10-Q/A 1 a04-12754_210qa.htm 10-Q/A

 

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

FORM 10-Q/A

 

AMENDMENT NO. 1 TO

 

ý QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

FOR THE PERIOD ENDED JUNE 30, 2004

 

OR

 

o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

COMMISSION FILE NUMBER 0-21379

 

CUBIST PHARMACEUTICALS, INC.

(Exact name of registrant as specified in its charter)

 

DELAWARE

22-3192085

(State or other jurisdiction of

(I.R.S. Employer Identification No.)

Incorporation or organization)

 

 

 

65 HAYDEN AVENUE

LEXINGTON, MASSACHUSETTS 02421

(Address of principal executive offices)

 

 

(781) 860-8660

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý    No  o

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).  Yes ý  No o

 

Number of shares of the registrant’s Common Stock, $0.001 par value, outstanding on August 2, 2004: 40,301,396.

 

 



 

Explanatory Note

 

The Registrant is filing this Amendment No.1 to its Quarterly Report on Form 10-Q for the period ended June 30, 2004 to amend Item 6 and to revise Exhibit 10.1 in response to comments we received from the Securities and Exchange Commission relating to our request for confidential treatment of certain information contained in such exhibit.  This report amends Item 6 to reflect the filing of the revised exhibit with this report and also revises Exhibit 10.1 to disclose additional portions of such exhibit that we previously had redacted.

 

Except as noted herein, the Registrant’s Quarterly Report on Form 10-Q for the period ended June 30, 2004 remains as originally filed with the Securities and Exchange Commission on August 6, 2004.  All information in this Amendment No. 1 is as of June 30, 2004 and does not reflect any subsequent information or events other than the changes referred to above.

 

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ITEM 6.  EXHIBITS AND REPORTS ON FORM 8-K

 

(a)                                  EXHIBITS

 

The following exhibits have been filed with this report:

 

3.1

Amended and Restated Certificate of Incorporation

 

 

10.1

License Agreement dated June 2, 2004, by and between Cubist and XTL Biopharmaceuticals Ltd.*

 

 

10.2

Amendment #1 dated April 1, 2004 to the License Agreement dated October 2, 2003, by and between Cubist and Chiron Healthcare Ireland, Ltd.

 

 

31.1

Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*

 

 

31.2

Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*

 

 

32.1

Certification pursuant to 18 U.S.C Section 1305, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

 

32.2

Certification pursuant to 18 U.S.C Section 1305, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

 

99.1

Amended and Restated Corporate Governance & Nominating Committee Charter dated June 10, 2004.

 


*                                         Filed herewith (all other exhibits not so marked were previously filed with the Quarterly Report on Form 10-Q, filed on August 6, 2004).

 

(b)                                 REPORTS ON FORM 8-K

 

The Company filed the following current report on Form 8-K during the third quarter of 2004:

 

Form 8-K filed by Cubist with the Securities and Exchange Commission on September 30, 2004 pursuant to Item 5.02 with respect to the resignation of Ms. Susan Bayh from the Board of Directors of Cubist.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

CUBIST PHARMACEUTICALS, INC.

 

 

 Dated November 10, 2004

By:

 

/s/ David W.J. McGirr

 

 

 

David W.J. McGirr
Senior Vice President and Chief Financial Officer

 

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