-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+gRCJNZUoU/7NMRBmrdamFDJTO3ULn+lxqN3agogL0/cr4Kibp700vVJxxx8qbw UhO4UCfusunW4Ckw10nWpA== 0001010521-07-000407.txt : 20070515 0001010521-07-000407.hdr.sgml : 20070515 20070515123643 ACCESSION NUMBER: 0001010521-07-000407 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 EFFECTIVENESS DATE: 20070515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC CENTRAL INDEX KEY: 0001034182 IRS NUMBER: 043168979 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03673 FILM NUMBER: 07850917 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-375-1500 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 FORMER COMPANY: FORMER CONFORMED NAME: SOVEREIGN ASSET MANAGEMENT CORP/MA DATE OF NAME CHANGE: 19990329 13F-HR 1 mfc.txt MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: MFC Global Investment Management (U.S.), LLC Address: 101 Huntington Avenue Boston, MA 02199 13F File Number: 28-03673 The Institutional Investment Manager Filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit is, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Name: Barry Evans Title: President Phone: (617) 375-1500 Signature, Place, and Date of Signing: /s/ Barry Evans Boston, PA May 15, 2007 - -------------------------------------------------------------------------------- Signature Place Date Report Type (Check only One): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other managers reporting for this manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of other included managers: 2 Form 13F information table entry total: 977 Form 13F information table value total: $13,393,535,000 List of other included managers: No. Form 13F File Number Name 1 28-11519 Manulife Financial Corporation 2 28-03983 John Hancock Life Insurance Company MFC Global Investment Management (U.S.), LLC SEC13F As of March 31, 2007
(ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) NAME FAIR SHARES OR INVESTMENT DISCRETION VOTING AUTHORITY OF SECURITY MARKET VALUE PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER TYPE CUSIP (x$1000) AMOUNT (A) (B) (C) MGR (A) (B) (C) - ------ ----- ------ ----- ------ --- --- --- --- --- --- --- ABN Amro Captl Fnd Trst VI PFD 00080V203 8,929 353,900 X 1,2 353,900 0 0 A C Moore Arts & Crafts Inc COM 00086T103 13,265 621,600 X 1,2 621,600 0 0 Aflac Inc. COM 001055102 57,430 1,220,354 X 1,2 1,166,755 155 53,444 AES Corp COM 00130H105 468 21,750 X 1,2 21,750 0 0 AMB Property Corp. REIT 00163T109 1,705 29,000 X 1,2 29,000 0 0 App China Group COM 002023992 1,886 37,717 X 1,2 37,717 0 0 AT&T INC COM 00206R102 111,967 2,839,645 X 1,2 2,701,883 360 137,402 AU Optronics Corp ADR 002255107 736 51,500 X 1,2 51,500 0 0 Abbott Laboratories COM 002824100 73,416 1,315,697 X 1,2 1,213,677 195 101,825 Abbey National PLC PFD 002920809 21,551 849,800 X 1,2 849,800 0 0 ABIOMED Inc COM 003654100 1,739 127,300 X 1,2 127,300 0 0 ABN AMRO Cap Fund Trust V PFD 00372P203 41,251 1,685,100 X 1,2 1,685,100 0 0 ABN Amro Cap Fnd Trst VII PFD 00372Q201 41,023 1,630,500 X 1,2 1,630,500 0 0 Access Intgrtd Tch-Class A COM 004329108 5,002 921,100 X 1,2 921,100 0 0 Access National Corp COM 004337101 2,375 250,000 X 1,2 250,000 0 0 Acorda Therapeutics Inc COM 00484M106 2,652 136,542 X 1,2 136,542 0 0 Actel Corp COM 004934105 14,351 868,700 X 1,2 868,700 0 0 Adelphia Recovery Trust COM 00685R102 365 849,898 X 1,2 849,898 0 0 Adelphia Recovery Trust COM 00685R409 1,432 20,456,329 X 1,2 20,456,329 0 0 Advance Auto Parts Inc COM 00751Y106 5,050 131,000 X 1,2 131,000 0 0 Advanced Anlg Tchnlgs Inc COM 00752J108 80 12,150 X 1,2 12,150 0 0 Advanced Magnetics Inc COM 00753P103 12,153 201,650 X 1,2 201,650 0 0 Advanced Medical Optics Inc COM 00763M108 138 3,713 X 1,2 3,713 0 0 Aegon NV PFD 007924301 28,220 1,092,965 X 1,2 1,092,965 0 0 Aegon NV PFD 007924400 7,832 306,050 X 1,2 306,050 0 0 Aetna Inc-New COM 00817Y108 28,434 649,320 X 1,2 649,320 0 0 Affilated Computr Srvcs Inc COM 008190100 789 13,400 X 1,2 13,400 0 0 Affiliated Managers Group COM 008252108 16,377 151,150 X 1,2 151,150 0 0 Agnico-Eagle Mines Ltd COM 008474108 17,455 492,800 X 1,2 492,800 0 0 Air France-KLM ADR 009119108 5,400 118,387 X 1,2 118,387 0 0 Air France-KLM WTS 009119116 1,437 107,625 X 1,2 107,625 0 0 Alabama National Bancorp COM 010317105 23,183 327,400 X 1,2 327,400 0 0 Alabama Power Co PFD 010392561 5,050 200,000 X 1,2 200,000 0 0 Alabama Power Co. PFD 010392595 29,600 1,225,675 X 1,2 1,225,375 0 300 Alcoa Inc COM 013817101 16,152 476,450 X 1,2 476,450 0 0 Alexander & Baldwin Inc COM 014482103 9,372 185,810 X 1,2 185,810 0 0 Alexandria R E Equities REIT 015271109 1,706 17,000 X 1,2 17,000 0 0 Alexion Pharmaceuticals Inc COM 015351109 865 20,000 X 1,2 20,000 0 0 Put Allnce Data Sys Corp OPTION 0185818RM 230 50,000 X 1,2 50,000 0 0 Alliant Energy Corp. COM 018802108 47,316 1,055,700 X 1,2 1,055,700 0 0 Allied Waste Industries Inc COM 019589308 20,020 1,590,142 X 1,2 1,590,142 0 0 Allscripts Hlthcre Solution COM 01988P108 15,565 580,550 X 1,2 580,550 0 0 Altria Group Inc COM 02209S103 19,315 219,965 X 1,2 214,815 0 5,150 Altus Pharmaceuticals Inc COM 02216N105 2,283 150,000 X 1,2 150,000 0 0 Put Amazon.com OPTION 0231358PT 0 52,400 X 1,2 52,400 0 0 AMBAC Financial Group Inc. COM 023139108 49,370 571,481 X 1,2 546,540 85 24,856 