-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/148QfxCIVvWmta9kn4U5FXlV/H1Wa3Ckmuh2iKaJFPFBd3H8RljHl3BK8haLOW kLUlUy6iQiZ8AeI4vWPLdA== 0001056527-03-000016.txt : 20031113 0001056527-03-000016.hdr.sgml : 20031113 20031113140735 ACCESSION NUMBER: 0001056527-03-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031113 EFFECTIVENESS DATE: 20031113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 03997250 BUSINESS ADDRESS: STREET 1: 425 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128564000 MAIL ADDRESS: STREET 1: 425 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 pu093003.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: __09/30/03____ Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: _______ CIBC World Markets Corp.____________ Address: _____417 Fifth Avenue, Fourth Floor______ _____New York, NY 10016 _________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Vince Saponar_________________________ Title: ___Executive Director____________________ Phone: ___212-667-6239__________________________ Signature, Place, and Date of Signing: ___Vince Saponar___ ___New York, NY__ __11/10/03__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE No. Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______0_______ Form 13F Information Table Entry Total: ___427_______ Form 13F Information Table Value Total: $___63,299_____ (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Commission. List of Other Included Managers: NONE Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ INTERWAVE COMMUNCTNS INTL LT SHS NE G4911N300 114 50 50 50 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 160,400 4,000 4,000 4,000 XL CAP LTD CL A G98255105 37 0.50 0.50 0.50 AUDIOCODES LTD ORD M15342104 8,416 1,093 1,093 1,093 BACKWEB TECHNOLOGIES LTD ORD M15633106 172 186 186 186 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 2,555 700 700 700 CAMTEK LTD ORD M20791105 600 300 300 300 CERAGON NETWORKS LTD ORD M22013102 132,249 27,552 27,552 27,552 CHECK POINT SOFTWARE TECH LT ORD M22465104 11,249 597 597 597 COMMTOUCH SOFTWARE LTD ORD M25596103 152 188 188 188 ECTEL LTD ORD M29925100 4,771 710 710 710 GILAT SATELLITE NETWORKS LTD SHS NE M51474118 0.31 0.07 0.07 0.07 LUMENIS LTD SHS M6778Q105 1,781 1,472 1,472 1,472 MER TELEMANAGEMENT SOLUTIONS ORD M69676100 1,890 1,000 1,000 1,000 OPTIBASE LTD ORD M7524R108 555 85 85 85 RADA ELECTR INDS LTD SHS NE M81863108 441 640 640 640 RIT TECHNOLOGIES LTD ORD M8215N109 338 200 200 200 RETALIX LTD ORD M8215W109 10,035 630 630 630 TAT TECHNOLOGIES LTD ORD NE M8740S227 6,150 1,000 1,000 1,000 TECNOMATIX TECHNOLOGIES LTD ORD M8743P105 6,459 734 734 734 TOWER SEMICONDUCTOR LTD *W EXP M87915134 982 1,637 1,637 1,637 ASML HLDG NV N Y SH N07059111 9,518 625 625 625 A D C TELECOMMUNICATIONS COM 000886101 932 356 356 356 AFLAC INC COM 001055102 31 1 1 1 AMDL INC COM PA 00167K401 10 5 5 5 AMR CORP COM 001765106 13,050 1,000 1,000 1,000 ABERDEEN GLOBAL INCOME FD IN COM 003013109 224 19 19 19 ABGENIX INC COM 00339B107 1,591 207 207 207 ACCLAIM ENTMT INC COM PA 004325205 8,720 12,282 12,282 12,282 ACCREDO HEALTH INC COM 00437V104 2,960 100 100 100 ADOLOR CORP COM 00724X102 