-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0fhtEQKLlAIC0W3DvmzIH+uGSdehQlerNN4PiiRjUGQF1A9BhV+6ZLrOYSJmozj 0phrNMWjYoYj9IK363E1Kg== 0001408324-09-000094.txt : 20090728 0001408324-09-000094.hdr.sgml : 20090728 20090728111325 ACCESSION NUMBER: 0001408324-09-000094 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090728 DATE AS OF CHANGE: 20090728 EFFECTIVENESS DATE: 20090728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 09966251 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR/A 1 managed2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ------------- Check here if Amendment [ ]; Amendment Number: 22342234 This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: HARRIS SUFIAN NEW YORK, NY July 14, 2009 - ------------------------------ ---------------------- ------------------ Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Include Managers: 0 Form 13F Information Tableentry Total: 132 Form 13F Information table Value Total: $102,349,000 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579Y101 903 13663 Sole Sole ABBOTT LABS COM 002824100 294 6252 Sole Sole ACTIVISION BLIZZARD INC COM 00507V109 127 10033 SH Sole Sole ADVANCED MICRO DEVICES INC COM 007903107 150 38700 Sole Sole AGILENT TECHNOLOGIES INC COM 00846U101 260 12812 Sole Sole AIR PRODS & CHEMS INC COM 009158106 558 8637 Sole Sole AMAZON COM INC COM 023135106 552 6600 P Sole Sole AMER AXLE & MANUFACTURING HLD COM 024061103 63 18200 Sole Sole AMER EXPRESS COMPANY COM 025816109 484 20830 Sole Sole AMERICAN TOWER SYSTEMS CORP CL A 029912201 208 6589 Sole Sole ANNALY CAP MGMT INC COM 035710409 200 13226 SH Sole Sole APPLE INC COM 037833100 313 2200 C Sole Sole BANK OF AMERICA CORP COM 060505104 234 17746 Sole Sole BARD C R INC COM 067383109 648 8700 C Sole Sole BAXTER INTERNATIONAL INC COM 071813109 715 13500 Sole Sole BEST BUY INC COM 086516101 250 7470 SH Sole Sole BOEING COMPANY COM 097023105 348 8194 Sole Sole BOSTON SCIENTIFIC CORP COM 101137107 280 27576 Sole Sole BURLNGTN N SNTA FE$0.01 COM 12189T104 292 3976 Sole Sole CATERPILLAR INC DEL COM 149123101 602 18226 Sole Sole CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 338 40375 SH Sole Sole CHICAGO BRIDGE & IRON CO N V A N Y REGISTRY SH 167250109 149 12000 Sole Sole CHIQUITA BRANDS INTL INC COM 170032809 152 14793 SH Sole Sole CISCO SYS INC COM 17275R102 1280 68629 SH Sole Sole CITIGROUP INC COM 172967101 22441 7555800 P Sole Sole COLGATE PALMOLIVE COM 194162103 277 3912 Sole Sole COMCAST CORP NEW CL A SPL 20030N200 723 51265 SH Sole Sole COOPER TIRE & RUBR CO COM 216831107 124 12500 Sole Sole CORNING INCORPORATED COM 219350105 272 1691 Sole Sole CORRECTIONS CORP AMER NEW COM NEW 22025Y407 228 13430 SH Sole Sole CROWN HOLDINGS INC COM 228368106 628 26001 Sole Sole CSX CORP COM 126408103 401 11578 Sole Sole CYPRESS SEMICONDUCTOR CORP COM 232806109 131 14287 