-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tq/Mgnk5nABAFLxCuODzsIJ/8yugw996N4pkAgXs2tDqdhuEaXb745/ObjKHmZ4S Vk0BbaA/tbO0+1DRz3itcA== 0000922423-07-000955.txt : 20070801 0000922423-07-000955.hdr.sgml : 20070801 20070801133927 ACCESSION NUMBER: 0000922423-07-000955 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 EFFECTIVENESS DATE: 20070801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 071015442 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 kl07069.txt FORM 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2007 ------------- Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------ Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN ------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 -------------- Signature, Place, and Date of Signing: /s/ Harris Sufian New York, NY July 31, 2007 - --------------------- --------------- -------------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ _________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Number 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $60,222,000 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 2
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- ***NORTEL NETWORKS CORP COM NEW 656568508 284 11,800 SH Sole Sole ***O2MICRO INTERNATIONAL SPONS ADR 67107W100 207 18,661 SH Sole Sole A C MOORE ARTS & CRAFTS INC COM 00086T103 474 24,156 SH Sole Sole ABRAXAS PETROLEUM CORP COM 003830106 156 34,794 SH Sole Sole ACTIVISION INC COM NEW 004930202 275 14,750 SH Sole Sole AFFORDABLE RESIDENTIAL COMMUNITIES COM 008273104 246 20,800 SH Sole Sole AIRTRAN HLDGS INC COM 00949P108 492 45,075 SH Sole Sole ALEXANDER & BALDWIN INC COM 014482103 292 5,500 SH Sole Sole ALIGN TECHNOLOGY INC COM 016255101 214 8,850 SH Sole Sole AMERICAN AXLE & MFG HLDGS INC COM 024061103 216 7,281 SH Sole Sole AMERICAN CAMPUS CMNTYS, INC COM 024835100 396 14,000 SH Sole Sole AMERICAN EAGLE OUTFITTERS INC COM 02553E106 738 28,765 SH Sole Sole AMERICAN MED SYS HLDGS INC COM 02744M108 185 10,282 SH Sole Sole AMERICAN NATL INS CO COM 028591105 476 3,120 SH Sole Sole AMERICAN RAILCAR INDS INC COM 02916P103 570 14,610 SH Sole Sole AMR CORP DEL -W/RTS TO PUR COM 001765106 371 14,075 SH Sole Sole ANADIGICS INC COM 032515108 675 48,959 SH Sole Sole APARTMENT INVT & MGMT CO CL A 03748R101 429 8,500 SH Sole Sole APPLIED MICRO CIRCUITS CORP COM 03822W109 53 21,200 SH Sole Sole ARCHSTONE-SMITH TRUST COM 039583109 236 4,000 SH Sole Sole ARIAD PHARMACEUTICALS INC-DEL COM 04033A100 105 19,200 SH Sole Sole ARIBA INC COM NEW 04033V203 288 29,100 SH Sole Sole ART TECHNOLOGY GROUP INC COM 04289L107 420 157,745 SH Sole Sole ASPEN TECHNOLOGY INC COM 045327103 370 26,404 SH Sole Sole ATHEROS COMMUNICATIONS INC COM 04743P108 292 9,463 SH Sole Sole AUDIOCODES LTD ORD ORD M15342104 212 37,640 SH Sole Sole AXCELIS TECHNOLOGIES INC COM 054540109 66 10,188 SH Sole Sole BAKER HUGHES INC COM 057224107 463 5,500 SH Sole Sole BALLY TECHNOLOGIES INC COM 05874B107 388 14,700 SH Sole Sole BARE ESCENTUALS INC COM 067511105 271 7,925 SH Sole Sole BCE INC COM NEW 05534B760 214 5,300 SH Sole Sole BEST BUY COMPANY INC COM 086516101 990 21,220 SH Sole Sole BIOMED REALTY TRUST INC COM 09063H107 816 32,500 SH Sole Sole BIOVAIL CORP COM 09067J109 255 9,400 SH Sole Sole BJ SERVICES CO COM 055482103 242 8,500 SH Sole Sole BOOKHAM INC COM 09856E105 33 14,805 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- BOSTON PROPERTIES INC COM 101121101 766 7,500 SH