-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JUAE33Ju1caKhiN/lqfLMFTUisQX1btlEqjWxH5wo7hZqoVuYT5hWGWjbiWQXTN/ XdwXFNgq65Hrd9lPnaxmjw== 0001056527-04-000001.txt : 20040209 0001056527-04-000001.hdr.sgml : 20040209 20040209102042 ACCESSION NUMBER: 0001056527-04-000001 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20040209 EFFECTIVENESS DATE: 20040209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 04576224 BUSINESS ADDRESS: STREET 1: 425 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128564000 MAIL ADDRESS: STREET 1: 425 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR/A 1 cr0603.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR/A FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON August 13, 2003, PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRES ON February 15, 2004. Report for the Calendar Year or Quarter Ended: __06/30/03____ Check here if Amendment [x]; Amendment Number: __1__ This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____CIBC World Markets_______________________ Address: _417 Fifth Avenue, Fourth Floor___________ _New York, NY 10016______________________ __________________________________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Vince Saponar_________________________ Title: ___Executive Director____________________ Phone: ___212-667-6239__________________________ Signature, Place, and Date of Signing: ____Vince Saponar____ ___NEW YORK, NY___ ____08/13/03___ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _______0_______ Form 13F Information Table Entry Total: ____80____ Form 13F Information Table Value Total: $___112,387___ (thousands) List of Other Included Managers: NONE PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE 06/30/03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ ACXIOM CORP NOTE 005125AB5 60,276 53,000 53,000 53,000 ADAPTEC INC COM 00651F108 193,750 25,000 25,000 25,000 ADVANCED MICRO DEVICES INC DBCV 007903AE7 190,875 250,000 250,000 250,000 ADVANCED MICRO DEVICES INC NOTE 007903AF4 3,454,620 3,000,000 3,000,000 3000,000 ADVANCED ENERGY INDS NOTE 007973AC4 2,100,035 2,070,000 2,070,000 2070,000 AFFYMETRIX INC COM 00826T108 39,380 2,000 2,000 2,000 AMAZON COM INC NOTE 023135AF3 12,121,082 12,701,277 12,701,277 12701,277 AMEREN CORP COM 023608102 550,250 12,500 12,500 12,500 AMERICAN GREETINGS CORP NOTE 026375AJ4 16,370 10,000 10,000 10,000 AMERISOURCE HEALTH CORP NOTE 03071PAD4 9,011,270 6,260,000 6,260,000 6260,000 AMKOR TECHNOLOGY INC NOTE 031652AH3 1,554,800 1,840,000 1,840,000 1840,000 ANALOG DEVICES INC NOTE 032654AD7 608,012 595,000 595,000 595,000 ANIXTER INTL INC NOTE 035290AC9 592,227 1,802,000 1,802,000 1802,000 AON CORP DBCV 037389AT0 1,004,980 770,000 770,000 770,000 CELL THERAPEUTICS INC NOTE 150934AD9 344,538 294,000 294,000 294,000 CEPHALON INC NOTE 156708AE9 2,340,149 2,496,000 2,496,000 2496,000 CHARMING SHOPPES INC COM 161133103 24,450 5,000 5,000 5,000 CHECKPOINT SYS INC SDCV 162825AB9 6,300,506 6,165,000 6,165,000 6165,000 CIENA CORP NOTE 171779AA9 2,704,479 3,230,000 3,230,000 3230,000 COMMUNITY HEALTH SYS INC NEW NOTE 203668AA6 2,952 3,000 3,000 3,000 COMVERSE TECHNOLOGY INC DBCV 205862AJ4 23,875 25,000 25,000 25,000 CONTINENTAL AIRLS INC CL B 210795308 22,380 1,500 1,500 1,500 CURAGEN CORP SDCV 23126RAC5 397,785 500,000 500,000 500,000 CYMER INC NOTE 232572AE7 3,045,150 3,000,000 3,000,000 3000,000 CYPRESS SEMICONDUCTOR CORP NOTE 232806AF6 663,337 665,000 665,000 665,000 DEVON ENERGY CORP NEW DEB 25179MAA1 1,899,320 1,844,000 1,844,000 1844,000 DEVON ENERGY CORP NEW DEB 25179MAB9 1,451,070 1,402,000 1,402,000 1402,000 DIXIE GROUP INC SDCV 255519AA8 46,230 67,000 67,000 67,000 