-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EdKl1I99PlWtlvLw4EykaWZHR8xda/fyKpLPWIW1YOnrw3WQ9l0SMQk2RCX+Z61M t+tHT1XF3kDuoi5goz+zNw== 0001056527-06-000014.txt : 20061012 0001056527-06-000014.hdr.sgml : 20061012 20061012163829 ACCESSION NUMBER: 0001056527-06-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061012 DATE AS OF CHANGE: 20061012 EFFECTIVENESS DATE: 20061012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 061142415 BUSINESS ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126678352 MAIL ADDRESS: STREET 1: 425 LEXINGTON AVENUE STREET 2: THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 wmpubl093006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: __09/30/06____ Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: _______ CIBC World Markets Corp.____________ Address: _____425 Lexington Avenue, Third Floor______ _____New York, NY 10017 _________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Jeffrey Thibeault_____________________ Title: ___Chief Compliance Officer______________ Phone: ___212-667-8352__________________________ Signature, Place, and Date of Signing: ___Jeffrey Thibeault________ ___New York, NY__ __10/11/06__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______0_______ Form 13F Information Table Entry Total: ___69____ Form 13F Information Table Value Total: ___198,152___ (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Commission. List of Other Included Managers: NONE Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP06 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ ___________ __________ ________ ________ ________ ________ ________ ________ NOBLE CORPORATION SHS G65422100 1,284 20,000 CALL 20,000 0 0 20,000 0 0 ALTRIA GROUP INC COM 02209S103 1,232 16,100 CALL 16,100 0 0 16,100 0 0 APACHE CORP COM 037411105 948 15,000 CALL 15,000 0 0 15,000 0 0 ARMOR HOLDINGS INC NOTE 042260AC3 1,322 1070,000 1070,000 0 0 1070,000 0 0 BOSTON PPTYS LTD PARTNERSHIP NOTE 10112RAG9 2,693 2500,000 2500,000 0 0 2500,000 0 0 BRINKS CO COM 109696104 265 5,000 5,000 0 0 5,000 0 0 BRINKS CO COM 109696104 265 5,000 PUT 5,000 0 0 5,000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2,016 80,900 CALL 80,900 0 0 80,900 0 0 BUILDING MATLS HLDG CORP COM 120113105 260 10,000 CALL 10,000 0 0 10,000 0 0 CARNIVAL CORP DBCV 143658AV4 233 336,000 336,000 0 0 336,000 0 0 CHAPARRAL STL CO DEL COM 159423102 511 15,000 15,000 0 0 15,000 0 0 CHEESECAKE FACTORY INC COM 163072101 969 35,631 35,631 0 0 35,631 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2,214 76,400 76,400 0 0 76,400 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2,214 76,400 PUT 76,400 0 0 76,400 0 0 CHICAGO MERCANTILE HLDGS INC CL A 167760107 7,174 15,000 15,000 0 0 15,000 0 0 CONMED CORP NOTE 207410AD3 1,205 1390,000 1390,000 0 0 1390,000 0 0 CONNETICS CORP NOTE 208192AB0 2,346 2489,000 2489,000 0 0 2489,000 0 0 CONNETICS CORP NOTE 208192AD6 1,015 1201,000 1201,000 0 0 1201,000 0 0 CONOR MEDSYSTEMS INC COM 208264101 825 35,000 CALL 35,000 0 0 35,000 0 0 DIAMONDS TR UNIT 252787106 7,004 60,000 60,000 0 0 60,000 0 0 EQUITY RESIDENTIAL SH B 29476L107 1,805 35,700 35,700 0 0 35,700 0 0 ESSEX PORTFOLIO L P NOTE 29717PAB3 2,483 2000,000 2000,000 0 0 2000,000 0 0 EURONET WORLDWIDE INC DBCV 298736AD1 1,968 1987,000 1987,000 0 0 1987,000 0 0 FIRST HORIZON PHARMACEUTICAL NOTE 32051KAC0 5,190 5155,000 5155,000 0 0 5155,000 0 0 GOLDCORP INC NEW COM 380956409 413 17,500 17,500 0 0 17,500 0 0 HCA INC COM 404119109 6,775 135,800 PUT 135,800 0 0 