-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGAzodAQIMyCR7AbNCvEtHom9lb5MdL5JfpHTiBQkXSc6K6agCBhJf6vusxRLm6J 1gH8pAkxubEfyipnLilOKw== 0000922423-08-000735.txt : 20080805 0000922423-08-000735.hdr.sgml : 20080805 20080805151819 ACCESSION NUMBER: 0000922423-08-000735 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080805 DATE AS OF CHANGE: 20080805 EFFECTIVENESS DATE: 20080805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 08991058 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 kl08005.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ------------- Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: /s/ Harris Sufian New York, NY August 5, 2008 - ----------------- ------------ -------------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_______ ______________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Number 13F Information Table Entry Total: 228 Form 13F Information Table Value Total: $125,436,000 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 - -
TITLE OF CUSIP MARKET TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER VALUE AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY 3M COMPANY COM 88579Y101 543 7800 SH Sole Sole 3PAR INC COM 88580F109 294 37500 SH Sole Sole ABBOTT LABS COM 002824100 4485 84659 SH Sole Sole ABERCROMBIE & FITCH CO CL A 002896207 963 15,360 SH Sole Sole ACTIVISION INC NEW COM NEW 004930202 891 26140 SH Sole Sole ADC TELECOMMUNICATIONS INC COM NEW 000886309 545 36900 SH Sole Sole ADOBE SYSTEMS INC (DE) COM 00724F101 327 8300 SH Sole Sole AEROPOSTALE INC COM 007865108 394 12569 SH Sole Sole AES CORP COM 00130H105 238 12,396 SH Sole Sole AIR PRODS & CHEMS INC COM 009158106 623 6300 SH Sole Sole AIRCASTLE LTD COM G0129K104 295 35019 SH Sole Sole ALBEMARLE CORP COM 012653101 523 13100 SH Sole Sole ALCON INC COM SHS H01301102 339 2085 SH Sole Sole ALLEGHENY ENERGY INC COM 017361106 434 8,670 SH Sole Sole ALLIANCE DATA SYSTEMS CORP COM 018581108 608 10750 SH Sole Sole AMERICAN CAPITAL AGENCY CORP COM 02503X105 176 10600 SH Sole Sole AMEX S & P DEPOSITARY RECEIPT (SPDR UNIT SER 1 78462F103 2801 21883 SH Sole Sole AMICUS THERAPEUTICS INC COM 03152W109 218 20435 SH Sole Sole ANNALY CAP MGMT INC COM 035710409 242 15600 SH Sole Sole APARTMENT INVT & MGMT CO CL A 03748R101 559 16400 SH Sole Sole APPLE INC COM 037833100 1149 6862 SH Sole Sole APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 186 21708 SH Sole Sole ARCH COAL INC COM 039380100 210 2800 SH Sole Sole ARCHER-DANIELS MIDLAND CO COM 039483102 405 12,000 SH Sole Sole ARRAY BIOPHARMA INC COM 04269X105 122 26060 SH Sole Sole ASML HOLDING N V NY REG SHS N07059186 226 9250 SH Sole Sole ATHEROS COMMUNICATIONS INC COM 04743P108 658 21931 SH Sole Sole AUXILIUM PHARMACEUTICALS INC COM 05334D107 449 13349 SH Sole Sole BAXTER INTL INC COM 071813109 1506 23554 SH Sole Sole BE AEROSPACE INC COM 073302101 224 9600 SH Sole Sole BIOMARIN PHARMACEUTICAL INC COM 09061G101 1617 55797 SH Sole Sole BIOMED REALTY TRUST INC COM 09063H107 