28,878 1,850 1,850 1,850 AEROFLEX INC COM 007768104 140,810 7,933 7,933 7,933 AEROGEN INC COM 007779101 3,743 7,064 7,064 7,064 ADVANCEPCS COM 00790K109 4,899 109 109 109 ADVENT SOFTWARE INC COM 007974108 1,799 100 100 100 AETERNA LABORATORIES INC SUB VT 007975105 81,144 12,600 12,600 12,600 AFFYMETRIX INC COM 00826T108 1,156 48 48 48 ALDERWOODS GROUP INC COM 014383103 810,605 104,191 104,191 104,191 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 476,215 10,100 10,100 10,100 ALEXION PHARMACEUTICALS INC COM 015351109 1,613 100 100 100 ALLIANCE CAP MGMT HLDG L P UNIT L 01855A101 84,963 2,370 2,370 2,370 AMAZON COM INC COM 023135106 522,049 11,290 11,290 11,290 AMERICAN HOME MTG HLDGS INC COM 02660M108 645 37 37 37 AMERICAN PHARMACEUTICALS PTN COM 02886P109 9,617 250 250 250 AMERICREDIT CORP COM 03060R101 55,335 5,100 5,100 5,100 AMERITRADE HLDG CORP NEW COM 03074K100 90 7 7 7 AMGEN INC COM 031162100 159,864 2,290 2,290 2,290 AMPEX CORP DEL CL A N 032092306 91 30 30 30 AMSURG CORP COM 03232P405 3,589 114 114 114 ANADARKO PETE CORP COM 032511107 21,040 500 500 500 ANADIGICS INC COM 032515108 11,744 584 584 584 PAGE TOTAL 2,806,271 PAGE: 2 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ ANALOG DEVICES INC COM 032654105 264,192 6,400 6,400 6,400 ANCHOR BANCORP WIS INC COM 032839102 1,201 49 49 49 ANGEION CORP COM 03462H404 13 9 9 9 ANGIOTECH PHARMACEUTICALS IN COM 034918102 2,524,632 49,825 49,825 49,825 ANTIGENICS INC DEL COM 037032109 5,446 389 389 389 APOLLO GOLD CORP COM 03761E102 41 25 25 25 APPLE COMPUTER INC COM 037833100 11,250 500 500 500 APPLIED FILMS CORP COM 038197109 254,333 8,722 8,722 8,722 APPLIED MOLECULAR EVOLUTION COM 03823E108 1,243 157 157 157 ARIBA INC COM 04033V104 1,821 547 547 547 ASIA TIGERS FD INC COM 04516T105 19,212 2,086 2,086 2,086 ASSOCIATED BANC CORP COM 045487105 2,035 54 54 54 AXCAN PHARMA INC COM 054923107 1,412 100 100 100 BARRA INC COM 068313105 359 9 9 9 BAXTER INTL INC COM 071813109 56,943 1,900 1,900 1,900 BECTON DICKINSON & CO COM 075887109 18 0.50 0.50 0.50 BIO-REFERENCE LABS INC COM $. 09057G602 1,890 200 200 200 BLACKROCK INVT QUALITY MUN T COM 09247D105 146 10 10 10 BLACKROCK INCOME TR INC COM 09247F100 14 2 2 2 BLACKROCK FL INSD MUN 2008 T COM 09247H106 34 2 2 2 BLACKROCK INSD MUN 2008 TRM COM 09247K109 172 10 10 10 BLACKROCK NY INSD MUN 2008 T COM 09247L107 141 8 8 8 BLOUNT INTL INC NEW COM 095180105 5 1 1 1 BOEING CO COM 097023105 17 0.50 0.50 0.50 BOTTOMLINE TECH DEL INC COM 101388106 1,376 172 172 172 BROADCOM CORP CL A 111320107 8,172 300 300 300 BROADVISION INC COM NE 111412607 15 3 3 3 BRUKER BIOSCIENCES CORP COM 116794108 510 100 100 100 C COR NET CORP COM 125010108 467 72 72 72 CNA FINL CORP COM 126117100 109,800 5,000 5,000 5,000 CV THERAPEUTICS INC COM 126667104 3,192 120 120 120 CALIPER TECHNOLOGIES CORP COM 130876105 1,982 432 432 432 CALTON INC NEW COM PA 131380503 145 180 180 180 CAPITAL CROSSING BK COM 140071101 1,415 42 42 42 CAPITAL ONE FINL CORP COM 14040H105 30 0.50 0.50 0.50 CAPITOL BANCORP LTD COM 14056D105 8,295 300 300 300 CARDIAC SCIENCE INC COM NE 141410209 1,160 250 250 250 CASUAL MALE RETAIL GRP INC COM 148711104 87,680 13,700 