Ambassadors Group Inc COM 023177108 376 11,300 X 1,2 11,300 0 0 Amerco Inc. PFD 023586209 9,875 390,000 X 1,2 390,000 0 0 Ameren Corp COM 023608102 40,361 802,400 X 1,2 802,400 0 0 American Elctric Pwr Co Inc COM 025537101 20,487 420,250 X 1,2 420,250 0 0 American Express Co COM 025816109 49,530 878,200 X 1,2 878,200 0 0 American International Grp COM 026874107 116,030 1,726,123 X 1,2 1,647,015 160 78,947 American Pacific Corp. COM 028740108 2,326 200,500 X 1,2 200,500 0 0 American Tower Corp COM 029912201 839 21,550 X 1,2 21,550 0 0 American Vanguard Corp COM 030371108 6,227 364,383 X 1,2 364,383 0 0 AmericanWest Bancorporation COM 03058P109 7,854 364,621 X 1,2 364,621 0 0 Ameriprise Financial Inc COM 03076C106 9,586 167,770 X 1,2 167,770 0 0 Ameris Bancorp COM 03076K108 2,950 120,517 X 1,2 120,517 0 0 Amgen Inc COM 031162100 8,955 160,250 X 1,2 160,250 0 0 Anadarko Petroleum Corp COM 032511107 645 15,000 X 1,2 15,000 0 0 Anadarko Petroleum Corp PFD 032511305 12,893 134,567 X 1,2 134,567 0 0 Analog Devices Inc. COM 032654105 573 16,610 X 1,2 12,180 0 4,430 Anesiva Inc COM 03460L100 9,312 1,349,500 X 1,2 1,349,500 0 0 Anheuser-Busch Cos Inc. COM 035229103 2,637 52,250 X 1,2 52,250 0 0 Animal Health Intrntl COM 03525N109 484 40,000 X 1,2 40,000 0 0 AON Corp PFD 037389103 14,554 383,400 X 1,2 383,400 0 0 Apache Corp PFD 037411402 23,842 236,649 X 1,2 236,649 0 0 Apartment Invst & Mgmnt Co REIT 03748R101 1,327 23,000 X 1,2 23,000 0 0 Apartment Invst & Mgmnt Co PFD 03748R838 1,396 55,000" X 1,2 55,000 0 0 Apple Computer Inc COM 037833100 1,531 16,480 X 1,2 16,480 0 0 APPLERA CORP CELERA GENOMI COM 038020202 71 5,000 X 1,2 5,000 0 0 Appld Extrsion Tch-Class A COM 038196200 968 51,082 X 1,2 51,082 0 0 Applied Materials Inc COM 038222105 136 7,450 X 1,2 7,450 0 0 Aquantive Inc COM 03839G105 20,335 728,600 X 1,2 728,600 0 0 Aquila Inc PFD 03840P300 19,631 778,407 X 1,2 778,407 0 0 Archer-Daniels-Midland Co. COM 039483102 25,017 681,650 X 1,2 681,650 0 0 Archstone Communities Trst REIT 039583109 3,868 71,252 X 1,2 71,252 0 0 Argon St Inc COM 040149106 16,195 612,069 X 1,2 612,069 0 0 ArthroCare Corp COM 043136100 2,018 56,000 X 1,2 56,000 0 0 Assisted Living Concpts I-A COM 04544X102 1,770 150,000 X 1,2 150,000 0 0 Assurant Inc COM 04621X108 4,256 79,350 X 1,2 79,350 0 0 Astec Industries Inc COM 046224101 127 3,150 X 1,2 3,150 0 0 Astoria Financial Corp COM 046265104 10,793 405,915 X 1,2 405,915 0 0 AtheroGenics Inc COM 047439104 1,463 520,640 X 1,2 520,640 0 0 Atmos Energy Corp COM 049560105 23,119 739,100 X 1,2 739,100 0 0 Atwood Oceanics Inc COM 050095108 4,378 74,600 X 1,2 74,600 0 0 Automatic Data Processing COM 053015103 77,037 1,591,682 X 1,2 1,479,416 285 111,981 Auxilium Pharmaceuticls Inc COM 05334D107 6,366 433,675 X 1,2 433,675 0 0 AvalonBay Communities Inc. REIT 053484101 3,029 23,300 X 1,2 23,300 0 0 Aventine Renewable Energy COM 05356X403 2,911 159,750 X 1,2 159,750 0 0 Aveta Inc COM 05365U101 6,800 850,000 X 1,2 850,000 0 0 Avista Corporation PFD 05379B305 13,096 129,860 X 1,2 129,860 0 0 BB&T Corp COM 054937107 78,357 1,910,210 X 1,2 1,909,910 0 300 BAC Capital Trust V PFD 055184204 124 5,000 X 1,2 5,000 0 0 BAC Capital Trust IV PFD 055185201 5,690 232,550 X 1,2 232,550 0 0 BAC Capital Trust I PFD 055187207 151 6,000 X 1,2 6,000 0 0 BAC Capital Trust II PFD 055188205 2,395 94,600 X 1,2 94,600 0 0 Bac Capital Trust III PFD 05518E202 557 22,000 X 1,2 22,000 0 0 BGE Capital Trust II PFD 05541Q206 76,248 3,072,053 X 1,2 3,072,053 0 0 BJ Services Co. COM 055482103 2,539 91,000 X 1,2 91,000 0 0 BOK Financial Corporation COM 05561Q201 13,248 267,484 X 1,2 267,484 0 0 BP PLC ADR 055622104 41,56" 641,921 X 1,2 636,042 0 5,879 BRE Properties REIT 05564E106 1,345 21,300 X 1,2 21,300 0 0 Bally Technologies Inc COM 05874B107 15,733 667,200 X 1,2 667,200 0 0 Baltimore Gas & Electric PFD 059165688 2,097 20,250 X 1,2 20,250 0 0 Baltimore Gas & Electric PFD 059165761 22,216 213,870 X 1,2 213,870 0 0 Banco Macro SA-ADR ADR 05961W105 42 1,250 X 1,2 1,250 0 0 Bancorpsouth Inc COM 059692103 469 19,167 X 1,2 19,167 0 0 Bank of America Corp COM 060505104 253,789 4,974,297 X 1,2 4,852,967 265 121,065 Bank of Amercia Corp PFD 060505831 31,500 1,200,000 X 1,2 1,200,000 0 0 Bank of Hawaii Corp COM 062540109 10,341 195,000 X 1,2 195,000 0 0 Bank of the Ozarks COM 063904106 7,272 253,200 X 1,2 253,200 0 0 Bank of New York Co Inc COM 064057102 76,939 1,897,387 X 1,2 1,886,593 0 10,794 Bank One Capital Trust VI PFD 06423W204 3,462 136,100 X 1,2 136,100 0 0 Barrick Gold Corp COM 067901108 15,210 532,750 X 1,2 532,750 0 0 Barr Pharmaceuticals Inc COM 068306109 2,642 57,000 X 1,2 57,000 0 0 Barrett Business Svcs Inc COM 068463108 14,069 610,350 X 1,2 610,350 0 0 Baxter International Inc COM 071813109 4,688 89,000 X 1,2 89,000 0 0 BEA Systems Inc COM 073325102 1,363 117,610 X 1,2 117,610 0 0 Bear Stearns Captl Trst III PFD 07384T206 1,042 40,600 X 1,2 40,600 0 0 BEAR STEARNS COS INC COM 073902108 233 1,549 X 1,2 1,549 0 0 Bear Stearns Cos Inc/The PFD 073902702 27,550 529,800 X 1,2 529,800 0 0 Bear Stearns Cos Inc/The PFD 073902868 25,959 518,150 X 1,2 518,150 0 0 Bear Stearns Cos Inc/The PFD 073902876 16,790 328,760 X 1,2 328,760 0 0 Becton Dickinson & Co COM 075887109 281 3,650 X 1,2 3,650 0 0 Benjamin Franklin Bncrp Inc COM 082073107 