201 8200 SH Sole Sole BLOCKBUSTER INC CL A 093679108 115 45950 SH Sole Sole BLOCKBUSTER INC CL A 093679108 109 43700 SH C Sole Sole BOEING CO COM COM 097023105 453 6900 SH Sole Sole BROCADE COMMUNICATIONS SYS I COM NEW 111621306 226 27480 SH Sole Sole BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 793 24300 SH Sole Sole CAMERON INTERNATIONAL CORP COM 13342B105 445 8037 SH Sole Sole CELANESE CORP COM SER A 150870103 343 7,518 SH Sole Sole CELGENE CORP COM 151020104 649 10168 SH Sole Sole CEPHALON INC COM 156708109 333 5000 SH Sole Sole CEPHEID COM 15670R107 340 12100 SH Sole Sole CERADYNE INC COM 156710105 349 10176 SH Sole Sole
TITLE OF CUSIP MARKET TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER VALUE AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY CHECK POINT SOFTWARE TECH LT ORD M22465104 842 35586 SH Sole Sole CHPOTLE MEXICN B CL B 169656204 259 3,436 SH Sole Sole CIGNA CORP COM 125509109 797 22525 SH Sole Sole CMS ENERGY CORP COM 125896100 308 20,700 SH Sole Sole COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1249 38449 SH Sole Sole COMSTOCK RESOURCES INC. COM NEW 205768203 720 8529 SH Sole Sole COMTECH TELECOM CRP COM NEW 205826209 529 10800 SH Sole Sole CONCEPTUS INC COM 206016107 533 28800 SH Sole Sole CONSOL ENERGY INC COM 20854P109 1045 9300 SH Sole Sole CONSTANT CONTACT INC COM 210313102 292 15500 SH Sole Sole CON-WAY INC COM 205944101 751 15900 SH Sole Sole CORNING INCORPORATED COM 219350105 772 33500 SH Sole Sole CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1511 55014 SH Sole Sole CORRECTIONS CORP AMERICA COM NEW 22025Y407 525 19100 SH Sole Sole COSI INC COM 22122P101 202 81200 SH Sole Sole CROWN HOLDINGS INC COM 228368106 1185 45600 SH Sole Sole CSK AUTO CORP COM 125965103 348 33222 SH Sole Sole CVS/CAREMARK CORP COM 126650100 677 17107 SH Sole Sole DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 410 7000 SH Sole Sole DIGIMARC CORP COM 253807101 569 40168 SH Sole Sole DILLARDS INC CL A 254067101 117 10,140 SH Sole Sole DISCOVERY HOLDING CO CL A COM 25468Y107 413 18817 SH Sole Sole DIVX INC COM 255413106 180 24500 SH Sole Sole DR REDDYS LABS LTD ADR 256135203 508 32549 SH Sole Sole DU PONT E I DE NEMOURS & CO COM 263534109 2076 48400 SH Sole Sole E TRADE FINANCIAL CORP COM 269246104 290 92500 SH Sole Sole EARTH LINK INC COM 270321102 409 47333 SH Sole Sole EATON CORP COM 278058102 1750 20600 SH Sole Sole EDUCATION RLTY TR INC COM 28140H104 346 29700 SH Sole Sole EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 271 23744 SH Sole Sole ENDOLOGIX INC COM 29266S106 146 63400 SH Sole Sole EQUITY LIFESTYLE PPTYS INC COM 29472R108 488 11100 SH Sole Sole EQUITY RESIDENTIAL SH BEN INT 29476L107 608 15900 SH Sole Sole ETHAN ALLEN INTERIORS INC COM 297602104 376 15300 SH Sole Sole EXCO RESOURCES INC COM 269279402 635 17217 SH Sole Sole EXELON CORP COM 30161N101 318 3,533 SH Sole Sole FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 938 13600 SH Sole Sole FINISAR COM 31787A101 133 111941 SH Sole Sole FIRST SOLAR INC COM 336433107 651 2385 SH Sole Sole FIRSTENERGY CORP COM 337932107 703 8,541 SH Sole Sole GENENTECH INC COM NEW 368710406 610 8041 SH Sole Sole GENOPTIX, INC. COM 37243V100 309 9800 SH Sole Sole GENZYME CORP COM 372917104 852 11833 SH Sole Sole GEO GROUP INC COM 36159R103 253 11252 SH Sole Sole GILEAD SCIENCES INC COM 375558103 3325 62801 SH Sole Sole GLIMCHER RLTY TR SH BEN INT 379302102 237 21200 SH Sole Sole