13,700 13,700 CATAPULT COMMUNICATIONS CORP COM 149016107 3,628 283 283 283 CENDANT CORP COM 151313103 86,250 4,600 4,600 4,600 CENTRAL EUROPEAN DIST CORP COM 153435102 4,008 150 150 150 CERNER CORP COM 156782104 3,603 100 100 100 CHAD THERAPEUTICS INC COM 157228107 46 22 22 22 CHARMING SHOPPES INC COM 161133103 1,495 260 260 260 CHARTERED SEMICONDUCTOR MFG ADR 16133R106 102,167 13,000 13,000 13,000 CHEVRONTEXACO CORP COM 166764100 13,067 179 179 179 CHIPPAC INC CL A 169657103 520,000 100,000 100,000 100,000 CIENA CORP COM 171779101 6,598 948 948 948 CISCO SYS INC COM 17275R102 10 0.50 0.50 0.50 CITIGROUP INC COM 172967101 22,372 500 500 500 COCA COLA CO COM 191216100 85 2 2 2 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11,574 300 300 300 PAGE TOTAL 4,145,712 PAGE: 3 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ COMCAST CORP NEW CL A 20030N101 12,694 407 407 407 COMMUNITY FIRST BANKSHARES I COM 203902101 2,301 82 82 82 COMPUTER ASSOC INTL INC COM 204912109 10,859 401 401 401 COMPUWARE CORP COM 205638109 1,654 269 269 269 COMVERSE TECHNOLOGY INC COM PA 205862402 41,841 2,510 2,510 2,510 CONCUR TECHNOLOGIES INC COM 206708109 7,344 588 588 588 CONTINENTAL AIRLS INC CL B 210795308 828 46 46 46 CORNERSTONE TOTAL RTRN FD IN COM 21924U102 30,174 2,137 2,137 2,137 CORPORATE EXECUTIVE BRD CO COM 21988R102 3,622 80 80 80 CREE INC COM 225447101 422,130 19,525 19,525 19,525 CROSS CTRY HEALTHCARE INC COM 227483104 4,573 296 296 296 CURAGEN CORP COM 23126R101 44 8 8 8 CYMER INC COM 232572107 4,744 100 100 100 DSP GROUP INC COM 23332B106 19,880 719 719 719 DADE BEHRING HLDGS INC COM 23342J206 11,155 384 384 384 DANAHER CORP DEL COM 235851102 22,890 300 300 300 DECODE GENETICS INC COM 243586104 4,200 1,000 1,000 1,000 DIAGEO P L C SPON A 25243Q205 21 0.50 0.50 0.50 DIGENE CORP COM 253752109 13,632 327 327 327 DIME CMNTY BANCSHARES COM 253922108 1,630 69 69 69 DOV PHARMACEUTICAL INC COM 259858108 26,076,307 1,511,670 1,511,670 1511,670 DURECT CORP COM 266605104 3,372 1,200 1,200 1,200 ECI TELECOM LTD ORD 268258100 67,295 20,209 20,209 20,209 E-LOAN INC COM 26861P107 630 160 160 160 E M C CORP MASS COM 268648102 199,290 14,600 14,600 14,600 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 7,708 200 200 200 EMERGE INTERACTIVE INC CL A 29088W103 49 40 40 40 EMERSON ELEC CO COM 291011104 333 6 6 6 ENBRIDGE ENERGY MANAGEMENT L SHS UN 29250X103 1,261 28 28 28 ENTREMED INC COM 29382F103 2,978 680 680 680 ENZON PHARMACEUTICALS INC COM 293904108 2,149 182 182 182 ESPERION THERAPEUTICS INC COM 29664R106 2,000 100 100 100 ESPEED INC CL A 296643109 2,315 91 91 91 EUROPEAN WT FD INC COM 298792102 1 0.857 0.857 0.857 EXACT SCIENCES CORP COM 30063P105 14,561 889 889 889 EXELIXIS INC COM 30161Q104 398 48 48 48 EXPEDITORS INTL WASH INC COM 302130109 11,472 300 300 300 FPIC INS GROUP INC COM 302563101 16 1 1 1 FACTORY 2-U INC COM 303072102 5,096 1,130 1,130 1,130 FASTENAL CO COM 311900104 5,064,000 120,000 120,000 120,000 FEDERAL HOME LN MTG CORP COM 313400301 27 0.50 0.50 0.50 FEDERATED DEPT STORES INC DE COM 31410H101 21 0.50 0.50 0.50 FIRST FED FINL CORP KY COM 319961108 2,311 72 72 72 FIRST HORIZON PHARMACEUTICAL COM 32051K106 