219 15,000 X 1,2 15,000 0 0 Berkshire Hathaway Inc-Cl A COM 084670108 14,278 131 X 1,2 131 0 0 Berkshire Hathaway Inc. COM 084670207 22,979 6,313 X 1,2 6,313 0 0 Berkshire Hills Bancorp COM 084680107 9,772 290,410 X 1,2 290,410 0 0 Best Buy Co Inc COM 086516101 512 10,500 X 1,2 10,500 0 0 Beverly National Corp COM 088115100 2,126 97,500 X 1,2 97,500 0 0 Bioenvision Inc COM 09059N100 757 185,000 X 1,2 185,000 0 0 BioMarin Pharmaceutical Inc COM 09061G101 3,716 215,300 X 1,2 215,300 0 0 Biogen Idec Inc COM 09062X103 98 2,200 X 1,2 2,200 0 0 Biomimetic Therapeutics Inc COM 09064X101 3,060 185,000 X 1,2 185,000 0 0 Biosphere Medical Inc COM 09066V103 1,588 215,750 X 1,2 215,750 0 0 Birch Mountain Resrces Inc COM 09066X109 1,824 609,900 X 1,2 609,900 0 0 Black Hills Corp COM 092113109 16,694 454,000 X 1,2 454,000 0 0 Blackrock Inc/New York COM 09247X101 4,150 26,550 X 1,2 26,550 0 0 BNY Capital IV PFD 09656G201 133 5,250 X 1,2 5,250 0 0 BNY Capital V PFD 09656H209 1,039 41,800 X 1,2 41,800 0 0 BorgWarner Inc COM 099724106 173 2,300 X 1,2 2,300 0 0 Boston Priv Fncl Hldngs Inc COM 101119105 17,761 636,150 X 1,2 636,150 0 0 Boston Properties Inc REIT 101121101 3,686 31,400 X 1,2 31,400 0 0 BRISTOL MYERS SQUIBB COM 110122108 202 7,270 X 1,2 4,030 0 3,240 Brocade Cmmnctns Systms COM 111621108 127 13,300 X 1,2 13,300 0 0 Brookfield Properties Co COM 112900105 1,711 42,450 X 1,2 42,450 0 0 Brookline Bancorp Inc COM 11373M107 2,606 205,675 X 1,2 205,675 0 0 Bryn Mawr Bank Corp. COM 117665109 8,887 383,894 X 1,2 383,894 0 0 Buffalo Wild Wings Inc COM 119848109 6,309 99,050 X 1,2 99,050 0 0 CBS Corp 7.25 Sr Note COM 124857301 1,007 40,000 X 1,2 40,000 0 0 CB R Ellis Grp Inc-Clss A COM 12497T101 684 20,000 X 1,2 20,000 0 0 Put CDW Corp OPTION 12512N8PK 4 40,000 X 1,2 40,000 0 0 CH Energy Group Inc COM 12541M102 51,426 1,056,200 X 1,2 1,056,200 0 0 CIT Group Inc COM 125581108 8,448 159,630 X 1,2 159,630 0 0 CIT Group Inc PFD 125581207 8,942 340,000 X 1,2 340,000 0 0 CVS/Caremark Corp. COM 126650100 10,988 321,859 X 1,2 312,934 0 8,925 Cabot Oil & Gas Corp COM 127097103 1,346 20,000 X 1,2 20,000 0 0 CACI International Inc COM 127190304 316 6,749 X 1,2 6,749 0 0 Cadence Design Systems Inc COM 127387108 302 14,350 X 1,2 14,350 0 0 Cadence Financial Corp COM 12738A101 1,613 80,639 X 1,2 80,639 0 0 Caliper Life Sciences Inc COM 130872104 6,442 1,140,204 X 1,2 1,140,204 0 0 Camden National Corp. COM 133034108 6,076 140,000 X 1,2 140,000 0 0 Canadian Ntrl Resources Ltd COM 136385101 30,282 548,690 X 1,2 548,690 0 0 Capital City Bank Group Inc COM 139674105 3,359 100,870 X 1,2 100,870 0 0 Capital One Financial Corp COM 14040H105 68,015 901,344 X 1,2 901,344 0 0 Capital Senior Living COM 140475104 1,742 150,000 X 1,2 150,000 0 0 Cardica Inc. COM 14141R101 680 125,000 X 1,2 125,000 0 0 Cardinal Financial Corp COM 14149F109 200 20,000 X 1,2 20,000 0 0 Cardinal Health Inc COM 14149Y108 5,325 73,000 X 1,2 73,000 0 0 CARNIVAL PAIRED CERTI COM 143658300 208 4,430 X 1,2 4,430 0 0 Carolina Power & Light Co PFD 144141207 3,194 41,151 X 1,2 41,151 0 0 Carolina Power & Light Co PFD 144141405 11,962 122,875 X 1,2 122,875 0 0 Carrol Retaurant Group Inc COM 14574X104 6,879 474,100 X 1,2 474,100 0 0 Cascade Bancorp COM 147154108 13,978 538,840 X 1,2 538,840 0 0 Celadon Group Inc COM 150838100 13,813 827,100 X 1,2 827,100 0 0 Celgene Corp. COM 151020104 2,434 46,400 X 1,2 46,400 0 0 Cemex SA ADR 151290889 130 3,964 X 1,2 3,964 0 0 AmerenCILCO PFD 153645304 592 7,460 X 1,2 7,460 0 0 Central Maine Power Company PFD 154051866 956 11,015 X 1,2 11,015 0 0 CEPHALON INC COM 156708109 1,887 26,500 X 1,2 26,500 0 0 Charter Communications Inc COM 16117M107 7,054 2,528,200 X 1,2 2,528,200 0 0 The Cheescake Factory COM 163072101 319 11,975 X 1,2 11,975 0 0 Chesapeake Energy PFD 165167818 6,851 26,000 X 1,2 26,000 0 0 Chevron Corporation COM 166764100 56,413 762,756 X 1,2 717,711 90 44,955 Chicago Bridge & Iron Co NV ADR 167250109 471 15,315 X 1,2 15,315 0 0 Chico's Fas Inc COM 168615102 107 4,400 X 1,2 4,400 0 0 Chittenden Corp COM 170228100 39,990 1,324,602 X 1,2 1,324,602 0 0 Chunghwa Telecom Co Limtd ADR 17133Q205 41,306 2,073,574 X 1,2 2,073,574 0 0 Cisco Systems Inc COM 17275R102 36,315 1,422,434 X 1,2 1,378,430 0 44,004 Citigroup Inc COM 172967101 158,600 3,089,218 X 1,2 2,990,089 230 98,899 Citigroup Inc PFD 172967309 955 18,900 X 1,2 18,900 0 0 Citigroup Inc PFD 172967507 9,688 192,000 X 1,2 192,000 0 0 Citigroup Inc PFD 172967705 16,231 316,400 X 1,2 316,400 0 0 Citigroup Capital X PFD 173064205 19,021 763,600 X 1,2 763,600 0 0 Citigroup Capital VII PFD 17306N203 9,840 388,942 X 1,2 388,942 0 0 Citigroup Cap VIII 6.95% PFD 17306R204 29,948 1,190,300 X 1,2 1,190,300 0 0 Citigroup Capital XI PFD 17307Q205 621 25,000 X 1,2 25,000 0 0 City Holding Co COM 177835105 6,244 154,356 X 1,2 154,356 0 0 City National Corp. COM 178566105 67,501 917,127 X 1,2 917,127 0 0 Cleveland-Cliffs Inc COM 185896107 7,246 " 113,200 X 1,2 113,200 0 0 Cleveland Elec Fng Trst I PFD 186127205 6,203 237,400 X 1,2 237,400 0 0 Coach Inc COM 189754104 5,185 103,600 X 1,2 103,600 0 0 CoBiz Inc COM 190897108 13,511 678,600 X 1,2 678,600 0 0 Coca-Cola Co COM 191216100 3,017 62,850 X 1,2 62,850 0 0 Colgate-Palmolive Co COM 194162103 45,932 687,703 X 1,2 633,355 105 54,243 Colonial Bancgroup