TITLE OF CUSIP MARKET TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER VALUE AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY GMX RES INC COM 38011M108 266 3592 SH Sole Sole GOLDMAN SACHS GROUP INC COM 38141G104 280 1600 SH Sole Sole GOOGLE INC CL A 38259P508 1647 3129 SH Sole Sole GRAINGER W W INC COM 384802104 474 5800 SH Sole Sole GREENFIELD ONLINE INC COM 395150105 1037 69508 SH Sole Sole GREIF INC CL A 397624107 621 9702 SH Sole Sole HARRIS CORP COM 413875105 278 5500 SH Sole Sole HEWLETT PACKARD CO COM 428236103 2261 51151 SH Sole Sole HMS HLDGS CORP COM 40425J101 676 31500 SH Sole Sole HOLLY CORP COM PAR $0.01 435758305 201 5445 SH Sole Sole HOLLYWOOD MEDIA CORP COM 436233100 807 329565 SH Sole Sole HOLOGIC INC COM 436440101 499 22900 SH Sole Sole HUMANA INC COM 444859102 3014 75787 SH Sole Sole I2 TECHNOLOGIES INC COM NEW 465754208 690 55500 SH Sole Sole ILLUMINA INC COM 452327109 515 5908 SH Sole Sole IMMERSION CORP COM 452521107 167 24540 SH Sole Sole INFINEON TECHNOLOGIES AG SPONSORED ADR 45662N103 477 55951 SH Sole Sole INTEL CORP COM 458140100 284 13200 SH Sole Sole INTERNATIONAL BUSINESS MACHS COM 459200101 344 2900 SH Sole Sole INTERNATIONAL RECTIFIER CORP COM 460254105 323 16833 SH Sole Sole INTERSTATE HOTELS & RESRTS I COM 46088S106 181 70000 SH Sole Sole INVERNESS MED INNOVATIONS IN COM 46126P106 289 8726 SH Sole Sole ION GEOPHYSICAL CORP COM 462044108 187 10731 SH Sole Sole JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 255 15141 SH Sole Sole JETBLUE AIRWAYS CORP COM 477143101 121 32500 SH Sole Sole JONES LANG LASALLE INC COM 48020Q107 650 10800 SH Sole Sole JOY GLOBAL INC COM 481165108 417 5500 SH Sole Sole KILROY RLTY CORP COM 49427F108 484 10300 SH Sole Sole KOHL'S CORPORATION COM 500255104 505 12600 SH Sole Sole LIVEPERSON INC COM 538146101 450 160183 SH Sole Sole LORILLARD, INC. COM 544147101 803 11604 SH Sole Sole M & F WORLDWIDE CORP COM 552541104 652 16578 SH Sole Sole MACERICH CO COM 554382101 665 10700 SH Sole Sole MAGUIRE PPTYS INC COM 559775101 472 38800 SH Sole Sole MARRIOTT INTL INC NEW CL A 571903202 785 29900 SH Sole Sole MARVELL TECH GROUP LTD ORD G5876H105 745 42200 SH Sole Sole MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 443 25089 SH Sole Sole MASIMO CORP COM 574795100 802 23353 SH Sole Sole MASSEY ENERGY CO COM 576206106 206 2200 SH Sole Sole MDC PARTNERS INC CL A SUB VTG 552697104 392 54587 SH Sole Sole METTLER TOLEDO INTERNATIONAL COM 592688105 1736 18303 SH Sole Sole MFA MTG INVTS INC COM 55272X102 360 55200 SH Sole Sole MICROCHIP TECHNOLOGY INC COM 595017104 803 26300 SH Sole Sole MICROSOFT CORP COM 594918104 1192 43333 SH Sole Sole MICROSTRATEGY INC CL A NEW 594972408 344 5312 SH Sole Sole MICRUS ENDOVASCULAR CORP COM 59518V102 230 16400 SH Sole Sole
