-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjE57aKERmDC1eJVdMFyUSm+U2PFDnbN5kt6CIRPq61AeTFfOpJg2iPGkQamiKnJ 6xN9Gq9YgJzbxCetvk2g0A== 0000898432-09-000235.txt : 20090224 0000898432-09-000235.hdr.sgml : 20090224 20090223173816 ACCESSION NUMBER: 0000898432-09-000235 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090224 DATE AS OF CHANGE: 20090223 EFFECTIVENESS DATE: 20090224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 09628995 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR/A 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ----------------- Check here if Amendment /X/; Amendment Number: -------------------- This Amendment (Check only one.): /X/ is a restatement. adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC ------------------------------------------------------ 666 Fifth Avenue ------------------------------------------------------ 37th Floor ------------------------------------------------------ New York, NY 10103 ------------------------------------------------------ Form 13F File Number: 28-12251 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III ------------------------------------------------- Title: Managing Member ------------------------------------------------- Phone: (212) 808-7430 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY February 13, 2009 [Signature] [City, State] [Date] - ------------------------------ ------------------- ---------------------- /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- 06273 Graham Partners, L.P. ------------------ ----------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------------------- Form 13F Information Table Entry Total: 61 ------------------------- Form 13F Information Table Value Total: 40,930 ------------------------- (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- --------- ----------- -------- ----------------------- ------------ -------- ----------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- --------- ----------- -------- --------- ------ ---- ------------- -------- ---- --------- ------- 8x8 INC NEW COM 282914100 225 471,000 SH Shared-Defined 1 471,000 ACTEL CORP COM 004934105 1,644 140,300 SH Shared-Defined 1 140,300 ACTIVIDENTITY PUT 00504W950 2,238 125,000 PUT Shared-Defined 1 125,000 ATMI INC COM 00207R101 540 35,000 SH Shared-Defined 35,000 BLACKBOARD INC BBBB 07/01/27 3.25% NOTE 091935AA4 1,206 1,500,000 SH Shared-Defined 1,500,000 CHECK POINT SOFTWARE TECH LT ORD M22465104 380 20,000 SH Shared-Defined 20,000 CIENA CORP CIEN ..250000% 05/01/2013 NOTE 171779AB7 613 1,250,000 SH Shared-Defined 1,250,000 CISCO SYS INC COM 17275R102 1,434 88,000 SH Shared-Defined 1 88,000 CLEARONE COMMUNICATIONS INC COM 185060100 469 119,333 SH Shared-Defined 1 119,333 CLICKSOFTWARE TECHNOLOGIES L ORD M25082104 37 20,000 SH Shared-Defined 20,000 COGENT COM GROUP INC COM NEW 19239V302 1,469 225,000 SH Shared-Defined 225,000 CORNING INC COM 219350105 1,144 120,000 SH Shared-Defined 1 120,000 COVENTRY HEALTH CARE INC COM 222862104 856 57,500 SH Shared-Defined 57,500 CROWN HOLDINGS INC COM 228368106 576 30,000 SH Shared-Defined 30,000 CYBERSOURCE CORP COM 23251J106 480 40,000 SH Shared-Defined 40,000 DIODES INC COM 254543AA9 548 90,500 SH Shared-Defined 90,500 DIODES INC DIOD @ 2.25% 10/01/2026 NOTE 254543AA9 