Inc COM 195493309 45,253 1,828,412 X 1,2 1,828,412 0 0 Color Kinetics Inc COM 19624P100 17,585 905,033 X 1,2 905,033 0 0 Columbia Bancorp/Or COM 197231103 2,401 100,000 X 1,2 100,000 0 0 Comcast Corp Special CL A COM 20030N200 38,587 1,515,000 X 1,2 1,515,000 0 0 Comcast Corp PFD 20030N309 12,957 502,400 X 1,2 502,400 0 0 Comcast Corp PFD 20030N408 43,220 1,678,457 X 1,2 1,678,457 0 0 Comerica Inc COM 200340107 45,173 764,097 X 1,2 764,097 0 0 Commerce Bancshares Inc COM 200525103 44,719 925,672 X 1,2 925,672 0 0 Commercial Bankshrs Inc/Fl COM 201607108 18,756 383,709 X 1,2 383,709 0 0 Community Banks Inc. COM 203628102 2,633 110,307 X 1,2 110,307 0 0 Companhia Vale Do Rio Doce ADR 204412209 122 3,299 X 1,2 3,299 0 0 Compass Bancshares Inc. COM 20449H109 20,812 302,507 X 1,2 302,507 0 0 Comtech Telecommunications COM 205826209 19,289 498,050 X 1,2 498,050 0 0 Comverse Technology Inc COM 205862402 7,841 367,275 X 1,2 367,275 0 0 Concur Technologies Inc COM 206708109 19,082 1,092,900 X 1,2 1,092,900 0 0 CT Light and Pwr Co PFD 207597709 1,063 20,686 X 1,2 20,686 0 0 CT Light and Pwr Co PFD 207597832 1,016 27,255 X 1,2 27,255 0 0 ConocoPhillips COM 20825C104 33,265 486,683 X 1,2 442,196 105 44,382 CONSOL Energy Inc COM 20854P109 3,645 93,150 X 1,2 93,150 0 0 Consolidatd Edison Co of NY PFD 209111707 2,837 30,000 X 1,2 30,000 0 0 Consolidated Edison Inc COM 209115104 30,896 605,100 X 1,2 605,100 0 0 Consolidated Edison Inc PFD 209115203 1,410 56,000 X 1,2 56,000 0 0 Cooper Companies Inc COM 216648402 243 5,000 X 1,2 5,000 0 0 Corn Products Internationl COM 219023108 5,195 145,955 X 1,2 145,955 0 0 Corning Inc COM 219350105 932 41,000 X 1,2 41,000 0 0 Corporate Backd Trust Certs PFD 21988G296 1,610 65,000 X 1,2 65,000 0 0 Corp-Backed Trust Certs PFD 21988K875 433 18,000 X 1,2 18,000 0 0 Corrections Corp of America COM 22025Y407 12,997 246,100 X 1,2 246,100 0 0 CoStar Group Inc COM 22160N109 109 2,450 X 1,2 2,450 0 0 Countrywide Financial Corp COM 222372104 8,830 262,498 X 1,2 262,498 0 0 Put Cntrywide Fincl Corp OPTION 2223728PF 24 59,900 X 1,2 59,900 0 0 Countrywide Capital IV PFD 22238E206 218 9,000 X 1,2 9,000 0 0 Covance Inc. COM 222816100 406 6,850 X 1,2 6,850 0 0 Cree Inc COM 225447101 392 23,800 X 1,2 23,800 0 0 CROWN HLDGS INC COM 228368106 5,393 220,500 X 1,2 220,500 0 0 Cubist Pharmaceuticals Inc COM 229678107 3,942 178,600 X 1,2 178,600 0 0 Cullen/Frost Bankers Inc COM 229899109 75,335 1,439,616 X 1,2 1,439,616 0 0 Cutera Inc COM 232109108 181 5,000 X 1,2 5,000 0 0 Cymer Inc COM 232572107 831 20,000 X 1,2 20,000 0 0 Cytrx Corp COM 232828301 1,876 400,000 X 1,2 400,000 0 0 Cytyc Corp COM 232946103 583 17,050 X 1,2 17,050 0 0 DCT Industrial Trust Inc COM 233153105 899 76,000 X 1,2 76,000 0 0 DNB Financial Corp. COM 233237106 1,524 76,206 X 1,2 76,206 0 0 DPL Inc. COM 233293109 62 2,000 X 1,2 2,000 0 0 DTE Energy Co COM 233331107 59,023 1,232,214 X 1,2 1,232,214 0 0 DTE Energy Trust I PFD 23333Q201 15,715 617,500 X 1,2 617,500 0 0 DTE Energy Trust II PFD 23334U201 1,139 44,000 X 1,2 44,000 0 0 Daktronics Inc COM 234264109 449 16,350 X 1,2 16,350 0 0 Danaher Corp COM 235851102 7,299 102,150 X 1,2 102,150 0 0 Darling International Inc COM 237266101 4,032 620,250 X 1,2 620,250 0 0 DaVita Inc COM 23918K108 2,802 52,550 X 1,2 52,550 0 0 Dearborn Bancorp Inc COM 24242R108 6,111 349,772 X 1,2 349,772 0 0 Dell Inc COM 24702R101 1,857 80,000 X 1,2 80,000 0 0 Delta Petroleum Corp COM 247907207 2,566 111,780 X 1,2 111,780 0 0 Denbury Resources Inc COM 247916208 32,504 1,091,105 X 1,2 1,091,105 0 0 Dentsply International Inc COM 249030107 9,825 300,000 X 1,2 300,000 0 0 Desert Community Bank/Calif COM 25037Y109 5,225 275,000 X 1,2 275,000 0 0 DB Capital Funding VIII PFD 25153U204 18,252 704,700 X 1,2 704,700 0 0 Deutsche Telekom ADR 251566105 136 8,253 X 1,2 8,253 0 0 Developers Diversifd Rlty REIT 251591103 1,258 20,000 X 1,2 20,000 0 0 Devon Energy Corporation PFD 25179M202 47,822 475,250 X 1,2 475,250 0 0 Diamond Foods Inc COM 252603105 6,358 381,850 X 1,2 381,850 0 0 DiamondRock Hospitality Co REIT 252784301 570 30,000 X 1,2 30,000 0 0 Diebold, Inc. 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COM 55261R108 12,474 301,743 X 1,2 301,743 0 0 MB Financial Inc COM 55264U108 18,099 502,600 X 1,2 502,600 0 0 MGI Pharma Inc COM 552880106 3,630 161,550 X 1,2 161,550 0 0 MRV Communications Inc. COM 553477100 1,142 321,710 X 1,2 321,710 0 0 MVC Capital Inc COM 553829102 4,304 275,000 X 1,2 275,000 0 0 Macerich Co/The REIT 554382101 1,247 13,500 X 1,2 13,500 0 0 Mack-Cali Realty Corp. 