-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+4Rg3c6s1/p5G3nr3uJOL6fU70W88svTrUTHg3UP8+rGuNJWMc3+vqpOd5tgXrj irXf0jP+pPRevdJ491HiMw== 0001140361-09-012069.txt : 20090513 0001140361-09-012069.hdr.sgml : 20090513 20090513162253 ACCESSION NUMBER: 0001140361-09-012069 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 09822695 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-589-6400 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 form13f.txt PENTWATER CAPITAL MANAGEMENT 13-F 3-31-2009 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Pentwater Capital Management LP Address: 227 West Monroe Street, Suite 4000 Chicago, IL 60606 13F File Number: 28-12843 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neal Nenadovic Title: Chief Financial Officer Phone: 312-589-6405 Signature, Place, and Date of Signing: "Neal Nenadovic Chicago, IL 05/13/2009" Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Report Summary: Confidential information has been omitted from the public Form 13F report and filed separately with the Commission. Number of Other Included Managers: None Form 13F Information Table Entry Total: 27 Form 13F Information Table Values Total (thousands): 145,094
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- -------- ------ ---- AMERICREDIT CORP NOTE 03060RAP6 912 2000000 PRN SOLE 2000000 0 0 CENTURYTEL, INC. COM 156700106 3501 124519 SH SOLE 124519 0 0 CITIGROUP INC. COM 172967101 442 174616 SH SOLE 174616 0 0 CITIGROUP INC. COM 172967901 8153 32224 SH CALL SOLE 32224 0 0 CITRIX SYSTEMS INC COM 177376100 566 25000 SH SOLE 25000 0 0 DIREXION SHS ETF TRUST LARGE CAP BULL 25459W862 339 15000 SH SOLE 15000 0 0 EMC CORP/MASS COM 268648952 1140 1000 SH CALL SOLE 1000 0 0 FORD MOTOR COMPANY NOTE 345370CF5 1441 4000000 PRN SOLE 4000000 0 0 GENENTECH INC. COM 368710956 0 6000 SH PUT SOLE 6000 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RP LP 559080106 550 18743 SH SOLE 18743 0 0 NEWS CORP CL A 65248E104 497 75000 SH SOLE 75000 0 0 NOVA CHEMICALS CORPORATION COM 66977W959 750 1302 SH PUT SOLE 1302 0 0 NOVA CHEMICALS CORPORATION COM 66977W109 864 150000 SH SOLE 150000 0 0 OPENTV CORP CL A G67543101 2824 1870000 SH SOLE 1870000 0 0 PETRO-CANADA COM 71644E102 2658 100007 SH SOLE 100007 0 0 PROSHARES ULTRASHORT REAL PSHS REAL ESTATE 74347R552 264 5000 SH SOLE 5000 0 0 ESTATE REINSURANCE GROUP OF AMERICA COM 759351604 4211 130000 SH SOLE 130000 0 0 SCHERING-PLOUGH CORP COM 806605101 47100 2000000 SH SOLE 2000000 0 0 SIRIUS XM RADIO INC COM 82967N108 70 200000 SH SOLE 200000 0 0 SPDR TRUST SERIES 1 UNIT SER 1 78462F103 1590 20000 SH SOLE 20000 0 0 STEWART ENTERPRISES INC NOTE 860370AH8 1864 3000000 PRN SOLE 3000000 0 0 STEWART ENTERPRISES INC NOTE 860370AK1 6047 11000000 PRN SOLE 11000000 0 0 SUN MICROSYSTEMS INC COM 866810203 1830 250000 SH SOLE 250000 0 0 WYETH COM 983024950 8608 2000 SH PUT SOLE 2000 0 0 WYETH COM 983024100 47344 1100000 SH SOLE 1100000 0 0 XM SATELLITE RADIO HLDGS INC COM 983759951 228 6500 SH PUT SOLE 6500 0 0 XM SATELLITE RADIO HLDGS INC NOTE 983759AC5 1302 1400000 PRN SOLE 1400000 0 0
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