Sole Sole DATA DOMAIN INC COM 23767P109 262 7850 SH Sole Sole DELL INC COM 24702R101 143 10400 SH C Sole Sole DELL INC COM 24702R101 143 10407 SH Sole Sole DEUTSCHE BK AG REG SHS NAMEN AKT D18190898 226 3708 Sole Sole DEVON ENERGY CORP COM 25179M103 570 10466 Sole Sole DHT MARITIME INC COM Y2065G105 220 42283 SH Sole Sole DIAMOND OFFSHORE DRLNG COM 25271C102 312 3751 Sole Sole DIAMONDS TRUST SERIES I UNIT SER 1 252787106 275 3253 Sole Sole E M C CORP MASS COM 268648102 263 20100 SH C Sole Sole E M C CORP MASS COM 268648102 824 62924 SH Sole Sole ELI LILLY & CO COM 532457108 309 8912 Sole Sole EMULEX CORP COM NEW 292475209 400 40900 SH Sole Sole FAIRCHILD SEMICONDUCTOR INT'L COM 303726103 78 11100 Sole Sole FORD MOTOR COMPANY COM PAR $0.01 345370860 129 21182 Sole Sole FURNITURE BRANDS INT'L INC COM 360921100 108 35700 Sole Sole GENESIS LEASE LTD ADR 37183T107 207 48061 SH Sole Sole GENTEX CORP COM 371901109 116 10000 Sole Sole GILEAD SCIENCES INC COM COM 375558103 327 6988 Sole Sole GOODYEAR TIRE & RUBBER CO COM 382550101 160 14200 Sole Sole GOOGLE INC. CMN CLASS A CL A 38259P508 258 613 Sole Sole HERTZ GLOBAL HOLDINGS, INC. COM 42805T105 100 12500 Sole Sole HEWLETT PACKARD CO COM 428236103 251 6500 SH C Sole Sole HOME DEPOT INC COM 437076102 293 12368 SH Sole Sole HONEYWELL INTL INC DEL COM 438516106 220 7019 Sole Sole IAMGOLD CORP COM 450913108 201 19855 SH Sole Sole ILLINOIS TOOL WORKS INC COM 452308109 222 5943 Sole Sole INTEL CORP COM 458140100 184 11100 SH C Sole Sole INTEL CORP COM 458140100 266 16065 SH Sole Sole INTL BUSINESS MACHINES CORP IB COM 459200101 217 2082 Sole Sole ISHARES INC MSCI MEX INVEST 464286822 1581 42900 P Sole Sole ISHARES S&P 500 INDEX FUND500 S & P 500 INDEX 464287200 224 2429 Sole Sole ISHARES TR RUSSELL 2000 464287655 475 9300 P Sole Sole J.P. MORGAN CHASE & CO COM 46625H100 557 16343 Sole Sole JOHNSON & JOHNSON COM 478160104 852 15004 Sole Sole JOHNSON CTLS INC COM 478366107 598 27547 Sole Sole KOHLS CORP COM 500255104 347 8131 SH Sole Sole KRAFT FOODS INC VA CL A CL A CL A 50075N104 332 13119 Sole Sole LENNAR CORP CL B 526057302 76 10000 SH Sole Sole LENNOX INT'L INC COM 526107107 430 13400 Sole Sole LUBRIZOL CORP COM COM 549271104 464 9800 Sole Sole MCKESSON CORP COM 58155Q103 581 13200 C Sole Sole MICROSOFT CORP COM 594918104 1202 50555 SH Sole Sole MONSANTO CO NEW DEL COM COM 61166W101 230 3098 Sole Sole MORGAN STANLEY COM 617446448 299 10481 Sole Sole MOTOROLA INC COM COM 620076109 123 18613 Sole Sole NASH FINCH CO COM 631158102 206 7629 SH Sole Sole NATCO GROUP INC CL A 63227W203 412 12500 SH Sole Sole NETAPP, INC. COM 64110D104 204 10379 Sole Sole NEWS CORP CL A 65248E203 729 80000 SH Sole Sole NOKIA CORP SPON ADR SPONSO SPONSORED ADR 654902204 223 15264 Sole Sole NUANCE COMMUNICATIONS INC COM 67020Y100 166 13796 SH Sole Sole ON SEMICONDUCTOR CORP COM 682189105 200 29200 Sole