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COM 587200106 1,868 114,300 X 1,2 114,300 0 0 MERCK & CO INC COM 589331107 5,646 127,815 X 1,2 127,215 0 600 Meredith Corp COM 589433101 132 2,300 X 1,2 2,300 0 0 Merrill Lynch & Co Inc COM 590188108 41,333 506,100 X 1,2 506,100 0 0 M Lynch PFDed Cp Trst III PFD 59021F206 28,211 1,114,617 X 1,2 1,114,617 0 0 ML PFDed Capital Trust IV PFD 59021G204 16,494 647,852 X 1,2 647,852 0 0 Merrill Mrchnts Bncshrs Inc COM 59021H103 2,404 78,173 X 1,2 78,173 0 0 M Lynch PFDed Cap Trst PFD 59021K205 26,607 1,028,500 X 1,2 1,028,500 0 0 Merrill Lynch PFD 59021V839 5,652 217,050 X 1,2 217,050 0 0 Metlife Inc COM 59156R108 12,466 197,400 X 1,2 197,400 0 0 Metlife Inc PFD 59156R405 237 9,500 X 1,2 9,500 0 0 Metlife Inc 6.5% Ser B PFD 59156R603 120,190 4,583,900 X 1,2 4,583,900 0 0 Microsoft Corp COM 594918104 35,827 1,285,508 X 1,2 1,229,716 0 55,791 Microchip Technology Inc COM 595017104 37,127 1,044,936 X 1,2 973,035 220 71,681 MICRUS ENDOVASCULAR CORP COM 59518V102 1,716 72,000 X 1,2 72,000 0 0 The Middleby Corporation COM 596278101 481 3,650 X 1,2 3,650 0 0 Miramar Mining Corporation COM 60466E100 8,463 1,789,290 X 1,2 1,789,290 0 0 Modtech Holdings Inc COM 60783C100 2,000 637,017 X 1,2 637,017 0 0 Monongahela Powr Pfd Srs D PFD 610202509 2,418 24,931 X 1,2 24,931 0 0 Monster Worldwide Inc COM 611742107 1,229 25,950 X 1,2 25,950 0 0 Morgan Stanley COM 617446448 18,245 231,655 X 1,2 231,655 0 0 Morgan Stanley Cap Trst III PFD 617460209 30,446 1,223,204 X 1,2 1,223,204 0 0 Morgan Stanley Cap Tr VI PFD 617461207 7,713 300,000 X 1,2 300,000 0 0 Morgan Stanley Cap Trst IV PFD 617462205 12,850 517,925 X 1,2 517,925 0 0 Morgan Stanley Cap Trst V PFD 617466206 16,067 673,400 X 1,2 673,400 0 0 Morgan Stanley Cap Trst II PFD 61747N109 7,001 275,200 X 1,2 275,200 0 0 Motient Corp COM 619908304 1,236 146,250 X 1,2 146,250 0 0 NDS Group COM 628891103 1,139 22,800 X 1,2 22,800 0 0 NMT Medical Inc COM 629294109 17,267 1,269,652 X 1,2 1,269,652 0 0 NYMEX Holdings Inc COM 62948N104 6,788 50,000 X 1,2 50,000" 0 0 Nasdaq Stock Market Inc COM 631103108 25,540 868,410 X 1,2 868,410 0 0 Nastech Pharmaceutical Co COM 631728409 3,228 299,150 X 1,2 299,150 0 0 National Fuel Gas Company COM 636180101 28,465 658,000 X 1,2 658,000 0 0 NATL RURAL UTL 6.75% PFD 637432709 207 8,200 X 1,2 7,900 0 300 Natural Rural Utility CFC PFD 637432873 232 9,800 X 1,2 9,800 0 0 Natural Resrce Prtnrs L.P COM 63900P103 381 5,666 X 1,2 5,666 0 0 Natural Resrce Prtnrs L.P COM 63900P509 761 11,333 X 1,2 11,333 0 0 Nektar Therapeutics COM 640268108 6,779 519,050 X 1,2 519,050 0 0 Neurometrix Inc COM 641255104 4,545 468,100 X 1,2 468,100 0 0 Neustar Inc Class A COM 64126X201 16 560 X 1,2 560 0 0 ATA Holdings Inc COM 642014104 301 20,062 X 1,2 20,062 0 0 ATA Holdings WARRANTS WTS 642014112 60 11,942 X 1,2 11,942 0 0 New ATA Holdings Inc COM 642034104 5,262 350,779 X 1,2 350,779 0 0 Newfield Exploration Co COM 651290108 4,794 114,948 X 1,2 114,948 0 0 Newmont Mining Corp COM 651639106 42,311 1,007,650 X 1,2 1,007,650 0 0 Nexen Inc PFD 65334H508 129,022 5,032,063 X 1,2 5,032,063 0 0 Nike Inc COM 654106103 56,337 530,178 X 1,2 498,633 105 31,440 NiSource Inc. 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COM 743815102 12,138 511,700 X 1,2 511,700 0 0 Prudential Financial Inc COM 743859100 14,938 454,603 X 1,2 454,603 0 0 Public Svc Elec & Gas Co PFD 744320102 34,507 382,310 X 1,2 382,310 0 0 Public Servic Elec & Gas PFD 744567306 406 5,000 X 1,2 5,000 0 0 Pub Srvce Elc & Gas Co 4.3% PFD 744567405 5,732 69,477 X 1,2 69,477 0 0 Public Srvce Elec & Gas Co PFD 744567504 687 8,280 X 1,2 8,280 0 0 Public Svc Elec & Gas Co PFD 744567603 4,957 53,442 X 1,2 53,442 0 0 Public Service Elec & Gas PFD 744567702 2,167 22,930 X 1,2 22,930 0 0 Public Service Entrprse Grp COM 744567710 13,553 131,425 X 1,2 131,425 0 0 Public Storage Inc. REIT 744573106 31,190 375,600 X 1,2 375,600 0 0 Public Storage PFD 74460D109 2,494 26,348 X 1,2 26,348 0 0 Public Storage PFD 74460D380 149 6,000 X 1,2 6,000 0 0 Public Storage Inc PFD 74460D430 493 20,000 X 1,2 20,000 0 0 Public Storage Inc PFD 74460D554 1,369 55,000 X 1,2 55,000 0 0 Public Storage Inc PFD 74460D570 15,643 630,000 X 1,2 630,000 0 0 Quadra Realty Trust Inc COM 74460D588 24,949 989,273 X 1,2 989,273 0 0 Qualcomm Inc COM 746945104 782 60,000 X 1,2 60,000 0 0 Quality Systems Inc COM 747525103 517 12,108 X 1,2 12,108 0 0 QUESTAR CORP COM 747582104 2,446 61,150 X 1,2 61,150 0 0 Quicklogic Corp COM 748356102 1,108 12,423 X 1,2 7,823 0 4,600 Quicksilver Resources Inc COM 74837P108 21 7,500 X 1,2 7,500 0 0 Quixote Corporation COM 74837R104 443 11,150 X 1,2 11,150 0 0 RAB Holdings PFDed PFD 749056107 6,259 312,950 X 1,2 312,950 0 0 RAB Holdings COM 749542981 13 86 X 1,2 86 0 0 RF Micro Devices Inc. COM 749542999 0 204 X 1,2 204 0 0 Raven Industries Inc COM 749941100 4,211 676,000 X 1,2 676,000 0 0 RAYMOND JAMES FINANCIAL IN COM 754212108 10,168 362,497 X 1,2 362,497 0 0 Red Hat Inc COM 754730109 1,783 59,925 X 1,2 59,925 0 0 Regeneration Technologs Inc COM 756577102 28 1,200 X 1,2 1,200 0 0 Regions Financial Corp COM 75886N100 3,723 513,500 X 1,2 513,500 0 0 ResMed Inc COM 7591EP100 105,315 2,977,513 X 1,2 2,977,513 0 0 Riata Energy Inc COM 761152107 16,985 337,200 X 1,2 337,200 0 0 Rohm & Haas Co COM 762517100 8,100 450,000 X 1,2 450,000 0 0 Roper Industries Inc COM 775371107 35,710 690,443 X 1,2 653,603 120 36,720 Rosetta Resources Inc COM 776696106 4,555 83,000 X 1,2 83,000 0 0 Royal Bnk of Sctlnd Grp PL PFD 777779307 8,164 397,445 X 1,2 397,445 0 0 Royal Bnk of Sctlnd Grp PlC PFD 780097770 511 20,000 X 1,2 20,000 0 0 Royal Bnk of Sctlnd Grp PLC PFD 780097788 73,721 3,036,300 X 1,2 3,036,300 0 0 Rural Cellular Corp. PFD 780097796 289 11,200 X 1,2 11,200 0 0 Rrl Cllulr Crp 12.25% 05/11 PFD 781904305 666 533 X 1,2 533 0 0 S&T Bancorp Inc COM 781904404 29,906 26,642 X 1,2 26,642 0 0 SEI Investments COM 783859101 5,111 154,700 X 1,2 154,700 0 0 SL Green Realty Corp REIT 784117103 569 9,450 X 1,2 9,450 0 0 SLM Corp COM 78440X101 2,881 