-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MdYltEhQzkz7l6uQg03HJ6R8loQBfEVK0h9WtGsP7uabAKHPOi8qJ4/peFOfageQ 9cUwn4Uf1vrf5wPRZaLr+Q== 0001056527-02-000012.txt : 20020815 0001056527-02-000012.hdr.sgml : 20020815 20020815123123 ACCESSION NUMBER: 0001056527-02-000012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 02739286 BUSINESS ADDRESS: STREET 1: 417 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126677000 MAIL ADDRESS: STREET 1: 417 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR/A 1 co1201.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR/A FORM 13F COVER PAGE IN PREVIOUS CONFIDENTIAL FILING REPORTS, WE INADVERTENTLY PUT MANAGERS' NAMES AND FILE NUMBERS THAT DID NOT PERTAIN TO THE FILINGS. THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON FEBRUARY 07, 2002, PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRES ON AUGUST 15, 2002. Report for the Calendar Year or Quarter Ended: __12/31/01_____ Check here if Amendment [X]; Amendment Number: __1___ This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____CIBC World Markets Corp._________________ Address: _417 Fifth Avenue_________________________ _New York, NY 10016______________________ __________________________________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Vince Saponar_________________________ Title: ___Executive Director____________________ Phone: ___212-667-6239__________________________ Signature, Place, and Date of Signing: _VINCE SAPONAR_____ ___NEW YORK, NEW YORK___ __08/15/02__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ____0____ Form 13F Information Table Entry Total: _____17_____ Form 13F Information Table Value Total: $___47,285___ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE 12/31/01 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED (SHARES) OF MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ___________________________ _____ ________ _________ _________ _______ _____ ______ ___ ________ _____ ______ AVATAR HLDGS INC SUB NT 053494AD2 11,696,880 12,294,00012,294,000 12,294,000 CELL THERAPEUTICS INC SUB NT 150934AC1 2,677,592 2,770,000 2,770,000 2,770,000 CEPHALON INC SB NT 156708AD1 3,236,970 3,000,000 3,000,000 3,000,000 CHARTER COMMUNICATIONS INC DEL SUB NT 16117MAB3 1,982,580 2,000,000 2,000,000 2,000,000 ENZON INC SUB NT 293904AB4 546,298 550,000 550,000 550,000 HNC SOFTWARE INC SB NT 40425PAB3 1,011,660 1,000,000 1,000,000 1,000,000 INTERNATIONAL RECTIFIER CORP SUB NT 460254AE5 1,985,565 2,425,000 2,425,000 2,425,000 INTERPUBLIC GROUP COS INC SUBNT 460690AJ9 2,366,670 3,000,000 3,000,000 3,000,000 IVAX CORP SR SUB 465823AG7 2,413,786 2,900,000 2,900,000 2,900,000 KULICKE & SOFFA INDS INC SUB NT 501242AE1 1,855,464 1,950,000 1,950,000 1,950,000 NVIDIA CORP SB NT 67066GAA2 3,710,636 2,300,000 2,300,000 2,300,000 PMC-SIERRA INC SUB NT 69344FAA4 4,184,534 4,930,000 4,930,000 4,930,000 PHOTRONICS INC SB NT 719405AB8 1,087,220 1,000,000 1,000,000 1,000,000 PROTEIN DESIGN LABS INC SUB NT 74369LAB9 5,596,255 4,952,000 4,952,000 4,952,000 RF MICRODEVICES INC SUB NT 749941AB6 1,883,504 2,288,000 2,288,000 2,288,000 SEMTECH CORP SUB NT 816850AD3 866,968 800,000 800,000 800,000 TRIQUINT SEMICONDUCTOR INC SUB NT 89674KAB9 181,945 250,000 250,000 250,000 PAGE TOTAL 47,284,527 GRAND TOTAL 47,284,527
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