-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q44g0lIvSAaptTHjIJ07pbojS6ktJZiWlGLVyxCDscdyAxjyd+x4uJTrd2x+HJ2G IzKsgT7wtBpRq5zYIQ28yA== 0001056527-07-000001.txt : 20070123 0001056527-07-000001.hdr.sgml : 20070123 20070123151530 ACCESSION NUMBER: 0001056527-07-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070123 DATE AS OF CHANGE: 20070123 EFFECTIVENESS DATE: 20070123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 07546289 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126678352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 wmpubl123106.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: __12/31/06____ Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: _______ CIBC World Markets Corp.____________ Address: _____425 Lexington Avenue, Third Floor______ _____New York, NY 10017 _________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Jeffrey Thibeault_____________________ Title: ___Chief Compliance Officer______________ Phone: ___212-667-8352__________________________ Signature, Place, and Date of Signing: ___Jeffrey Thibeault________ ___New York, NY__ __01/19/07__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______0_______ Form 13F Information Table Entry Total: ___67____ Form 13F Information Table Value Total: ___141,013___ (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Commission. List of Other Included Managers: NONE Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE DEC06 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR _____________________ ________________ OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ ___________ __________ ________ ________ ________ ________ ________ ________ NOBLE CORPORATION SHS G65422100 1,523 20,000 CALL 20,000 0 0 20,000 0 0 AMERICAN PWR CONVERSION CORP COM 029066107 5,292 172,987 172,987 0 0 172,987 0 0 APEX SILVER MINES LTD NOTE 03760XAB7 466 565,000 565,000 0 0 565,000 0 0 ARMOR HOLDINGS INC NOTE 042260AC3 3,331 2760,000 2760,000 0 0 2760,000 0 0 BUILDING MATLS HLDG CORP COM 120113105 247 10,000 CALL 10,000 0 0 10,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2,905 100,000 100,000 0 0 100,000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2,905 100,000 PUT 100,000 0 0 100,000 0 0 CHICAGO MERCANTILE HLDGS INC CL A 167760107 7,646 15,000 15,000 0 0 15,000 0 0 COACH INC COM 189754104 202 4,700 4,700 0 0 4,700 0 0 COACH INC COM 189754104 1,933 45,000 PUT 45,000 0 0 45,000 0 0 COMMSCOPE INC COM 203372107 192 6,300 6,300 0 0 6,300 0 0 COMMSCOPE INC COM 203372107 305 10,000 PUT 10,000 0 0 10,000 0 0 DRS TECHNOLOGIES INC COM 23330X100 574 10,900 10,900 0 0 10,900 0 0 DEVON ENERGY CORP NEW DEB 25179MAA1 4,870 3505,000 3505,000 0 0 3505,000 0 0 EARTHLINK INC NOTE 270321AA0 4,260 4000,000 4000,000 0 0 4000,000 0 0 EVERGREEN SOLAR INC NOTE 30033RAB4 4,110 3428,000 3428,000 0 0 3428,000 0 0 FIRST HORIZON PHARMACEUTICAL NOTE 32051KAC0 284 250,000 250,000 0 0 250,000 0 0 GENZYME CORP COM 372917104 234 3,800 3,800 0 0 3,800 0 0 GENZYME CORP COM 372917104 616 10,000 PUT 10,000 0 0 10,000 0 0 HARRAHS ENTMT INC COM 413619107 3,722 45,000 45,000 0 0 45,000 0 0 HARRAHS ENTMT INC COM 413619107 3,722 45,000 CALL 45,000 0 0 45,000 0 0 JDS UNIPHASE CORP COM 46612J507 333 20,000 CALL 20,000 0 0 20,000 0 0 KINDER MORGAN INC KANS COM 49455P101 233 2,200 2,200 0 0 2,200 0 0 KINDER MORGAN INC KANS COM 49455P101 1,269 12,000 CALL 12,000 0 0 12,000 0 0 KINDER MORGAN INC KANS COM 49455P101 