-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7W1ix9cVxp/Oft8k10sFYvA74lyS65GPcxox54DUDUmU1ZFsXdMvVeGqjaypPu3 Amk5RGDvCAowGXpGnsH/VQ== 0001193125-09-110854.txt : 20090514 0001193125-09-110854.hdr.sgml : 20090514 20090514104416 ACCESSION NUMBER: 0001193125-09-110854 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 09824799 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title: General Counsel Phone: 312-499-2974 Signature, Place, and Date of Signing: /s/ Scott Schroeder New York, NY 05/14/2009 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 544 Form 13F Information Table Value Total: 837,959 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 1 28-11212 Luxor Capital Group, LP 2 28-12494 Visium Asset Management, LLC
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ---------- ----------- -------- --------- --- ---- ----------- -------- --------- --------- ----- Wal-Mart Stores Inc Common Stock 931142103 26,311 505,000 SH SOLE NONE 505,000 -- -- Noble Energy Inc Common Stock 655044105 21,552 400,000 SH SOLE NONE 400,000 -- -- O'Reilly Automotive Common Inc Stock 686091109 17,330 495,000 SH SOLE NONE 495,000 -- -- Schlumberger Ltd Common Stock 806857108 16,248 400,000 SH SOLE NONE 400,000 -- -- BP PLC Depository Receipt 055622104 16,040 400,000 SH SOLE NONE 400,000 -- -- Occidental Common Petroleum Corp Stock 674599105 13,913 250,000 SH SOLE NONE 250,000 -- -- Microsoft Corp Common Stock 594918104 12,614 686,650 SH SOLE NONE 686,650 -- -- QUALCOMM Inc Common Stock 747525103 11,704 300,794 SH SOLE NONE 300,794 -- -- Newfield Common Exploration Co Stock 651290108 11,464 505,000 SH SOLE NONE 505,000 -- -- Nabors Industries Common Ltd Stock G6359F103 11,389 1,140,000 SH SOLE NONE 1,140,000 -- -- Sohu.com Inc Common Stock 83408W103 11,360 275,000 SH SOLE NONE 275,000 -- -- Cameron Common International Corp Stock 13342B105 10,965 500,000 SH SOLE NONE 500,000 -- -- W&T Offshore Inc Common Stock 92922P106 10,916 1,775,000 SH SOLE NONE 1,775,000 -- -- Ralcorp Holdings Inc Common Stock 751028101 10,507 195,000 SH SOLE NONE 195,000 -- -- Ashland Inc Common Stock 044209104 10,496 1,016,100 SH SOLE NONE 1,016,100 -- -- Scotts Miracle-Gro Common Co/The Stock 810186106 10,410 300,000 SH SOLE NONE 300,000 -- -- Chico's FAS Inc Common Stock 168615102 10,243 1,907,400 SH SOLE NONE 1,907,400 -- -- Analog Devices Inc Common Stock 032654105 10,020 520,000 SH SOLE NONE 520,000 -- -- Nvidia Corp Common Stock 67066G104 9,712 985,000 SH SOLE NONE 985,000 -- -- Mosaic Co/The Common Stock 61945A107 9,655 230,000 SH SOLE NONE 230,000 -- -- SPDR Gold Trust Exchange Traded Fund 78463V107 9,479 105,000 SH SOLE NONE 105,000 -- -- Unit Corp Common Stock 909218109 9,288 444,000 SH SOLE NONE 444,000 -- -- American Tower Corp Common Stock 029912201 8,982 295,183 SH SOLE NONE 295,183 -- -- Devon Energy Corp Common Stock 25179M103 8,938 200,000 SH SOLE NONE 200,000 -- -- Warnaco Group Common Inc/The Stock 934390402 8,520 355,000 SH SOLE NONE 355,000 -- -- Target Corp Common Stock 87612E106 7,910 230,000 SH SOLE NONE 230,000 -- -- Solera Holdings Inc Common Stock 83421A104 7,434 300,000 SH SOLE NONE 300,000 -- -- iShares MSCI Chile Exchange Investable Market Traded Index Fund Fund 464286640 7,422 215,000 SH SOLE NONE 215,000 -- -- Apple Inc Common Stock 037833100 7,358 70,000 SH SOLE NONE 70,000 -- -- AK Steel Holding Common Corp Stock 001547108 7,332 275,000 SH SOLE NONE 275,000 -- -- Urban Outfitters Inc Common Stock 917047102 7,285 445,000 SH SOLE NONE 445,000 -- -- Tetra Technologies Common Inc Stock 88162F105 7,183 2,210,000 SH SOLE NONE 2,210,000 -- -- CF Industries Common Holdings Inc Stock 125269100 7,113 100,000 SH SOLE NONE 100,000 -- -- Symantec Corp Common Stock 871503108 6,723 450,000 SH SOLE NONE 450,000 -- -- Family Dollar Common Stores Inc Stock 307000109 6,674 200,000 SH SOLE NONE 200,000 -- -- Venoco Inc Common Stock 92275P307 6,560 2,000,000 SH SOLE NONE 2,000,000 -- -- Cabot Oil & Gas Corp Common Stock 127097103 6,482 275,000 SH SOLE NONE 275,000 -- -- Research In Motion Common Ltd Stock 760975102 6,461 150,000 SH SOLE NONE 150,000 -- -- SPDR Trust Series 1 Exchange Traded Fund 78462F103 6,443 81,026 SH SOLE NONE 81,026 -- -- Marvell Technology Common Group Ltd Stock G5876H105 6,412 700,000 SH SOLE NONE 700,000 -- -- Viacom Inc Common Stock 92553P201 6,257 360,000 SH SOLE NONE 360,000 -- -- Dell Inc Common Stock 24702R101 6,162 650,000 SH SOLE NONE 650,000 -- -- Alcoa Inc Common Stock 013817101 6,046 823,654 SH SOLE NONE 823,654 -- -- Mariner Energy Inc Common Stock 56845T305 5,813 750,000 SH SOLE NONE 750,000 -- -- Cabot Corp Common Stock 127055101 5,711 751,091 SH SOLE NONE 751,091 -- -- Gap Inc/The Common Stock 364760108 5,651 435,000 SH SOLE NONE 435,000 -- -- Exterran Holdings Common Inc Stock 30225X103 5,607 350,000 SH SOLE NONE 350,000 -- -- Pioneer Natural Common Resources Co Stock 723787107 5,517 335,000 SH SOLE NONE 335,000 -- -- JC Penney Co Inc Common Stock 708160106 5,419 270,000 SH SOLE NONE 270,000 -- -- Ross Stores Inc Common Stock 778296103 5,392 150,272 SH SOLE NONE 150,272 -- -- Deckers Outdoor Corp Common Stock 243537107 5,304 100,000 SH SOLE NONE 100,000 -- -- Leap Wireless Common International Inc Stock 521863308 5,231 150,000 SH SOLE NONE 150,000 -- -- Altria Group Inc Common Stock 02209S103 5,207 325,000 SH SOLE NONE 325,000 -- -- Williams Cos Inc/ Common The Stock 969457100 5,121 450,000 SH SOLE NONE 450,000 -- -- Microchip Common Technology Inc Stock 595017104 5,086 240,000 SH SOLE NONE 