21,000 X 1,2 21,000 0 0 SLM Corp PFD 78442P106 12,943 316,450 X 1,2 316,450 0 0 SLM Corp PFD 78442P205 31,045 577,590 X 1,2 577,590 0 0 SRA International Inc COM 78442P304 8,604 353,795 X 1,2 353,795 0 0 Strats-Dominion PFD 78464R105 339 13,900 X 1,2 13,900 0 0 SVB Financial Group COM 78478P202 731 30,500 X 1,2 30,500 0 0 Sadia SA-ADR ADR 78486Q101 39,951 822,200 X 1,2 822,200 0 0 SafeNet Inc COM 786326108 20,740 550,876 X 1,2 550,876 0 0 Sndrs Morris Harris Grp Inc COM 78645R107 5,844 206,500 X 1,2 206,500 0 0 SanDisk Corp COM 80000Q104 1,879 176,400 X 1,2 176,400 0 0 Put Sandisk Corp OPTION 80004C101 4,141 94,550 X 1,2 94,550 0 0 Sandy Spring Bancorp Inc COM 80004C8PX 154 17,900 X 1,2 17,900 0 0 Santarus Inc COM 800363103 1,395 40,271 X 1,2 40,271 0 0 Banco Santander PFD 802817304 3,235 459,450 X 1,2 459,450 0 0 Sasol Ltd ADR 80281R300 14,003 550,000 X 1,2 550,000 0 0 Scana Corp New COM 803866300 930 28,145 X 1,2 28,145 0 0 Schering-Plough Corp COM 80589M102 15,649 362,500 X 1,2 362,500 0 0 Schlumberger Ltd COM 806605101 2,598 101,850 X 1,2 101,850 0 0 Seaboard Corp COM 806857108 12,014 173,860 X 1,2 170,610 0 3,250 SeaChange International Inc COM 811543107 6,351 2,810 X 1,2 2,810 0 0 Seacoast Banking Corp of FL COM 811699107 4,959 609,200 X 1,2 609,200 0 0 Seabridge Gold Inc COM 811707306 14,017 618,310 X 1,2 618,310 0 0 Security Bank Corp COM 811916105 1,323 90,650 X 1,2 90,650 0 0 Select Comfort Corporation COM 814047106 6,394 317,500 X 1,2 317,500 0 0 SenoRx Inc COM 81616X103 9,899 556,150 X 1,2 556,150 0 0 Sepracor Inc COM 81724W104 5,123 625,500 X 1,2 625,500 0 0 Shire PLC ADR ADR 817315104 396 8,500 X 1,2 8,500 0 0 Silver Standard Rsrces Inc COM 82481R106 30,084 486,017 X 1,2 486,017 0 0 Simon Property Group Inc REIT 82823L106 56,871 1,631,424 X 1,2 1,631,424 0 0 SiRF Technology Hldngs Inc COM 828806109 5,003 44,970 X 1,2 44,970 0 0 Sky Financial Group Inc COM 82967H101 419 15,100 X 1,2 15,100 0 0 Skillsodt PLC - ADR COM 83080P103 19,899 740,850 X 1,2 740,850 0 0 Smith International Inc COM 830928107 377 45,150 X 1,2 45,150 0 0 Smithtown Bancorp COM 832110100 17,581 365,900 X 1,2 365,900 0 0 Somanetics Corp COM 832449102 1,287 49,500 X 1,2 49,500 0 0 Sonosite Inc COM 834445405 13,622 683,150 X 1,2 683,150 0 0 Sony Corp ADR 83568G104 15,498 548,400 X 1,2 548,400 0 0 Sotheby's COM 835699307 159 3,149 X 1,2 3,149 0 0 Sonus Networks Inc COM 835898107 5,493 123,500 X 1,2 123,500 0 0 South Carolina Elec & Gas PFD 835916107 54 6,700 X 1,2 6,700 0 0 South Financial Group Inc COM 837004829 25,604 255,000 X 1,2 255,000 0 0 South Street Financial Corp.COM 837841105 5,703 230,700 X 1,2 230,700 0 0 Southcoast Financial Corp COM 840468102 812 95,000 X 1,2 95,000 0 0 Southern Cal Edison PFD 84129R100 5,000 224,000 X 1,2 224,000 0 0 Southern Cal Ed PFD 842400731 16,520 160,000 X 1,2 160,000 0 0 Southern Co/The COM 842400749 40,274 394,000 X 1,2 394,000 0 0 Southern Corp Trust VI PFD 842587107 22,481 613,400 X 1,2 613,400 0 0 Southern Union Company COM 84264C207 2,294 91,300 X 1,2 91,300 0 0 Southern Union Co. PFD 844030106 6,898 226,979 X 1,2 226,979 0 0 Southern Union Co PFD 844030601 63,053 2,425,100 X 1,2 2,425,100 0 0 Southwest Gas Capital II PFD 844030809 1,394 25,000 X 1,2 25,000 0 0 Southwestern Energy Co COM 844891200 40,088 1,571,450 X 1,2 1,571,450 0 0 Sovereign Bancorp Inc. COM 845467109 27,793 678,200 X 1,2 678,200 0 0 Sovereign Bancorp PFD 845905108 8,090 318,000 X 1,2 318,000 0 0 Sovereign Capital Trust V PFD 845905405 11,761 430,000 X 1,2 430,000 0 0 Spectra Energy Corp-W/I COM 84604V204 5,856 221,400 X 1,2 221,400 0 0 Spectrum Pharmaceuticals COM 847560109 38,398 1,461,678 X 1,2 1,461,678 0 0 Sprint Nextel Corporation COM 84763A108 2,132 340,000 X 1,2 340,000 0 0 Stancorp Financial Group COM 852061100 25,401 1,339,701 X 1,2 1,339,701 0 0 Stantec Inc COM 852891100 1,475 30,000 X 1,2 30,000 0 0 Staples COM 85472N109 3,568 130,650 X 1,2 130,650 0 0 Put Starbucks Corp OPTION 855030102 1,292 50,000 X 1,2 50,000 0 0 Starwoods Hotels and Resrts COM 8552448PF 27 133,700 X 1,2 133,700 0 0 State Street Corp COM 85590A401 7,095 109,400 X 1,2 109,400 0 0 Station Casinos Inc COM 857477103 130,074 2,008,860 X 1,2 1,971,415 110 37,335 Sterling Bancshares Inc/Tx COM 857689103 91 1,050 X 1,2 1,050 0 0 Stereotaxis Inc COM 858907108 19,143 1,712,218 X 1,2 1,712,218 0 0 Put St Microelectronics OPTION 85916J102 4,223 354,850 X 1,2 354,850 0 0 Stratasys Inc COM 8610128PC 0 133,400 X 1,2 133,400 0 0 Sun Healthcare Group Inc COM 862685104 12,273 287,300 X 1,2 287,300 0 0 Suncor Energy Inc COM 866933401 1,606 130,000 X 1,2 130,000 0 0 SUNOCO INC COM COM 867229106 38,423 503,245 X 1,2 503,245 0 0 Sunrise Senior Living Inc COM 86764P109 260 3,688 X 1,2 3,688 0 0 Sunterra Corp Warrant WTS 86768K106 1,976 50,000 X 1,2 50,000 0 0 Sunterra Corp COM 86787D117 16 30,435 X 1,2 30,435 0 0 Suntrust Banks Inc COM 86787D208 317 20,188 X 1,2 20,188 0 0 Superior Energy Srvices Inc COM 867914103 90,798 1,093,419 X 1,2 1,093,419 0 0 Supertex Inc COM 868157108 12,161 352,800 X 1,2 352,800 0 0 Susquehanna Bancshares Inc. COM 868532102 12,044 362,669 X 1,2 362,669 0 0 Synovus Financial Corp. COM 869099101 999 43,093 X 1,2 43,093 0 0 Sysco Corp COM 87161C105 36,874 1,140,200 X 1,2 1,140,200 0 0 Systems Xcellence Inc COM 871829107 42,579 1,258,625 