343 46 46 46 FIRST MIDWEST FINL INC COM 320878101 213 10 10 10 FIRST HEALTH GROUP CORP COM 320960107 10,203 372 372 372 FIRST NIAGARA FINL GP INC COM 33582V108 1,864 121 121 121 FIRST SENTINEL BANCORP INC COM 33640T103 771 44 44 44 FIRSTMERIT CORP COM 337915102 2,117 82 82 82 FIVE STAR QUALITY CARE INC COM 33832D106 14 6 6 6 FLEETBOSTON FINL CORP COM 339030108 24,136 800 800 800 FONAR CORP COM 344437108 2 1 1 1 PAGE TOTAL 32,119,469 PAGE: 4 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ FORD MTR CO DEL COM PA 345370860 624 53 53 53 FOUNDRY NETWORKS INC COM 35063R100 70 3 3 3 FREEPORT-MCMORAN COPPER & GO CL B 35671D857 31 1 1 1 FUJI PHOTO FILM LTD ADR 359586302 123 4 4 4 FULTON FINL CORP PA COM 360271100 8,640 417 417 417 GALEN HLDGS PLC SPONSO 363240102 3,960 100 100 100 GENE LOGIC INC COM 368689105 24,960 4,000 4,000 4,000 GENERAL COMMUNICATION INC CL A 369385109 62 7 7 7 GENTEX CORP COM 371901109 3,328 86 86 86 GERMANY FD INC COM 374143105 6 1 1 1 GERON CORP COM 374163103 1,728 200 200 200 GILEAD SCIENCES INC COM 375558103 1,447,413 23,402 23,402 23,402 GLENAYRE TECHNOLOGIES INC COM 377899109 5,257 3,810 3,810 3,810 GLYCOGENESYS INC COM 37989P101 3,288 2,400 2,400 2,400 GOLD FIELDS LTD NEW SPONSO 38059T106 85 6 6 6 GOODYEAR TIRE & RUBR CO COM 382550101 67,230 8,300 8,300 8,300 GUILFORD PHARMACEUTICALS INC COM 401829106 7,713 1,113 1,113 1,113 HSBC HLDGS PLC SPON A 404280406 3,466 53 53 53 HANCOCK JOHN PATRIOT PFD DIV COM 41013J107 369 29 29 29 HARLAND JOHN H CO COM 412693103 126,900 5,000 5,000 5,000 HEARUSA INC COM NE 422360305 152 100 100 100 HIBERNIA CORP CL A 428656102 1,457,400 70,000 70,000 70,000 HUDSON HIGHLAND GROUP INC COM 443792106 907 47 47 47 HUDSON RIV BANCORP INC COM 444128102 4,590 136 136 136 HUMAN GENOME SCIENCES INC COM 444903108 108 7 7 7 HYPERION 2005 INVT GRADE OPP COM 448918102 443 47 47 47 HYPERION SOLUTIONS CORP COM 44914M104 1,070,745 32,300 32,300 32,300 ING PRIME RATE TR SH BEN 44977W106 7 1 1 1 ILEX ONCOLOGY INC COM 451923106 6,158 394 394 394 IMCLONE SYS INC COM 45245W109 2,284 50 50 50 IMMUNOGEN INC COM 45253H101 351 75 75 75 IMPAX LABORATORIES INC COM 45256B101 121,737 7,700 7,700 7,700 INCYTE CORP COM 45337C102 757 150 150 150 INDEPENDENCE CMNTY BK CORP COM 453414104 1,041 30 30 30 INDIA FD INC COM 454089103 107,709 7,133 7,133 7,133 INNODATA CORP COM NE 457642205 25 12 12 12 INSTINET GROUP INC COM 457750107 343 73 73 73 INTEGRATED DEVICE TECHNOLOGY COM 458118106 143,000 10,000 10,000 10,000 INTEL CORP COM 458140100 246,939 8,540 8,540 8,540 INTERACTIVECORP *W EXP 45840Q127 435 10 10 10 INTERLAND INC COM NE 458727203 2,495 261 261 261 INTERMUNE INC COM 45884X103 11,444 551 551 551 INTERNATIONAL BUSINESS MACHS COM 459200101 274,030 3,035 3,035 3,035 INTERNET SEC SYS INC COM 46060X107 1,327 96 96 96 INTERSIL CORP CL A 46069S109 1,635 57 57 57 INTUIT COM 461202103 241 5 5 5 INVITROGEN CORP COM 46185R100 1,483 25 25 25 INVESTORS FINL SERVICES CORP COM 461915100 1,660 55 55 55 IRVINE SENSORS CORP COM NE 463664508 179 115 115 115 ISIS PHARMACEUTICALS INC COM 464330109 750 100 100 100 IVAX CORP COM 465823102 44,946 2,200 2,200 2,200 JANUS CAP GROUP INC COM 47102X105 35,100 