-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+v9PodK/k0/yTp7FKT9uLYTBfbh4L349TZjmmdmIAtWnEYMeCCkmtxuAu97AMbB bfEf076WscD1DI/sIHtpyA== 0000927016-97-000272.txt : 19970221 0000927016-97-000272.hdr.sgml : 19970221 ACCESSION NUMBER: 0000927016-97-000272 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SS&C TECHNOLOGIES INC CENTRAL INDEX KEY: 0001011661 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061169696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48469 FILM NUMBER: 97523779 BUSINESS ADDRESS: STREET 1: 705 BLOOMFIELD AVE STREET 2: CORPORATE PLACE CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602427887 MAIL ADDRESS: STREET 1: CORPORATE PLACE STREET 2: 705 BLOOMFIELD AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STONE WILLIAM C CENTRAL INDEX KEY: 0001032282 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O SS&C TECHNOLOGIES INC STREET 2: 705 BLOOMFIELD AVENUE CITY: BLOOMFIELD STATE: CT ZIP: 06002 BUSINESS PHONE: 8602427887 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _________________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) SS&C Technologies, Inc. ----------------------- (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 85227Q 10 0 ----------- (CUSIP Number) _________________ SCHEDULE 13G CUSIP No. 85227Q 10 0 Page 2 of 7 ----------- ____________________________________________________________________________ 1. Name of Reporting Person William C. Stone S.S. or I.R.S. Identification Number of Above Person ____________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group Not Applicable ____________________________________________________________________________ 3. SEC Use Only ____________________________________________________________________________ 4. Citizenship or Place of Organization United States of America ____________________________________________________________________________ Number of Shares Beneficially Owned By Each Reporting Person With: 5. Sole Voting Power 4,494,680 shares ____________________________________________________________________________ 6. Shared Voting Power 0 shares ____________________________________________________________________________ CUSIP No. 85227Q 10 0 Page 3 of 7 ----------- ____________________________________________________________________________ 7. Sole Dispositive Power 4,494,680 shares ____________________________________________________________________________ 8. Shared Dispositive Power 0 shares ____________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Reporting Person 4,494,680 shares ____________________________________________________________________________ 10. Check Box if the Aggregate Amount in Row 9 Excludes Certain Shares Not Applicable ____________________________________________________________________________ 11. Percent of Class Represented by Amount in Row 9 36.3% ____________________________________________________________________________ 12. Type of Reporting Person IN ____________________________________________________________________________ CUSIP No. 85227Q 10 0 Page 4 of 7 ----------- SCHEDULE 13G Item 1(a). Name of Issuer: --------------- SS&C Technologies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ Corporate Place 705 Bloomfield Avenue Bloomfield, CT 06002 Item 2(a). Name of Person Filing: ---------------------- William C. Stone Item 2(b). Address of Principal Business Office or, if None, Residence: ------------------------------------------------------------ c/o SS&C Technologies, Inc. Corporate Place 705 Bloomfield Avenue Bloomfield, CT 06002 Item 2(c). Citizenship: ------------ United States of America Item 2(d). Title of Class of Securities: ----------------------------- Common Stock, $.01 par value per share CUSIP No. 85227Q 10 0 Page 5 of 7 ----------- Item 2(e). CUSIP Number: ------------- 85227Q 10 0 Item 3. Not Applicable Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 4,494,680 shares (b) Percent of Class: 36.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,494,680 shares (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition of: 4,494,680 shares (iv) shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not Applicable CUSIP No. 85227Q 10 0 Page 6 of 7 ----------- Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: -------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10. Certification: -------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. CUSIP No. 85227Q 10 0 Page 7 of 7 ----------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------------ Date: February 4, 1997 William C. Stone -----END PRIVACY-ENHANCED MESSAGE-----