-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RrZvhvdFJTt1O7d6KA+r+aQePHglq7iIh86vwQ9aSLDi/K0l731muFmmVOOqrYM2 Ui8SRyxZ8Dh5QufgRbynsw== 0000225602-00-000010.txt : 20000216 0000225602-00-000010.hdr.sgml : 20000216 ACCESSION NUMBER: 0000225602-00-000010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE PACIFIC INDUSTRIES INC/MN CENTRAL INDEX KEY: 0000852426 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 411642846 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-40551 FILM NUMBER: 546040 BUSINESS ADDRESS: STREET 1: 2430 METROPOLITAN CENTRE STREET 2: 333 S SEVENTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123719650 MAIL ADDRESS: STREET 1: 2430 METROPOLITAN CENTRE STREET 2: 333 S SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: BLACK HAWK HOLDINGS INC /MN/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BHH INC DATE OF NAME CHANGE: 19891019 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Eagle Pacific Industries Inc. ________________________________________________________________________ (Name of Issuer) Common ________________________________________________________________________ (Title of Class of Securities) 269719100 _______________________________ (CUSIP Number) December 31, 1999 ________________________________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages CUSIP No. 269719100 _______________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Massachusetts Mutual Life Insurance Company 04-1590850 _______________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) __x____ ________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________ 4 CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF SHARES 238,836 Common Shares ____________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH Not applicable ____________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 238,836 Common Shares ____________________________________________________ 8 SHARED DISPOSITIVE POWER Not applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 238,836 Common Shares _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.2% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON IC (Insurance Company) Page 2 of 9 Pages CUSIP No. 269719100 _______________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MassMutual Corporate Investors 04-2483041 _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) __x____ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF SHARES 197,040 Common Shares ____________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH Not applicable ____________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 197,040 Common Shares ____________________________________________________ 8 SHARED DISPOSITIVE POWER Not applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 197,040 Common Shares _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.8% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON IV (Investment Company) _________________________________________________________________________ Page 3 of 9 Pages CUSIP No. 269719100 ________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MassMutual Participation Investors 04-3025730 _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) __x____ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF SHARES 101,505 Common Shares ____________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH Not Applicable ____________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 101,505 Common Shares ____________________________________________________ 8 SHARED DISPOSITIVE POWER Not Applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 101,505 Common Shares _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.9% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON IV (Investment Company) _________________________________________________________________________ Page 4 of 9 Pages CUSIP No. 269719100 ________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MassMutual Corporate Value Partners Ltd _________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) __x____ _________________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________________ 4 CITIZENSHIP OF PLACE OF ORGANIZATION Cayman Islands _________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF SHARES 59,709 Common Shares ____________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH Not Applicable ____________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 59,709 Common Shares ____________________________________________________ 8 SHARED DISPOSITIVE POWER Not Applicable _________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,709 Common Shares _________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable _________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.6% _________________________________________________________________________ 12 TYPE OF REPORTING PERSON CO (Corporation) _________________________________________________________________________ Page 5 of 9 Pages ITEM 1(a). Name of Issuer: Eagle Pacific Industries Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices: 333 South Seventh Street Suite 2430 Minneapolis, MN 55402 ITEM 2(a). Name of Person Filing: This statement is filed on behalf of Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors, and MassMutual Corporate Value Partners Ltd. which together may be regarded as a group for the purpose of this statement. This statement is signed on behalf of the aforementioned parties, and therefore, it does not include a separate agreement providing for a joint filing. ITEM 2(b). Address of Principal Business Office: MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL CORPORATE INVESTORS 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL PARTICIPATION INVESTORS 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL CORPORATE VALUE PARTNERS LTD. Cayman Islands ITEM 2(c). Citizenship MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY is organized under the laws of the Commonwealth of Massachusetts MASSMUTUAL CORPORATE INVESTORS is organized under the laws of the Commonwealth of Massachusetts MASSMUTUAL PARTICIPATION INVESTORS is organized under the laws of the Commonwealth of Massachusetts MASSMUTUAL CORPORATE VALUE PARTNERS LTD. is organized under the laws of Cayman Islands ITEM 2(d). Title of Class of Securities: Common Stock Page 6 of 9 Pages ITEM 2(e). CUSIP NUMBER: 269719100 ITEM 3. This statement is filed pursuant to Rule 13d-1(b) by Massachusetts Mutual Life Insurance Company, an insurance company as defined in Section 3(a)(19); MassMutual Corporate Investors, an investment company registered under Section 8 of the Investment Company Act of 1940; MassMutual Participation Investors, an investment company registered under Section 8 of the Investment Company Act of 1940; and MassMutual Corporate Value Partners Ltd., a corporation which together may be regarded as a group pursuant to Rule 13d-1(b)(ii)(H). ITEM 4. Ownership: (a) Amount Beneficially Owned: Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors, and MassMutual Corporate Value Partners ltd. own respectively 238,836, 197,040, 101,505 and 59,709 warrants exercisable into 238,836, 197,040, 101,505 and 59,709 shares of common stock. The filing of this statement shall not be construed as an admission that Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors, and MassMutual Corporate Value Partners Ltd. are for the purposes of sections 13(d) and 13(g) of the Securities Exchange Act of 1934, the beneficial owners of any common stock of the issuer. (b) Percent of Class: Percentage of ownership is calculated as follows: 597,090 shares common / 10,747,615 fully diluted shares outstanding = 5.6% (c) Powers: Massachusetts Mutual Life Insurance Company, MassMutual Corporate Investors, MassMutual Participation Investors, and MassMutual Corporate Value Partners Ltd. have sole power to vote or dispose of respectively 238,836, 197,040, 101,505, and 59,709 shares of common stock. Page 7 of 9 Pages ITEM 5. Ownership of Five Percent or Less of a Class: Not Applicable ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Note applicable ITEM 8. Identification and Classification of Members of the Group: Not applicable ITEM 9. Notice of Dissolution of the Group: Not applicable ITEM 10. Certification: By signing below, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, MASSMUTUAL CORPORATE INVESTORS, MASSMUTUAL PARTICIPATION INVESTORS and MASSMUTUAL CORPORATE VALUE PARTNERS LTD. certify to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 8 of 9 Pages After reasonable inquiry and to the best of my knowledge and belief, MASSACHUSETTS MUTUTAL LIFE INSURANCE COMPANY, MASSMUTUAL CORPORATE INVESTORS, MASSMUTUAL PARTICIPATION INVESTORS, and MASSMUTUAL CORPORATE VALUE PARTNERS LTD. certify that the information set forth in this statement is true, complete and correct. February 15, 2000 February 15,2000 MASSACHUSETTS MUTUAL MASSMUTUAL CORPORATE LIFE INSURANCE COMPANY INVESTORS By: /signature/ By: /signature/ Charles C. McCobb Jr. Charles C. McCobb Jr. Managing Director Managing Director February 15, 2000 February 15, 2000 MASSMUTUAL PARTICIPATION MASSMUTUAL CORPORATE INVESTORS VALUE PARTNERS LTD. By: /signature/ By: /signature/ Charles C. McCobb Jr. Charles C. McCobb Jr. Managing Director Managing Director Page 9 of 9 Pages -----END PRIVACY-ENHANCED MESSAGE-----