240,000 -- -- Johnson Controls Inc Common Stock 478366107 5,031 419,269 SH SOLE NONE 419,269 -- -- Oil States Common International Inc Stock 678026105 4,965 370,000 SH SOLE NONE 370,000 -- -- Penn National Common Gaming Inc Stock 707569109 4,830 200,000 SH SOLE NONE 200,000 -- -- Bucyrus Common International Inc Stock 118759109 4,818 317,400 SH SOLE NONE 317,400 -- -- Hewlett-Packard Co Common Stock 428236103 4,649 145,000 SH SOLE NONE 145,000 -- -- Lubrizol Corp Common Stock 549271104 4,421 130,000 SH SOLE NONE 130,000 -- -- Rohm and Haas Co Common Stock 775371107 4,336 55,000 SH SOLE NONE 55,000 -- -- Intersil Corp Common Stock 46069S109 4,269 371,200 SH SOLE NONE 371,200 -- -- Sprint Nextel Corp Common Stock 852061100 4,266 1,195,000 SH SOLE NONE 1,195,000 -- -- Virgin Media Inc Common Stock 92769L101 4,200 875,000 SH SOLE NONE 875,000 -- -- Brinker Common International Inc Stock 109641100 4,153 275,000 SH SOLE NONE 275,000 -- -- Tessera Common Technologies Inc Stock 88164L100 4,151 310,500 SH SOLE NONE 310,500 -- -- Pactiv Corp Common Stock 695257105 4,101 281,100 SH SOLE NONE 281,100 -- -- Western Digital Corp Common Stock 958102105 4,061 210,000 SH SOLE NONE 210,000 -- -- Tech Data Corp Common Stock 878237106 4,029 185,000 SH SOLE NONE 185,000 -- -- ProShares Exchange UltraShort Real Traded Estate Fund 74347R552 3,955 75,000 SH SOLE NONE 75,000 -- -- SBA Communications Common Corp Stock 78388J106 3,495 150,000 SH SOLE NONE 150,000 -- -- Ingram Micro Inc Common Stock 457153104 3,476 275,000 SH SOLE NONE 275,000 -- -- Ciena Corp Common Stock 171779309 3,449 443,305 SH SOLE NONE 443,305 -- -- DIRECTV Group Common Inc/The Stock 25459L106 3,419 150,000 SH SOLE NONE 150,000 -- -- Men's Wearhouse Common Inc/The Stock 587118100 3,407 225,000 SH SOLE NONE 225,000 -- -- HMS Holdings Corp Common Stock 40425J101 3,290 100,000 SH SOLE NONE 100,000 -- -- Netezza Corp Common Stock 64111N101 3,230 475,000 SH SOLE NONE 475,000 -- -- Alsius Corp Common Stock 021211107 3,170 302,500 SH SOLE NONE 302,500 -- -- Buffalo Wild Wings Common Inc Stock 119848109 3,109 85,000 SH SOLE NONE 85,000 -- -- Best Buy Co Inc Common Stock 086516101 3,044 80,200 SH SOLE NONE 80,200 -- -- Wendy's/Arby's Common Group Inc Stock 950587105 3,018 600,000 SH SOLE NONE 600,000 -- -- Fossil Inc Common Stock 349882100 2,860 182,175 SH SOLE NONE 182,175 -- -- Bank of New York Common Mellon Corp/The Stock 064058100 2,825 100,000 SH SOLE NONE 100,000 -- -- Expedia Inc Common Stock 30212P105 2,815 310,000 SH SOLE NONE 310,000 -- -- Starbucks Corp Common Stock 855244109 2,778 250,000 SH SOLE NONE 250,000 -- -- Barrick Gold Corp Common Stock 067901108 2,756 85,000 SH SOLE NONE 85,000 -- -- Verizon Common Communications Inc Stock 92343V104 2,718 90,000 SH SOLE NONE 90,000 -- -- Valero Energy Corp Common Stock 91913Y100 2,685 150,000 SH SOLE NONE 150,000 -- -- Ariba Inc Common Stock 04033V203 2,619 300,000 SH SOLE NONE 300,000 -- -- Hatteras Financial Corp REIT 41902R103 2,611 104,500 SH SOLE NONE 104,500 -- -- iShares Russell Exchange 2000 Index Fund Traded Fund 464287655 2,516 60,000 SH SOLE NONE 60,000 -- -- Alaska Air Group Inc Common Stock 011659109 2,514 143,102 SH SOLE NONE 143,102 -- -- Intel Corp Common Stock 458140100 2,483 165,000 SH SOLE NONE 165,000 -- -- American Eagle Common Outfitters Inc Stock 02553E106 2,448 200,000 SH SOLE NONE 200,000 -- -- Skyworks Solutions Common Inc Stock 83088M102 2,418 300,000 SH SOLE NONE 300,000 -- -- DTS Inc/CA Common Stock 23335C101 2,406 100,000 SH SOLE NONE 100,000 -- -- Kohl's Corp Common Stock 500255104 2,336 55,200 SH SOLE NONE 55,200 -- --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ---------- ----------- -------- --------- --- ---- ------------ -------- --------- ---------- ----- Huntington Common Bancshares Inc/OH Stock 446150104 2,283 1,375,000 SH SOLE NONE 1,375,000 -- -- Pantry Inc/ The Common Stock 698657103 2,251 127,801 SH SOLE NONE 127,801 -- -- MFA Financial Inc REIT 55272X102 2,205 375,000 SH SOLE NONE 375,000 -- -- Steven Madden Ltd Common Stock 556269108 2,139 113,900 SH SOLE NONE 113,900 -- -- Aeropostale Inc Common Stock 007865108 2,137 80,463 SH SOLE NONE 80,463 -- -- Netease.com Depository Receipt 64110W102 2,014 75,000 SH SOLE NONE 75,000 -- -- Genworth Financial Common Inc Stock 37247D106 2,005 1,055,000 SH SOLE NONE 1,055,000 -- -- Polycom Inc Common Stock 73172K104 2,001 130,000 SH SOLE NONE 130,000 -- -- Royal Caribbean Common Cruises Ltd Stock V7780T103 1,958 244,400 SH SOLE NONE 244,400 -- -- SanDisk Corp Common Stock 80004C101 1,898 150,000 SH SOLE NONE 150,000 -- -- Hasbro Inc Common Stock 418056107 1,880 75,000 SH SOLE NONE 75,000 -- -- Platinum Underwriters Common Holdings Ltd Stock G7127P100 1,843 65,000 SH SOLE NONE 65,000 -- -- Tempur-Pedic Common International Inc Stock 88023U101 1,825 250,000 SH SOLE NONE 250,000 -- -- HOT Topic Inc Common Stock 441339108 1,768 157,995 SH SOLE NONE 157,995 -- -- Teradyne Inc Common Stock 880770102 1,752 400,000 SH SOLE NONE 400,000 -- -- Qwest Communications Common International Inc Stock 749121109 1,710 500,000 SH SOLE NONE 500,000 -- -- Guess? Inc Common Stock 401617105 1,686 80,000 SH SOLE NONE 80,000 -- -- ACE Ltd Common Stock H0023R105 1,616 40,000 SH SOLE NONE 40,000 -- -- BJ's Wholesale Club Common Inc Stock 05548J106 1,600 50,000 SH SOLE NONE 50,000 -- -- Affiliated Managers Common Group Inc Stock 008252108 1,564 37,500 SH SOLE NONE 37,500 -- -- Raytheon Co Common Stock 755111507 1,558 40,000 SH SOLE NONE 40,000 -- -- Mastercard Inc Common