2,340 2,340 2,340 PAGE TOTAL 5,245,674 PAGE: 5 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ JUNIPER NETWORKS INC COM 48203R104 6,692 400 400 400 KLA-TENCOR CORP COM 482480100 195,636 3,400 3,400 3,400 KANSAS CITY SOUTHERN COM NE 485170302 6,879 585 585 585 KERYX BIOPHARMACEUTICALS INC COM 492515101 15,923 5,687 5,687 5,687 KIMBERLY CLARK CORP COM 494368103 71,848 1,400 1,400 1,400 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 322 8 8 8 KNIGHT TRADING GROUP INC COM 499063105 2,264 204 204 204 KONINKLIJKE PHILIPS ELECTRS NY REG 500472303 12 0.50 0.50 0.50 KOOKMIN BK NEW SPONSO 50049M109 35 1 1 1 KRISPY KREME DOUGHNUTS INC COM 501014104 2,089,885 49,700 49,700 49,700 KRONOS INC COM 501052104 13,926 254 254 254 LCC INTERNATIONAL INC CL A 501810105 1,254 274 274 274 LSI LOGIC CORP COM 502161102 43,890 3,800 3,800 3,800 L-3 COMMUNICATIONS HLDGS INC DEBT 502424AD6 4,304,311 4,008,000 4,008,000 4008,000 LA JOLLA PHARMACEUTICAL CO COM 503459109 351 79 79 79 LAKELAND BANCORP INC COM 511637100 114 4 4 4 LANDACORP INC COM 514756105 1,680 1,000 1,000 1,000 LEGG MASON INC COM 524901105 2,518,500 34,500 34,500 34,500 LEHMAN BROS HLDGS INC COM 524908100 1,185,543 17,100 17,100 17,100 LEVEL 3 COMMUNICATIONS INC COM 52729N100 2,021 410 410 410 LEXICON GENETICS INC COM 528872104 1,273 271 271 271 LIBERTY ALL STAR EQUITY FD SH BEN 530158104 17 2 2 2 LIFEPOINT HOSPITALS INC COM 53219L109 4,704 181 181 181 LOCAL FINL CORP COM 539553107 3,018 169 169 169 LODGIAN INC COM NE 54021P205 5 1 1 1 MAF BANCORP INC COM 55261R108 4,409 115 115 115 MBNA CORP COM 55262L100 210,672 8,800 8,800 8,800 MFS MUN INCOME TR SH BEN 552738106 4 .668 0.668 0.668 MGI PHARMA INC COM 552880106 13,250 317 317 317 MI DEVS INC CL A S 55304X104 213,850 9,400 9,400 9,400 MKTG SERVICES INC COM NE 55308X308 83 54 54 54 MRV COMMUNICATIONS INC COM 553477100 211,096 69,212 69,212 69,212 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 91 34 34 34 MAJOR AUTOMOTIVE COS INC COM 560775108 124 140 140 140 MANHATTAN ASSOCS INC COM 562750109 3,138 100 100 100 MARTEK BIOSCIENCES CORP COM 572901106 1,367 26 26 26 MASSMUTUAL PARTN INVS SH BEN 576299101 209 20 20 20 MATTEL INC COM 577081102 41,139 2,100 2,100 2,100 MAY DEPT STORES CO COM 577778103 12 0.50 0.50 0.50 MCDATA CORP CL B 580031102 1,089 100 100 100 MCDATA CORP CL A 580031201 54,706 4,996 4,996 4,996 MEDQUIST INC COM 584949101 918 46 46 46 MEDIS TECHNOLOGIES LTD COM 58500P107 77,018 6,313 6,313 6,313 MERCANTILE BANKSHARES CORP COM 587405101 5,358 128 128 128 MERIX CORP COM 590049102 134,280 8,600 8,600 8,600 METAL MGMT INC *W EXP 591097134 3,091 736 736 736 METAL MGMT INC COM NE 591097209 1,854 103 103 103 MEXICO EQUITY & INCOME FD COM 592834105 83 9 9 9 MICROSOFT CORP COM 594918104 426,762 14,766 14,766 14,766 MICROMUSE INC COM 595094103 1,047 73 73 73 MICRON TECHNOLOGY INC COM 595112103 207,024 15,200 15,200 15,200 MILLENNIUM PHARMACEUTICALS I COM 599902103 31,027 2,300 2,300 2,300 PAGE TOTAL 12,113,804 PAGE: 6 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ MOBILITY ELECTRONICS INC COM 60741U101 792 100 100 100 MORGAN STANLEY COM NE 617446448 542,258 10,558 10,558 10,558 MORGAN STANLEY MUN