Sole PAYCHEX INC COM 704326107 237 9409 Sole Sole PEPSI BOTTLING GROUP INC COM 713409100 212 6260 SH Sole Sole PETRO-CDA COM 71644E102 5059 53252 SH Sole Sole PFIZER INC COM 717081103 213 14221 Sole Sole PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 294 4900 C Sole Sole PIMCO CALIF MUN INCOME FD II COM 72200M108 607 77500 SH Sole Sole PIMCO HIGH INCOME FD COM SHS 722014107 176 19597 SH Sole Sole PNC FINCL SERVICES GROUP COM 693475105 288 7430 Sole Sole POWERSHARES QQQ TRUST UNIT SER 1 73935A104 789 21700 P Sole Sole POWERSHARES QQQ TRUST MUTUAL F UNIT SER 1 73935A104 513 14100 Sole Sole PROCTER & GAMBLE CO COM 742718109 244 4778 Sole Sole QUALCOMM INC COM 747525103 845 18710 Sole Sole RF MICRO DEVICES COM 749941100 574 152564 Sole Sole ROYAL BANK CANADA PV$1 -MONTRE COM 780087102 297 7279 Sole Sole SANMINA SCI CORP COM 800907107 16 35875 SH Sole Sole SANOFI AVENTIS SPON ADR SPONSORED ADR 80105N105 511 17338 Sole Sole SCHERING PLOUGH CORP COM 806605101 9421 375025 SH Sole Sole SEAGATE TECHNOLOGY CMN SHS G7945J104 219 20976 Sole Sole SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 205 7800 SH P Sole Sole SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 227 10600 P Sole Sole SERVICE CORP INTL COM 817565104 202 36833 SH Sole Sole SIMON PROPERTY GROUP DEL REIT COM 828806109 330 6411 Sole Sole SMITH & WESSON HLDG CORP COM 831756101 150 26393 SH Sole Sole STANDARD & POORS DEP RCPTS SPD UNIT SER 1 78462F103 257 2800 SH C Sole Sole STANDARD & POORS DEP RCPTS SPD UNIT SER 1 78462F103 2363 25700 SH P Sole Sole STARBUCKS CORP COM 855244109 453 32647 Sole Sole STRYKER CORP COM 863667101 394 9917 Sole Sole SUN LIFE FINANCIAL INC COM 866796105 213 7904 Sole Sole SUN MICROSYSTEMS INC COM NEW 866810203 8114 880008 SH Sole Sole TAIWAN S MANUFCTRING ADR LTD-A SPONSORED ADR 874039100 121 12819 Sole Sole TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 193 13927 SH Sole Sole TD AMERITRADE HLDG CORP COM 87236Y108 250 14248 Sole Sole TEVA PHARMACEUTICAL IND LTD AD ADR 881624209 332 6731 Sole Sole TEXAS INSTRS INC COM 882508104 220 10326 Sole Sole THE SCOTTS MIRACLE GRO CO CL A 810186106 628 17926 Sole Sole TORONTO DOMINION BANK COM NEW 891160509 303 5861 Sole Sole TOTAL S.A. SP ADR SPONSORED ADR 89151E109 211 3883 Sole Sole TRANSOCEAN LTD NAMEN-AKT COM REG SHS H8817H100 273 3681 Sole Sole UBS AG SHS NEW H89231338 360 29520 Sole Sole UNILEVER PLC NEW ADR SPONS SPON ADR NEW 904767704 211 8975 Sole Sole UNION PACIFIC CORP COM 907818108 312 5985 Sole Sole UNITED STATES STEEL CP COM 912909108 211 5899 Sole Sole VALSPAR CORP COM 920355104 577 25600 Sole Sole WAL-MART STORES INC COM 931142103 280 5790 Sole Sole WATSCO INC COM COM 942622200 303 6200 Sole Sole WIND RIVER SYSTEMS INC COM 973149107 1723 150350 SH Sole Sole WYETH COM 983024100 9993 220151 SH Sole Sole
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