Stock 57636Q104 1,507 9,000 SH SOLE NONE 9,000 -- -- PetSmart Inc Common Stock 716768106 1,467 70,000 SH SOLE NONE 70,000 -- -- Childrens Place Retail Stores Common Inc/The Stock 168905107 1,464 66,900 SH SOLE NONE 66,900 -- -- Coach Inc Common Stock 189754104 1,420 85,000 SH SOLE NONE 85,000 -- -- True Religion Common Apparel Inc Stock 89784N104 1,418 120,100 SH SOLE NONE 120,100 -- -- Novatel Wireless Inc Common Stock 66987M604 1,405 250,000 SH SOLE NONE 250,000 -- -- Take-Two Interactive Common Software Inc Stock 874054109 1,378 165,000 SH SOLE NONE 165,000 -- -- Accenture Ltd Common Stock G1150G111 1,375 50,000 SH SOLE NONE 50,000 -- -- Rock-Tenn Co Common Stock 772739207 1,353 50,000 SH SOLE NONE 50,000 -- -- EPIQ Systems Inc Common Stock 26882D109 1,352 75,000 SH SOLE NONE 75,000 -- -- Lowe's Cos Inc Common Stock 548661107 1,351 74,000 SH SOLE NONE 74,000 -- -- Ameriprise Common Financial Inc Stock 03076C106 1,332 65,000 SH SOLE NONE 65,000 -- -- Owens-Illinois Inc Common Stock 690768403 1,328 92,000 SH SOLE NONE 92,000 -- -- ProLogis REIT 743410102 1,300 200,000 SH SOLE NONE 200,000 -- -- Cablevision Systems Common Corp Stock 12686C109 1,294 100,000 SH SOLE NONE 100,000 -- -- Clorox Co Common Stock 189054109 1,287 25,000 SH SOLE NONE 25,000 -- -- Linear Technology Common Corp Stock 535678106 1,264 55,000 SH SOLE NONE 55,000 -- -- Stone Energy Corp Common Stock 861642106 1,232 370,000 SH SOLE NONE 370,000 -- -- ADC Telecommunications Common Inc Stock 000886309 1,207 275,000 SH SOLE NONE 275,000 -- -- Blue Coat Systems Common Inc Stock 09534T508 1,201 100,000 SH SOLE NONE 100,000 -- -- JPMorgan Chase & Co Common Stock 46625H100 1,196 45,000 SH SOLE NONE 45,000 -- -- SunTrust Banks Inc Common Stock 867914103 1,174 100,000 SH SOLE NONE 100,000 -- -- New York Community Common Bancorp Inc Stock 649445103 1,173 105,000 SH SOLE NONE 105,000 -- -- iShares Dow Jones Exchange US Real Estate Traded Index Fund Fund 464287739 1,171 46,000 SH SOLE NONE 46,000 -- -- Siliconware Precision Depository Industries Co Receipt 827084864 1,160 200,000 SH SOLE NONE 200,000 -- -- Philip Morris Common International Inc Stock 718172109 1,156 32,500 SH SOLE NONE 32,500 -- -- Hanover Insurance Common Group Inc/The Stock 410867105 1,153 40,000 SH SOLE NONE 40,000 -- -- Key Energy Services Common Inc Stock 492914106 1,152 400,000 SH SOLE NONE 400,000 -- -- Burger King Common Holdings Inc Stock 121208201 1,148 50,000 SH SOLE NONE 50,000 -- -- M&T Bank Corp Common Stock 55261F104 1,131 25,000 SH SOLE NONE 25,000 -- -- BB&T Corp Common Stock 054937107 1,100 65,000 SH SOLE NONE 65,000 -- -- Joy Global Inc Common Stock 481165108 1,065 50,000 SH SOLE NONE 50,000 -- -- Alliance HealthCare Common Services Inc Stock 018606202 1,061 156,100 SH SOLE NONE 156,100 -- -- News Corp Common Stock 65248E104 1,059 160,000 SH SOLE NONE 160,000 -- -- Infosys Technologies Ltd Put 456788958 1,050 10,250 SH PUT SOLE NONE 10,250 -- -- Activision Blizzard Common Inc Stock 00507V109 1,046 100,000 SH SOLE NONE 100,000 -- -- Big Lots Inc Common Stock 089302103 1,039 50,000 SH SOLE NONE 50,000 -- -- Knight Capital Common Group Inc Stock 499005106 1,032 70,000 SH SOLE NONE 70,000 -- -- DryShips Inc Common Stock Y2109Q101 1,018 200,000 SH SOLE NONE 200,000 -- -- Chelsea Therapeutics Common International Inc Stock 163428105 1,013 662,127 SH SHARED-OTHER 2 -- 662,127 -- PacWest Bancorp Common Stock 695263103 1,003 70,000 SH SOLE NONE 70,000 -- -- Regions Financial Common Corp Stock 7591EP100 1,001 235,000 SH SOLE NONE 235,000 -- -- WESCO International Common Inc Stock 95082P105 997 55,000 SH SOLE NONE 55,000 -- -- Tyco International Common Ltd Stock G9143X208 978 50,000 SH SOLE NONE 50,000 -- -- Lamar Advertising Co Common Stock 512815101 975 100,000 SH SOLE NONE 100,000 -- -- Linn Energy LLC Unit 536020100 969 65,000 SH SOLE NONE 65,000 -- -- Shaw Group Inc/The Common Stock 820280105 959 35,000 SH SOLE NONE 35,000 -- -- Freeport-McMoRan Common Copper & Gold Inc Stock 35671D857 953 25,000 SH SOLE NONE 25,000 -- -- Endurance Specialty Common Holdings Ltd Stock G30397106 935 37,500 SH SOLE NONE 37,500 -- -- Semiconductor Exchange HOLDRs Trust Traded Fund 816636203 935 50,000 SH SOLE NONE 50,000 -- -- GFI Group Inc Common Stock 361652209 931 290,000 SH SOLE NONE 290,000 -- -- State Street Corp Common Stock 857477103 923 30,000 SH SOLE NONE 30,000 -- -- Federal Realty Investment Trust REIT 313747206 920 20,000 SH SOLE NONE 20,000 -- -- Credit Suisse Group Depository AG Receipt 225401108 915 30,000 SH SOLE NONE 30,000 -- -- General Motors Corp Put 370442955 912 4,000 SH PUT SOLE NONE 4,000 -- -- NYSE Euronext Common Stock 629491101 895 50,000 SH SOLE NONE 50,000 -- -- Fifth Third Bancorp Common Stock 316773100 876 300,000 SH SOLE NONE 300,000 -- -- XL Capital Ltd Common Stock G98255105 874 160,000 SH SOLE NONE 160,000 -- -- Assurant Inc Common Stock 04621X108 871 40,000 SH SOLE NONE 40,000 -- -- Hibbett Sports Inc Common Stock 428567101 865 45,000 SH SOLE NONE 45,000 -- -- Dolan Media Co Common Stock 25659P402 862 109,500 SH SOLE NONE 109,500 -- -- Molson Coors Common Brewing Co Stock 60871R209 857 25,000 SH SOLE NONE 25,000 -- -- Axis Capital Common Holdings Ltd Stock G0692U109 845 37,500 SH SOLE NONE 37,500 -- -- Financial Select Sector SPDR Fund Put 81369Y955 826 10,150 SH PUT SOLE NONE 10,150 -- -- SPDR S&P Metals & Exchange Mining ETF Traded Fund 78464A755 817 32,500 SH SOLE NONE 32,500 -- -- ProShares UltraShort Real Estate Call 74347R902 810 2,000 SH CALL SOLE NONE 2,000 -- -- United States Oil Exchange Fund LP Traded Fund 91232N108 799 27,500 SH SOLE NONE 27,500 -- -- Technology Select Exchange Sector SPDR Fund Traded Fund 81369Y803 781 50,000 SH SOLE NONE 50,000 -- -- Hovnanian Common Enterprises Inc Stock 442487203 780 500,000 SH SOLE NONE 500,000 -- -- LG Display Co Ltd Depository Receipt 50186V102 767 75,000 SH SOLE NONE 75,000 -- -- Prudential Common Financial Inc Stock 744320102 761 40,000 SH SOLE NONE 40,000 -- -- Powershares QQQ Exchange Traded Fund 73935A104 758 25,000 SH SOLE NONE 25,000 -- -- Boyd Gaming Corp Common Stock 103304101 746 200,000 SH SOLE NONE 200,000 -- -- Apartment Investment & Management Co REIT 03748R101 740 135,000 SH SOLE NONE 135,000 -- -- Industrial Select Exchange Sector SPDR Fund Traded Fund 81369Y704 737 40,000 SH SOLE NONE 40,000 -- -- Plexus Corp Put 729132950 727 5,750 SH PUT SOLE NONE 5,750 -- -- Sterling Construction Co Common Inc Stock 859241101 714 40,000 SH SOLE NONE 40,000 -- -- Washington Federal Common Inc Stock 938824109 698 52,500 SH SOLE NONE 52,500 -- --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------- ---------- -------- --------- --- ---- ------------ -------- --------- --------- ----- Discover Financial Common Services Stock 254709108 694 110,000 SH SOLE NONE 110,000 -- -- Mack-Cali Realty Corp REIT 554489104 693 35,000 SH SOLE NONE 35,000 -- -- Simon Property Group Inc REIT 828806109 693 20,000 SH SOLE NONE 20,000 -- -- Ingersoll-Rand Co Common Ltd Stock G4776G101 690 50,000 SH SOLE NONE 50,000 -- -- Citi Trends Inc Common Stock 17306X102 686 29,968 SH SOLE NONE 29,968 -- -- Bank of America Corp Common Stock 060505104 682 100,000 SH SOLE NONE 100,000 -- -- Blount Common International Inc Stock 095180105 673 145,738 SH SOLE NONE 145,738 -- -- Garmin Ltd Put G37260959 665 3,500 SH PUT SOLE NONE 3,500 -- -- Sociedad Quimica y Minera de Chile SA Depository Receipt 833635105 664 25,000 SH SOLE NONE 25,000 -- -- Ebix Inc Common Stock 278715206 657 26,421 SH SHARED-OTHER 1 -- 26,421 -- Domino's Pizza Inc Common Stock 25754A201 655 100,000 SH SOLE NONE 100,000 -- -- AMB Property Corp REIT 00163T109 648 45,000 SH SOLE NONE 45,000 -- -- Camden Property Trust REIT 133131102 647 30,000 SH SOLE NONE 30,000 -- -- Digital River Inc Put 25388B954 647 5,450 SH PUT SOLE NONE 5,450 -- -- Yahoo! Inc Common Stock 984332106 641 50,000 SH SOLE NONE 50,000 -- -- SPDR KBW Bank ETF Exchange Traded Fund 78464A797 624 45,000 SH SOLE NONE 45,000 -- -- PowerShares DB Exchange Agriculture Fund Traded Fund 73936B408 612 25,000 SH SOLE NONE 25,000 -- -- Amkor Technology Inc Common Stock 031652100 603 225,000 SH SOLE NONE 225,000 -- -- White Mountains Insurance Group Common Ltd Stock G9618E107 602 3,500 SH SOLE NONE 3,500 -- -- SPDR Trust Series 1 Put 78462F953 601 1,500 SH PUT SOLE NONE 1,500 -- -- CapitalSource Inc Corporate Bond 14055XAE2 601 1,061,000 PRN SHARED-OTHER 1 -- 1,061,000 -- Sensient Common Technologies Corp Stock 81725T100 588 25,000 SH SOLE NONE 25,000 -- -- RTI International Common Metals Inc Stock 74973W107 564 48,175 SH SHARED-OTHER 1 -- 48,175 -- Cash America Common International Inc Stock 14754D100 548 35,000 SH SOLE NONE 35,000 -- -- Alexandria Real Estate Equities Inc REIT 015271109 546 15,000 SH SOLE NONE 15,000 -- -- Fidelity National Information Common Services Inc Stock 31620M106 546 30,000 SH SOLE NONE 30,000 -- -- Harbin Electric Inc Common Stock 41145W109 543 88,318 SH SOLE NONE 88,318 -- -- Blockbuster Inc Common Stock 093679108 540 750,000 SH SOLE NONE 750,000 -- -- McDermott Common International Inc Stock 580037109 536 40,000 SH SOLE NONE 40,000 -- -- QLogic Corp Put 747277951 522 4,350 SH PUT SOLE NONE 4,350 -- -- First Niagara Financial Group Common Inc Stock 33582V108 518 47,500 SH SOLE NONE 47,500 -- -- Brocade Communications Common Systems Inc Stock 111621306 518 150,000 SH SOLE NONE 150,000 -- -- Clearwire Corp Common Stock 18538Q105 515 100,000 SH SOLE NONE 100,000 -- -- Federated Investors Common Inc Stock 314211103 501 22,500 SH SOLE NONE 22,500 -- -- EMC Corp/Massachusetts Put 268648952 501 5,500 SH PUT SOLE NONE 5,500 -- -- Bank of America Corp Put 060505954 500 1,500 SH PUT SOLE NONE 1,500 -- -- Wal-Mart Stores Inc Call 931142903 500 4,000 SH CALL SOLE NONE 4,000 -- -- Wynn Resorts Ltd Common Stock 983134107 499 25,000 SH SOLE NONE 25,000 -- -- BMC Software Inc Common Stock 055921100 495 15,000 SH SOLE NONE 15,000 -- -- Zions Bancorporation Common Stock 989701107 492 50,000 SH SOLE NONE 50,000 -- -- Wilmington Trust Common Corp Stock 971807102 485 50,000 SH SOLE NONE 50,000 -- -- Abercrombie & Fitch Co Put 002896957 473 1,750 SH PUT SOLE NONE 1,750 -- -- Baidu Inc/China Put 056752958 463 250 SH PUT SOLE NONE 250 -- -- Capital One Common Financial Corp Stock 14040H105 459 37,500 SH SOLE NONE 37,500 -- -- Hilltop Holdings Inc Common Stock 432748101 456 40,000 SH SOLE NONE 40,000 -- -- Global Consumer Common Acquisition Corp Stock 378983100 453 318,698 SH SOLE NONE 318,698 -- -- Southwest Airlines Common Co Stock 844741108 443 70,000 SH SOLE NONE 70,000 -- -- SunPower Corp Corporate Bond 867652AB5 441 531,000 PRN SHARED-OTHER 1 -- 531,000 -- CA Inc Common Stock 12673P105 440 25,000 SH SOLE NONE 25,000 -- -- Wyeth Common Stock 983024100 430 10,000 SH SOLE NONE 10,000 -- -- General Growth Properties Inc REIT 370021107 426 600,000 SH SOLE NONE 600,000 -- -- Novell Inc Common Stock 670006105 426 100,000 SH SOLE NONE 100,000 -- -- Precision Castparts Common Corp Stock 740189105 419 7,000 SH SOLE NONE 7,000 -- -- General