IN 61745P452 10 1 1 1 MOTOROLA INC COM 620076109 10,930 1,000 1,000 1,000 MUNICIPAL ADVANTAGE FD INC COM 626189104 95,322 7,135 7,135 7,135 MUNICIPAL HIGH INCOME FD INC COM 626214100 5 0.668 0.668 0.668 NBT BANCORP INC COM 628778102 1,368 64 64 64 NCR CORP NEW COM 62886E108 266 9 9 9 NDS GROUP PLC SPONSO 628891103 94,776 5,765 5,765 5,765 NIC INC COM 62914B100 2,200 560 560 560 NPS PHARMACEUTICALS INC COM 62936P103 3,059 99 99 99 NABI BIOPHARMACEUTICALS COM 629519109 340 37 37 37 NATIONAL PENN BANCSHARES INC COM 637138108 369 13 13 13 NETBANK INC COM 640933107 801 64 64 64 NETGEAR INC COM 64111Q104 1,337 75 75 75 NEW CENTURY FINANCIAL CORP COM 64352D101 192,834 7,142 7,142 7,142 NEWELL RUBBERMAID INC COM 651229106 270,507 11,100 11,100 11,100 NEWPORT CORP COM 651824104 658 37 37 37 NICE SYS LTD SPONSO 653656108 5,653 324 324 324 NOKIA CORP SPONSO 654902204 183,628 11,600 11,600 11,600 NORFOLK SOUTHERN CORP COM 655844108 38 1 1 1 NOVAVAX INC COM 670002104 4,315 607 607 607 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 5 0.334 0.334 0.334 NUVEEN SELECT TAX FREE INCM SH BEN 67063C106 13 1 1 1 NUVEEN SR INCOME FD COM 67067Y104 21 2 2 2 NUVELO INC COM 67072M103 587 227 227 227 NUVEEN QUALITY INCOME MUN FD COM 670977107 14 1 1 1 NUVEEN INSD NY PREM INCOME F COM 67101R107 8 0.539 0.539 0.539 ODYSSEY HEALTHCARE INC COM 67611V101 3,218 95 95 95 OFFICE DEPOT INC COM 676220106 46,810 3,100 3,100 3,100 OHIO CAS CORP COM 677240103 2,786 191 191 191 ONYX PHARMACEUTICALS INC COM 683399109 14,994 703 703 703 OPENWAVE SYS INC COM 683718100 3,874 395 395 395 OPTICARE HEALTH SYS INC COM 68386P105 2 4 4 4 ORPHAN MED INC COM 687303107 1,196 100 100 100 PYR ENERGY CORP COM 693677106 6 14 14 14 PAC-WEST TELECOM INC COM 69371Y101 58 20 20 20 PAIN THERAPEUTICS INC COM 69562K100 2,612 382 382 382 PALL CORP COM 696429307 360,000 16,000 16,000 16,000 PALM INC COM NE 696642206 41,540 2,000 2,000 2,000 PARTNER COMMUNICATIONS CO LT ADR 70211M109 1,158 211 211 211 PECO II INC COM 705221109 301 335 335 335 PEMSTAR INC COM 706552106 62,284 15,571 15,571 15,571 PENN NATL GAMING INC COM 707569109 11,235 500 500 500 PERFORMANCE TECHNOLOGIES INC COM 71376K102 1,400 134 134 134 PHARMOS CORP COM NE 717139208 2,580 1,344 1,344 1,344 PIVOTAL CORP COM 72581R106 730 432 432 432 PIXAR COM 725811103 23,198 324 324 324 PIZZA INN INC NEW COM 725848105 12 5 5 5 PLAINS EXPL & PRODTN CO L P COM 726505100 7,437 595 595 595 PLAYBOY ENTERPRISES INC CL A 728117201 40 3 3 3 PLEXUS CORP COM 729132100 1,805 100 100 100 PAGE TOTAL 2,001,390 PAGE: 7 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ PLUMTREE SOFTWARE INC COM 72940Q104 2,187 511 511 511 POLYMEDICA CORP COM 731738100 36,221 655 655 655 POPULAR INC COM 733174106 3,436 86 86 86 POWERWAVE TECHNOLOGIES INC COM 739363109 30,215 1,688 1,688 1,688 PRAECIS PHARMACEUTICALS INC COM 739421105 1,166 162 162 162 PROGRESS FINL CORP COM 743266108 1,911 70 70 70 PROTEIN DESIGN LABS INC COM 74369L103 33,982 1,933 1,933 1,933 PROVIDENT FINL GROUP INC COM 743866105 2,234 79 79 79 PRUDENTIAL FINL INC COM 744320102 695,640 18,600 18,600 18,600 PUTNAM MUN BD FD INC SH BEN 74683V100 4 0.334 0.334 0.334 PUTNAM MASTER