-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KTTGklEbboVWdc9l9ElO2CkdYerYujvc28VUQHjw65QqUZnBisoXauf+LMi23pw7 kfs970Ga6pMzBGcE/caanA== 0001056527-02-000009.txt : 20020514 0001056527-02-000009.hdr.sgml : 20020514 ACCESSION NUMBER: 0001056527-02-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010928 FILED AS OF DATE: 20020514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 02646881 BUSINESS ADDRESS: STREET 1: 417 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126677000 MAIL ADDRESS: STREET 1: 417 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR/A 1 co0901.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR/A FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 7, 2001, PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRES ON MAY 15, 2002. Report for the Calendar Year or Quarter Ended: __9/28/01_____ Check here if Amendment [X]; Amendment Number: __1__ This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____CIBC World Markets_______________________ Address: _417 5th Avenue______________ _New York, New York 10016_________________ __________________________________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Vince Saponar_________________________ Title: ___Executive Director____________________ Phone: ___212-667-6239__________________________ Signature, Place, and Date of Signing: _VINCE SAPONAR_____ ___NEW YORK, NEW YORK___ __05/14/02__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ____0____ Form 13F Information Table Entry Total: _____13_____ Form 13F Information Table Value Total: $___34,497___ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE NONE NONE PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE 9/28/01 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED (SHARES) OF MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) (A) (B) (C) _________________________ _____ ________ _________ __________ _________ ______ _____ _________ _____ _____ AVATAR HLDGS INC SUB NT 053494AD2 13,004,836 13,594,000 13,594,000 13594,000 BEA SYS INC SB NT 073325AD4 363,110 500,000 500,000 500,000 CELL THERAPEUTICS INC SUB NT 150934AA5 3,270,155 3,500,000 3,500,000 3500,000 CHARTER COMMUNICATIONS INC DEL SUB NT 16117MAB3 2,464,961 2,950,000 2,950,000 2950,000 CHARTER COMMUNICATIONS INC DEL SR NT 16117MAC1 1,271,794 1,675,000 1,675,000 1675,000 ENZON INC SUB NT 293904AA6 2,787,420 3,000,000 3,000,000 3000,000 INTERNATIONAL RECTIFIER CORP SUB NT 460254AE5 3,008,680 4,000,000 4,000,000 4000,000 MASCO CORP SR NT 574599AW6 969,075 2,500,000 2,500,000 2500,000 PMC-SIERRA INC COM 69344F106 1,013 100 100 100 PROTEIN DESIGN LABS INC SUB NT 74369LAB9 3,123,743 3,322,000 3,322,000 3322,000 RF MICRODEVICES INC SUB NT 749941AB6 769,630 1,000,000 1,000,000 1000,000 STMICROELECTRONICS N V SUB LY 861012AB8 3,449,148 4,155,000 4,155,000 4155,000 USINTERNETWORKING INC SUB NT 917311AH5 13,663 145,000 145,000 145,000 PAGE TOTAL 34,497,228 GRAND TOTAL 34,497,228
-----END PRIVACY-ENHANCED MESSAGE-----