-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FYa89WSTl6BTM96izcNnAnSH3hf+9WksuEcn8IPGiDG9YOzeyrm5EjfPxdzzdrXW M7A7+jwL7VnMUtiuwaBMww== 0000940180-02-001403.txt : 20031212 0000940180-02-001403.hdr.sgml : 20031212 20020809152932 ACCESSION NUMBER: 0000940180-02-001403 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OBERWEIS ASSET MANAGEMENT INC/ CENTRAL INDEX KEY: 0000937886 IRS NUMBER: 364106772 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04688 FILM NUMBER: 02724784 BUSINESS ADDRESS: STREET 1: C/O OBERWEIS ASSET MANAGEMENT INC STREET 2: 951 ICE CREAM DR #200 CITY: NORTH AURORA STATE: IL ZIP: 60542 BUSINESS PHONE: 8003236166 MAIL ADDRESS: STREET 1: C/O OBERWEIS ASSET MANAGEMENT INC STREET 2: 951 ICE CREAM DR #200 CITY: N AURORA STATE: IL ZIP: 60542 13F-HR 1 d13fhr.txt OBERWEIS 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: _______________________________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Oberweis Asset Management, Inc. Address: 951 Ice Cream Dr., Suite 200 North Aurora, IL 60542 Form 13F File Number: 28-4688 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Patrick B. Joyce Title: Executive Vice President Phone: (800) 323-6166 Signature, Place, and Date of Signing: Patrick B. Joyce North Aurora, IL August 9, 2002 - ------------------------ [City, State] [Date] [Signature] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers reporting for this Manager: [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: ___________________ Form 13F Information Table Entry Total: 150 Data Records Form 13F Information Table Value Total: $144,239 (thousandths) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE Oberweis Asset Management, Inc. FORM 13F June 30, 2002
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other -------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- -------- ------ -------- AdvancePCS com 00790K109 2813 117500 SH Sole 107000 10500 Advanced Magnetics, Inc. com 00753P103 253 67300 SH Sole 60000 7300 Advanced Neuromodulation Syste com 00757T101 1034 33905 SH Sole 15000 18905 Air Methods Corp. com 009128307 90 10000 SH Sole 10000 Allied Healthcare Internationa com 01923a109 175 30000 SH Sole 30000 Alloy Inc. com 019855105 1190 82400 SH Sole 50000 32400 Almost Family, Inc. com 020409108 281 24200 SH Sole 24200 American Healthways, Inc. com 02649v104 860 48300 SH Sole 30000 18300 American Safety Insurance Grou com g02995101 237 27000 SH Sole 27000 Ansoft Corporation com 036384105 129 22000 SH Sole 20000 2000 Astropower, Inc. com 04644A101 648 33000 SH Sole 30000 3000 Axcan com 054923107 1433 95925 SH Sole 80000 15925 Balchem Corp. com 057665200 302 13000 SH Sole 13000 Bioanalytical Systems, Inc. com 09058M103 281 54565 SH Sole 42565 12000 Biolase Technology, Inc. com 090911108 643 126000 SH Sole 80000 46000 Bradley Pharmaceuticals, Inc. com 104576103 3564 267970 SH Sole 180000 87970 CTI Industries Corp. com 125961300 113 20000 SH Sole 20000 Cabot Microelectronics Corp. com 12709p103 308 7145 SH Sole 7145 Career Education Corp. com 141665109 234 5200 SH Sole 5000 200 Caremark RX, Inc. com 141705103 818 49550 SH Sole 10000 39550 Catapult Communications com 149016107 962 44000 SH Sole 40000 4000 Central European com 153435102 4721 287500 SH Sole 140000 147500 Chad Therapeutics, Inc. com 157228107 159 60000 SH Sole 60000 Chicago Pizza & Brewery com 167889104 582 58300 SH Sole 40000 18300 Chico's Fas Inc. com 168615102 6872 189201 SH Sole 129000 60201 Cholestech Corp. com 170393102 464 44000 SH Sole 40000 4000 Christopher & Banks Corp. com 171046105 1370 32381 SH Sole 20000 12381 Cima Labs com 171796105 415 17225 SH Sole 15000 2225 Closure Medical Corp. com 189093107 1113 79500 SH Sole 30000 49500 Cognizant Technology Solutions com 192446102 210 3900 SH Sole 2000 1900 Cross Country com 22748P105 3764 99580 SH Sole 30000 69580 D&K Healthcare com 232861104 2443 69280 SH Sole 30000 39280 Dianon Systems com 252826102 588 11000 SH Sole 10000 1000 Digital Insight com 25385p106 607 36900 SH Sole 30000 6900 Digital River com 25388B104 1014 110370 SH Sole 80000 30370 Dr. Reddy's Lab ADR com 256135203 798 41151 SH Sole 10000 31151 Drugmax, Inc. com 262240104 183 78000 SH Sole 78000 Dynacq International, Inc. com 267919306 730 51800 SH Sole 40000 11800