INTER INCOME T SH BEN 746909100 6 1 1 1 QLT INC COM 746927102 7,668 479 479 479 QUALCOMM INC COM 747525103 44,315 946 946 946 QWEST COMMUNICATIONS INTL IN COM 749121109 66 17 17 17 REDBACK NETWORKS INC COM 757209101 12 15 15 15 REMEC INC COM 759543101 13,074 1,108 1,108 1,108 REPUBLIC BANCORP INC COM 760282103 231 17 17 17 RETEK INC COM 76128Q109 1,245 172 172 172 REUNION INDS INC COM 761312107 9 30 30 30 ROCKWELL AUTOMATION INC COM 773903109 13 0.50 0.50 0.50 ROCKWELL COLLINS INC COM 774341101 12 0.50 0.50 0.50 ROCKWELL MEDICAL TECH *W EXP 774374110 966 2,300 2,300 2,300 ROXIO INC COM 780008108 3,306 395 395 395 SBA COMMUNICATIONS CORP COM 78388J106 676 200 200 200 SAFECO CORP COM 786429100 24,731 683 683 683 SAFEWAY INC COM NE 786514208 14,094 600 600 600 SALOMON BR EMRG MKT INCM FD COM 794908103 2,153 128 128 128 SALOMON BR EMRG MKTS INC II. COM 794910109 56,957 3,774 3,774 3,774 SALOMON BR EMRG MKT FLT RTE COM 794912105 307 23 23 23 SALOMON BR GLBL PRTNRS INC F COM 794914101 827 59 59 59 SALOMON BROS MUN PARTNERS FD COM 794916106 507 38 38 38 SALOMON BROS MUN PARTNERS FD COM 794918102 237 18 18 18 SANDISK CORP COM 80004C101 19,282 305 305 305 SAVIENT PHARMACEUTICALS INC COM 80517Q100 28,554 5,249 5,249 5,249 SCHERING PLOUGH CORP COM 806605101 4,950 300 300 300 SCUDDER GLOBAL HIGH INCOME F COM 81115E101 35 5 5 5 SEATTLE GENETICS INC COM 812578102 407 65 65 65 SEEBEYOND TECHNOLOGIES CORP COM 815704101 527 170 170 170 SELIGMAN QUALITY MUN FD INC COM 816343107 8 0.668 0.668 0.668 SEMICONDUCTOR HLDRS TR DEP RC 816636203 2,563 68 68 68 SENIOR HSG PPTYS TR SH BEN 81721M109 87 6 6 6 SEPRACOR INC COM 817315104 3,053 231 231 231 SIEBEL SYS INC COM 826170102 3,796 364 364 364 SIEMENS A G SPONSO 826197501 379 6 6 6 SILICON VY BANCSHARES COM 827064106 9,132 300 300 300 SKY FINL GROUP INC COM 83080P103 3,180 140 140 140 SKYWEST INC COM 830879102 2,005 100 100 100 SMITH MICRO SOFTWARE INC COM 832154108 3,930 1,000 1,000 1,000 SOFTWARE HOLDRS TR DEPOSI 83404B103 214 6 6 6 SONUS NETWORKS INC COM 835916107 1,077 136 136 136 SOUTH FINL GROUP INC COM 837841105 1,697 66 66 66 SOUTHERN PERU COPPER CORP COM 843611104 435 23 23 23 PAGE TOTAL 1,063,719 PAGE: 8 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ SOUTHTRUST CORP COM 844730101 1,894 64 64 64 STAGE STORES INC COM NE 85254C305 3,410 116 116 116 STARBUCKS CORP COM 855244109 288,958 9,825 9,825 9,825 STERLING BANCSHARES INC COM 858907108 2,363 188 188 188 STERIS CORP COM 859152100 236,412 9,900 9,900 9,900 STRATEX NETWORKS INC COM 86279T109 17,676 3,851 3,851 3,851 SUN MICROSYSTEMS INC COM 866810104 2,020 500 500 500 SUNTRUST BKS INC COM 867914103 1,232,200 20,000 20,000 20,000 SYCAMORE NETWORKS INC COM 871206108 31 6 6 6 SYMANTEC CORP COM 871503108 39,206 642 642 642 TLC VISION CORP COM 872549100 569 87 87 87 TVIA INC COM 87307P101 89 50 50 50 TAIWAN SEMICONDUCTOR MFG LTD SPONSO 874039100 3,369 288 288 288 TALK AMERICA HLDGS INC COM NE 87426R202 3,873 288 288 288 TALX CORP COM 874918105 15,554 770 770 770 TELECOM HLDRS TR DEPOSI 87927P200 2,382 92 92 92 TELEFONICA S A SPONSO 879382208 110 3 3 3 TELETOUCH COMMUNICATIONS INC COM NE 87951V206 48 66 66 66 TENET HEALTHCARE