Sole Sole BUNGE LIMITED COM G16962105 234 2,775 SH Sole Sole CAMDEN PROPERTY TRUST SH BEN INT 133131102 1,607 24,000 SH Sole Sole CARRIER ACCESS CORP COM 144460102 58 12,338 SH Sole Sole CBL & ASSOC PROPERTIES, INC. COM 124830100 263 7,300 SH Sole Sole CHAMPION ENTERPRISES INC COM 158496109 143 14,500 SH Sole Sole CHARLOTTE RUSSE HLDG INC COM 161048103 495 18,415 SH Sole Sole CHC HELICOPTER CORP CL A SUB VTG 12541C203 226 8,200 SH Sole Sole CHPOTLE MEXICN B CL B 169656204 516 6,564 SH Sole Sole CLEAR CHANNEL OUTDOOR HOLDINGS INC CL A 18451C109 241 8,500 SH Sole Sole COACH INC COM 189754104 238 5,015 SH Sole Sole COMFORT SYSTEMS USA INC COM 199908104 268 18,902 SH Sole Sole COMVERGE INC COM 205859101 221 7,125 SH Sole Sole CONEXANT SYSTEMS INC COM 207142100 38 27,500 SH Sole Sole CORNING INC COM 219350105 475 18,584 SH Sole Sole CREE RESEARCH INC COM 225447101 377 14,600 SH Sole Sole CRITICAL THERAPEUTICS INC COM 22674T105 139 63,960 SH Sole Sole CROWN CASTLE INTL CORP COM 228227104 261 7,200 SH Sole Sole CSK AUTO CORP COM 125965103 201 10,913 SH Sole Sole CVS CAREMARK CORP COM 126650100 562 15,416 SH Sole Sole DARLING INTL INC COM 237266101 215 23,536 SH Sole Sole DELIAS INC COM 246911101 392 51,331 SH Sole Sole DIVX INC COM 255413106 176 11,757 SH Sole Sole DORCHESTER MINERALS LP COM UNIT 25820R105 224 10,200 SH Sole Sole ELECTRONIC ARTS INC COM 285512109 492 10,405 SH Sole Sole EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 1,212 59,330 SH Sole Sole EQUITY LIFESTYLE PPTYS INC CMN COM 29472R108 449 8,600 SH Sole Sole EQUITY RESIDENTIAL CMN SH BEN INT 29476L107 365 8,000 SH Sole Sole EXFO ELECTRO OPTICAL ENGR INC SUB VTG SHS 302043104 201 28,789 SH Sole Sole EXTREME NETWORKS INC COM 30226D106 97 23,900 SH Sole Sole FEDERAL RLTY INVT TR SBI CMN SH BEN INT NEW 313747206 371 4,800 SH Sole Sole FINISAR CORP COM 31787A101 238 63,000 SH Sole Sole FINISH LINE INC-CL A CL A 317923100 311 34,088 SH Sole Sole FLANDERS CORP COM 338494107 435 56,742 SH Sole Sole FOSTER WHEELER LTD SHS NEW G36535139 609 5,696 SH Sole Sole GENERAL CABLE CORP DEL NEW COM 369300108 650 8,580 SH Sole Sole GENERAL COMMUNICATION INC-CL A CL A 369385109 218 17,000 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- GOODYEAR TIRE & RUBR CO COM 382550101 226 6,513 SH Sole Sole HALLIBURTON CO W/RTS TO PUR CERT STK UNDR CERTN COM 406216101 486 14,100 SH Sole Sole HARMONIC LIGHTWAVES COM 413160102 127 14,300 SH Sole Sole HFF, INC. CL A 40418F108 472 30,400 SH Sole Sole HILTON HOTELS CORP COM 432848109 1,456 43,500 SH Sole Sole HOME PROPERTIES INC COM 437306103 623 12,000 SH Sole Sole IKANOS COMMUNICATIONS COM 45173E105 487 64,000 SH Sole Sole INSIGHT ENTERPRISES INC COM 45765U103 896 39,709 SH Sole Sole INTEGRATED DEVICE TECHNOLOGY COM 458118106 307 20,100 SH Sole Sole JABIL CIRCUIT INC COM 466313103 438 19,845 SH Sole Sole JDS UNIPHASE CORPORATION COM PAR $0.001 46612J507 1,236 92,010 SH Sole Sole JONES SODA CO COM 48023P106 265 18,890 SH Sole Sole KBR INC COM 48242W106 253 9,662 SH Sole Sole KILROY RLTY CORP COM 49427F108 871 12,300 SH Sole Sole KIRBY CORP FORMERLY KIRBY EXPL CO INC COM 497266106 250 6,500 SH Sole Sole LATTICE SEMICONDUCTOR CORP COM 518415104 339 59,194 SH Sole Sole LUNDIN MINING CORP COM 550372106 177 13,800 SH Sole Sole MACERICH COMPANY COM 554382101 676 8,200 SH Sole Sole MARVELL TECHNOLOGIES GROUP ORD G5876H105 426 23,400 SH Sole Sole MGM MIRAGE COM 552953101 255 3,092 SH Sole Sole MINDSPEED TECHNOLOGIES