-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CexrqzcY5SFJ1q17fUjrIbs2WRQRAfERssfJg59SmSR/JO6mbdoEn12Q1S6xHVIN oiMBiWVz6igsNILrW5M2fA== 0000922423-08-000999.txt : 20081112 0000922423-08-000999.hdr.sgml : 20081111 20081112170430 ACCESSION NUMBER: 0000922423-08-000999 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 081181648 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 kl11001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 ------------------ Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN ------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 -------------- Signature, Place, and Date of Signing: /s/ Harris Sufian New York, NY November 12, 2008 --------------------- ------------ ---------------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Number 13F Information Table Entry Total: 183 Form 13F Information Table Value Total: $110,112,000 List of Other Included Managers: None
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Market Value Type of Investment Other Voting Name Of Issuer Class Cusip No (x$1000) Amount Security Put/Call Discretion Managers Authority - -------------- -------- -------- ------------ ------ -------- -------- ---------- -------- --------- 3PAR INC COM 88580F109 554 86100 SH Sole 86100 ABBOTT LABS COM 002824100 2289 39754 SH Sole 39754 ACCENTURE LTD BERMUDA CL A G1150G111 264 6956 SH Sole 6956 ADOBE SYS INC COM 00724F101 351 8900 SH Sole 8900 ADOBE SYS INC COM 00724F101 462 11700 SH C Sole 11700 ADVANCED MICRO DEVICES INC COM 007903107 666 126900 SH Sole 126900 AEROPOSTALE COM 007865108 398 12401 SH Sole 12401 AETNA INC NEW COM 00817Y108 517 14300 SH Sole 14300 AIRCASTLE LTD COM G0129K104 217 21930 SH Sole 21930 ALCON INC COM SHS H01301102 337 2085 SH Sole 2085 ALEXION PHARMACEUTICALS INC COM 015351109 535 13607 SH Sole 13607 AMGEN INC COM 031162100 1088 18349 SH Sole 18349 AMICUS THERAPEUTICS INC COM 03152W109 155 10255 SH Sole 10255 ANALOG DEVICES INC COM 032654105 324 12313 SH Sole 12313 ANTHRACITE CAP INC COM 037023108 132 24580 SH Sole 24580 ARUBA NETWORKS INC COM 043176106 85 16500 SH Sole 16500 AT&T INC COM 00206R102 553 19800 SH C Sole 19800 ATHEROS COMMUNICATIONS INC COM 04743P108 196 8300 SH Sole 8300 AUXILIUM PHARMACEUTICALS INC COM 05334D107 274 8443 SH Sole 8443 AVIS BUDGET GROUP COM 053774105 100 17400 SH Sole 17400 BAXTER INTL INC COM 071813109 1548 23581 SH Sole 23581 BEST BUY INC COM 086516101 548 14601 SH Sole 14601 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1567 59161 SH Sole 59161 BLACK & DECKER CORP COM 091797100 304 5000 SH Sole 5000 BLOCKBUSTER INC CL A 093679108 63 30650 SH Sole 30650 BORLAND SOFTWARE CORP COM 099849101 32 21200 SH Sole 21200 BOYD GAMING CORP COM 103304101 322 34450 SH Sole 34450 BROADCOM CORP CL A 111320107 415 22300 SH Sole 22300 CARDIONET INC COM 14159L103 354 14200 SH Sole 14200 CELGENE CORP COM 151020104 396 6257 SH Sole 6257 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 307 4700 SH Sole 4700