TITLE OF CUSIP MARKET TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER VALUE AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY MORGANS HOTEL GROUP CO COM 61748W108 437 42474 SH Sole Sole NAPSTER INC COM 630797108 77 54100 SH Sole Sole NASH FINCH CO COM 631158102 258 7536 SH Sole Sole NATIONAL RETAIL PROPERTIES I COM 637417106 222 10600 SH Sole Sole NDS GROUP PLC SPONSORED ADR 628891103 212 3585 SH Sole Sole NETEZZA CORPORATION COM 64111N101 527 45600 SH Sole Sole NETLOGIC MICROSYSTEMS INC COM 64118B100 890 26815 SH Sole Sole NEUSTAR INC CL A 64126X201 239 11100 SH Sole Sole NEUTRAL TANDEM INC COM 64128B108 875 50000 SH Sole Sole NICE SYS LTD SPONSORED ADR 653656108 285 9653 SH Sole Sole NOVO-NORDISK A S ADR 670100205 884 13396 SH Sole Sole NRDC ACQUISITION CORP UNIT 99/99/9999 62941R201 290 30000 SH Sole Sole NRG ENERGY INC COM NEW 629377508 411 9,591 SH Sole Sole NUANCE COMMUNICATIONS INC COM 67020Y100 206 13157 SH Sole Sole NUVASIVE INC COM 670704105 482 10799 SH Sole Sole O REILLY AUTOMOTIVE INC COM 686091109 588 26,293 SH Sole Sole OMNICARE INC COM 681904108 290 11066 SH Sole Sole OMRIX BIOPHARMACEUTICALS INC COM 681989109 410 26043 SH Sole Sole ORBCOMM INC. COM 68555P100 158 27800 SH Sole Sole OWENS-ILLINOIS INC COM NEW 690768403 542 13000 SH Sole Sole PACTIV CORP COM 695257105 455 21426 SH Sole Sole PALM INC COM 696643105 74 13700 SH C Sole Sole PALM INC NEW COM 696643105 392 72700 SH Sole Sole PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 202 12110 SH Sole Sole PEGASYSTEMS INC COM 705573103 1662 123440 SH Sole Sole PENN VA CORP COM 707882106 207 2739 SH Sole Sole PETSMART INC COM 716768106 373 18700 SH Sole Sole PG&E CORP COM 69331C108 313 7,886 SH Sole Sole POWERSHARES DB AGRICULTURE FUND - E DB AGRICULT FD 73936B408 309 7600 SH Sole Sole POWERWAVE TECHNOLOGIES INC COM 739363109 53 12500 SH Sole Sole PPL CORP COM 69351T106 298 5,700 SH Sole Sole PREMIERE GLOBAL SVCS INC COM 740585104 244 16713 SH Sole Sole PROLOGIS SH BEN INT 743410102 207 3800 SH Sole Sole PSYCHIATRIC SOLUTIONS INC COM 74439H108 498 13167 SH Sole Sole QIMONDA AG SPONSORED ADR 746904101 99 41592 SH Sole Sole QUALCOMM INC COM 747525103 2669 60145 SH Sole Sole QUANTA SVCS INC COM 74762E102 501 15,060 SH Sole Sole RESEARCH IN MOTION LTD COM 760975102 444 3782 SH Sole Sole RTI BIOLOGICS, INC. COM 74975N105 419 47900 SH Sole Sole S&P DEPOSITARY UNIT SER 1 78462F103 243 1900 SH C Sole Sole SAIC INC COM 78390X101 751 36106 SH Sole Sole SCHLUMBERGER LTD COM 806857108 272 2535 SH Sole Sole SEATTLE GENETICS INC COM 812578102 246 29095 SH Sole Sole SECURE COMPUTING CORP COM 813705100 215 52042 SH Sole Sole SEMGROUP ENERGY PARTNERS COM UNIT LP 81662W108 547 21600 SH Sole Sole
