-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N5YPiTK624t/KR922MphzK3UhvkSpS4AiD9DpmlTeORN4E/8Cp4Sf8pJoQvPo9hF /L1k8t7737gPu9+vIZ4S8A== 0001144204-07-059601.txt : 20071109 0001144204-07-059601.hdr.sgml : 20071109 20071109113346 ACCESSION NUMBER: 0001144204-07-059601 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 EFFECTIVENESS DATE: 20071109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS INVESTMENTS /CA CENTRAL INDEX KEY: 0000948669 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05022 FILM NUMBER: 071229159 BUSINESS ADDRESS: STREET 1: ONE MARKET STEUART TOWER STREET 2: STE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: PARNASSUS INVESTMENTS/CA STREET 2: ONE MARKET STEUART TOWER., STE. 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 v092882_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/07 Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Parnassus Investments Address: One Market - Steuart Tower #1600 San Francisco, CA 94105 Form 13F File Number: 28-05022 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra A. Early Title: Chief Financial Officer Phone: (415) 778-0200 Signature, Place, and Date of Signing: /S/ Debra A. Early San Francisco, CA 11/9/07 - ----------------------- ------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 127 Form 13F Information Table Value Total: 1,191,086 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
PAGE: 1 OF: 5 FORM 13F NAME OF REPORTING MANAGER: Parnassus Investments #28-05022 DATE:09/30/07 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT DISCRETION MANAGER VOTING AUTHORITY NUMBER VALUE PRINC. AMT. SOLE SHARED OTHER SOLE SHARED NONE Amgen Inc. CONV CONVERTIBLE 031162AQ3 1,818 2,000,000 X 2000000 0.375% Due 2/1/13 Intel Corp CONV CONVERTIBLE 458140AD2 1,035 1,000,000 X 1000000 2.950% Due 12/15/35 Maxtor Corp CONV CONVERTIBLE 577729AC0 1,635 1,500,000 X 1500000 6.800% Due 4/30/2010 ACI Worldwide, Inc. COMMON STOCK 004498101 10,639 476,000 X 476000 Adobe Systems Inc COMMON STOCK 00724F101 4,388 100,500 X 100500 American Eagle Inc. COMMON STOCK 02553E106 8,288 315,000 X 315000 AFLAC Incorporated COMMON STOCK 001055102 21,476 376,500 X 376500 Akamai Technologies COMMON STOCK 00971T101 9,941 346,000 X 346000 Altera Corporation COMMON STOCK 021441100 7,431 308,600 X 308600 Applied Materials COMMON STOCK 038222105 4,140 200,000 X 200000 AMB Property Corp. COMMON STOCK 00163T109 2,392 40,000 X 40000 Apache Corporation COMMON STOCK 037411105 43,229 480,000 X 480000 Avocent Corporation COMMON STOCK 053893103 2,140 73,500 X 73500 American Express Co. COMMON STOCK 025816109 9,796 165,000 X 165000 Bed Bath & Beyond COMMON STOCK 075896100 3,545 103,900 X 103900 Build-A-Bear Inc. COMMON STOCK 120076104 266 15,000 X 15000 Best Buy Co., COMMON STOCK 086516101 2,669 58,000 X 58000 BEA Systems, Inc. COMMON STOCK 073325102 11,318 816,000 X 816000 WR Berkley Corp COMMON STOCK 084423102 19,689 664,500 X 664500 Bright Horizons Fam COMMON STOCK 109195107 707 16,500 X 16500 Barr Pharmaceuticals COMMON STOCK 068306109 8,793 154,500 X 154500 Caterpillar Inc. COMMON STOCK 149123101 5,098 65,000 X 65000 Cognex Corporation COMMON STOCK 192422103 870 49,000 X 49000 Chemed Corp COMMON STOCK 16359R103 25,318 407,300 X 407300 