Oberweis Asset Management, Inc. FORM 13F June 30, 2002
Voting Authority --------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ E Loan com 26861p107 342 310735 SH SOLE 300000 10735 ESS Technology, Inc. com 269151106 2406 137200 SH SOLE 60000 77200 Eagle Supply Group, Inc. com 269894101 68 25000 SH SOLE 25000 Echelon Corp. com 27874N105 786 61000 SH SOLE 40000 21000 Ectel Ltd. com M29925100 754 65000 SH SOLE 60000 5000 Elbit Medical Imaging com 010811169 253 43100 SH SOLE 43100 Encore Medical com 29256e109 104 32000 SH SOLE 32000 Eon Labs com 29412e100 998 56100 SH SOLE 40000 16100 Eresearch Tech com 29481V108 5165 204000 SH SOLE 87000 117000 Euniverse, Inc. com 298412107 536 87100 SH SOLE 49000 38100 Expedia com 302125109 213 3600 SH SOLE 2500 1100 FTD, Inc. com 30265q109 194 15106 SH SOLE 12246 2860 Factual Data Corp. com 303094106 456 40000 SH SOLE 40000 Famous Dave's of America com 307068106 651 82900 SH SOLE 68000 14900 Firstwave Technologies, Inc. com 33762N207 135 11700 SH SOLE 11700 Gaiam, Inc. com 36268q103 439 30000 SH SOLE 30000 General Electric Co. com 369604103 215 7400 SH SOLE 7400 Global Payment Technology Inc. com 37936s109 59 10000 SH SOLE 10000 Golden Eagle Minerals, Inc. com 380961102 1 10000 SH SOLE 10000 HPL Technologies, Inc. com 40426C105 2500 166025 SH SOLE 50000 116025 Harvard Bioscience, Inc. com 416906105 247 44100 SH SOLE 44100 Healthtronics, Inc. com 4222l1076 525 30000 SH SOLE 30000 Icon PLC com 45103t107 513 18000 SH SOLE 15000 3000 InfoNow Corp. com 456664309 154 140000 SH SOLE 140000 Intercept, Inc. com 45845L107 456 22000 SH SOLE 20000 2000 Intrado com 46117A100 2615 135095 SH SOLE 33000 102095 Invision Tech. com 461851107 2127 88050 SH SOLE 30000 58050 JS Global Communication com 46626E205 2841 172904 SH SOLE 100000 72904 Kendle International, Inc. com 48880L107 408 30000 SH SOLE 30000 L3 Communications Holding com 502424104 297 5500 SH SOLE 4000 1500 LMI Aerospace, Inc. com 502079106 53 12500 SH SOLE 12500 Labone com 50540L105 858 33000 SH SOLE 30000 3000 Lannett Company, Inc. Delware com 516012101 558 54700 SH SOLE 25000 29700 MIM Corporation com 553044108 1606 132800 SH SOLE 50000 82800 Merge Technologies com 589981109 1475 215350 SH SOLE 140000 75350 Metro One Telecommunication com 59163F105 327 23400 SH SOLE 15000 8400 Mitek Systems Inc. com 606710200 23 17700 SH SOLE 17700 National Medical Card Systems, com 636918302 473 50000 SH SOLE 50000
2 Oberweis Asset Management, Inc. FORM 13F June 30, 2002
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other -------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- -------- ------ -------- Neoforma, Inc. com 640475505 763 58700 SH Sole 50000 8700 Neoware Systems com 64065P102 4351 383700 SH Sole 200000 183700 Net Bank, Inc. com 640933107 233 20000 SH Sole 20000 New Century Financial Corp. com 64352d101 350 10000 SH Sole 10000 Noble International, Ltd. com 655053106 107 10000 SH Sole 10000 Numerex Corp. com 67053A102 324 36200 SH Sole 25000 11200 Nyer Medical Group, Inc. com 670711100 59 30000 SH Sole 30000 Nyfix, Inc. com 670712108 289 34000 SH Sole 30000 4000 O2 Micro International com g6797e106 569 55000 SH Sole 50000 5000 Occidental Petroleum Corp. com 674599105 235 7846 SH Sole 7846 Ocular Sciences, Inc. com 675744106 874 33000 SH Sole 30000 3000 Odyssey Heathcare com 67611v101 797 22000 SH Sole 20000 2000 On-Site Sourcing, Inc. com 682195102 85 29300 SH Sole 29300 Opnet Technologies com 683757108 424 47300 SH Sole 41800 5500 Overture Services, Inc. com 69039R100 1885 75450 SH Sole 8000 67450 P.F. Changs China Bistro com 69333y108 958 30500 SH Sole 26500 4000 PDF Solutions, Inc. com 693282105 