Dynamics Common Corp Stock 369550108 416 10,000 SH SOLE NONE 10,000 -- -- Fifth Third Bancorp Call 316773900 414 6,000 SH CALL SOLE NONE 6,000 -- -- Lincoln National Corp Put 534187959 413 2,500 SH PUT SOLE NONE 2,500 -- -- ProShares Exchange UltraShort Traded Financials Fund 74347R628 402 4,100 SH SOLE NONE 4,100 -- -- Textron Inc Common Stock 883203101 402 70,000 SH SOLE NONE 70,000 -- -- Taiwan Semiconductor Manufacturing Co Ltd Put 874039950 394 3,500 SH PUT SOLE NONE 3,500 -- -- China Cablecom Common Holdings Ltd Stock G21176105 391 80,601 SH SOLE NONE 80,601 -- -- Research In Motion Ltd Call 760975902 390 2,000 SH CALL SOLE NONE 2,000 -- -- Max Capital Group Common Ltd Stock G6052F103 388 22,500 SH SOLE NONE 22,500 -- -- Armstrong World Common Industries Inc Stock 04247X102 385 35,000 SH SOLE NONE 35,000 -- -- Target Corp Call 87612E906 384 2,000 SH CALL SOLE NONE 2,000 -- -- Taubman Centers Inc REIT 876664103 383 22,500 SH SOLE NONE 22,500 -- -- Netease.com Call 64110W902 383 1,500 SH CALL SOLE NONE 1,500 -- -- Jo-Ann Stores Inc Common Stock 47758P307 381 23,305 SH SOLE NONE 23,305 -- -- Barclays PLC Put 06738E954 380 2,000 SH PUT SOLE NONE 2,000 -- -- AT&T Inc Common Stock 00206R102 378 15,000 SH SOLE NONE 15,000 -- -- Werner Enterprises Common Inc Stock 950755108 378 25,000 SH SOLE NONE 25,000 -- -- Williams-Sonoma Inc Put 969904951 378 5,000 SH PUT SOLE NONE 5,000 -- -- Juniper Networks Inc Common Stock 48203R104 377 25,000 SH SOLE NONE 25,000 -- -- SPX Corp Common Stock 784635104 376 8,000 SH SOLE NONE 8,000 -- -- Del Monte Foods Co Common Stock 24522P103 365 50,000 SH SOLE NONE 50,000 -- -- Netscout Systems Inc Common Stock 64115T104 358 50,000 SH SOLE NONE 50,000 -- -- Olin Corp Common Stock 680665205 357 25,000 SH SOLE NONE 25,000 -- -- Old Dominion Common Freight Line Inc Stock 679580100 352 15,000 SH SOLE NONE 15,000 -- -- Pinnacle Common Entertainment Inc Stock 723456109 352 50,000 SH SOLE NONE 50,000 -- -- Sohu.com Inc Call 83408W903 350 2,000 SH CALL SOLE NONE 2,000 -- -- American Commercial Common Lines Inc Stock 025195207 349 110,000 SH SOLE NONE 110,000 -- -- General Electric Co Put 369604953 346 4,500 SH PUT SOLE NONE 4,500 -- -- MF Global Ltd Call G60642908 345 2,000 SH CALL SOLE NONE 2,000 -- -- Juniper Networks Inc Put 48203R954 343 3,500 SH PUT SOLE NONE 3,500 -- -- Crown Holdings Inc Common Stock 228368106 341 15,000 SH SOLE NONE 15,000 -- -- Sun Microsystems Inc Put 866810953 337 3,000 SH PUT SOLE NONE 3,000 -- -- Teekay Offshore Partners LP Partnership Shares Y8565J101 336 32,811 SH SHARED-OTHER 1 -- 32,811 -- Beacon Roofing Common Supply Inc Stock 073685109 335 25,000 SH SOLE NONE 25,000 -- -- Navistar Common International Corp Stock 63934E108 335 10,000 SH SOLE NONE 10,000 -- -- TFS Financial Corp Common Stock 87240R107 334 27,500 SH SOLE NONE 27,500 -- -- Baldor Electric Co Common Stock 057741100 333 23,000 SH SOLE NONE 23,000 -- -- Sprint Nextel Corp Call 852061900 331 10,076 SH CALL SOLE NONE 10,076 -- -- Insite Vision Inc Common Stock 457660108 330 1,658,787 SH SHARED-OTHER 2 -- 1,658,787 -- California Pizza Common Kitchen Inc Stock 13054D109 327 25,000 SH SOLE NONE 25,000 -- -- Weyerhaeuser Co Put 962166954 323 1,500 SH PUT SOLE NONE 1,500 -- -- Methanex Corp Common Stock 59151K108 312 40,000 SH SOLE NONE 40,000 -- -- Anworth Mortgage Asset Corp REIT 037347101 307 50,000 SH SOLE NONE 50,000 -- -- Seagate Technology Common Stock G7945J104 306 50,941 SH SOLE NONE 50,941 -- -- Alcoa Inc Call 013817901 300 5,000 SH CALL SOLE NONE 5,000 -- -- iShares MSCI Mexico Investable Market Index Fund Put 464286952 300 3,000 SH PUT SOLE NONE 3,000 -- --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- ----------- ---------- -------- --------- --- ---- ------------ -------- --------- --------- ----- MGIC Investment Corp Common Stock 552848103 295 207,500 SH SOLE NONE 207,500 -- -- NCI Building Corporate Systems Inc Bond 628852AG0 293 506,000 PRN SHARED-OTHER 1 -- 506,000 -- SPDR S&P Metals & Mining ETF Call 78464A905 293 1,500 SH CALL SOLE NONE 1,500 -- -- Suntech Power Holdings Co Ltd Put 86800C954 290 2,000 SH PUT SOLE NONE 2,000 -- -- NII Holdings Inc Corporate Bond 62913FAJ1 288 416,000 PRN SHARED-OTHER 1 -- 416,000 -- Whole Foods Market Inc Put 966837956 288 2,500 SH PUT SOLE NONE 2,500 -- -- PNC Financial Services Group Inc Put 693475955 287 775 SH PUT SOLE NONE 775 -- -- Central European Media Enterprises Common Ltd Stock G20045202 287 25,000 SH SOLE NONE 25,000 -- -- CommScope Inc Common Stock 203372107 284 25,000 SH SOLE NONE 25,000 -- -- Ciena Corp Call 171779909 281 7,650 SH CALL SOLE NONE 7,650 -- -- Apollo Investment Common Corp Stock 03761U106 278 80,000 SH SOLE NONE 80,000 -- -- Sterling Bancshares Common Inc/TX Stock 858907108 278 42,500 SH SOLE NONE 42,500 -- -- Radian Group Inc Common Stock 750236101 273 150,000 SH SOLE NONE 150,000 -- -- Electronic Arts Inc Common Stock 285512109 273 15,000 SH SOLE NONE 15,000 -- -- Maxim Integrated Common Products Inc Stock 57772K101 268 20,296 SH SOLE NONE 20,296 -- -- Pactiv Corp Call 695257905 268 1,000 SH CALL SOLE NONE 1,000 -- -- Epicor Software Corp Common Stock 29426L108 267 70,000 SH SOLE NONE 70,000 -- -- Cisco Systems Inc Common Stock 17275R102 267 15,899 SH SOLE NONE 15,899 -- -- Kirby Corp Common Stock 497266106 266 10,000 SH SOLE NONE 10,000 -- -- U-Store-It Trust REIT 91274F104 263 130,000 SH SOLE NONE 130,000 -- -- Alliant Techsystems Common Inc Stock 018804104 251 3,750 SH SOLE NONE 3,750 -- -- MetLife Inc Put 59156R958 251 1,400 