ENZON PHARMACEUTICALS INC NOTE 293904AB4 820,180 1,000,000 1,000,000 1000,000 EXTREME NETWORKS INC NOTE 30226DAB2 726,472 800,000 800,000 800,000 FIRST DATA CORP DEBT 319963AD6 42,132 37,000 37,000 37,000 FORD MTR CO CAP TR II PFD TR 345395206 883,050 20,300 20,300 20,300 FREEPORT-MCMORAN COPPER & GO PFD CV 35671D501 4,038,771 165,700 165,700 165,700 GAP INC DEL NOTE 364760AJ7 2,332,271 1,697,000 1,697,000 1697,000 GENCORP INC NOTE 368682AE0 235,435 250,000 250,000 250,000 GENZYME CORP COM GE 372917104 70,686 1,700 1,700 1,700 HANOVER COMPRESSOR CO NOTE 410768AC9 90,500 100,000 100,000 100,000 HARRIS CORP DEL COM 413875105 108,144 3,600 3,600 3,600 HEALTH MGMT ASSOC INC NEW SDCV 421933AB8 109,440 171,000 171,000 171,000 HUMAN GENOME SCIENCES INC NOTE 444903AF5 57,687 65,000 65,000 65,000 ICN PHARMACEUTICALS INC NEW NOTE 448924AM2 1,240,065 1,268,000 1,268,000 1268,000 IMCLONE SYS INC NOTE 45245WAD1 1,924,868 1,940,000 1,940,000 1940,000 INTL PAPER CO DBCV 460146BM4 39,131 74,000 74,000 74,000 INTERNATIONAL RECTIFIER CORP NOTE 460254AE5 1,734,741 1,770,000 1,770,000 1770,000 INVITROGEN CORP NOTE 46185RAB6 269,599 268,000 268,000 268,000 INVITROGEN CORP COM 46185R100 7,081 185 185 185 IVAX CORP NOTE 465823AD4 8,939,291 8,817,000 8,817,000 8817,000 KING PHARMACEUTICALS INC COM 495582108 148,975 10,100 10,100 10,100 KULICKE & SOFFA INDS INC NOTE 501242AE1 39,954 50,000 50,000 50,000 LSI LOGIC CORP NOTE 502161AD4 661,650 660,000 660,000 660,000 LSI LOGIC CORP NOTE 502161AE2 371,250 375,000 375,000 375,000 PAGE TOTAL 75,655,521 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE 06/30/03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ LSI LOGIC CORP NOTE 502161AG7 1,894,100 2,015,000 2,015,000 2015,000 L-3 COMMUNICATIONS HLDGS INC NOTE 502424AB0 568,198 472,000 472,000 472,000 LAM RESEARCH CORP NOTE 512807AE8 233,546 240,000 240,000 240,000 LIFEPOINT HOSPITALS INC NOTE 53219LAE9 245,076 254,000 254,000 254,000 MIRANT CORP COM 604675108 14,750 5,000 5,000 5,000 NETWORKS ASSOCS INC NOTE 64123LAB7 3,325,639 3,095,000 3,095,000 3095,000 NEXTEL COMMUNICATIONS INC NOTE 65332VAT0 4,989,568 4,920,000 4,920,000 4920,000 NORTHROP GRUMMAN CORP COM 666807102 94,721 1,100 1,100 1,100 OHIO CAS CORP NOTE 677240AC7 699,272 700,000 700,000 700,000 PIONEER STD ELECTRS INC COM 723877106 13,237 1,593 1,593 1,593 PRIMUS TELECOMMUNICATIONS GR SDCV 741929AL7 830,000 1,000,000 1,000,000 1000,000 REGENERON PHARMACEUTICALS NOTE 75886FAB3 3,411,234 3,678,000 3,678,000 3678,000 ROYAL CARIBBEAN CRUISES LTD NOTE 780153AM4 40,135 88,000 88,000 88,000 SCI SYS INC NOTE 783890AF3 194,250 222,000 222,000 222,000 SANMINA SCI CORP NOTE 800907AB3 982,000 982,000 982,000 982,000 SANMINA SCI CORP SDCV 800907AD9 59,375 125,000 125,000 125,000 SANMINA SCI CORP COM 800907107 15,750 2,500 2,500 2,500 SCHOOL SPECIALTY INC NOTE 807863AC9 4,587,000 4,000,000 4,000,000 4000,000 SEMTECH CORP NOTE 816850AD3 25,625 25,000 25,000 25,000 SEMTECH CORP COM 816850101 7,170 500 500 500 SKYWORKS SOLUTIONS INC NOTE 83088MAB8 5,911,605 5,250,000 5,250,000 5250,000 STARWOOD HOTELS&RESORTS WRLD NOTE 85590AAG9 83,637 150,000 150,000 150,000 SYMANTEC CORP NOTE 871503AB4 25,459 18,000 18,000 18,000 SYMANTEC CORP COM 871503108 21,925 500 500 500 TERADYNE INC SDCV 880770AD4 960,291 908,000 908,000 908,000 VEECO INSTRS INC DEL NOTE 922417AB6 2,513,440 2,732,000 2,732,000 2732,000 VISHAY INTERTECHNOLOGY INC NOTE 928298AD0 4,299,335 7,392,000 7,392,000 7392,000 WMX TECHNOLOGIES INC NOTE 92929QAF4 4,700 5,000 5,000 5,000 WMS INDS INC COM 929297109 680,022 44,100 44,100 44,100 PAGE TOTAL 36,731,060 GRAND TOTAL 112,386,581
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