X 1,2 1,165,403 250 92,972 TCF Financial Corp. COM 871929204 2,519 133,700 X 1,2 133,700 0 0 Teco Energy Inc. COM 872275102 66,314 2,515,700 X 1,2 2,515,700 0 0 TXU Corp COM 872375100 24,455 1,421,000 X 1,2 1,421,000 0 0 Target Corporation COM 873168108 23,717 370,000 X 1,2 370,000 0 0 Taylor Capital Group Inc COM 87612E106 63,204 1,066,555 X 1,2 993,225 175 73,155 Team Inc COM 876851106 13,237 378,200 X 1,2 378,200 0 0 Tejon Ranch COM 878155100 10,196 267,250 X 1,2 267,250 0 0 Tekelec Inc COM 879080109 757 16,000 X 1,2 16,000 0 0 Telephone & Data Systems PFD 879101103 214 14,350 X 1,2 14,350 0 0 Telephone & Data Systms In PFD 879433852 26,717 1,106,300 X 1,2 1,106,300 0 0 Teva Pharmaceutcl Industrsc ADR 879433878 46,836 1,875,680 X 1,2 1,874,080 0 1,600 TETRA Technologies Inc COM 881624209 45,580 1,217,734 X 1,2 1,137,561 180 79,993 Texas Instruments Inc COM 88162F105 11,048 447,100 X 1,2 447,100 0 0 Put Texas Instruments OPTION 882508104 16,151 536,590 X 1,2 513,490 0 23,100 Texas Roadhouse Inc-Class A COM 8825088PY 6 91,300 X 1,2 91,300 0 0 Textron Inc COM 882681109 12,151 852,700 X 1,2 852,700 0 0 Theravance Inc COM 883203101 13,919 155,000 X 1,2 155,000 0 0 Thermo Fisher Scientifc Inc COM 88338T104 1,564 53,000 X 1,2 53,000 0 0 Thomas Weisel Partnrs Group COM 883556102 110 2,350 X 1,2 2,350 0 0 Thoratec Corp COM 884481102 4,832 254,050 X 1,2 254,050 0 0 3Com Corp COM 885175307 9,928 475,000 X 1,2 475,000 0 0 3SBIO ADR 885535104 10,565 2,701,940 X 1,2 2,701,940 0 0 3M Co COM 88575Y105 1,361 123,500 X 1,2 123,500 0 0 TIME WARNER Cable-A COM 88579Y101 28,838 377,310 X 1,2 344,897 90 32,323 Toreador Resources Corp COM 88732J108 12,205 325,734 X 1,2 325,734 0 0 Toronto-Dominion Bank COM 891050106 3,733 205,700 X 1,2 205,700 0 0 Toroise Capital Resources COM 891160509 13,369 221,309 X 1,2 221,309 0 0 Total SA ADR 89147N304 4,093 250,000 X 1,2 250,000 0 0 Tradestation Group Inc COM 89151E109 48,437 694,140 X 1,2 655,680 105 38,355 Trans-India Acquisitn Co-U Units 89267P105 2,002 159,000 X 1,2 159,000 0 0 TRANSACTION SYS ARCHITECTS COM 893237206 1,126 140,750 X 1,2 140,750 0 0 TransCanada Corp PFD 893416107 7,004 216,250 X 1,2 216,250 0 0 Trident Microsystems Inc COM 893526723 856 32,800 X 1,2 32,800 0 0 Trico Bancshares COM 895919108 28,414 1,416,447 X 1,2 1,416,447 0 0 UCBH Holdings Inc. COM 896095106 16,762 708,150 X 1,2 708,150 0 0 UDR Inc REIT 90262T308 11,302 606,984 X 1,2 606,984 0 0 U.S. Bancorp COM 902653104 1,133 37,000 X 1,2 37,000 0 0 USB Capital VII PFD 902973304 134,622 3,849,646 X 1,2 3,837,986 0 11,660 USB Capital VI PFD 903301208 729 30,000 X 1,2 30,000 0 0 USB Capital VIII PFD 903304202 238 10,000 X 1,2 10,000 0 0 USA Mobility Inc COM 903307205 13,031 522,500 X 1,2 522,500 0 0 US Airways Group Inc COM 90341G103 1,203 60,348 X 1,2 60,348 0 0 UMPQUA HOLDINGS CORP COM 90341W108 910 20,000 X 1,2 20,000 0 0 Union Bankshares Corp COM 904214103 25,861 966,049 X 1,2 966,049 0 0 AmerenUE PFD 905399101 1,297 50,000 X 1,2 50,000 0 0 UnionBanCal Corporation COM 906548300 887 12,262 X 1,2 12,262 0 0 United Financial Bancrp In COM 908906100 28,843 454,800 X 1,2 454,800 0 0 United Fire & Casualty Co c COM 91030R103 1,824 122,920 X 1,2 122,920 0 0 United Online Inc COM 910331107 8,094 230,400 X 1,2 230,400 0 0 United Parcel Service-Cl B COM 911268100 36 2,540 X 1,2 2,540 0 0 US Cellular PFD 911312106 589 8,395 X 1,2 2,165 0 6,230 United Technologies Corp COM 911684306 40,361 1,592,160 X 1,2 1,592,160 0 0 Univest Corp. Of PA COM 913017109 61,591 947,558 X 1,2 880,031 160 67,367 Urban Outfitters Inc COM 915271100 5,083 205,218 X 1,2 205,218 0 0 USB Capital PFD 917047102 5,302 200,000 X 1,2 200,000 0 0 Valeant Phrmctls Intrntnl COM 91731L207 3,314 130,000 X 1,2 130,000 0 0 Valley National Bancorp COM 91911X104 61 3,550 X 1,2 3,550 0 0 VANGUARD FIXED INCOME MF 919794107 2,531 100,255 X 1,2 100,255 0 0 Varian Semicndct Eqp Asscs COM 922031406 346 32,619 X 1,2 32,619 0 0 Vectren Corporation COM 922207105 3,311 62,024 X 1,2 62,024 0 0 Ventana Medical Systems COM 92240G101 21,733 759,900 X 1,2 759,900 0 0 Verizon Communications Inc COM 92276H106 394 9,400 X 1,2 9,400 0 0 Verizon New England Inc PFD 92343V104 14,311 377,407 X 1,2 367,116 0 10,291 Vertex Pharmaceuticals Inc COM 92344R201 14,185 561,800 X 1,2 561,800 0 0 VIACOM PFD 92532F100 52 1,850 X 1,2 1,850 0 0 Vineyard National Bancrp Co COM 92553P300 52,334 2,088,345 X 1,2 2,088,345 0 0 Virgin Media Inc-CW11 WTS 927426106 4,699 203,970 X 1,2 203,970 0 0 Virginia Commrce Bancrp In COM 92769L119 18 28,043 X 1,2 28,043 0 0 Virginia Electric & Pwr Coc PFD 92778Q109 7,231 334,000 X 1,2 334,000 0 0 Virginia Electric & Pwr Co PFD 927804625 4,716 45,500 X 1,2 45,500 0 0 Virginia Financial Grp Inc COM 927804633 3,090 30,200 X 1,2 30,200 0 0 Virginia Power Cap Trst II PFD 927810101 6,942 267,713 X 1,2 267,713 0 0 Vital Images Inc COM 928083203 34,111 1,335,069 X 1,2 1,335,069 0 0 Vodafone Group PLC-SP ADR 92846N104 9,946 299,050 X 1,2 299,050 0 0 Vocus INC COM 92857W209 9,519 354,375 X 1,2 354,375 0 0 Vornado Realty Trust REIT 92858J108 32 1,600 X 1,2 1,600 0 0 W H ENERGY SVCS INC COM 929042109 4,260 35,700 X 1,2 35,700 0 0 WPS Resources Corp COM 92925E108 935 20,000 X 1,2 20,000 0 0 Wachovia Corp PFD 92977V206 21,112 760,800 X 1,2 760,800 0 0 Wachovia Corp COM 929903102 