1,533 14,500 PUT 14,500 0 0 14,500 0 0 LEHMAN BROS HLDGS INC COM 524908100 781 10,000 CALL 10,000 0 0 10,000 0 0 LENNAR CORP CL A 526057104 84 1,600 1,600 0 0 1,600 0 0 LENNAR CORP CL A 526057104 1,102 21,000 PUT 21,000 0 0 21,000 0 0 LIBERTY MEDIA CORP NEW DEB 530718AF2 5,359 4220,000 4220,000 0 0 4220,000 0 0 MBIA INC COM 55262C100 1,461 20,000 20,000 0 0 20,000 0 0 MBIA INC COM 55262C100 1,461 20,000 PUT 20,000 0 0 20,000 0 0 MEDICIS PHARMACEUTICAL CORP NOTE 58470KAA2 5,631 4500,000 4500,000 0 0 4500,000 0 0 MOTOROLA INC COM 620076109 621 30,200 30,200 0 0 30,200 0 0 MOTOROLA INC COM 620076109 1,028 50,000 PUT 50,000 0 0 50,000 0 0 NASDAQ STOCK MARKET INC COM 631103108 11,101 360,526 360,526 0 0 360,526 0 0 NEXCEN BRANDS INC COM 653351106 831 114,952 114,952 0 0 114,952 0 0 NORTEL NETWORKS CORP NEW COM 656568508 27 1,000 1,000 0 0 1,000 0 0 NORTEL NETWORKS CORP NEW COM 656568508 267 10,000 PUT 10,000 0 0 10,000 0 0 OIL STS INTL INC NOTE 678026AB1 1,245 1000,000 1000,000 0 0 1000,000 0 0 OSCIENT PHARMACEUTICALS CORP NOTE 68812RAB1 2,397 3525,000 3525,000 0 0 3525,000 0 0 PANTRY INC NOTE 698657AL7 2,378 2000,000 2000,000 0 0 2000,000 0 0 PARKER HANNIFIN CORP COM 701094104 846 11,000 CALL 11,000 0 0 11,000 0 0 PRICELINE COM INC COM 741503403 1,243 28,500 CALL 28,500 0 0 28,500 0 0 PRUDENTIAL FINL INC COM 744320102 1,451 16,900 CALL 16,900 0 0 16,900 0 0 QLT INC NOTE 746927AB8 1,413 1500,000 1500,000 0 0 1500,000 0 0 QUALCOMM INC COM 747525103 1,833 48,500 48,500 0 0 48,500 0 0 ROYAL GOLD INC COM 780287108 540 15,000 CALL 15,000 0 0 15,000 0 0 RYERSON INC NOTE 78375PAD9 16,996 12820,000 12820,000 0 0 12820,000 0 0 SLM CORP COM 78442P106 732 15,000 CALL 15,000 0 0 15,000 0 0 SPDR TR UNIT 78462F103 1,416 10,000 PUT 10,000 0 0 10,000 0 0 SCIELE PHARMA INC COM 808627103 241 10,059 10,059 0 0 10,059 0 0 PAGE TOTAL 51 115,192 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE DEC06 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR MKT SHARES OR _____________________ ________________ OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ ___________ __________ ________ ________ ________ ________ ________ ________ SEACOR HOLDINGS INC DBCV 811904AJ0 333 230,000 230,000 0 0 230,000 0 0 SEATTLE GENETICS INC COM 812578102 5,851 1097,788 1097,788 0 0 1097,788 0 0 SMITHFIELD FOODS INC COM 832248108 141 5,500 5,500 0 0 5,500 0 0 SMITHFIELD FOODS INC COM 832248108 357 13,900 PUT 13,900 0 0 13,900 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2,381 70,000 CALL 70,000 0 0 70,000 0 0 SUPERVALU INC COM 868536103 1,073 30,000 CALL 30,000 0 0 30,000 0 0 TOLL BROTHERS INC COM 889478103 235 7,300 7,300 0 0 7,300 0 0 TOLL BROTHERS INC COM 889478103 1,289 40,000 PUT 40,000 0 0 40,000 0 0 TRINITY INDS INC NOTE 896522AF6 2,533 2500,000 2500,000 0 0 2500,000 0 0 UNITED AUTO GROUP INC NOTE 909440AH2 1,056 910,000 910,000 0 0 910,000 0 0 VERIZON COMMUNICATIONS COM 92343V104 4,096 110,000 110,000 0 0 110,000 0 0 VERIZON COMMUNICATIONS COM 92343V104 4,096 110,000 PUT 110,000 0 0 110,000 0 0 VIASYS HEALTHCARE INC COM 92553Q209 840 30,200 30,200 0 0 30,200 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 289 20,000 20,000 0 0 20,000 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 723 50,000 CALL 50,000 0 0 50,000 0 0 ZYMOGENETICS INC COM 98985T109 528 33,900 33,900 0 0 33,900 0 0 PAGE TOTAL 16 25,821 GRAND TOTAL 67 141,013
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