CORP COM 88033G100 11 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 154,648 2,600 2,600 2,600 TEXAS INSTRS INC COM 882508104 477,675 19,300 19,300 19,300 3M CO COM 88579Y101 70,400 500 500 500 TOOTSIE ROLL INDS INC COM 890516107 252 8 8 8 TRADESTATION GROUP INC COM 89267P105 1,007 100 100 100 TRANSKARYOTIC THERAPIES INC COM 893735100 2,572 205 205 205 TRAVELERS PPTY CAS CORP NEW CL B 89420G406 0.711 0.044 0.044 0.044 TRIMERIS INC COM 896263100 10,514 315 315 315 U S ENERGY SYS INC COM 902951102 3 2 2 2 US ONCOLOGY INC COM 90338W103 274 37 37 37 UNITED NATL BANCORP N J COM 910909100 2,338 70 70 70 UNIVERSAL DISPLAY CORP COM 91347P105 9 1 1 1 VYYO INC COM NE 918458209 998 221 221 221 VAN KAMPEN MUN INCOME TR COM 920909108 123 13 13 13 VAN KAMPEN MUN TR SH BEN 920919107 522 36 36 36 VAN KAMPEN CALIF QUALITY MUN COM 920920105 124 7 7 7 VAN KAMPEN FLA QUALITY MUN T COM 920921103 107 7 7 7 VAN KAMPEN N Y QUALITY MUN T COM 920922101 287 19 19 19 VAN KAMPEN OHIO QUALITY MUN COM 920923109 81 5 5 5 VAN KAMPEN PA QUALITY MUN TR COM 920924107 114 7 7 7 VAN KAMPEN TR INSD MUNS COM 920928108 249 15 15 15 VAN KAMPEN TR INVT GRADE MUN COM 920929106 357 23 23 23 VAN KAMPEN TR INVT GRADE CAL COM 920930104 119 7 7 7 VAN KAMPEN TR INVT GRADE N Y COM 920931102 368 22 22 22 VAN KAMPEN TR INVT FLA MUNS COM 920932100 23 1 1 1 VAN KAMPEN TR INVT GRADE N J COM 920933108 135 8 8 8 VAN KAMPEN TR INVT GRADE PA COM 920934106 126 8 8 8 VAN KAMPEN MUN OPPORTUNITY T COM 920935103 229 14 14 14 VAN KAMPEN ADVANTAGE PA MUN SH BEN 920937109 19 1 1 1 VAN KAMPEN STRATEGIC SECTOR COM 920943107 9 0.668 0.668 0.668 VAN KAMPEN BD FD COM 920955101 35 2 2 2 VAN KAMPEN CALIF VALUE MUN I COM 92112B107 51 2 2 2 VAN KAMPEN N Y VALUE MUN INC COM 92112Q104 203 13 13 13 PAGE TOTAL 2,574,146 PAGE: 9 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE SEP03 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED SHARED (SHARES) OF MARKET PRINCIPAL SOLE DEFINED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) _________________ _____ ________ ______ _________ ___ ___ ___ _____ ___ ___ ___ VAN KAMPEN MASS VALUE MUN IN COM SH 92112R102 19 1 1 1 VAN KAMPEN ADVANTAGE MUN INC SH BEN 921124103 152 9 9 9 VAN KAMPEN VALUE MUN INCOME COM 921132106 14 1 1 1 VERIZON COMMUNICATIONS COM 92343V104 8 0.25 0.25 0.25 VERINT SYS INC COM 92343X100 47,486 1,901 1,901 1,901 VERITAS SOFTWARE CO COM 923436109 276,422 8,200 8,200 8,200 VIASAT INC COM 92552V100 760 52 52 52 VIACOM INC CL B 925524308 353,040 8,000 8,000 8,000 VICURON PHARMACEUTICALS INC COM 926471103 6,171 374 374 374 WAL MART STORES INC COM 931142103 58,420 1,000 1,000 1,000 WAVE SYSTEMS CORP CL A 943526103 3,400 1,000 1,000 1,000 WAYPOINT FINL CORP COM 946756103 1,352 69 69 69 WEBSENSE INC COM 947684106 9,852 400 400 400 WESTELL TECHNOLOGIES INC CL A 957541105 3,956 460 460 460 WEYERHAEUSER CO COM 962166104 458,800 7,400 7,400 7,400 WHITE ELECTR DESIGNS CORP COM 963801105 28 2 2 2 WIRELESS HOLDRS TR DEPOSI 97653L208 5,736 137 137 137 YAHOO INC COM 984332106 3,583 100 100 100 ZANETT INC COM 98906R109 31 10 10 10 PAGE TOTAL 1,229,230 GRAND TOTAL 63,299,415
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