SH PUT SOLE NONE 1,400 -- -- Unum Group Common Stock 91529Y106 250 20,000 SH SOLE NONE 20,000 -- -- Leap Wireless International Inc Call 521863908 245 1,000 SH CALL SOLE NONE 1,000 -- -- Energy Conversion Corporate Devices Inc Bond 292659AA7 237 451,000 PRN SHARED-OTHER 1 -- 451,000 -- Iconix Brand Group Corporate Inc Bond 451055AB3 236 359,000 PRN SHARED-OTHER 1 -- 359,000 -- Guaranty Bancorp Common Stock 40075T102 228 130,000 SH SOLE NONE 130,000 -- -- Citrix Systems Inc Common Stock 177376100 226 10,000 SH SOLE NONE 10,000 -- -- Columbia Banking Common System Inc Stock 197236102 224 35,000 SH SOLE NONE 35,000 -- -- QUALCOMM Inc Call 747525903 219 1,000 SH CALL SOLE NONE 1,000 -- -- SPDR Trust Series 1 Call 78462F903 218 1,270 SH CALL SOLE NONE 1,270 -- -- Nordstrom Inc Put 655664950 217 1,000 SH PUT SOLE NONE 1,000 -- -- Gulfport Energy Corp Common Stock 402635304 217 93,446 SH SHARED-OTHER 1 -- 93,446 -- Toll Brothers Inc Put 889478953 210 1,000 SH PUT SOLE NONE 1,000 -- -- CME Group Inc Put 12572Q955 210 150 SH PUT SOLE NONE 150 -- -- Google Inc Put 38259P958 206 150 SH PUT SOLE NONE 150 -- -- Crown Castle Common International Corp Stock 228227104 204 10,000 SH SOLE NONE 10,000 -- -- Rohm and Haas Co Call 775371907 203 225 SH CALL SOLE NONE 225 -- -- Semiconductor HOLDRs Trust Put 816636953 202 2,000 SH PUT SOLE NONE 2,000 -- -- Red Hat Inc Put 756577952 202 1,500 SH PUT SOLE NONE 1,500 -- -- Century Aluminum Co Corporate Bond 156431AE8 201 450,000 PRN SHARED-OTHER 1 -- 450,000 -- SkillSoft PLC Depository Receipt 830928107 201 30,000 SH SOLE NONE 30,000 -- -- iShares MSCI Japan Exchange Index Fund Traded Fund 464286848 198 25,000 SH SOLE NONE 25,000 -- -- SEI Investments Co Call 784117903 196 850 SH CALL SOLE NONE 850 -- -- Knight Capital Group Inc Call 499005906 195 750 SH CALL SOLE NONE 750 -- -- Omnicom Group Inc Put 681919956 195 1,000 SH PUT SOLE NONE 1,000 -- -- General Motors Corp Common Stock 370442105 194 100,000 SH SOLE NONE 100,000 -- -- American Express Co Put 025816959 193 1,750 SH PUT SOLE NONE 1,750 -- -- Arrow Electronics Inc Put 042735950 191 1,250 SH PUT SOLE NONE 1,250 -- -- Data Domain Inc Common Stock 23767P109 189 15,000 SH SOLE NONE 15,000 -- -- Chico's FAS Inc Call 168615902 185 2,000 SH CALL SOLE NONE 2,000 -- -- ProLogis Call 743410902 183 2,150 SH CALL SOLE NONE 2,150 -- -- NYSE Euronext Call 629491901 179 750 SH CALL SOLE NONE 750 -- -- Microchip Technology Inc Call 595017904 175 1,000 SH CALL SOLE NONE 1,000 -- -- UBS AG Call 002489908 175 2,500 SH CALL SOLE NONE 2,500 -- -- Simon Property Group Inc Call 828806909 173 300 SH CALL SOLE NONE 300 -- -- Intercontinental Exchange Inc Put 45865V950 172 350 SH PUT SOLE NONE 350 -- -- Principal Financial Group Inc Put 74251V952 169 750 SH PUT SOLE NONE 750 -- -- Nvidia Corp Call 67066G904 168 3,000 SH CALL SOLE NONE 3,000 -- -- Barnes & Noble Inc Put 067774959 165 1,000 SH PUT SOLE NONE 1,000 -- -- Expedia Inc Call 30212P905 165 1,000 SH CALL SOLE NONE 1,000 -- -- Newcastle Investment Corp REIT 65105M108 163 250,000 SH SOLE NONE 250,000 -- -- American Tower Corp Call 029912901 160 1,000 SH CALL SOLE NONE 1,000 -- -- Legg Mason Inc Put 524901955 158 1,750 SH PUT SOLE NONE 1,750 -- -- T Rowe Price Group Inc Put 74144T958 158 1,500 SH PUT SOLE NONE 1,500 -- -- Citigroup Inc Call 172967901 150 2,500 SH CALL SOLE NONE 2,500 -- -- Oppenheimer Common Holdings Inc Stock 683797104 150 15,000 SH SOLE NONE 15,000 -- -- Hartford Financial Services Group Inc Put 416515954 145 1,450 SH PUT SOLE NONE 1,450 -- -- Citrix Systems Inc Put 177376950 143 1,500 SH PUT SOLE NONE 1,500 -- -- SPDR S&P Homebuilders ETF Put 78464A958 142 1,750 SH PUT SOLE NONE 1,750 -- -- Capital One Financial Corp Call 14040H905 140 1,000 SH CALL SOLE NONE 1,000 -- -- Genworth Financial Inc Call 37247D906 140 14,000 SH CALL SOLE NONE 14,000 -- -- PepsiCo Inc/NC Put 713448958 140 2,000 SH PUT SOLE NONE 2,000 -- -- Retail HOLDRs Trust Put 76127U951 140 500 SH PUT SOLE NONE 500 -- -- Wendy's/ Arby's Group Inc Call 950587905 138 2,500 SH CALL SOLE NONE 2,500 -- -- CPEX Pharmaceuticals Common Inc Stock 12620N104 134 18,300 SH SOLE NONE 18,300 -- -- KKR Financial Holdings LLC Partnership Shares 48248A306 134 150,000 SH SOLE NONE 150,000 -- -- Valassis Common Communications Inc Stock 918866104 133 85,000 SH SOLE NONE 85,000 -- -- Dell Inc Call 24702R901 131 4,000 SH CALL SOLE NONE 4,000 -- -- Macerich Co/The REIT 554382101 125 20,000 SH SOLE NONE 20,000 -- -- Mohawk Industries Inc Put 608190954 125 500 SH PUT SOLE NONE 500 -- -- PMI Group Inc/The Common Stock 69344M101 124 200,000 SH SOLE NONE 200,000 -- -- Hartford Financial Services Group Inc Call 416515904 124 1,450 SH CALL SOLE NONE 1,450 -- -- SVB Financial Group Put 78486Q951 123 350 SH PUT SOLE NONE 350 -- -- Black & Decker Corp Put 091797950 120 1,000 SH PUT SOLE NONE 1,000 -- -- Clearwire Corp Call 18538Q905 120 2,000 SH CALL SOLE NONE 2,000 -- -- Equity One Inc Put 294752950 120 1,000 SH PUT SOLE NONE 1,000 -- -- First Horizon National Corp Put 320517955 120 2,000 SH PUT SOLE NONE 2,000 -- -- Lexmark International Inc Put 529771957 120 1,000 SH PUT SOLE NONE 1,000 -- -- Polycom Inc Call 73172K904 120 1,000 SH CALL SOLE NONE 1,000 -- -- Burger King Holdings Inc Put 121208951 118 500 SH PUT SOLE NONE 500 -- -- Home Depot Inc Put 437076952 116 2,000 SH PUT SOLE NONE 2,000 -- -- BlackRock Inc Put 09247X951 116 100 SH PUT SOLE NONE 100 -- -- Pulte Homes Inc Put 745867951 110 2,000 SH PUT SOLE NONE 2,000 -- -- Virgin Media Inc Call 92769L901 