-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UO9e+cRDzGbelqFLRrs0r1dTJqZAljefdNvVSL+SJAZ8jR7adFZtc4JWxqmShsWv bsMJbfVzvRSk6x8iDeuXHw== 0001056527-07-000003.txt : 20070430 0001056527-07-000003.hdr.sgml : 20070430 20070430112632 ACCESSION NUMBER: 0001056527-07-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070430 DATE AS OF CHANGE: 20070430 EFFECTIVENESS DATE: 20070430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 07798491 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126678352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 wmpubl033107.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: __3/31/07____ Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: _______ CIBC World Markets Corp.____________ Address: _____425 Lexington Avenue, Third Floor______ _____New York, NY 10017 _________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Jeffrey Thibeault_____________________ Title: ___Chief Compliance Officer______________ Phone: ___212-667-8352__________________________ Signature, Place, and Date of Signing: ___Jeffrey Thibeault________ ___New York, NY__ __04/18/07__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______0_______ Form 13F Information Table Entry Total: ___72____ Form 13F Information Table Value Total: ___149,210___ (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Commission. List of Other Included Managers: NONE Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE MAR07 (COLUMN 1) (COLUMN 2)(COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ____________ ________ ________ ________ ________ ________ ________ NOBLE CORPORATION SHS G65422100 1,574 20,000SH CALL 20,000 0 0 20,000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 4,660 200,000SH PUT 200,000 0 0 200,000 0 0 AMERICREDIT CORP NOTE 03060RAP6 2,474 2500,000SH 2500,000 0 0 2500,000 0 0 AMGEN INC NOTE 031162AN0 11,449 12520,000SH 12520,000 0 0 12520,000 0 0 ARCELOR MITTAL NY R 03937E101 26 500SH 500 0 0 500 0 0 ARCELOR MITTAL NY R 03937E101 1,322 25,000SH PUT 25,000 0 0 25,000 0 0 BAUSCH & LOMB INC COM 071707103 1,647 32,200SH 32,200 0 0 32,200 0 0 BAUSCH & LOMB INC COM 071707103 2,108 41,200SH PUT 41,200 0 0 41,200 0 0 BROOKFIELD PPTYS CORP COM 112900105 3,728 92,500SH 92,500 0 0 92,500 0 0 CSX CORP COM 126408103 601 15,000SH CALL 15,000 0 0 15,000 0 0 CADENCE DESIGN SYSTEM INC NOTE 127387AB4 264 195,000SH 195,000 0 0 195,000 0 0 CHARLES RIV LABS INTL INC NOTE 159864AB3 2,820 2500,000SH 2500,000 0 0 2500,000 0 0 CHENIERE ENERGY INC NOTE 16411RAE9 4,284 4000,000SH 4000,000 0 0 4000,000 0 0 CHICAGO MERCANTILE HLDGS INC CL A 167760107 7,987 15,000SH 15,000 0 0 15,000 0 0 CLAYMONT STEEL HOLDINGS INC COM 18382P104 883 44,283SH 44,283 0 0 44,283 0 0 COMMSCOPE INC COM 203372107 69 1,600SH 1,600 0 0 1,600 0 0 COMMSCOPE INC COM 203372107 429 10,000SH PUT 10,000 0 0 10,000 0 0 DELUXE CORP COM 248019101 536 16,000SH CALL 16,000 0 0 16,000 0 0 E M C CORP MASS NOTE 268648AM4 5,377 5000,000SH 5000,000 0 0 5000,000 0 0 EVERGREEN SOLAR INC NOTE 30033RAB4 4,940 3500,000SH 3500,000 0 0 3500,000 0 0 EXPEDIA INC DEL COM 30212P105 1,159 50,000SH CALL 50,000 0 0 50,000 0 0 FIRST DATA CORP COM 319963104 1,111 41,300SH CALL 41,300 0 0 41,300 0 0 FIRST HORIZON PHARMACEUTICAL NOTE 32051KAC0 3,706 3300,000SH 3300,000 0 0 3300,000 0 0 GENCORP INC SDCV 368682AL4 3,938 4137,000SH 4137,000 0 0 4137,000 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 53 1,000SH 1,000 0 0 1,000 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 534 10,000SH CALL 10,000 0 0 10,000 0 0 GENZYME CORP COM 372917104 231 3,842SH 3,842 0 0 3,842 