Ciena Corp COMMON STOCK 171779309 12,148 319,000 X 319000 Cascade Microtech COMMON STOCK 147322101 544 54,800 X 54800 Cisco Systems, Inc. COMMON STOCK 17275R102 28,044 847,000 X 847000 Cognizant Technology COMMON STOCK 192446102 5,983 75,000 X 75000 Solutions Corp. Citrix Systems Inc. COMMON STOCK 177376100 19,696 488,500 X 488500 Quest Diagnostics COMMON STOCK 74834L100 5,777 100,000 X 100000 DR Horton Inc. COMMON STOCK 23331A109 355 27,700 X 27700 Danaher Corp. COMMON STOCK 235851102 20,678 250,000 X 250000 Genentech, Inc. COMMON STOCK 368710406 9,534 122,200 X 122200 Amdocs Ltd. COMMON STOCK G02602103 6,118 164,500 X 164500 Devon Energy Corp. COMMON STOCK 25179M103 5,408 65,000 X 65000 Ecolab, Inc. COMMON STOCK 278865100 12,272 260,000 X 260000 Energen Corporation COMMON STOCK 29265N108 14,280 250,000 X 250000 Endo Pharmaceuticals COMMON STOCK 29264F205 4,481 144,500 X 144500 EOG Resources Inc. COMMON STOCK 26875P101 5,425 75,000 X 75000 First Horizon Nation COMMON STOCK 320517105 2,106 79,000 X 79000 Fiserv Inc. COMMON STOCK 337738108 8,901 175,000 X 175000 Cedar Fair, L.P. COMMON STOCK 150185106 954 40,000 X 40000 Genzyme Corp. COMMON STOCK 372917104 4,647 75,000 X 75000 Graco Inc. COMMON STOCK 384109104 1,388 35,500 X 35500 Corning Inc. COMMON STOCK 219350105 2,305 93,500 X 93500 Google, Inc. COMMON STOCK 38259P508 18,153 32,000 X 32000 Gen-Probe Inc. COMMON STOCK 36866T103 9,321 140,000 X 140000 The Gap, Inc. COMMON STOCK 364760108 1,945 105,500 X 105500 Handleman Co. COMMON STOCK 410252100 31 10,000 X 10000 IBM Corporation COMMON STOCK 459200101 19,496 165,500 X 165500 Integrated Device COMMON STOCK 458118106 232 15,000 X 15000 Informatica Corp. COMMON STOCK 45666Q102 3,925 250,000 X 250000 Intel Corporation COMMON STOCK 458140100 24,709 955,500 X 955500 Intuit Inc. COMMON STOCK 461202103 13,150 434,000 X 434000 Invitrogen Corp. COMMON STOCK 46185R100 12,031 147,200 X 147200 J2 Global Telecom COMMON STOCK 46626E205 4,680 143,000 X 143000 Johnson & Johnson COMMON STOCK 478160104 57,980 882,500 X 882500 J.P. Morgan Chase COMMON STOCK 46625H100 9,164 200,000 X 200000 KB Home COMMON STOCK 48666K109 301 12,000 X 12000 K-Swiss Inc. COMMON STOCK 482686102 298 13,000 X 13000 LifeCell Corporation COMMON STOCK 531927101 451 12,000 X 12000 Linear Technology COMMON STOCK 535678106 21,624 618,000 X 618000 Lincare Holdings, In COMMON STOCK 532791100 5,607 153,000 X 153000 Lowe's Cos. Inc. COMMON STOCK 548661107 4,763 170,000 X 170000 Lattice Semiconducto COMMON STOCK 518415104 1,078 240,000 X 240000 Microchip Technology COMMON STOCK 595017104 5,521 152,000 X 152000 McKesson Corp COMMON STOCK 58155Q103 17,696 301,000 X 301000 MDU Resources Group COMMON STOCK 552690109 13,360 479,900 X 479900 McAfee Inc. COMMON STOCK 579064106 2,790 80,000 X 80000 McCormick & Co COMMON STOCK 579780206 12,604 350,400 X 350400 3M Co. COMMON STOCK 88579Y101 9,442 100,900 X 100900 Microsoft Corp. COMMON STOCK 594918104 59,936 2,034,500 X 2034500 Micron Technology COMMON STOCK 595112103 233 21,000 X 21000 Nordson Corp. COMMON STOCK 655663102 261 5,200 X 5200 Annaly Capital Mgmt COMMON STOCK 035710409 1,593 100,000 X 100000 Network Appliance COMMON STOCK 64120L104 3,579 133,000 X 133000 Novartis AG - ADR COMMON STOCK 66987V109 