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Market Value Type of Investment Other Voting Name Of Issuer Class Cusip No (x$1000) Amount Security Put/Call Discretion Managers Authority - -------------- -------- -------- ------------ ------ -------- -------- ---------- -------- --------- CEPHALON INC COM 156708109 465 6000 SH Sole 6000 CEPHEID COM 15670R107 251 18166 SH Sole 18166 CERADYNE INC COM 156710105 338 9228 SH Sole 9228 CHIQUITA BRANDS INTL INC COM 170032809 302 19132 SH Sole 19132 CHURCH & DWIGHT INC COM 171340102 1565 25200 SH Sole 25200 CIENA CORP COM NEW 171779309 111 11000 SH P Sole 11000 CIENA CORP COM NEW 171779309 129 12800 SH Sole 12800 CIGNA CORP COM 125509109 686 20190 SH Sole 20190 CISCO SYS INC COM 17275R102 406 18000 SH Sole 18000 CLOROX CO DEL COM 189054109 658 10500 SH Sole 10500 COCA COLA CO COM 191216100 212 4000 SH Sole 4000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1495 65489 SH Sole 65489 COLGATE PALMOLIVE CO COM 194162103 2132 28300 SH Sole 28300 COMMSCOPE INC COM 203372107 242 7000 SH Sole 7000 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 611 12400 SH Sole 12400 CONCEPTUS INC COM 206016107 332 20000 SH Sole 20000 CONSTANT CONTACT INC COM 210313102 266 15600 SH Sole 15600 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1319 53062 SH Sole 53062 COSI INC COM 22122P101 116 58900 SH Sole 58900 COUGAR BIOTECHNOLOGY INC COM 222083107 240 7182 SH Sole 7182 CROWN HOLDINGS INC COM 228368106 706 31800 SH Sole 31800 DG FASTCHANNEL INC COM 23326R109 311 14200 SH Sole 14200 DR PEPPER SNAPPLE GROUP INC COM 26138E109 389 14700 SH Sole 14700 DR REDDYS LABS LTD ADR 256135203 366 32796 SH Sole 32796 DU PONT E I DE NEMOURS & CO COM 263534109 339 8400 SH Sole 8400 E M C CORP MASS COM 268648102 319 26700 SH P Sole 26700 E M C CORP MASS COM 268648102 1090 91113 SH Sole 91113 EARTHLINK INC COM 270321102 319 37562 SH Sole 37562 ELECTRONIC ARTS INC COM 285512109 706 19080 SH Sole 19080 ENDOLOGIX INC COM 29266S106 111 53200 SH Sole 53200 ENERGYSOLUTIONS INC DEPOSITARY SH 292756202 306 30600 SH Sole 30600 EQUITY LIFESTYLE PPTYS INC COM 29472R108 504 9500 SH Sole 9500 EQUITY RESIDENTIAL SH BEN INT 29476L107 413 9300 SH Sole 9300
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Market Value Type of Investment Other Voting Name Of Issuer Class Cusip No (x$1000) Amount Security Put/Call Discretion Managers Authority - -------------- -------- -------- ------------ ------ -------- -------- ---------- -------- --------- EURAND N V SHS N31010106 256 14100 SH Sole 14100 F5 NETWORKS INC COM 315616102 254 10875 SH Sole 10875 FINISAR COM 31787A101 190 187874 SH Sole 187874 FLOTEK INDS INC DEL COM 343389102 127 11583 SH Sole 11583 FORD MTR CO DEL COM PAR $0.01 345370860 381 73255 SH Sole 73255 FOREST CITY ENTERPRISES INC CL A 345550107 311 10148 SH Sole 10148 GENENTECH INC COM NEW 368710406 1118 12612 SH Sole 12612 GENERAL ELECTRIC CO COM 369604103 265 10400 SH Sole 10400 GENOPTIX INC COM 37243V100 510 15600 SH Sole 15600 GEN-PROBE INC NEW COM 36866T103 345 6500 SH Sole 6500 GENZYME CORP COM 372917104 957 11833 SH Sole 11833 GEO GROUP INC COM 36159R103 329 16274 SH Sole 16274 GILEAD SCIENCES INC COM 375558103 2509 55044 SH Sole 55044 HARRIS CORP DEL COM 413875105 531 11500 SH Sole 11500 HERCULES OFFSHORE INC COM 427093109 156 10281 SH Sole 10281 HEWLETT PACKARD CO COM 428236103 486 10500 SH Sole 10500 HMS HLDGS CORP COM 40425J101 599 25000 SH Sole 25000 HOLLYWOOD MEDIA CORP COM 436233100 742 329565 SH Sole 329565 HOLOGIC INC COM 436440101 358 18500 SH Sole 18500 HUMANA INC COM 444859102 2829 68672 SH Sole 68672 I2 TECHNOLOGIES INC COM NEW 465754208 491 36400 SH Sole 36400 ILLUMINA INC COM 