135,800 0 0 HALLIBURTON CO NOTE 406216AM3 587 374,000 374,000 0 0 374,000 0 0 HYPERCOM CORP COM 44913M105 248 36,549 36,549 0 0 36,549 0 0 ISHARES INC MSCI 464286665 3,329 30,000 30,000 0 0 30,000 0 0 ISHARES TR DJ U 464287713 692 25,000 PUT 25,000 0 0 25,000 0 0 KELLWOOD CO DBCV 488044AF5 1,752 1950,000 1950,000 0 0 1950,000 0 0 KINDER MORGAN INC KANS COM 49455P101 231 2,200 2,200 0 0 2,200 0 0 KINDER MORGAN INC KANS COM 49455P101 1,258 12,000 CALL 12,000 0 0 12,000 0 0 KINDER MORGAN INC KANS COM 49455P101 1,520 14,500 PUT 14,500 0 0 14,500 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,567 20,000 CALL 20,000 0 0 20,000 0 0 LABORATORY CORP AMER HLDGS COM 50540R409 786 12,000 12,000 0 0 12,000 0 0 LEAR CORP COM 521865105 19 900 900 0 0 900 0 0 LEAR CORP COM 521865105 207 10,000 PUT 10,000 0 0 10,000 0 0 LEHMAN BROS HLDGS INC COM 524908100 5,244 71,000 71,000 0 0 71,000 0 0 LEHMAN BROS HLDGS INC COM 524908100 739 10,000 CALL 10,000 0 0 10,000 0 0 LIFECELL CORP COM 531927101 644 20,000 PUT 20,000 0 0 20,000 0 0 MBIA INC COM 55262C100 1,229 20,000 20,000 0 0 20,000 0 0 MBIA INC COM 55262C100 1,229 20,000 PUT 20,000 0 0 20,000 0 0 MIDCAP SPDR TR UNIT 595635103 68,950 500,000 500,000 0 0 500,000 0 0 NASDAQ STOCK MARKET INC COM 631103108 10,902 360,526 360,526 0 0 360,526 0 0 NEW PLAN EXCEL RLTY TR INC COM 648053106 722 26,700 26,700 0 0 26,700 0 0 NOVATEL WIRELESS INC COM 66987M604 390 40,485 40,485 0 0 40,485 0 0 PALOMAR MED TECHNOLOGIES INC COM 697529303 2,110 50,000 PUT 50,000 0 0 50,000 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 918 15,000 CALL 15,000 0 0 15,000 0 0 QLT INC NOTE 746927AB8 2,953 3150,000 3150,000 0 0 3150,000 0 0 RYERSON INC COM 78375P107 1,292 59,026 59,026 0 0 59,026 0 0 PAGE TOTAL 51 164,147 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP06 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR MKT SHARES OR SHARES SHARES SHARES SHARES SHARES SHARES OF VALUE PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO (X$1000) AMOUNT P/C (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ _________ ___________ __________ ________ ________ ________ ________ ________ ________ SLM CORP COM 78442P106 780 15,000 CALL 15,000 0 0 15,000 0 0 SPDR TR UNIT 78462F103 1,336 10,000 PUT 10,000 0 0 10,000 0 0 SEACOR HOLDINGS INC DBCV 811904AJ0 288 230,000 230,000 0 0 230,000 0 0 SEATTLE GENETICS INC COM 812578102 9,155 1883,700 1883,700 0 0 1883,700 0 0 SEPRACOR INC SDCV 817315AL8 1,086 1090,000 1090,000 0 0 1090,000 0 0 SMITHFIELD FOODS INC COM 832248108 65 2,400 2,400 0 0 2,400 0 0 SMITHFIELD FOODS INC COM 832248108 376 13,900 PUT 13,900 0 0 13,900 0 0 STONE ENERGY CORP COM 861642106 2,627 64,900 CALL 64,900 0 0 64,900 0 0 SUPERVALU INC COM 868536103 890 30,000 CALL 30,000 0 0 30,000 0 0 SYMMETRICOM INC COM 871543104 425 52,800 52,800 0 0 52,800 0 0 TIME WARNER INC COM 887317105 364 20,000 20,000 0 0 20,000 0 0 UNITED AUTO GROUP INC NOTE 909440AH2 4,269 3688,000 3688,000 0 0 3688,000 0 0 UNITED STATES STL CORP NEW COM 912909108 525 9,100 9,100 0 0 9,100 0 0 UNITED STATES STL CORP NEW COM 912909108 525 9,100 PUT 9,100 0 0 9,100 0 0 VERIZON COMMUNICATIONS COM 92343V104 4,084 110,000 110,000 0 0 110,000 0 0 VERIZON COMMUNICATIONS COM 92343V104 4,084 110,000 PUT 110,000 0 0 110,000 0 0 WASHINGTON REAL ESTATE INVT NOTE 939653AJ0 2,162 2150,000 2150,000 0 0 2150,000 0 0 WEINGARTEN RLTY INVS SH B 948741103 964 22,400 22,400 0 0 22,400 0 0 PAGE TOTAL 18 34,005 GRAND TOTAL 69 198,152
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