-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N45cFzPKH2xWgsS8NmKPWU3nU2PA3SGAKqUQxxLoCNl5DNTzxnRF66VH1Ay/DBdc MUNS5Oizg8rcJJQ/jdeWYQ== 0000922423-07-001327.txt : 20071101 0000922423-07-001327.hdr.sgml : 20071101 20071101155619 ACCESSION NUMBER: 0000922423-07-001327 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 EFFECTIVENESS DATE: 20071101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 071206887 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 kl11001.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2007 ------------------ Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------ Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------ Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN ------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 -------------- Signature, Place, and Date of Signing: /s/ Harris Sufian New York, NY November 1, 2007 - -------------------------- ----------------- ---------------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- __________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Number 13F Information Table Entry Total: 144 Form 13F Information Table Value Total: $64,579,000 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- A C MOORE ARTS & CRAFTS INC COM 00086T103 386 24,509 SH Sole Sole ABB LTD SPONSORED ADR 000375204 335 12800 SH Sole Sole ACTIVISION INC COM NEW 004930202 494 22,872 SH Sole Sole AMERICAN CAMPUS CMNTYS, INC COM 024835100 600 20,500 SH Sole Sole AMERICAN EAGLE OUTFITTERS INC COM 02553E106 1591 60,460 SH Sole Sole AMERICAN NATL INS CO COM 028591105 299 2,276 SH Sole Sole AMERICAN TOWER CL A 029912201 223 5,132 SH Sole Sole ANADIGICS INC COM 032515108 737 40,770 SH Sole Sole APPLE INC COM 037833100 457 2,978 SH Sole Sole APPLIED MICRO CIRCUITS CORP COM 03822W109 77 24,330 SH Sole Sole ART TECHNOLOGY GROUP INC COM 04289L107 381 126,226 SH Sole Sole ASML HLDG N V NY SHS N07059111 225 6,834 SH Sole Sole ASPEN TECHNOLOGY INC COM 045327103 539 37612 SH Sole Sole ASPENBIO PHARMA INC COM 045346103 231 23940 SH Sole Sole AUTO DATA PROC COM 053015103 202 4,400 SH Sole Sole BALLY TECHNOLOGIES INC COM 05874B107 482 13,600 SH Sole Sole BB&T CORP COM 054937107 234 5,800 SH Sole Sole BIOMED REALTY TRUST INC COM 09063H107 750 31,100 SH Sole Sole BOIS D ARC ENERGY LLC COM 09738U103 435 22,700 SH Sole Sole BOSTON PROPERTIES INC COM 101121101 1029 9,900 SH Sole Sole BUNGE LIMITED COM G16962105 550 5121 SH Sole Sole CAMDEN PROPERTY TRUST SH BEN INT 133131102 514 8,000 SH Sole Sole CARNIVAL CORP PAIRED CTF 143658300 218 4,500 SH Sole Sole CASUAL MALE RETAIL GROUP INC COM 148711104 563 62,859 SH Sole Sole CB RICHARD ELLIS SERVICES CL A 12497T101 979 35,175 SH Sole Sole CEC ENTERTAINMENT INC COM 125137109 231 8,600 SH Sole Sole CELANESE CORP COM SER A 150870103 262 6,713 SH Sole Sole CENVEO INC COM 15670S105 243 11,243 SH Sole Sole CLEAR CHANNEL OUTDOOR HOLDINGS CL A 18451C109 337 13,200 SH Sole Sole COHEN & STEERS, INC. COM 19247A100 655 17,700 SH Sole Sole COLDWATER CREEK INC COM 193068103 257 23,695 SH Sole Sole COMFORT SYSTEMS USA INC COM 199908104 412 29,002 SH Sole Sole CONEXANT SYSTEMS INC COM 207142100 32 26,600 SH Sole Sole COOPER IND INC CL A G24182100 201 3,925 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- CORRECTIONS CORP OF AMERICA COM