TITLE OF CUSIP MARKET TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER VALUE AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY SEMPRA ENERGY COM 816851109 269 4,771 SH Sole Sole SENIOR HSG PPTYS TR SH BEN INT 81721M109 303 15500 SH Sole Sole SERVICE CORP INTL COM 817565104 299 30329 SH Sole Sole SIERRA PACIFIC RESOURCES COM 826428104 254 19,995 SH Sole Sole SILGAN HOLDINGS INC COM 827048109 272 5358 SH Sole Sole SIMON PPTY GROUP INC NEW COM 828806109 665 7400 SH Sole Sole SL GREEN RLTY CORP COM 78440X101 827 10000 SH Sole Sole SMITH & WESSON HLDG CORP COM 831756101 112 21581 SH Sole Sole SONUS PHARMACEUTICALS INC COM 835692104 8 25862 SH Sole Sole SOURCE INTERLINK COS INC COM NEW 836151209 44 20128 SH Sole Sole SOUTHERN UN CO COM 844030106 245 9,069 SH Sole Sole SPDR GOLD TRUST ETF GOLD SHS 78463V107 523 5720 SH Sole Sole SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 202 10,534 SH Sole Sole ST JUDE MED INC COM 790849103 2177 53243 SH Sole Sole ST MARY LD & EXPL CO COM 792228108 324 5020 SH Sole Sole STEWART ENTERPRISES INC CL A 860370105 191 26,546 SH Sole Sole STRYKER CORP COM 863667101 623 9901 SH Sole Sole SUCAMPO PHARMACEUTICALS INC CL A 864909106 162 15134 SH Sole Sole SUPERGEN INC COM 868059106 23 11317 SH Sole Sole SYNGENTA AG SPONSORED ADR 87160A100 563 8696 SH Sole Sole TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 290 12600 SH Sole Sole TECHNE CORP COM 878377100 308 3983 SH Sole Sole TETRA TECHNOLOGIES INC (DEL) COM 88162F105 387 16333 SH Sole Sole THE PROCTER & GAMBLE COMPANY COM 742718109 535 8800 SH Sole Sole THOMAS & BETTS CORP COM 884315102 335 8,841 SH Sole Sole THOMAS PPTYS GROUP INC COM 884453101 419 42600 SH Sole Sole TIME WARNER INC COM 887317105 539 36407 SH Sole Sole TRANSDIGM GROUP INCORPORATED COM 893641100 400 11922 SH Sole Sole TRIDENT MICROSYSTEMS INC COM 895919108 68 18581 SH Sole Sole U STORE IT TR COM 91274F104 550 46000 SH Sole Sole UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E107 393 3100 SH Sole Sole UNION PACIFIC CORP COM 907818108 287 3800 SH Sole Sole UNITED PARCEL SERVICE INC CL B 911312106 384 6,240 SH Sole Sole UNITED STATES CELLULAR CORP COM 911684108 396 7000 SH Sole Sole UNITED STATES OIL FUND LP ETF UNITS 91232N108 455 4000 SH Sole Sole UNITED TECHNOLOGIES CORP COM 913017109 905 14660 SH Sole Sole UNITED THERAPEUTICS CORP DEL COM 91307C102 352 3600 SH Sole Sole UNIVERSAL DISPLAY CORP COM 91347P105 150 12200 SH Sole Sole URBAN OUTFITTERS INC COM 917047102 1305 41854 SH Sole Sole VENOCO INC COM 92275P307 206 8881 SH Sole Sole VIRGIN MEDIA INC COM 92769L101 188 13829 SH Sole Sole VOLCANO CORPORATION COM 928645100 244 19962 SH Sole Sole VOLTAIRE LTD ORD SHS M97613109 239 48000 SH Sole Sole VORNADO RLTY TR SH BEN INT 929042109 862 9800 SH Sole Sole WARNER MUSIC GROUP CORP COM 934550104 159 22310 SH Sole Sole WASTE CONNECTIONS INC COM 941053100 300 9400 SH Sole Sole WEATHERFORD INTLLTD COM G95089101 233 4700 SH Sole Sole WILLIAMS COMPANIES INC COM 969457100 378 9,374 SH Sole Sole
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