10-Q/A 1 d10qa.htm AMENDMENT NO 2 TO FORM 10-Q Amendment No 2 to Form 10-Q
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10-Q/A

(Amendment No. 2)

 

(Mark One)

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended June 30, 2002

 

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from                 to                

 

Commission File Number 000-26299

 

ARIBA, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   77-0439730
(State or other jurisdiction of incorporation or organization)   (I.R.S. Employer Identification No.)

 

807 11th Avenue, Sunnyvale, California 94089

(Address of principal executive offices, including ZIP code)

 

(650) 390-1000

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  x.     No  ¨.

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act). Yes  x   No  ¨.

 

The number of shares outstanding of the registrant’s Common Stock as of April 30, 2004 was 274,276,370.

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ARIBA, INC.

 

INDEX

 

    

Page

No.

Part II. Other Information     

 

Item 6.    Exhibits

    4

 

Signatures

    5

 

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EXPLANATORY NOTE

 

The purpose of this amendment to our Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2002 is solely to amend the exhibits listed on Item 6 herein. This amendment to our Quarterly Report on Form 10-Q does not otherwise attempt to update the information set forth in the original filing of the report.

 

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Item 6.     Exhibits.

 

(a) Exhibits.

 

10.29 *    Offer Letter, dated April 10, 2002, by and between Registrant and Kevin Costello.
10.30      First Amendment to Standby Purchase Agreement, dated June 30, 2002, by and among Registrant, SOFTBANK EC HOLDING CORP. and Nihon Ariba K.K.
* Confidential treatment has been requested with respect to certain portions of this exhibit. Omitted portions have been filed separately with the Securities and Exchange Commission.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

     ARIBA, INC.

Date: May 14, 2004

          
     By:   

/s/    JAMES W. FRANKOLA        

         

James W. Frankola

Executive Vice President and Chief Financial Officer

(Principal Financial and Accounting Officer)

 

 

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EXHIBIT INDEX

 

Exhibit
No.
     

Exhibit Title

10.29 *    Offer Letter, dated April 10, 2002, by and between Registrant and Kevin Costello.
10.30      First Amendment to Standby Purchase Agreement, dated June 30, 2002, by and among Registrant, SOFTBANK EC HOLDING CORP. and Nihon Ariba K.K.
* Confidential treatment has been requested with respect to certain portions of this exhibit. Omitted portions have been filed separately with the Securities and Exchange Commission.

 

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