NEW 22025Y407 696 26,600 SH Sole Sole CRITICAL THERAPEUTICS INC COM 22674T105 173 96155 SH Sole Sole CROWN CASTLE INTL CORP COM 228227104 624 15,367 SH Sole Sole CSX CORP COM 126408103 410 9,586 SH Sole Sole CVS CAREMARK CORP COM 126650100 499 12,579 SH Sole Sole DELIAS INC COM 246911101 72 15,262 SH Sole Sole DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 333 6000 SH Sole Sole DIAMONDROCK HOSPITALITY CO COM 252784301 684 39,300 SH Sole Sole DOLBY LABORATORIES INC CL A COM 25659T107 240 6,881 SH Sole Sole DORCHESTER MINERALS LP COM UNIT 25820R105 403 19,782 SH Sole Sole DRIL-QUIP INC COM 262037104 247 5,000 SH Sole Sole EMC CORP MASS COM 268648102 613 29,462 SH Sole Sole EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 1504 63580 SH Sole Sole EOG RESOURCES INC COM 26875P101 325 4,500 SH Sole Sole EXTREME NETWORKS INC COM 30226D106 70 18,200 SH Sole Sole FEDERAL RLTY INVT TR SBI SH BEN INT 313747206 443 5,000 SH Sole Sole FINISAR CORP COM 31787A101 61 21,650 SH Sole Sole FISERV INC COM 337738108 607 11,925 SH Sole Sole FLOWERS FOODS INC COM 343498101 251 11,500 SH Sole Sole FOSTER WHEELER LTD SHS NEW G36535139 438 3338 SH Sole Sole FRONTIER OIL CORP COM 35914P105 262 6,300 SH Sole Sole GENERAL CABLE CORP DEL NEW COM 369300108 356 5307 SH Sole Sole GENERAL COMMUNICATION INC CL A 369385109 407 33,524 SH Sole Sole GENERAL MOTORS CORP COM 370442105 321 8,736 SH Sole Sole GRANITE CONSTR INC COM 387328107 247 4,650 SH Sole Sole HARMONIC LIGHTWAVES COM 413160102 109 10,300 SH Sole Sole HARRIS CORP DEL COM 413875105 272 4,710 SH Sole Sole HEALTHCARE REALTY TRUST INC COM 421946104 336 12,600 SH Sole Sole HFF, INC. CMN CL A 40418F108 202 17,000 SH Sole Sole HILLTOP HLDGS INC COM 432748101 687 58,500 SH Sole Sole HOME DEPOT INC COM 437076102 461 14,215 SH Sole Sole HSBC HLDG SP AD SPON ADR NEW 404280406 269 2,900 SH Sole Sole IKANOS COMMUNICAITONS COM 45173E105 103 18,400 SH Sole Sole INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 242 5000 SH Sole Sole INSIGHT ENTERPRISES INC COM 45765U103 524 20,284 SH Sole Sole INTEGRATED DEVICE TECHNOLOGY COM 458118106 214 13,800 SH Sole Sole INTEL CORP COM 458140100 605 23,400 SH Sole Sole INTERNATIONAL COAL GROUP INC COM 45928H106 374 84,277 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- INTERSTATE HOTELS & RESRTS INC COM 46088S106 237 52,000 SH Sole Sole INTL GAME TECHNOLOGY COM 459902102 263 6,100 SH Sole Sole JAMES RIVER COAL CO COM NEW 470355207 1628 262,506 SH Sole Sole JC PENNEY CO INC COM 708160106 480 7,571 SH Sole Sole KBR INC COM 48242W106 1824 47043 SH Sole Sole KIRBY CORP COM 497266106 428 9,700 SH Sole Sole LAS VEGAS SANDS COM 517834107 294 2,200 SH Sole Sole LATTICE SEMICONDUCTOR CORP COM 518415104 108 24,140 SH Sole Sole LIMCO PIEDMONT INC COM 53261T109 312 23,500 SH Sole Sole LSB INDUSTRIES INC COM 502160104 526 22,261 SH Sole Sole M I SCHOTTENSTEIN HOMES INC COM 55305B101 509 36,625 SH Sole Sole MACERICH COMPANY COM 554382101 990 11,300 SH Sole Sole MAGUIRE PPTYS INC COM 559775101 749 29,000 SH Sole Sole MARRIOTT INTERNATIONAL INC CL A 571903202 1026 23,600 SH Sole Sole MCDERMOTT INTL INC COM 580037109 1165 21541 SH Sole Sole MELCO PBL ENTMT MACAU LTD ADR 585464100 495 30,028 SH Sole Sole MGM MIRAGE COM 552953101 449 5,025 SH Sole Sole MICRON TECHNOLOGY INC COM 