110 2,000 SH CALL SOLE NONE 2,000 -- -- VMware Inc Put 928563952 110 1,000 SH PUT SOLE NONE 1,000 -- -- Atmel Corp Common Stock 049513104 109 30,000 SH SOLE NONE 30,000 -- -- Phillips-Van Heusen Corp Call 718592908 107 200 SH CALL SOLE NONE 200 -- -- Financial Select Sector SPDR Fund Call 81369Y905 107 1,750 SH CALL SOLE NONE 1,750 -- --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------- ----------- -------- --------- --- ---- ------------ -------- --------- --------- ----- Avnet Inc Put 053807953 106 1,250 SH PUT SOLE NONE 1,250 -- -- Con-way Inc Put 205944951 105 400 SH PUT SOLE NONE 400 -- -- Keycorp Put 493267958 105 1,500 SH PUT SOLE NONE 1,500 -- -- Whitney Holding Corp/LA Put 966612953 103 700 SH PUT SOLE NONE 700 -- -- TD Ameritrade Holding Corp Put 87236Y958 101 650 SH PUT SOLE NONE 650 -- -- Buckle Inc/The Put 118440956 100 1,000 SH PUT SOLE NONE 1,000 -- -- Old National Bancorp/IN Put 680033957 100 500 SH PUT SOLE NONE 500 -- -- Mosaic Co/The Call 61945A907 98 500 SH CALL SOLE NONE 500 -- -- SAP AG Put 803054954 98 750 SH PUT SOLE NONE 750 -- -- Ares Capital Corp Common Stock 04010L103 97 20,000 SH SOLE NONE 20,000 -- -- Eastman Kodak Co Common Stock 277461109 95 25,000 SH SOLE NONE 25,000 -- -- Royal Caribbean Cruises Ltd Call 000886906 95 1,000 SH CALL SOLE NONE 1,000 -- -- Sears Holdings Corp Put 812350956 95 1,000 SH PUT SOLE NONE 1,000 -- -- Zions Bancorporation Call 989701907 95 1,000 SH CALL SOLE NONE 1,000 -- -- Foot Locker Inc Call 344849904 93 1,000 SH CALL SOLE NONE 1,000 -- -- Citrix Systems Inc Call 177376900 90 3,000 SH CALL SOLE NONE 3,000 -- -- Comerica Inc Put 200340957 89 350 SH PUT SOLE NONE 350 -- -- Starwood Hotels & Resorts Worldwide Inc Put 85590A951 88 1,000 SH PUT SOLE NONE 1,000 -- -- Textron Inc Call 883203901 86 750 SH CALL SOLE NONE 750 -- -- Waddell & Reed Financial Inc Put 930059950 86 900 SH PUT SOLE NONE 900 -- -- WESCO International Inc Call 95082P905 86 900 SH CALL SOLE NONE 900 -- -- America Movil SAB de CV Put 02364W955 85 500 SH PUT SOLE NONE 500 -- -- Capital One Financial Corp Put 14040H955 85 500 SH PUT SOLE NONE 500 -- -- NetApp Inc Put 64110D954 85 1,000 SH PUT SOLE NONE 1,000 -- -- Och-Ziff Capital Management Group LLC Call 67551U905 85 650 SH CALL SOLE NONE 650 -- -- Wells Fargo & Co Put 949746951 84 400 SH PUT SOLE NONE 400 -- -- Crown Holdings Inc Call 228368906 83 250 SH CALL SOLE NONE 250 -- -- Oshkosh Corp Put 688239951 83 250 SH PUT SOLE NONE 250 -- -- Aeropostale Inc Put 007865958 81 1,000 SH PUT SOLE NONE 1,000 -- -- Blue Nile Inc Put 09578R953 80 500 SH PUT SOLE NONE 500 -- -- Credit Suisse Group AG Call 225401908 80 250 SH CALL SOLE NONE 250 -- -- Raytheon Co Call 755111907 80 200 SH CALL SOLE NONE 200 -- -- SPDR KBW Bank ETF Call 78464A907 79 425 SH CALL SOLE NONE 425 -- -- Credit Suisse Group AG Put 225401958 77 350 SH PUT SOLE NONE 350 -- -- Unum Group Call 91529Y906 77 850 SH CALL SOLE NONE 850 -- -- TVI Corp Common Stock 872916101 75 827,889 SH SOLE NONE 827,889 -- -- Marshall & Ilsley Corp Put 571837953 73 1,325 SH PUT SOLE NONE 1,325 -- -- Cohen & Steers Inc Put 19247A950 73 500 SH PUT SOLE NONE 500 -- -- XL Capital Ltd Put G98255955 72 1,600 SH PUT SOLE NONE 1,600 -- -- Arkansas Best Corp Put 040790957 71 400 SH PUT SOLE NONE 400 -- -- M&T Bank Corp Put 55261F954 71 150 SH PUT SOLE NONE 150 -- -- Hanover Insurance Group Inc/The Put 410867955 70 350 SH PUT SOLE NONE 350 -- -- Goodyear Tire & Common Rubber Co/The Stock 382550101 69 11,100 SH SOLE NONE 11,100 -- -- Fortress Investment Group LLC Put 34958B956 68 1,500 SH PUT SOLE NONE 1,500 -- -- Parker Hannifin Corp Put 701094954 68 300 SH PUT SOLE NONE 300 -- -- XL Capital Ltd Call G98255905 68 750 SH CALL SOLE NONE 750 -- -- Goldman Sachs Group Inc/The Put 38141G954 65 100 SH PUT SOLE NONE 100 -- -- Invesco Ltd Put G491BT958 65 1,000 SH PUT SOLE NONE 1,000 -- -- State Street Corp Put 857477953 65 300 SH PUT SOLE NONE 300 -- -- MF Global Ltd Common Stock G60642108 63 15,000 SH SOLE NONE 15,000 -- -- eBay Inc Put 278642953 62 2,000 SH PUT SOLE NONE 2,000 -- -- F5 Networks Inc Put 315616952 60 1,000 SH PUT SOLE NONE 1,000 -- -- Affiliated Managers Group Inc Put 008252958 59 250 SH PUT SOLE NONE 250 -- -- Carlisle Cos Inc Put 142339950 58 200 SH PUT SOLE NONE 200 -- -- Franklin Resources Inc Put 354613951 58 350 SH PUT SOLE NONE 350 -- -- Deckers Outdoor Corp Call 243537907 56 100 SH CALL SOLE NONE 100 -- -- Jefferies Group Inc Call 472319902 55 850 SH CALL SOLE NONE 850 -- -- BJ's Wholesale Club Inc Put 05548J956 55 1,000 SH PUT SOLE NONE 1,000 -- -- HSBC Holdings PLC Put 404280956 55 200 SH PUT SOLE NONE 200 -- -- Zions Bancorporation Put 989701957 55 475 SH PUT SOLE NONE 475 -- -- GenCorp Inc Common Stock 368682100 53 25,000 SH SOLE NONE 25,000 -- -- T Rowe Price Group Inc Call 74144T908 53 350 SH CALL SOLE NONE 350 -- -- Rock-Tenn Co Call 772739907 52 200 SH CALL SOLE NONE 200 -- -- CBL & Associates Properties Inc REIT 124830100 50 21,296 SH SOLE NONE 21,296 -- -- Marvell Technology Group Ltd Call G5876H905 50 2,000 SH CALL SOLE NONE 2,000 -- -- Global Consumer Acquisition Corp Warrant 378983118 48 321,692 SH SOLE NONE 321,692 -- -- SBA Communications Corp Call 78388J906 48 1,000 SH CALL SOLE NONE 1,000 -- -- Lincoln National Corp Call 534187909 48 500 SH CALL SOLE NONE 500 -- -- Kirby Corp Call 497266906 47 200 SH CALL SOLE NONE 200 -- -- Tyco International Ltd Call 010038908 47 200 SH CALL SOLE NONE 200 -- -- Kennametal Inc Put 489170950 47 300 SH PUT SOLE NONE 300 -- -- Alsius Corp Common