-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JmVs+M7QORxTEen1YDJ8Mx3Q6PipyUQSPdpLIsGolSiFIy1lfYT2NrMjf8dNtHle 2F184liZM31oTERNxs7bXA== 0000938206-09-000026.txt : 20090820 0000938206-09-000026.hdr.sgml : 20090820 20090820155051 ACCESSION NUMBER: 0000938206-09-000026 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090820 DATE AS OF CHANGE: 20090820 EFFECTIVENESS DATE: 20090820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 091026662 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR/A 1 q1200913famended.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended March 31, 2009 If amended report check here: |X| Amendment Number: _1_ This Amendment (Check only one): |X| is a restatement |_| adds new holding entries. Driehaus Capital Management LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 25 East Erie Street Chicago Illinois 60611 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-3580_____ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mary H. Weiss Senior Vice President and Secretary 312-587-3800 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Mary H. Weiss ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) ------------------------------------------ Chicago, Illinois, August , 2009 Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _None______ Form 13F Information Table Entry Total: _297______ Form 13F Information Table Value Total: $_1,358,638___ (thousands) FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------------- ------ ------ ------------------- ---------- -------- ----------------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3Com Corp. ...............Common 885535104 1248 404000 SH X 287176 0 116824 Aaron Rents Inc ..........Common 002535201 2666 100000 SH X 71139 0 28861 Abbott Laboratories ......Common 002824100 729 15288 SH X 10003 0 5285 ACI Worldwide Inc ........Common 004498101 1659 88460 SH X 71057 0 17403 Activision Blizzard, 86130 Inc. .................. Common 00507V109 2860 273465 SH X 187335 0 47928 Advance Auto Parts .......Common 00751Y106 7092 172635 SH X 124707 0 126045 Aecom Technology Corp. ...Common 00766T100 10673 409244 SH X 283199 0 Aegean Marine Petroleum 79412 Netw .................. ADR Y0017S102 3687 220107 SH X 140695 0 96993 Aeropostale, Inc. ........Common 007865108 7460 280889 SH X 183896 0 Airmedia Group, Inc. - 346785 ADR ................. ADR 009411109 1848 441022 SH X 94237 0 Alexion Pharmaceuticals 114894 Inc. ............... Common 015351109 14447 383608 SH X 268714 0 55059 Allegiant Travel Co ......Common 01748X102 7571 166552 SH X 111493 0 95471 Allos Therapeutics Inc ...Common 019777101 1084 175358 SH X 79887 0 3679 Amazon.Com Inc. ..........Common 023135106 779 10614 SH X 6935 0 16321 America Movil - L - ADR ..ADR 02364W105 4729 174647 SH X 158326 0 American Campus C 22323 ommunities .............. Common 024835100 450 25901 SH X 3578 0 American Italian Pasta 304057 Co .................. Common 027070101 21607 620714 SH X 316657 0 American Public Education ................Common 02913V103 1472 35000 SH X 24885 0 10115 American Tower Corp. - Cl. A ............... Common 029912201 4111 135108 SH X 88192 0 46916 Americas Car-Mart Inc. ...Common 03062T105 1153 84809 SH X 38556 0 46253 Annaly Capital Management Inc ...........Common 035710409 3640 262401 SH X 228037 0 34364 Anworth Mortgage Asset Corp. ............... Common 037347101 8106 1322385 SH X 763669 0 558716 Apollo Group Inc. - Cl. A .................. Common 037604105 11730 149756 SH X 98769 0 50987 Apple, Inc. ..............Common 