595112103 250 22,500 SH Sole Sole MINDSPEED TECHNOLOGIES INC COM 602682106 89 51,319 SH Sole Sole MOLSON COORS BREWING CO CL B 60871R209 249 2,500 SH Sole Sole MRV COMMUNICATIONS INC COM 553477100 67 26,900 SH Sole Sole NETSCOUT SYS INC COM 64115T104 271 24825 SH Sole Sole NORTHROP GRUMAN COM 666807102 273 3,500 SH Sole Sole NRG ENERGY INC COM NEW 629377508 478 11,300 SH Sole Sole OGE ENERGY CORP COM 670837103 374 11,300 SH Sole Sole ON SEMICONDUCTOR CORP / SEMIC COM 682189105 146 11,641 SH Sole Sole ONYX PHARMACEUTICALS INC COM 683399109 1149 26402 SH Sole Sole OPLINK COMMUNICATIONS INC COM NEW 68375Q403 529 38,735 SH Sole Sole PENSON WORLDWIDE INC COM 709600100 392 21,200 SH Sole Sole PEOPLESUPPORT INC COM 712714302 624 52,133 SH Sole Sole PHOTON DYNAMICS INC COM 719364101 100 11,100 SH Sole Sole PLANTRONICS INC NEW COM 727493108 330 11,572 SH Sole Sole PMC-SIERRA INC COM 69344F106 145 17,243 SH Sole Sole PNC FINANCIAL COM 693475105 238 3,500 SH Sole Sole POWELL INDS INC COM 739128106 281 7,410 SH Sole Sole POWERWAVE TECHNOLOGIES INC COM 739363109 168 27,350 SH Sole Sole PROLOGIS SH BEN INT 743410102 591 8,900 SH Sole Sole QLT INC COM 746927102 400 71041 SH Sole Sole QUALCOMM INC COM 747525103 1701 40,255 SH Sole Sole RACKABLE SYSTEMS INC COM 750077109 204 15,700 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- RADYNE CORP COM NEW 750611402 217 20,521 SH Sole Sole RCN CORP COM NEW 749361200 354 28,745 SH Sole Sole ROCKWELL AUTOMATION INC COM 773903109 268 3850 SH Sole Sole RUTHS CHRIS STEAK HSE INC COM 783332109 346 24,255 SH Sole Sole SIMON PROPERTY GROUP INC COM 828806109 1220 12,200 SH Sole Sole SL GREEN REALTY CORP COM 78440X101 701 6,000 SH Sole Sole SRS LABORATORIES INC COM 78464M106 101 13,735 SH Sole Sole STERLING BANCSHARES INC COM 858907108 240 21,000 SH Sole Sole STREETTRACKS GOLD TR GOLD SHS 863307104 2453 33373 SH Sole Sole SUNRISE SENIOR LIVING INC COM 86768K106 230 6,500 SH Sole Sole SUNSTONE HOTEL INVESTORS INC. COM 867892101 431 16,800 SH Sole Sole TAIWAN SEMICON SPONSORED ADR 874039100 129 12,700 SH Sole Sole TAUBMAN CENTERS INC COM 876664103 301 5,500 SH Sole Sole TELETECH HOLDINGS INC COM 879939106 510 21,326 SH Sole Sole TELLABS INC COM 879664100 139 14,600 SH Sole Sole TENARIS S A SPONSORED ADR 88031M109 263 5000 SH Sole Sole TEXAS CAPITAL BANCSHARES INC COM 88224Q107 220 10,100 SH Sole Sole TEXAS INDUSTRIES INC COM 882491103 228 2,900 SH Sole Sole THOMAS PPTYS GROUP INC COM 884453101 1182 98,500 SH Sole Sole TITANIUM METALS CORP COM NEW 888339207 262 7,800 SH Sole Sole TRANSWITCH CORP COM 894065101 26 18,782 SH Sole Sole TRIDENT MICROSYSTEMS INC COM 895919108 381 23,980 SH Sole Sole TYLER TECHNOLOGIES INC COM 902252105 317 23762 SH Sole Sole UBS AG SHS NEW H89231338 277 5,200 SH Sole Sole UNITED STS STL CORP COM 912909108 257 2,429 SH Sole Sole USANA HEALTH SCIENCES INC COM 90328M107 203 4640 SH Sole Sole VAIL RESORTS INC COM 91879Q109 405 6,500 SH Sole Sole VORNADO REALTY TRUST SH BEN INT 929042109 1389 12,700 SH Sole Sole W AND T OFFSHORE COM 92922P106 424 17,400 SH Sole Sole WABCO HOLDINGS INC COM 92927K102 367 7,855 SH Sole Sole WAL-MART STORES COM 931142103 205 4,700 SH Sole Sole WIRELESS RONIN TECHNOLOGIES IN COM 97652A203 165 24,403 SH Sole Sole
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