONAL CORP ......... 476,313 25,987 ZOLTEK COMPANIES INC ............ 150,700 8,100 Grand Total ..................... 111,663,706 11,661,523
8 -----END PRIVACY-ENHANCED MESSAGE-----