154,946 2,814,645 X 1,2 2,792,396 0 22,249 Wal-Mart Stores Inc. COM 931142103 36,243 771,944 X 1,2 722,952 140 48,852 WALGREEN COMPANY COM 931422109 27,529 599,882 X 1,2 548,004 160 51,718 Warren Resources Inc COM 93564A100 2,751 211,100 X 1,2 211,100 0 0 Washington Federal Inc. COM 938824109 26,418 1,126,098 X 1,2 1,126,098 0 0 Washington Mutual Inc COM 939322103 65,110 1,612,423 X 1,2 1,612,423 0 0 Webster Financial Corp COM 947890109 3,366 70,110 X 1,2 70,110 0 0 Weingarten Realty Invstrs REIT 948741103 856 18,000 X 1,2 18,000 0 0 Wells Fargo & Co COM 949746101 144,642 4,201,051 X 1,2 4,105,067 195 95,789 Wells Fargo Cap Trst V PFD 94975T209 378 15,000 X 1,2 15,000 0 0 Wells Fargo Cap Trst IV PFD 94976Y207 10,800 426,700 X 1,2 426,700 0 0 Wells Fargo Cap Trst VI PFD 94978B205 2,848 114,100 X 1,2 114,100 0 0 West Coast Bancorp-Oregon COM 952145100 2,161 67,583 X 1,2 67,583 0 0 Westamerica Bancorporation COM 957090103 22,788 473,075 X 1,2 473,075 0 0 Western Alliance Bancorp COM 957638109 7,245 233,400 X 1,2 233,400 0 0 Western Digital Corp. COM 958102105 624 37,100 X 1,2 37,100 0 0 Whitney Holding Corp. COM 966612103 28,983 947,780 X 1,2 947,780 0 0 WILEY JOHN & SONS INC COM 968223206 493 13,067 X 1,2 0 0 13,067 Williams Cos Inc COM 969457100 42,579 1,496,100 X 1,2 1,496,100 0 0 WILLOW GROVE BANCORP COM 97111W101 740 57,386 X 1,2 9,402 0 47,984 Wilmington Trust Corp COM 971807102 26,145 620,000 X 1,2 620,000 0 0 Wisconsin Public Service PFD 976843508 5,124 49,478 X 1,2 49,478 0 0 Worldspace Inc - Class A COM 981579105 107 30,000 X 1,2 30,000 0 0 Wright Express Corp COM 98233Q105 39,194 1,292,240 X 1,2 1,292,240 0 0 Wrigley (WM.) JR Co. COM 982526105 2,139 42,000 X 1,2 42,000 0 0 Wyeth COM 983024100 26,210 523,885 X 1,2 511,075 0 12,810 XM Stllte Radio Hldngs Inc COM 983759101 37,088 2,870,600 X 1,2 2,870,600 0 0 XM Stllte Radio Hldngs Inc. WTS 98375Y130 52 9,350 X 1,2 9,350 0 0 XTO Energy Corp COM 98385X106 1,692 30,877 X 1,2 30,877 0 0 Xanadoo Co PFD 98387T301 7,857 345,350 X 1,2 345,350 0 0 Xcel Energy Inc COM 98389B100 38,418 1,556,000 X 1,2 1,556,000 0 0 Xcel Energy Inc PFD 98389B308 723 8,610 X 1,2 8,610 0 0 Xcel Energy Inc PFD 98389B506 2,728 33,691 X 1,2 33,691 0 0 Xcel Energy Inc PFD 98389B605 765 9,410 X 1,2 9,410 0 0 Xcel Energy Inc PFD 98389B704 4,714 53,900 X 1,2 53,900 0 0 Xenoport Inc COM 98411C100 139 5,000 X 1,2 5,000 0 0 Xtent Inc COM 984141101 1,123 100,000 X 1,2 100,000 0 0 Yahoo Inc COM 984332106 721 23,040 X 1,2 23,040 0 0 Yardville National Bancorp COM 985021104 3,537 97,400 X 1,2 97,400 0 0 Zenith Nationl Insrnce Crp COM 989390109 7,190 152,110 X 1,2 152,110 0 0 Zions Bancorporation COM 989701107 104,270 1,233,675 X 1,2 1,233,675 0 0 Pcf & Atlntc Hldgs Inc.7.5% PFD 99ATLATI3 0 200,144 X 1,2 200,144 0 0 Prudential Plc PFD B02FFZ2 588 22,750 X 1,2 22,750 0 0 ACE Ltd COM G0070K103 15,292 268,000 X 1,2 268,000 0 0 Allied World Assurance COM G0219G203 5,794 135,540 X 1,2 135,540 0 0 Amdocs Ltd COM G02602103 219 6,000 X 1,2 6,000 0 0 Apex Silver Mines Ltd COM G04074103 8,556 662,750 X 1,2 662,750 0 0 Assured Guaranty Ltd Co COM G0585R106 8,446 309,160 X 1,2 309,160 0 0 Axis Capital Holdings Lmtd COM G0692U109 13,154 388,480 X 1,2 388,480 0 0 Bunge Limited COM G16962105 35,153 427,550 X 1,2 427,550 0 0 Castlepoint Holdings Ltd COM G19522112 2,551 156,000 X 1,2 156,000 0 0 Endrnce Spclty Hldngs Lmtd COM G30397106 888 24,850 X 1,2 24,850 0 0 Opentv Corporation COM G67543101 108 44,150 X 1,2 44,150 0 0 ONEBEACON INSRNCE GRP LTD COM G67742109 6,526 261,030 X 1,2 261,030 0 0 PartnerRe Ltd COM G6852T105 13,934 203,300 X 1,2 203,300 0 0 Platinm Undrwrtr Hldngs Ltd COM G7127P100 8,844 275,700 X 1,2 275,700 0 0 Prudential Plc 6.5 PFD G7293H189 7,600 296,307 X 1,2 296,307 0 0 RenaissanceRE Holdings Ltd COM G7496G103 288 5,750 X 1,2 5,750 0 0 Renaissancere Holdings Ltd PFD G7498P309 10,351 434,900 X 1,2 434,900 0 0 Repsol Interntnl Cap Lmtd PFD G7513K103 9,902 390,313 X 1,2 390,313 0 0 UTI Worldwide Inc COM G87210103 356 14,500 X 1,2 14,500 0 0 Weatherford Interntnl Ltd COM G95089101 1,043 23,124 X 1,2 23,124 0 0 White Mountains Insrnce Grp COM G9618E107 1,331 2,350 X 1,2 2,350 0 0 Willis Group Holdings Ltd COM G96655108 1,217 30,750 X 1,2 30,750 0 0 Gabrielino-Tongva Exctn Inv Units GTEXECINV 90 90,000 X 1,2 90,000 0 0 Gabrielino-Tongva Gming Rev Units GTGAMING1 125 125,000 X 1,2 125,000 0 0 Alcon Inc COM H01301102 320 2,425 X 1,2 2,425 0 0 UBS AG-New COM H89231338 45,320 762,570 X 1,2 762,570 0 0 Access Intgrtd Tech Warrant WTS JHFAIXWPP 0 75,000 X 1,2 75,000 0 0 Frst Amrcn Fincl Hldngs Inc COM JHFFAMFPP 2,991 300,000 X 1,2 300,000 0 0 Grtr Lakes Carbon USA Inc Units JHFGLCCAR 17,519 1,456,241 X 1,2 1,456,241 0 0 ELCTRO-OPTCL SCIENCS WARRNT WTS JHFMELAWW 0 39,474 X 1,2 39,474 0 0 Planet Hollywood Warrants WTS JHFPHWARR 0 2,816 X 1,2 2,816 0 0 Force Protection Inc COM JHFRPT/PP 32,406 1,727,400 X 1,2 1,727,400 0 0 Silver Slipper Warrants WTS JHFSSLIWW 0 1,929 X 1,2 1,929 0 0 Katanga Mining Warrants WTS KATWTS850 552 80,000 X 1,2 80,000 0 0 Rosetta Genomics Ltd COM M82183100 645 95,000 X 1,2 95,000 0 0 AERCAP HOLDINGS NV COM N00985106 8,803 302,400 X 1,2 302,400 0 0 Diana Shipping Inc COM Y2066G104 2,642 150,000 X 1,2 150,000 0 0 __________ 977 13,393,535
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