452327109 742 18316 SH Sole 18316 IMMERSION CORP COM 452521107 89 15226 SH Sole 15226 INCYTE CORP COM 45337C102 266 34808 SH Sole 34808 INFINEON TECHNOLOGIES AG SPONSORED ADR 45662N103 188 33651 SH Sole 33651 INTERNATIONAL RECTIFIER CORP COM 460254105 196 10300 SH Sole 10300 INTERNATIONAL RECTIFIER CORP COM 460254105 262 13800 SH P Sole 13800 INTERSTATE HOTELS & RESRTS I COM 46088S106 36 15405 SH Sole 15405 INVERNESS MED INNOVATIONS IN COM 46126P106 262 8726 SH Sole 8726 ISHARES TR DJ US REAL EST 464287739 496 8000 SH Sole 8000 KILROY RLTY CORP COM 49427F108 387 8100 SH Sole 8100 LINCARE HLDGS INC COM 532791100 201 6695 SH Sole 6695 LIVEPERSON INC COM 538146101 466 160183 SH Sole 160183 LOCKHEED MARTIN CORP COM 539830109 208 1900 SH Sole 1900
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Market Value Type of Investment Other Voting Name Of Issuer Class Cusip No (x$1000) Amount Security Put/Call Discretion Managers Authority - -------------- -------- -------- ------------ ------ -------- -------- ---------- -------- --------- LORILLARD INC COM 544147101 384 5402 SH Sole 5402 MACROVISION SOLUTIONS CORP COM 55611C108 590 38350 SH Sole 38350 MACYS INC COM 55616P104 540 30043 SH Sole 30043 MARRIOTT INTL INC NEW CL A 571903202 318 12200 SH Sole 12200 MASIMO CORP COM 574795100 1207 32441 SH Sole 32441 MCKESSON CORP COM 58155Q103 613 11400 SH Sole 11400 MDC PARTNERS INC CL A SUB VTG 552697104 349 54587 SH Sole 54587 METTLER TOLEDO INTERNATIONAL COM 592688105 1669 17033 SH Sole 17033 MICROCHIP TECHNOLOGY INC COM 595017104 256 8700 SH Sole 8700 MICROMET INC COM 59509C105 187 42139 SH Sole 42139 MICROSOFT CORP COM 594918104 366 13703 SH Sole 13703 MICROSOFT CORP COM 594918104 379 14200 SH C Sole 14200 MICROSTRATEGY INC CL A NEW 594972408 217 3648 SH Sole 3648 NAPSTER INC COM 630797108 141 54100 SH Sole 54100 NCI INC CL A 62886K104 313 11000 SH Sole 11000 NDS GROUP PLC SPONSORED ADR 628891103 228 4085 SH Sole 4085 NETEZZA CORP COM 64111N101 451 41400 SH Sole 41400 NEUSTAR INC CL A 64126X201 286 14400 SH Sole 14400 NEUTRAL TANDEM INC COM 64128B108 1205 65000 SH Sole 65000 NEWELL RUBBERMAID INC COM 651229106 328 19000 SH Sole 19000 NICE SYS LTD SPONSORED ADR 653656108 234 8600 SH Sole 8600 NOVO-NORDISK A S ADR 670100205 778 15194 SH Sole 15194 NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 278 30000 SH Sole 30000 NUVASIVE INC COM 670704105 325 6594 SH Sole 6594 O REILLY AUTOMOTIVE INC COM 686091109 244 9118 SH Sole 9118 OMNICARE INC COM 681904108 377 13103 SH Sole 13103 OMNIVISION TECHNOLOGIES INC COM 682128103 696 60988 SH Sole 60988 OMRIX BIOPHARMACEUTICALS INC COM 681989109 467 26043 SH Sole 26043 ORBCOMM INC COM 68555P100 169 34200 SH Sole 34200 PACKAGING CORP AMER COM 695156109 373 16100 SH Sole 16100 PALM INC NEW COM 696643105 221 37000 SH Sole 37000 PEGASYSTEMS INC COM 705573103 1222 94658 SH Sole 94658 PENNEY J C INC COM 708160106 378 11335 SH Sole 11335