037833100 5962 56713 SH X 32746 0 23967 Applied Signal Technology ...............Common 038237103 1336 66051 SH X 30077 0 35974 Aqua America Inc .........Common 03836W103 3278 163909 SH X 118311 0 45598 Arcsight Inc .............Common 039666102 4472 350176 SH X 128184 0 221992 Arena Resources Inc ......Common 040049108 7978 313101 SH X 204508 0 108593 Argan Inc ................Common 04010E109 1188 89763 SH X 40582 0 49181 AsiaInfo Holdings Inc ....ADR 04518A104 10389 616544 SH X 364372 0 252172 Athenahealth Inc .........Common 04685W103 1895 78605 SH X 41624 0 36981 Ats Medical Inc. .........Common 002083103 1385 554019 SH X 215161 0 338858 AURIZON MINES LTD ........ADR 05155P106 3201 711226 SH X 301750 0 409476 AutoZone Inc. ............Common 053332102 4328 26615 SH X 17387 0 9228 Auxilium Pharmaceuticals Inc ............... Common 05334D107 2422 87389 SH X 62147 0 25242 Baidu, Inc. - Spon ADR ...ADR 056752108 18292 103155 SH X 83176 0 19979 Best Buy Company Inc. ....Common 086516101 5803 152873 SH X 99746 0 53127 Big Lots Inc. ............Common 089302103 8532 410577 SH X 286032 0 124545 BIGBAND NETWORKS INC .....Common 089750509 2576 393322 SH X 157142 0 236180 BJ's Restaurants Inc .....Common 09180C106 2790 200569 SH X 78456 0 122113 Blue Coat Systems Inc ....Common 09534T508 1876 156241 SH X 66438 0 89803 Boston Private Bancorp Inc ................. Common 101119105 7 11 SH PUT X 0 0 11 BRINKS HOME SECURITY HOLDING ............... Common 109699108 1089 48203 SH X 34313 0 13890 Broadcom Corp. - A ......Common 111320107 2266 113407 SH X 78631 0 34776 Bucyrus International, Inc. ................ Common 118759109 313 20618 SH X 16355 0 4263 Buffalo Wild Wings Inc ...Common 119848109 5130 140232 SH X 95498 0 44734 Burger King Holdings Inc .Common 121208201 9739 424379 SH X 291026 0 133353 Calgon Carbon Corp. ......Common 129603106 468 33029 SH X 15172 0 17857 Cantel Medial Corp .......Common 138098108 155 12018 SH X 332 0 11686 Capstead Mortgage Corp. ..Common 14067E506 9654 898863 SH X 522163 0 376700 CARDIONET INC ............Common 14159L103 9743 347212 SH X 179998 0 167214 Career Education Corp. ...Common 141665109 6112 255085 SH X 174057 0 81028 Carters Inc. .............Common 146229109 5880 312592 SH X 222045 0 90547 Cavium Networks Inc ......Common 14965A101 1607 139252 SH X 63393 0 75859 Celgene Corp. ............Common 151020104 1883 42409 SH X 30088 0 12321 Central European Distribution Corp. ...... Common 153435102 466 43300 SH X 5052 0 38248 Central European Equity Fund ............... Common 153436100 180 11766 SH X 0 0 11766 Central European Media Enterprises - A ..... ADR G20045202 169 14754 SH X 0 0 14754 CENTRAL GARDEN AND PET CO - A .............. Common 153527205 1764 234628 SH X 106112 0 128516 Cephalon Inc. ............Common 156708109 1674 24577 SH X 17726 0 6851 Ceva Inc .................Common 157210105 542 74447 SH X 34467 0 39980 Challenger Energy Corp ...ADR 15758N101 436 1091232 SH X 323264 0 767968 Check Point Software Tech., Ltd. ........... ADR M22465104 6784 305435 SH X 242870 0 62565 Childrens Place Retail ...Common 168905107 544 24870 SH X 19705 0 5165 Chipotle Mexican Grill - A ................. Common 169656105 4840 72909 SH X 53588 0 19321 Cia Vale do Rio Doce - ADR ................. ADR 204412209 9133 680699 SH X 627038 0 53661 Citigroup Inc. ...........Common 172967101 34 1600 SH CALL X 0 0 1600 Coca-Cola Co. (The) ......Common 191216100 2193 49905 SH X 32588 0 17317 Cogent Inc ...............Common 19239Y108 4331 363989 SH X 238576 0 125413 Cogo