20,610 375,000 X 375000 Northwest NaturalGas COMMON STOCK 667655104 4,570 100,000 X 100000 Omnicare Inc. COMMON STOCK 681904108 4,539 137,000 X 137000 O2Micro Ltd. - ADR COMMON STOCK 67107W100 232 15,000 X 15000 ONEOK, Inc. COMMON STOCK 682680103 5,688 120,000 X 120000 Ormat Technologies COMMON STOCK 686688102 5,793 125,000 X 125000 Otter Tail Corp COMMON STOCK 689648103 2,674 75,000 X 75000 Omnivision Tech Inc. COMMON STOCK 682128103 8,183 360,000 X 360000 Paychex, Inc. COMMON STOCK 704326107 5,330 130,000 X 130000 Patterson Cos. Inc. COMMON STOCK 703395103 1,660 43,000 X 43000 Pfizer Inc. COMMON STOCK 717081103 26,494 1,084,500 X 1084500 The Proctor & Gamble COMMON STOCK 742718109 28,136 400,000 X 400000 ProLogis COMMON STOCK 743410102 16,720 252,000 X 252000 Plantronics, Inc. COMMON STOCK 727493108 2,864 100,300 X 100300 The PMI Group Inc. COMMON STOCK 69344M101 4,365 133,500 X 133500 Pepco Holdings Inc. COMMON STOCK 713291102 1,354 50,000 X 50000 Pharmaceutical Produ COMMON STOCK 717124101 2,268 64,000 X 64000 Powerwave Techs Inc. COMMON STOCK 739363109 8,045 1,306,000 X 1306000 Qualcomm Inc. COMMON STOCK 747525103 12,424 294,000 X 294000 Rohm and Haas Co COMMON STOCK 775371107 19,485 350,000 X 350000 Restoration Hardware COMMON STOCK 760981100 99 30,000 X 30000 IMS Health Inc. COMMON STOCK 449934108 4,382 143,000 X 143000 SAP AG - ADR COMMON STOCK 803054204 4,400 75,000 X 75000 Sigma-Aldrich Corp COMMON STOCK 826552101 9,504 195,000 X 195000 Smith International, COMMON STOCK 832110100 7,140 100,000 X 100000 SLM Corporation COMMON STOCK 78442P106 11,176 225,000 X 225000 Steris Corp COMMON STOCK 859152100 1,448 53,000 X 53000 Seagate Technology COMMON STOCK G7945J104 205 8,000 X 8000 Southern Union Co COMMON STOCK 844030106 15,555 500,000 X 500000 Sunoco, Inc COMMON STOCK 86764P109 248 3,500 X 3500 Symantec Corp COMMON STOCK 871503108 3,605 186,000 X 186000 Sysco Corp COMMON STOCK 871829107 9,805 275,500 X 275500 Teva Pharm - SP ADR COMMON STOCK 881624209 14,453 325,000 X 325000 Teleflex Incorporate COMMON STOCK 879369106 4,675 60,000 X 60000 Target Corporation COMMON STOCK 87612E106 8,048 126,600 X 126600 Tuesday Morning Corp COMMON STOCK 899035505 14,968 1,665,000 X 1665000 Tower Group Inc. COMMON STOCK 891777104 23,302 890,054 X 890054 Texas Instruments COMMON STOCK 882508104 10,703 292,500 X 292500 UnitedHealth Group COMMON STOCK 91324P102 19,130 395,000 X 395000 Ultra Petroleum Corp COMMON STOCK 903914109 5,832 94,000 X 94000 Valero Energy Corp COMMON STOCK 91913Y100 26,321 391,800 X 391800 ViroPharma Inc. COMMON STOCK 928241108 3,391 381,000 X 381000 Valeant Pharm Intl. COMMON STOCK 91911X104 7,539 487,000 X 487000 Walgreen Co. COMMON STOCK 931422109 5,007 106,000 X 106000 WD-40 Company COMMON STOCK 929236107 13,315 390,000 X 390000 Wells Fargo & Co. COMMON STOCK 949746101 13,358 375,000 X 375000 Whole Foods Market COMMON STOCK 966837106 12,142 248,000 X 248000 Waste Management Inc COMMON STOCK 94106L109 5,661 150,000 X 150000 W&T Offshore Inc. COMMON STOCK 92922P106 18,899 775,200 X 775200 XTO Energy Inc. COMMON STOCK 98385X106 21,644 350,000 X 350000 Zhone Technologies COMMON STOCK 98950P108 83 70,000 X 70000 GRAND TOTAL: 1,191,086
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