0 0 GENZYME CORP COM 372917104 600 10,000SH PUT 10,000 0 0 10,000 0 0 GRAY TELEVISION INC COM 389375106 208 20,000SH 20,000 0 0 20,000 0 0 HARRAHS ENTMT INC COM 413619107 5,657 67,000SH 67,000 0 0 67,000 0 0 HOUSTON EXPL CO COM 442120101 1,834 34,000SH CALL 34,000 0 0 34,000 0 0 ILLUMINA INC COM 452327109 586 20,000SH CALL 20,000 0 0 20,000 0 0 INTERPUBLIC GROUP COS INC NOTE 460690AZ3 1,741 1400,000SH 1400,000 0 0 1400,000 0 0 JDS UNIPHASE CORP COM 46612J507 305 20,000SH CALL 20,000 0 0 20,000 0 0 KELLWOOD CO DBCV 488044AF5 2,651 2900,000SH 2900,000 0 0 2900,000 0 0 LABORATORY CORP AMER HLDGS NOTE 50540RAG7 2,086 2122,000SH 2122,000 0 0 2122,000 0 0 LENNAR CORP CL A 526057104 46 1,100SH 1,100 0 0 1,100 0 0 LENNAR CORP CL A 526057104 464 11,000SH PUT 11,000 0 0 11,000 0 0 LIBERTY MEDIA CORP DEB 530715AR2 7,412 8746,000SH 8746,000 0 0 8746,000 0 0 LOEWS CORP CARO 540424207 3,024 40,000SH CALL 40,000 0 0 40,000 0 0 MANOR CARE INC NEW NOTE 564055AM3 628 493,000SH 493,000 0 0 493,000 0 0 MARTEK BIOSCIENCES CORP COM 572901106 431 20,911SH 20,911 0 0 20,911 0 0 MOLSON COORS BREWING CO CL B 60871R209 520 5,500SH 5,500 0 0 5,500 0 0 MOLSON COORS BREWING CO CL B 60871R209 1,277 13,500SH CALL 13,500 0 0 13,500 0 0 NASDAQ STOCK MARKET INC COM 631103108 10,603 360,526SH 360,526 0 0 360,526 0 0 NORTEL NETWORKS CORP NEW COM 656568508 31 1,300SH 1,300 0 0 1,300 0 0 NORTEL NETWORKS CORP NEW COM 656568508 241 10,000SH PUT 10,000 0 0 10,000 0 0 OSI RESTAURANT PARTNERS INC COM 67104A101 494 12,500SH 12,500 0 0 12,500 0 0 OSI RESTAURANT PARTNERS INC COM 67104A101 494 12,500SH PUT 12,500 0 0 12,500 0 0 ONYX PHARMACEUTICALS INC COM 683399109 99 4,000SH 4,000 0 0 4,000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 261 10,500SH CALL 10,500 0 0 10,500 0 0 PAGE TOTAL 51 109,603 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE MAR07 (COLUMN 1) (COLUMN 2)(COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ _________ ____________ ________ ________ ________ ________ ________ ________ ONYX PHARMACEUTICALS INC COM 683399109 124 5,000SH PUT 5,000 0 0 5,000 0 0 OSCIENT PHARMACEUTICALS CORP NOTE 68812RAB1 4,405 6000,000SH 6000,000 0 0 6000,000 0 0 PANTRY INC NOTE 698657AL7 7,219 6243,000SH 6243,000 0 0 6243,000 0 0 PARKER HANNIFIN CORP COM 701094104 949 11,000SH CALL 11,000 0 0 11,000 0 0 PRICELINE COM INC COM 741503403 1,518 28,500SH CALL 28,500 0 0 28,500 0 0 PRUDENTIAL FINL INC COM 744320102 1,525 16,900SH CALL 16,900 0 0 16,900 0 0 QLT INC NOTE 746927AB8 478 500,000SH 500,000 0 0 500,000 0 0 ROBERT HALF INTL INC COM 770323103 588 15,900SH 15,900 0 0 15,900 0 0 ROYAL GOLD INC COM 780287108 3 100SH 100 0 0 100 0 0 ROYAL GOLD INC COM 780287108 452 15,000SH CALL 15,000 0 0 15,000 0 0 RYERSON INC NOTE 78375PAD9 4,738 2500,000SH 2500,000 0 0 2500,000 0 0 SEACOR HOLDINGS INC DBCV 811904AJ0 334 230,000SH 230,000 0 0 230,000 0 0 SEPRACOR INC NOTE 817315AU8 957 608,000SH 608,000 0 0 608,000 0 0 SILICON LABORATORIES INC COM 826919102 922 30,800SH CALL 30,800 0 0 30,800 0 0 SYMMETRY HLDGS INC UNIT 871545208 10,065 1262,900SH 1262,900 0 0 1262,900 0 0 TECH DATA CORP DBCV 878237AE6 2,415 2500,000SH 2500,000 0 0 2500,000 0 0 TOLL BROTHERS INC COM 889478103 315 11,500SH 11,500 0 0 11,500 0 0 TOLL BROTHERS INC COM 889478103 1,095 40,000SH PUT 40,000 0 0 40,000 0 0 WASTE MGMT INC DEL COM 94106L109 413 12,000SH 12,000 0 0 12,000 0 0 WASTE MGMT INC DEL COM 94106L109 344 10,000SH PUT 10,000 0 0 10,000 0 0 WYETH DBCV 983024AD2 748 700,000SH 700,000 0 0 700,000 0 0 PAGE TOTAL 21 39,607 GRAND TOTAL 72 149,210
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