Group Inc ...........ADR 192448108 4109 615173 SH X 225798 0 389375 Coinstar Inc. ............Common 19259P300 8941 273097 SH X 141528 0 131569 Compass Minerals Internation ..............Common 20451N101 3751 66535 SH X 47283 0 19252 Comverge Inc .............Common 205859101 1615 232400 SH X 105864 0 126536 Concho Resources Inc .....Common 20605P101 9500 371246 SH X 249100 0 122146 Conn's Inc ...............Common 208242107 2067 147228 SH X 59542 0 87686 Conseco, Inc. ............Common 208464883 1182 2718 SH PUT X 0 0 2718 Conseco, Inc. ............Common 208464883 193 979 SH PUT X 0 0 979 Continental Resources, Inc. ................ Common 212015101 5225 246369 SH X 170006 0 76363 Copa Holdings SA - A .....ADR P31076105 11643 406103 SH X 276403 0 129700 Copart Inc. ..............Common 217204106 3188 107498 SH X 63857 0 43641 Core Laboratories N.V. ...ADR N22717107 1041 14234 SH X 7335 0 6899 Corinthian Colleges Inc ..Common 218868107 11708 601965 SH X 371191 0 230774 Corning, Inc. ............Common 219350105 3982 300051 SH X 204421 0 95630 Costco Wholesale Corp. ...Common 22160K105 2876 62098 SH X 40388 0 21710 Cougar Biotechnology Inc .Common 222083107 871 27043 SH X 12305 0 14738 Credicorp, Ltd. ..........ADR G2519Y108 679 14500 SH X 7917 0 6583 Crown Holdings Inc .......Common 228368106 1340 58970 SH X 51249 0 7721 Cybersource Corp .........Common 23251J106 11953 807085 SH X 527509 0 279576 Cypress Bioscience Inc. ..Common 232674507 4401 618934 SH X 387412 0 231522 Darden Restaurants Inc ...Common 237194105 2189 63890 SH X 36751 0 27139 Denbury Resources Inc. ...Common 247916208 743 50000 SH X 43426 0 6574 Desarrolladora Homex - ADR ................. ADR 25030W100 3096 230567 SH X 194843 0 35724 DG FastChannel Inc .......Common 23326R109 5925 315678 SH X 114443 0 201235 Diana Shipping, Inc. .....ADR Y2066G104 9945 843474 SH X 546334 0 297140 Dodge & Cox Intl Stock Fund ................ Common 256206103 784 41125 SH X 0 0 41125 Dollar Tree Inc ..........Common 256746108 12468 279862 SH X 201280 0 78582 Drdgold Ltd ..............ADR 26152H301 957 113209 SH X 51567 0 61642 Drill-Quip ...............Common 262037104 12608 410690 SH X 259252 0 151438 E-House China Holdings - ADS ................ ADR 26852W103 1638 210873 SH X 27058 0 183815 EMC Corp. ............... Common 268648102 3030 265824 SH X 182207 0 83617 EMERGENCY MEDICAL SERVICES-A ...............Common 29100P102 1274 40573 SH X 28794 0 11779 ENERGY RECOVERY INC ......Common 29270J100 504 66333 SH X 27123 0 39210 ENERGYSOLUTIONS INC ......Common 292756202 5880 679757 SH X 416636 0 263121 ENERNOC INC ..............Common 292764107 5558 382279 SH X 124398 0 257881 Epiq Systems Inc .........Common 26882D109 9361 519174 SH X 316763 0 202411 Equinix, Inc. ............Common 29444U502 8892 158357 SH X 109339 0 49018 Evercore Partners Inc ....Common 29977A105 919 59500 SH X 27076 0 32424 Exco Resources Inc .......Common 269279402 7665 766515 SH X 539620 0 226895 Express Scripts Inc. - Cl. A ............... Common 302182100 3794 82180 SH X 53667 0 28513 Family Dollar Stores .....Common 307000109 20150 603842 SH X 407429 0 196413 Fidelity National ........Common 31620R105 22697 1163353 SH X 811840 0 351513 Fidelity National Information ............. Common 31620M106 410 22500 SH X 19543 0 2957 First American Corp. .....Common 318522307 2425 91467 SH X 56917 0 34550 FIRSTBANK CORP/ALMA MICH - fractional shares..Common DDH61G100 0 55125 SH X 55125 0 0 Foot Locker, Inc. ........Common 344849104 3346 319319 SH X 227237 0 92082 Force Protection Inc .....Common 345203202 464 96651 SH X 45028 0 51623 Ford Motor Co Capital TR II ................ PFD 345395206 952 119166 SH X 0 0 119166 Fpl Group Inc. ...........Common 302571104 2468 48655 SH X 31762 0 16893 Freeport-McMoran Copper & Gold Inc ......... PFD 35671D782 2145 33250 SH X 0 0 33250 Fti Consulting Inc. ......Common 302941109 3376 68221 SH X 44880 0 23341 Gamestop Corp. ...........Common 36467W109 2375 84752 SH X 73622 0 11130 Gasco Energy Inc .........Common 367220100 286 733962 SH X 463318 0 270644 General Motors Corporation ..............Sr Deben 370442691 220 23800 SH X 0 0 23800 Genoptix .................Common 37243V100 824 30190 SH X 13735 0 16455 GEOEYE INC ...............Common 37250W108 4429 224251 SH X 78102 0 146149 Gerdau SA - ADR ..........ADR 373737105 3971 715944 SH X 675845 0 40099 GIANT INTERACTIVE GROUP - ADR .............. ADR 374511103 3541 520752 SH X 279809 0 240943 Gilead Sciences, Inc. ....Common 375558103 4398 94945 SH X 64151 0 30794 Goldcorp Inc .............ADR 380956409 9953 298723 SH X 208948 0 89775 Google, Inc. - A .........Common 38259P508 4706 13522 SH X 9207 0 4315 Gran Tierra Energy Inc ...ADR 38500T101 1780 709300 SH X 252943 0 456357 Green Mountain Coffee ....Common 393122106 31287 651809 SH X 378919 0 272890 Hansen Natural Corp. .....Common 411310105 551 15300 SH X 3714 0 11586 Hess Corp ................Common 42809H107 3361 62020 SH X 40400 0 21620 HHGREGG INC ..............Common 42833L108 2759 195000 SH X 84906 0 110094 Hibbett Sports Inc .......Common 428567101 4086 212581 SH X 151168 0 61413 HMS Holdings Corp ........Common 40425J101 8463 257239 SH X 132563 0 124676 Hot Topic Inc ............Common 441339108 4463 398872 SH X 165687 0 233185 I T T Educational Svcs ...Common 45068B109 13501 111192 SH X 71567 0 39625 ICF INTERNATIONAL INC ....Common 44925C103 3472 151169 SH X 66813 0 84356 Icici Bank Limited Spon Adr ................ ADR 45104G104 872 65641 SH X 30232 0 35409 ICON PLC - Spon ADR ......ADR 45103T107 4198 256298 SH X 244281 0 12017 Icu Medical Inc. .........Common 44930G107 492 15323 SH X 7072 0 8251 Illumina .................Common 452327109 34439 924775 SH X 596159 0 328616 Imax Corp ................ADR 45245E109 1971 457412 SH X 144692 0 312720 Immunogen Inc. ...........Common 45253H101 2835 399254 SH X 181564 0 217690 Infosys Tech Ltd-Sp ADR ..ADR 456788108 878 32976 SH X 15607 0 17369 Intersil Holdings Co. ....Common 46069S109 600 52146 SH X 41320 0 10826 Intrepid Potash Inc ......Common 46121Y102 2207 119610 SH X 78354 0 41256 Ipath Msci India Index Etn ................. Common 06739F29 2791 92000 SH X 0 0 92000 Ipc The Hospitalist Co ...Common 44984A105 995 52278 SH X 23847 0 28431 Ishares Ftse/Xinhua China 25 ............... Common 464287184 1829 64100 SH X 0 0 64100 Ishares MSCI Emerging Markets Index Fund ... Common 464287234 6045 243641 SH X 221000 0 22641 Ishares MSCI South Korea Index Fund ........ Common 464286772 1823 64045 SH X 58009 0 6036 Ishares MSCI Taiwan Index Fund ............. Common 464286731 10187 1262355 SH X 1105780 0 156575 Ishares Russell 2000 Growth ................ Common 464287648 532 11570 SH X 11570 0 0 IShares Russell Micro Cap Inx .............. Common 464288869 575 21820 SH X 21820 0 0 JAGUAR MINING INC ........Common 47009M1 3 284 47253 SH X 1301 0 45952 JetBlue Airways Corp. ....Common 477143101 495 135737 SH X 107549 0 28188 Kendle International Inc..Note 48880LAA5 758 1000000 PRN X 0 0 1000000 Kinross Gold Corp ........ADR 496902404 5764 322559 SH X 219143 0 103416 Knight Capital Group Inc - A ............... Common 499005106 2149 145799 SH X 90647 0 55152 Kohls Corp. ............. Common 500255104 2645 62499 SH X 40816 0 21683 LDK Solar Co LTD Sponsored ADR ............ADR 50183L107 290 2035 SH PUT X 0 0 2035 Leap Wireless Intl Inc. ..Common 521863308 5109 146516 SH X 91679 0 54837 Legg Mason Inc. Conv Pfd .Unit 524901303 547 30000 SH X 0 0 30000 LENDER PROCESSING SERVICES ................ Common 52602E102 6478 211625 SH X 143041 0 68584 LINCOLN EDUCATIONAL SERVICES ............... Common 533535100 4265 232783 SH X 76276 0 156507 LoJack Corporation .......Common 539451104 267 59000 SH X 16249 0 42751 LongTop Financial Techno-Ads ...............ADR 54318P108 7067 332858 SH X 181333 0 151525 Macrovision Solution Corp. ................. Common 55611C108 1849 103912 SH X 38800 0 65112 Market Vectors Russia Etf .................. Common 57060U506 6533 465000 SH X 0 0 465000 Marvell Technologies .... ADR G5876H105 649 70895 SH X 56208 0 14687 Mastercard, Inc. - A .... Common 57636Q104 2496 14902 SH X 10807 0 4095 McAfee, Inc. ............ Common 579064106 14168 422932 SH X 305251 0 117681 McDonald's Corp. ........ Common 580135101 6866 125821 SH X 83417 0 42404 Medco Health Solutions, Inc. ............... Common 58405U102 5462 132124 SH X 88633 0 43491 MercadoLibre, Inc. ...... ADR 58733R102 13307 717352 SH X 430965 0 286387 MetroPCS Communications, Inc. .............. Common 591708102 11400 667468 SH X 476232 0 191236 MFA Financial Inc ....... Common 55272X102 1958 333070 SH X 289433 0 43637 Midas Inc. .............. Common 595626102 157 19800 SH X 545 0 19255 Mips Technologies Inc ... Common 604567107 147 50000 SH X 9842 0 40158 Mobile Telesystems - Spon ADR .............. ADR 607409109 7000 232144 SH X 215479 0 16665 Momenta Pharmaceuticals Inc ................ Common 60877T100 790 71775 SH X 32630 0 39145 Monro Muffler Brake Inc. .Common 610236101 2751 100665 SH X 45834 0 54831 Monsanto Co. .............Common 61166W101 3026 36419 SH X 24936 0 11483 MORGAN STANLEY CHINA A SHARE ............... Common 617468103 5975 201647 SH X 0 0 201647 Mosaic Co. ...............Common 61945A107 3714 88471 SH X 59230 0 29241 MYR GROUP INC/DELAWARE ...Common 55405W104 3607 236555 SH X 90139 0 146416 Myriad Genetics ..........Common 62855J104 21154 465236 SH X 314350 0 150886 NATIONAL CINEMEDIA INC ...Common 635309107 10900 827007 SH X 440779 0 386228 NET 1 UEPS TECHNOLOGIES INC ................ ADR 64107N206 1185 77906 SH X 32352 0 45554 Netease.com Inc. ADR .....ADR 64110W102 10392 387027 SH X 269865 0 117162 Netflix Inc ..............Common 64110L106 21562 502369 SH X 319496 0 182873 Netlogic Microsystems Inc.Common 64118B100 6206 225819 SH X 140004 0 85815 NETSUITE INC .............Common 64118Q107 2218 197000 SH X 82466 0 114534 Neutal Tandem Inc ........Common 64128B108 11682 474683 SH X 259522 0 215161 NII Holdings, Inc. .......Note 62913FAJ1 1478 2125000 PRN X 0 0 2125000 Nike, Inc. - B ...........Common 654106103 1390 29646 SH X 19471 0 10175 Ninety-nine Cts Only Str .Common 65440K106 11137 1205342 SH X 761155 0 444187 Nuvasive Inc .............Common 670704105 1069 34071 SH X 24218 0 9853 NVIDIA ...................Common 67066G104 3381 342942 SH X 225823 0 117119 O Reilly Automotive Inc ..Common 686091109 7157 204431 SH X 132474 0 71957 Occidental Petroleum Corp.Common 674599105 2439 43825 SH X 28518 0 15307 Ocwen Financial Corp .....Common 675746309 11088 970072 SH X 511261 0 458811 Odyssey Healthcare Inc. ..Common 67611V101 694 71597 SH X 32599 0 38998 Omnicare Inc. ............Common 681904108 12392 506014 SH X 339265 0 166749 ON Semiconductor Corporation ..............Note 682189AG0 459 650000 PRN X 0 0 650000 Onyx Pharmaceutical ......Common 683399109 1202 42095 SH X 29258 0 12837 OPTIMER PHARMACEUTICALS INC ................ Common 68401H104 3525 267024 SH X 116369 0 150655 Orion Marine Group Inc ...Common 68628V308 1982 151270 SH X 65547 0 85723 Orthovita Inc ............Common 68750U102 172 64253 SH X 30027 0 34226 PACIFIC RUBIALES ENERGY CORP ............... ADR 69480U206 1628 425700 SH X 61144 0 364556 Paladin Energy Limited ...ADR Q7264T104 15450 6306241 SH X 3949385 0 2356856 Palm Inc .................Common 696643105 1695 197290 SH X 126543 0 70747 Pan Amer Silver Corp. ....ADR 697900108 10118 580818 SH X 390719 0 190099 Panera Bread Company .....Common 69840W108 5211 93222 SH X 66206 0 27016 Peabody Energy Corporation ..............Common 704549104 233 9300 SH X 0 0 9300 Pegasystems Inc ..........Common 705573103 1746 94000 SH X 40824 0 53176 Petrohawk Energy Corp. ...Common 716495106 17167 892720 SH X 608992 0 283728 Petroleo Brasileiro SA ...ADR 71654V408 25664 837469 SH X 733557 0 103912 PMC - Sierra Inc. ........Common 69344F106 2227 349636 SH X 248533 0 101103 Potash Corp of Saskatchewan .............ADR 73755L107 2205 27286 SH X 18910 0 8376 Powershares DB Agriculture Fund .........Common 73936B408 2692 109939 SH X 91282 0 18657 Priceline.com, Inc. ......Common 741503403 23982 304423 SH X 204531 0 99892 Pricesmart, Inc. .........Common 741511109 2969 164834 SH X 64365 0 100469 ProShares Ultra Oil ......Common 74347R719 2077 96800 SH X 0 0 96800 Qualcomm Inc. ............Common 747525103 4704 120885 SH X 78996 0 41889 Quanta Services Inc. .....Common 74762E102 4871 227075 SH X 154651 0 72424 RACKSPACE HOSTING INC ....Common 750086100 3019 403076 SH X 252045 0 151031 Ralcorp Holdings, Inc. ...Common 751028101 4207 78085 SH X 57430 0 20655 Randgold Resources, Ltd. - ADR ............. ADR 752344309 6803 124629 SH X 96050 0 28579 Range Resources Corp .....Common 75281A109 1836 44600 SH X 38736 0 5864 Regal Entertainment Group-a ................ Common 758766109 2274 169559 SH X 78315 0 91244 Research in Motion Inc ...ADR 760975102 4519 104827 SH X 62976 0 41851 RF Micro Devices Inc .....Common 749941100 781 587000 SH X 267299 0 319701 Riverbed Technology Inc ..Common 768573107 7133 545344 SH X 347974 0 197370 Ryanair Hldg PLC - Spon ADR ................ ADR 783513104 3112 132424 SH X 128911 0 3513 Salesforce.Com Inc .......Common 79466L302 1976 60383 SH X 38282 0 22101 Sandisk Corp .............Common 80004C101 59 2379 SH PUT X 0 0 2379 Sandisk Corp .............Note 80004CAC5 3656 6000000 PRN X 0 0 6000000 SBA Communications .......Common 78388J106 2239 96086 SH X 83550 0 12536 School Specialty Inc .....Note 807863AE5 845 1000000 PRN X 0 0 1000000 Scotts Miracle-Gro Co ....Common 810186106 4391 126554 SH X 83559 0 42995 Sequenom, Inc. ...........Common 817337405 6061 426234 SH X 257462 0 168772 Shanda Interactive - ADR .ADR 81941Q203 26373 667153 SH X 486510 0 180643 Shaw Group Inc ...........Common 820280105 6678 243617 SH X 160217 0 83400 SIGA TECHNOLOGIES INC ....Common 826917106 968 190905 SH X 74563 0 116342 Silver Wheaton Corp ......ADR 828336107 23853 2898349 SH X 1850986 0 1047363 Skyworks Solutions Inc ...Common 83088M102 4100 508729 SH X 344063 0 164666 Smith & Wesson Holding Corp ................ Common 831756101 1976 328209 SH X 100438 0 227771 Southwestern Energy Co. ..Common 845467109 3253 109568 SH X 94057 0 15511 Spdr DJ Wilshire Intl Real E ............... Common 78463X863 261 11814 SH X 0 0 11814 SPDR Gold Trust ..........Common 78463V107 921 10200 SH X 10200 0 0 Spdr S&P China Etf .......Common 78463X40 1902 42000 SH X 0 0 42000 Sprint Nextel Corp. ......Common 852061100 1516 424556 SH X 277362 0 147194 Starent Networks Corp ....Common 85528P108 6409 405625 SH X 242239 0 163386 STEC Inc .................Common 784774101 1616 219500 SH X 94913 0 124587 STERLING CONSTRUCTION CO .Common 859241101 882 49449 SH X 22508 0 26941 Sturm Ruger & Co Inc .....Common 864159108 1951 158210 SH X 59785 0 98425 Sunpower Corporation .....DBCV 867652AB5 808 1000000 PRN X 0 0 1000000 Switch & Data Facilities Co ................ Common 871043105 1028 117196 SH X 48785 0 68411 SXC Health Solutions Corp .................. ADR 78505P100 5260 244215 SH X 130800 0 113415 Sybase Inc ...............Common 871130100 1496 49383 SH X 35607 0 13776 Synchronoss Technologies Inc ............... Common 87157B103 2060 168000 SH X 76496 0 91504 Telecommunication Systems-A ................Common 87929J103 5914 644978 SH X 282427 0 362551 Texas Roadhouse Inc-class A ................ Common 882681109 2144 225000 SH X 159791 0 65209 The Buckle Inc. ..........Common 118440106 13361 418450 SH X 253998 0 164452 The Pep Boys-Manny Moe & Jack .............. Common 713278109 2163 490500 SH X 216927 0 273573 Thoratec Corp. ...........Common 885175307 8975 349376 SH X 234478 0 114898 Transocean Ltd ...........Common H8817H100 1941 32990 SH X 21499 0 11491 Travelers Cos Inc ........Common 89417E109 1386 34109 SH X 22315 0 11794 Trex Company Inc .........Note 89531PAA3 519 1000000 PRN X 0 0 1000000 ULTRASHORT RUSSELL2000 PROSH ............... Common 74347R834 2169 30800 SH X 0 0 30800 Unibanco Holding SA - ADR .................. ADR 90458E107 5804 91812 SH X 81728 0 10084 URS Corp. ................Common 903236107 1829 45254 SH X 31547 0 13707 Varian Semiconductor Equipment Assoc. ...... Common 922207105 1808 83458 SH X 59247 0 24211 Visa, Inc. - A ......... Common 92826C839 4211 75739 SH X 60539 0 15200 Visionchina Media, Inc. - ADR .............. ADR 92833U103 2460 381465 SH X 201726 0 179739 Vnus Medical Technologies .............Common 928566108 4614 216931 SH X 92505 0 124426 Volcano Corp .............Common 928645100 1928 132506 SH X 94189 0 38317 Volterra Semiconductor Corp ................ Common 928708106 2088 247400 SH X 108770 0 138630 Vornado Realty Trust .....DBCV 923043AE7 795 1000000 PRN X 0 0 1000000 Wal-Mart Stores, Inc. ....Common 931142103 8162 156665 SH X 104509 0 52156 Wells Fargo & Co. ........Common 949746101 125 125000 SH PUT X 0 0 125000 Wells Fargo & Co. ........Common 949746101 15 100 SH PUT X 0 0 100 Wells Fargo & Co. ........Common 949746101 118 1971 SH PUT X 0 0 1971 Wells Fargo & Co. ........Perp PFD 949746804 479 1000 SH X 0 0 1000 Wendy's / Arby's Group Inc ................. Common 950587105 3230 642229 SH X 431793 0 210436 Westport Innovations Inc .ADR 960908309 697 139745 SH X 48922 0 90823 Wimm-Bill-Dann Foods OJSC................. ADR 97263M109 10286 321224 SH X 290341 0 30883 WMS Industries, Inc. .....Common 929297109 560 26762 SH X 21201 0 5561 Wynn Resorts, Ltd. .......Common 983134107 501 25104 SH X 19891 0 5213 Yamana Gold Inc ..........ADR 98462Y100 3008 325144 SH X 238025 0 87119 YRC Worldwide Inc ........Common 98424102 5 35 SH PUT X 0 0 35 YRC Worldwide Inc ........Common 98429102 216 2403 SH PUT X 0 0 2403 YRC Worldwide Inc ........Note 985577AA3 166 500000 PRN X 0 0 500000
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