889 1,500,000 SH Shared-Defined 1,500,000 EASYLINK SERVICES INTL CL A 277858106 79 58,750 SH Shared-Defined 58,750 GLAXOSMITHKLINE PLC SPONS ADR 37733N105 559 15,000 SH Shared-Defined 15,000 GOOGLE INC CL A 38259P508 377 1,225 SH Shared-Defined 1,225 HOME DEPOT INC COM 437076102 817 35,500 SH Shared-Defined 35,500 IKANOS COMMUNICATIONS COM 45173E105 21 16,424 SH Shared-Defined 16,424 INTEL CORP COM 458140100 953 65,000 SH Shared-Defined 1 65,000 INTERSIL CORP CL A 460695109 698 76,000 SH Shared-Defined 76,000 INTUIT COM 461202103 1,071 45,000 SH Shared-Defined 45,000 JUNIPER NETWORKS INC COM 48203R904 700 40,000 SH Shared-Defined 40,000 LAWSON SOFTWARE INC LWSN 4/2012 2.5% NOTE 52078PAAO 1,17 1,500,000 SH Shared-Defined 1,500,000 LIONBRIDGE TECHNOLOGIES INC COM 536252109 250 200,000 SH Shared-Defined 1 200,000 MASTERCARD INC CL A 57636Q104 1,001 7,000 SH Shared-Defined 7,000 MAXTOR CORP STX 04/30/2010 6.800000% NOTE 577729ACO 457 500,000 SH Shared-Defined 500,000 MELLANOX TECHNOLOGIES LTD SHS M51363113 1,041 132,500 SH Shared-Defined 132,500 MICROSOFT CORP COM 594918104 1,555 80,000 SH Shared-Defined 1 80,000 MICROTUNE INC DEL COM 59514P109 377 185,000 SH Shared-Defined 1 185,000 MIPS TECHNOLOGIES INC COM 604567107 1,110 1,000,000 SH Shared-Defined 1,000,000 MKS INSTRUMENT INC COM 55306N104 740 50,000 SH Shared-Defined 1 50,000 MKTG INC COM 60688K108 226 156,649 SH Shared-Defined 156,649 MONOLITHIC PWER SYS INC COM 609839105 252 20,000 SH Shared-Defined 20,000 NET SERVICOS DE COMUNICACO SPON ADR 64109T201 873 150,000 SH Shared-Defined 1 150,000 NETWORK APPLIANCE INC COM 64120L104 405 29,000 SH Shared-Defined 1 29,000 NII HLDGS INC CL B NEW 62913F201 364 20,000 SH Shared-Defined 1 20,000 NUVEEN FLTNG RTC INCM COM OPP FD SHS 6706EN100 604 100,000 SH Shared-Defined 100,000 O2MICRO INTERNATIONAL LTD SPON ADR 67107W100 196 100,000 SH Shared-Defined 100,000 PAYCHEX INC COM 704326107 460 17,500 SH Shared-Defined 1 17,500 PEGASYSTEMS INC COM 705573103 247 20,000 SH Shared-Defined 20,000 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 125 100,000 SH Shared-Defined 100,000 PHOENIX TECHNOGY LTD COM 71903M10 525 150,000 SH Shared-Defined 150,000 RENT A CTR INC NEW COM 76009N100 600 34,000 SH Shared-Defined 1 34,000 SALARYCOM COM 794006106 219 100,000 SH Shared-Defined 1 100,000 SELECTICA IN COM 816288104 233 277,594 SH Shared-Defined 1 277,594 SKECHERS USA INC CL A 830566105 897 70,000 SH Shared-Defined 70,000 SONICWALL INC COM 835470105 1,373 345,000 SH Shared-Defined 1 345,000 SOUNDBITE COMMUNICATIONS INC COM 836091108 163 125,000 SH Shared-Defined 1 125,000 SPSS INC SPSS 03/15/2012 2.500000% NOTE 78462KAB8 1,162 1,500,000 SH Shared-Defined 1,500,000 STAR BUFFET INC COM 855086104 153 74,853 SH Shared-Defined 1 74,853 TERADYNE INC COM 880770102 633 150,000 SH Shared-Defined 150,000 TESSERA TECHNOLOGIES INC COM 88164L100 950 80,000 SH Shared-Defined 80,000 TEXAS INSTRS COM 882508104 389 25,000 SH Shared-Defined 25,000 VERISIGN INC COM 92343E102 878 46,000 SH Shared-Defined 46,000 VIRTUSA GROUP COM 92827P102 846 150,000 SHSH Shared-Defined 1 150,000 VISA INC COM CLA 92826C839 918 17,500 SH Shared-Defined 17,500 VISHAY INTERTECHNOLOGY INC COM 928298108 685 200,300 SH Shared-Defined 1 200,300
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