-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dqqi87gLmKtIOLPg0wvj548XANVr4RwSRgpyneJDgnvFYdOpRF0Bm3qKwTJyhpoM VVD07/gPB8lv+fgxhwnCxA== 0000927016-99-002408.txt : 19990623 0000927016-99-002408.hdr.sgml : 19990623 ACCESSION NUMBER: 0000927016-99-002408 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990621 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SS&C TECHNOLOGIES INC CENTRAL INDEX KEY: 0001011661 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061169696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48469 FILM NUMBER: 99649376 BUSINESS ADDRESS: STREET 1: 80 LAMBERTON RD STREET 2: CORPORATE PLACE CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 8602427887 MAIL ADDRESS: STREET 1: CORPORATE PLACE STREET 2: 705 BLOOMFIELD AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STONE WILLIAM C CENTRAL INDEX KEY: 0001032282 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SS&C TECHNOLOGIES INC STREET 2: 705 BLOOMFIELD AVENUE CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602427887 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _________________ SCHEDULE 13G (Rule 13d-102) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) SS&C Technologies, Inc. ----------------------- (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 85227Q 10 0 ----------- (CUSIP Number) December 31, 1998 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). AMENDMENT NO. 3 TO SCHEDULE 13G CUSIP No. 85227Q 10 0 Page 2 of 8 ----------- Explanatory Note: This Amendment No. 3 to Schedule 13G is filed for the purpose of amending and restating Amendment No. 2 to Schedule 13G filed February 8, 1999 by the reporting person to adjust the reported number of shares deemed to be beneficially owned by the reporting person. The adjustment is the result of a clarification in the vesting of certain options to purchase shares of the issuer's Common Stock. CUSIP No. 85227Q 10 0 Page 3 of 8 ----------- ____________________________________________________________________________ 1. Name of Reporting Person William C. Stone I.R.S. Identification Number of Above Persons (Entities Only) Not Applicable ____________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (a) [ ] Not Applicable (b) [ ] ____________________________________________________________________________ 3. SEC Use Only ____________________________________________________________________________ 4. Citizenship or Place of Organization United States of America ____________________________________________________________________________ Number of Shares Beneficially Owned By Each Reporting Person With: 5. Sole Voting Power 4,540,542 shares ____________________________________________________________________________ 6. Shared Voting Power 0 shares ____________________________________________________________________________ CUSIP No. 85227Q 10 0 Page 4 of 8 ----------- ____________________________________________________________________________ 7. Sole Dispositive Power 4,540,542 shares ____________________________________________________________________________ 8. Shared Dispositive Power 0 shares ____________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Reporting Person 4,540,542 shares ____________________________________________________________________________ 10. Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares Not Applicable ____________________________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 30.7% ____________________________________________________________________________ 12. Type of Reporting Person IN ____________________________________________________________________________ CUSIP No. 85227Q 10 0 Page 5 of 8 ----------- AMENDMENT NO. 3 TO SCHEDULE 13G Item 1(a). Name of Issuer: --------------- SS&C Technologies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 80 Lamberton Road Windsor, CT 06095 Item 2(a). Name of Person Filing: ---------------------- William C. Stone Item 2(b). Address of Principal Business Office or, if None, Residence: ------------------------------------------------------------ SS&C Technologies, Inc. 80 Lamberton Road Windsor, CT 06095 Item 2(c). Citizenship: ------------ United States of America Item 2(d). Title of Class of Securities: ----------------------------- Common Stock, $.01 par value per share CUSIP No. 85227Q 10 0 Page 6 of 8 ----------- Item 2(e). CUSIP Number: ------------- 85227Q 10 0 Item 3. Not Applicable Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 4,540,542 shares (b) Percent of Class: 30.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,540,542 shares (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition of: 4,540,542 shares (iv) shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not Applicable CUSIP No. 85227Q 10 0 Page 7 of 8 ----------- Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: --------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10. Certification: -------------- Not Applicable CUSIP No. 85227Q 10 0 Page 8 of 8 ----------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ William C. Stone ---------------------- Date: June 21, 1999 William C. Stone -----END PRIVACY-ENHANCED MESSAGE-----