192 26200 SH Sole 25000 1200 PEC Solutions, Inc. com 705107100 2832 118390 SH Sole 50000 68390 Panera Bread Co. com 69840W108 5163 149770 SH Sole 100000 49770 Pediatrix Medical Group com 705324101 550 22000 SH Sole 20000 2000 Peerless Mfg. Co. com 705514107 340 20000 SH Sole 20000 Petroquest Energy, Inc. com 716748108 516 92675 SH Sole 65300 27375 Polymedica Corp. com 731738100 363 14200 SH Sole 14200 Possis Medical, Inc. com 737407106 1389 112450 SH Sole 27500 84950 Precis, Inc. com 740184106 494 54580 SH Sole 20000 34580 Precise Software com M41450103 315 33000 SH Sole 30000 3000 Pricesmart, Inc. com 741511109 867 22500 SH Sole 20000 2500 Prima Energy Corp. com 741901201 816 35820 SH Sole 30000 5820 Qlogic Corp. com 747277101 438 11500 SH Sole 10000 1500 Quovadx com 74913K106 1635 260275 SH Sole 100000 160275 RMH Teleservices, Inc. com 749938106 302 44000 SH Sole 40000 4000 Ramsay Youth Services, Inc. com 75158k206 101 22400 SH Sole 19900 2500 Retalix Ltd. com m8215w109 220 20000 SH Sole 20000 Right Management Consultants com 766573109 671 25500 SH Sole 22500 3000 Riverdeep Group ADR com 76870Q109 560 36000 SH Sole 30000 6000 Royal Gold, Inc. com 780287108 478 35000 SH Sole 30000 5000 SFBC International, Inc. com 784121105 1641 97830 SH Sole 49900 47930 Sani Tech Industry Inc. com 801017104 0 11000 SH Sole 11000
3 Oberweis Asset Management, Inc. FORM 13F June 30, 2002
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- -------- ------ ------- ScanSource, Inc. com 806037107 2641 43000 SH SOLE 40000 3000 Scansoft, Inc. com 80603p107 3856 521050 SH SOLE 200000 321050 Shenandoah Telecommuncitions C com 82312B106 1391 25900 SH SOLE 20000 5900 Sicor, Inc. com 825846108 1667 89900 SH SOLE 80000 9900 Skilsoft com 83066p101 359 45700 SH SOLE 40000 5700 Sonic com 835451105 236 7500 SH SOLE 7500 Sonic Solutions com 835460106 159 20000 SH SOLE 20000 StarTek, Inc. com 85569c107 615 23000 SH SOLE 20000 3000 SteelCloud, Inc. com 85815m107 77 30000 SH SOLE 30000 Sunrise Assisted Living com 86768K106 1179 44000 SH SOLE 40000 4000 Symyx Technologies, Inc. com 87155S108 927 66595 SH SOLE 40000 26595 Synovis Life Technologies, Inc com 87162G105 300 40000 SH SOLE 40000 TRC Companies, Inc. com 872625108 755 36762 SH SOLE 19500 17262 TTI Team Telecom com m88258104 957 59745 SH SOLE 30000 29745 Taro Pharmaceuticals com M8737E108 721 29400 SH SOLE 20000 9400 Taser International com 87651B104 307 25600 SH SOLE 17000 8600 Total Entertainment Rest. Corp com 89150E100 1639 100780 SH SOLE 30000 70780 Tripos, Inc. com 896928108 1663 76270 SH SOLE 30000 46270 Trizetto Group com 896882107 496 58000 SH SOLE 52000 6000 U.S. Energy Systems, Inc. com 902951102 79 45200 SH SOLE 45200 U.S. Laboratories com 90333T105 1307 100575 SH SOLE 50000 50575 Vasomedical, Inc. com 922321104 318 120000 SH SOLE 120000 Verisity LTD. com M97385112 2605 150230 SH SOLE 60000 90230 Vermont Pure Holdings com 924234107 168 40000 SH SOLE 40000 Vimpel Communications com 68370R109 1179 46310 SH SOLE 36000 10310 Virage Logic Corp. com 92763R104 896 68800 SH SOLE 60000 8800 Vital Images com 92846n104 937 144230 SH SOLE 80000 64230 Walgreen Company com 931422109 309 8000 SH SOLE 8000 Waste Connections, Inc. com 941053100 687 22000 SH SOLE 20000 2000 Waters Instruments, Inc. com 941850109 191 27750 SH SOLE 27750 Wavecom S.A. ADR com 943531103 1734 42490 SH SOLE 25000 17490 Webex Communications com 94767L109 1306 82120 SH SOLE 50000 32120 Websense com 947684106 3097 121125 SH SOLE 30000 91125 Wilson Greatbatch Tech com 972232102 1078 42300 SH SOLE 37000 5300 Zebra Technologies Corp.-Cl A com 989207105 203 4200 SH SOLE 4200 Zoran Corp. com 98975F101 1783 77827 SH SOLE 45000 32827
4 Oberweis Asset Management, Inc. FORM 13F June 30, 2002
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- -------- ------ ------- REPORT SUMMARY 150 DATA RECORDS 144239 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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