INC COM 602682106 231 104,519 SH Sole Sole MIPS TECHNOLOGIES INC COM 604567107 170 19,293 SH Sole Sole NASDAQ STOCK MARKET INC COM 631103108 464 15,609 SH Sole Sole NATIONAL-OILWELL INC COM 637071101 542 5,200 SH Sole Sole NEXEN INC COM 65334H102 257 7,800 SH Sole Sole NORTHERN ORION RES INC COM 665575106 210 34,600 SH Sole Sole NORTHGATE MINERALS CORP COM 666416102 93 30,300 SH Sole Sole NOVA CHEMICALS CORP COM 66977W109 248 6,500 SH Sole Sole NOVARTIS A G SPONSORED ADR 66987V109 474 8,450 SH Sole Sole NVIDIA CORP COM 67066G104 222 5,369 SH Sole Sole OILSANDS QUEST INC COM 678046103 73 29,400 SH Sole Sole OKLAHOMA GAS & ELEC CO COM 670837103 392 10,700 SH Sole Sole OMEGA PROTEIN CORPORATION COM 68210P107 301 32,500 SH Sole Sole ON SEMICONDUCTOR CORP / SEMIC COM 682189105 253 23,600 SH Sole Sole ONYX PHARMACEUTICALS INC COM 683399109 358 13,327 SH Sole Sole OPENTV CORP CL A SA ADR CL A G67543101 77 36,400 SH Sole Sole OPLINK COMMUNICATIONS INC COM NEW 68375Q403 269 17,905 SH Sole Sole
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 MARKET TITLE OF CUSIP VALUE TYPE OF PUT/ INVESTMENT OTHER VOTING NAME OF ISSUER CLASS NUMBER (x $1000) AMOUNT SECURITY CALL DISCRETION MANAGERS AUTHORITY - --------------------------------- ------------ ------ --------- ------ -------- ---- ---------- -------- --------- PACKETEER INC COM 695210104 481 61,610 SH Sole Sole PEABODY ENERGY CORP COM 704549104 370 7,651 SH Sole Sole PEOPLESUPPORT INC COM 712714302 1,040 91,600 SH Sole Sole PMC-SIERRA INC COM 69344F106 473 61,243 SH Sole Sole POST PROPERTIES INC CMN COM 737464107 886 17,000 SH Sole Sole POWERWAVE TECHNOLOGIES INC COM 739363109 545 81,300 SH Sole Sole PRICESMART INC COM 741511109 680 27,500 SH Sole Sole QLT INC COM 746927102 338 46,501 SH Sole Sole QUALCOMM INC COM 747525103 530 12,217 SH Sole Sole QUALCOMM INC COM 747525103 1,726 39,780 SH Sole Sole QUEST CAP CORP NEW COM 74835U109 372 122,300 SH Sole Sole RACKABLE SYS INC COM 750077109 155 12,500 SH Sole Sole RADYNE CORP COM NEW 750611402 310 29,056 SH Sole Sole Ruths Chris Steak Hse INC COM 783332109 375 22,095 SH Sole Sole SANDISK CORP COM 80004C101 926 18,916 SH Sole Sole SERVICE CORP INTERNATIONAL COM 817565104 328 25,700 SH Sole Sole SIMON PROPERTY GROUP INC COM 828806109 651 7,000 SH Sole Sole SKECHERS U S A INC CL A 830566105 293 10,030 SH Sole Sole SL GREEN REALTY CORP CMN COM 78440X101 880 7,100 SH Sole Sole SOUTHERN UNION CO NEW COM 844030106 303 9,300 SH Sole Sole STERLING BANCSHARES INC COM 858907108 240 21,200 SH Sole Sole SYCAMORE NETWORKS INC COM 871206108 55 13,600 SH Sole Sole TAUBMAN CENTERS INC COM 876664103 744 15,000 SH Sole Sole TELLABS INC COM 879664100 540 50,200 SH Sole Sole TESSERA TECHNOLOGIES INC COM 88164L100 325 8,014 SH Sole Sole THOMAS PPTYS GROUP INC COM 884453101 882 55,200 SH Sole Sole TRANSWITCH CORP COM 894065101 142 77,882 SH Sole Sole TRIDENT MICROSYSTEMS INC COM 895919108 449 24,480 SH Sole Sole UDR INC COM 902653104 289 11,000 SH Sole Sole VAIL RESORTS INC COM 91879Q109 414 6,800 SH Sole Sole VERIFONE HLDGS INC COM 92342Y109 249 7,056 SH Sole Sole VORNADO REALTY TRUST CMN SH BEN INT 929042109 989 9,000 SH Sole Sole WAL-MART STORES INC COM 931142103 284 5,900 SH Sole Sole WEATHERFORD INTERNATIONAL INC COM G95089101 668 12,100 SH Sole Sole WIRELESS RONIN TECHNOLOGIES IN COM 97652A203 217 27,158 SH Sole Sole WYNDHAM WORLDWIDE CORP. COM 98310W108 780 21,500 SH Sole Sole
-----END PRIVACY-ENHANCED MESSAGE-----