Stock 021211107 46 178,451 SH SHARED-OTHER 2 -- 178,451 -- Kaydon Corp Put 486587958 46 150 SH PUT SOLE NONE 150 -- -- Fifth Third Bancorp Put 316773950 45 1,500 SH PUT SOLE NONE 1,500 -- -- MSC Industrial Direct Co Put 553530956 44 400 SH PUT SOLE NONE 400 -- -- United States Steel Corp Put 912909958 43 100 SH PUT SOLE NONE 100 -- -- Navistar International Corp Call 63934E908 43 100 SH CALL SOLE NONE 100 -- -- Tessera Technologies Inc Put 88164L950 43 275 SH PUT SOLE NONE 275 -- -- Illinois Tool Works Inc Put 452308959 42 350 SH PUT SOLE NONE 350 -- -- Raymond James Financial Inc Call 754730909 42 450 SH CALL SOLE NONE 450 -- -- Dice Holdings Inc Common Stock 253017107 42 15,000 SH SOLE NONE 15,000 -- -- HCC Insurance Holdings Inc Put 404132952 41 400 SH PUT SOLE NONE 400 -- -- 3M Co Put 88579Y951 40 200 SH PUT SOLE NONE 200 -- -- Dell Inc Put 24702R951 40 500 SH PUT SOLE NONE 500 -- -- Factset Research Systems Inc Put 303075955 39 650 SH PUT SOLE NONE 650 -- -- Texas Industries Inc Put 882491953 39 350 SH PUT SOLE NONE 350 -- -- Empresa Brasileira de Aeronautica SA Put 29081M952 38 200 SH PUT SOLE NONE 200 -- -- Intel Corp Call 458140900 38 500 SH CALL SOLE NONE 500 -- -- Aflac Inc Put 001055952 37 150 SH PUT SOLE NONE 150 -- -- Cooper Industries Ltd Put G24182950 37 350 SH PUT SOLE NONE 350 -- -- Keycorp Call 493267908 37 350 SH CALL SOLE NONE 350 -- -- ACE Ltd Put 004432954 35 200 SH PUT SOLE NONE 200 -- -- Interactive Brokers Group Inc Put 45841N957 35 1,000 SH PUT SOLE NONE 1,000 -- -- Danaher Corp Put 235851952 34 150 SH PUT SOLE NONE 150 -- -- American Express Co Call 025816909 33 350 SH CALL SOLE NONE 350 -- -- Zila Inc Common Stock 989513304 33 163,158 SH SOLE NONE 163,158 -- -- Airgas Inc Put 009363952 33 150 SH PUT SOLE NONE 150 -- -- Invesco Ltd Call G491BT908 33 500 SH CALL SOLE NONE 500 -- -- Wilmington Trust Corp Call 971807902 33 650 SH CALL SOLE NONE 650 -- --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------- --------- ------------ -------- --------- --- ---- ------------ -------- -------- --------- ----- Terex Corp Put 880779953 32 250 SH PUT SOLE NONE 250 -- -- Carnival Corp Put 143658950 31 500 SH PUT SOLE NONE 500 -- -- Lowe's Cos Inc Put 548661957 30 150 SH PUT SOLE NONE 150 -- -- McAfee Inc Put 579064956 30 1,000 SH PUT SOLE NONE 1,000 -- -- Principal Financial Group Inc Call 74251V902 30 750 SH CALL SOLE NONE 750 -- -- Rent-A-Center Inc/TX Put 76009N950 30 1,000 SH PUT SOLE NONE 1,000 -- -- US Bancorp Put 902973954 30 500 SH PUT SOLE NONE 500 -- -- CommScope Inc Call 203372907 28 500 SH CALL SOLE NONE 500 -- -- Salesforce.com Inc Put 79466L952 28 500 SH PUT SOLE NONE 500 -- -- Goodrich Corp Put 382388956 27 100 SH PUT SOLE NONE 100 -- -- New York Community Bancorp Inc Put 649445953 26 750 SH PUT SOLE NONE 750 -- -- Wal-Mart Stores Inc Put 931142953 26 150 SH PUT SOLE NONE 150 -- -- Eagle Materials Inc Put 26969P958 26 150 SH PUT SOLE NONE 150 -- -- Microsoft Corp Call 594918904 24 500 SH CALL SOLE NONE 500 -- -- Diebold Inc Put 253651953 23 150 SH PUT SOLE NONE 150 -- -- Juniper Networks Inc Call 48203R904 23 1,000 SH CALL SOLE NONE 1,000 -- -- Aflac Inc Call 001055902 22 300 SH CALL SOLE NONE 300 -- -- United States Oil Fund LP Put 91232N958 22 200 SH PUT SOLE NONE 200 -- -- Rodman & Renshaw Capital Group Inc Common Stock 77487R100 21 69,107 SH SHARED-OTHER 2 -- 69,107 -- Cabot Corp Put 127055951 21 500 SH PUT SOLE NONE 500 -- -- Astec Industries Inc Put 046224951 21 200 SH PUT SOLE NONE 200 -- -- Sun Microsystems Inc Call 866810903 20 750 SH CALL SOLE NONE 750 -- -- Oracle Corp Put 68389X955 20 250 SH PUT SOLE NONE 250 -- -- Seagate Technology Put G7945J954 19 1,250 SH PUT SOLE NONE 1,250 -- -- Fastenal Co Put 311900954 18 200 SH PUT SOLE NONE 200 -- -- Tongxin International Ltd Warrant G8918T111 18 188,094 SH SOLE NONE 188,094 -- -- California Coastal Communities Inc Common Stock 129915203 18 28,671 SH SOLE NONE 28,671 -- -- Akamai Technologies Inc Put 00971T951 18 500 SH PUT SOLE NONE 500 -- -- Oscient Pharmaceuticals Common Corp Stock 68812R303 17 137,765 SH SHARED-OTHER 2 -- 137,765 -- WESCO International Inc Put 95082P955 17 200 SH PUT SOLE NONE 200 -- -- EMC Corp/Massachusetts Call 268648902 15 1,000 SH CALL SOLE NONE 1,000 -- -- GLG Partners Inc Warrant 37929X115 15 100,000 SH SOLE NONE 100,000 -- -- CNH Global NV Put 000029953 15 200 SH PUT SOLE NONE 200 -- -- Tessera Technologies Inc Call 88164L900 14 175 SH CALL SOLE NONE 175 -- -- Zila Inc Common Stock 989513304 13 63,310 SH SHARED-OTHER 2 -- 63,310 -- Gymboree Corp Call 403777905 13 500 SH CALL SOLE NONE 500 -- -- Eastman Chemical Co Put 277432950 10 200 SH PUT SOLE NONE 200 -- -- F5 Networks Inc Call 315616902 10 250 SH CALL SOLE NONE 250 -- -- Linn Energy LLC Put 536020950 9 305 SH PUT SOLE NONE 305 -- -- Dolby Laboratories Inc Put 25659T957 9 250 SH PUT SOLE NONE 250 -- -- Take-Two Interactive Software Inc Call 874054909 7 100 SH CALL SOLE NONE 100 -- -- NetApp Inc Call 64110D904 5 500 SH CALL SOLE NONE 500 -- -- SAP AG Call 803054904 3 250 SH CALL SOLE NONE 250 -- -- Stream Global Services Inc Warrant 86323M118 2 18,400 SH SOLE NONE 18,400 -- -- THQ Inc Call 872443903 2 187 SH CALL SOLE NONE 187 -- -- QLogic Corp Call 747277901 2 350 SH CALL SOLE NONE 350 -- -- Stoneleigh Partners Acquisition Corp Warrant 861923126 1 100,000 SH SOLE NONE 100,000 -- -- Rohm and Haas Co Put 775371957 1 125 SH PUT SOLE NONE 125 -- -- Genentech Inc Put 368710956 -- 1,750 SH PUT SOLE NONE 1,750 -- --
-----END PRIVACY-ENHANCED MESSAGE-----