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Market Value Type of Investment Other Voting Name Of Issuer Class Cusip No (x$1000) Amount Security Put/Call Discretion Managers Authority - -------------- -------- -------- ------------ ------ -------- -------- ---------- -------- --------- PLAINS EXPL& PRODTN CO COM 726505100 292 8300 SH Sole 8300 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 10654 273800 SH C Sole 273800 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13424 345000 SH P Sole 345000 POWERWAVE TECHNOLOGIES INC COM 739363109 127 32000 SH Sole 32000 PREMIERE GLOBAL SVCS INC COM 740585104 235 16741 SH Sole 16741 PROCTER & GAMBLE CO COM 742718109 279 4000 SH Sole 4000 PSYCHIATRIC SOLUTIONS INC COM 74439H108 387 10204 SH Sole 10204 QUALCOMM INC COM 747525103 1137 26456 SH Sole 26456 RAMBUS INC DEL COM 750917106 386 30000 SH Sole 30000 RESEARCH IN MOTION LTD COM 760975102 231 3380 SH Sole 3380 RF MICRODEVICES INC COM 749941100 250 85500 SH Sole 85500 RIGEL PHARMACEUTICALS INC COM NEW 766559603 257 11023 SH Sole 11023 SAIC INC COM 78390X101 324 16038 SH Sole 16038 SANDISK CORP COM 80004C101 413 21100 SH Sole 21100 SCOTTS MIRACLE GRO CO CL A 810186106 634 26800 SH Sole 26800 SEATTLE GENETICS INC COM 812578102 288 26872 SH Sole 26872 SECURE COMPUTING CORP COM 813705100 423 77168 SH Sole 77168 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 255 12800 SH Sole 12800 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 825 33400 SH C Sole 33400 SERVICE CORP INTL COM 817565104 299 35795 SH Sole 35795 SIGMA ALDRICH CORP COM 826552101 254 4842 SH Sole 4842 SKYWORKS SOLUTIONS INC COM 83088M102 110 13216 SH Sole 13216 SMITH & WESSON HLDG CORP COM 831756101 178 47602 SH Sole 47602 SOURCE INTERLINK COS INC COM NEW 836151209 23 21809 SH Sole 21809 SPDR TR UNIT SER 1 78462F103 1075 9267 SH Sole 9267 SRA INTL INC CL A 78464R105 272 12000 SH Sole 12000 ST JUDE MED INC COM 790849103 2106 48417 SH Sole 48417 STEWART ENTERPRISES INC CL A 860370105 83 10583 SH Sole 10583
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Market Value Type of Investment Other Voting Name Of Issuer Class Cusip No (x$1000) Amount Security Put/Call Discretion Managers Authority - -------------- -------- -------- ------------ ------ -------- -------- ---------- -------- --------- STRYKER CORP COM 863667101 234 3753 SH Sole 3753 SUCAMPO PHARMACEUTICALS INC CL A 864909106 117 13772 SH Sole 13772 SUN MICROSYSTEMS INC COM NEW 866810203 105 13800 SH C Sole 13800 SYMANTEC CORP COM 871503108 409 20917 SH Sole 20917 SYNGENTA AG SPONSORED ADR 87160A100 554 13079 SH Sole 13079 TAUBMAN CTRS INC COM 876664103 460 9200 SH Sole 9200 TECHNE CORP COM 878377100 293 4067 SH Sole 4067 THOMAS PPTYS GROUP INC COM 884453101 359 35583 SH Sole 35583 THORATEC CORP COM NEW 885175307 302 11500 SH Sole 11500 U STORE IT TR COM 91274F104 282 23000 SH Sole 23000 UNITED PARCEL SERVICE INC CL B 911312106 707 11248 SH Sole 11248 UNITED STATES CELLULAR CORP COM 911684108 328 7000 SH Sole 7000 UNITED THERAPEUTICS CORP DEL COM 91307C102 347 3300 SH Sole 3300 URBAN OUTFITTERS INC COM 917047102 625 19600 SH Sole 19600 VARIAN MED SYS INC COM 92220P105 207 3617 SH Sole 3617 VERIFONE HLDGS INC COM 92342Y109 243 14716 SH Sole 14716 VISTEON CORP COM 92839U107 196 84454 SH Sole 84454 VOLCANO CORPORATION COM 928645100 430 24897 SH Sole 24897 VOLTAIRE LTD ORD SHS M97613109 190 48000 SH Sole 48000 WAL MART STORES INC COM 931142103 562 9393 SH Sole 9393 WASTE CONNECTIONS INC COM 941053100 353 10300 SH Sole 10300 WYNDHAM WORLDWIDE CORP COM 98310W108 187 11900 SH Sole 11900 XTO ENERGY INC COM 98385X106 752 16155 SH Sole 16155 YUM BRANDS INC COM 988498101 209 6400 SH Sole 6400
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