-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgUZ1sgYmu5MODqM5iRZsffqog4jkLKrK3sS0x6Nu6hI9kVj3iPS9u73+mK/bSXg IJxIQcMJi195tjovSNR/5Q== 0001056527-02-000003.txt : 20020414 0001056527-02-000003.hdr.sgml : 20020414 ACCESSION NUMBER: 0001056527-02-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010629 FILED AS OF DATE: 20020208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06918 FILM NUMBER: 02531593 BUSINESS ADDRESS: STREET 1: 417 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126677000 MAIL ADDRESS: STREET 1: 417 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR/A 1 co0601.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR/A FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON AUGUST 01, 2001, PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRES ON FEBRUARY 15, 2002. Report for the Calendar Year or Quarter Ended: __06/29/01____ Check here if Amendment [X]; Amendment Number: __1___ This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____CIBC World Markets_______________________ Address: _417 Fifth Avenue_________________________ _New York, New York 10016_________________ __________________________________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Vince Saponar_________________________ Title: ___Executive Director____________________ Phone: ___212-667-6239__________________________ Signature, Place, and Date of Signing: _VINCE SAPONAR_____ ___NEW YORK, NEW YORK___ __02/08/02__ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______9_______ Form 13F Information Table Entry Total: _____26_____ Form 13F Information Table Value Total: $___126,336___ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 801-52680 Augusta Management LLC 2 801-36731 Oppenheimer Catalyst Mgmt LP 3 028-80110708 Oppenheimer Capital 4 801-53625 Troon Management LLC 5 CIBC Oppenheimer Advisors LLC 6 801-30871 Oppenheimer Horizon Management LP 7 801-55640 CIBC Oppenheimer LLC 8 028-04847 KBW Asset Management Inc. 9 CIBC Oppenheimer Advisors LLC PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE 06/29/01 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED (SHARES) OF MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MANAGER (A) (B) (C) _________________ _____ _________ ________ _________ ________ ___ _____ _______ _____ ___ ___ ALLERGAN INC LYON 018490AA0 4,850,025 7,500,000 7,500,000 7500,000 APACHE CORP ACES C 037411600 144,483 3,300 3,300 3,300 AVATAR HLDGS INC SUB NT 053494AD2 16,758,686 17,073,00017,073,000 17073,000 BEA SYS INC SB NT 073325AD4 9,209,360 8,000,000 8,000,000 8000,000 CNF TR I TECONS 12612V205 2,176,000 50,000 50,000 50,000 CELLSTAR CORP SUB NT 150925AC9 801,177 2,048,000 2,048,000 2048,000 CELL THERAPEUTICS INC SUB NT 150934AA5 19,139,855 19,108,00019,108,000 19108,000 CELESTICA INC LYON 15101QAA6 2,216,800 5,000,000 5,000,000 5000,000 CHARTER COMMUNICATIONS INC DEL SUB NT 16117MAB3 7,958,750 6,250,000 6,250,000 6250,000 CHARTER COMMUNICATIONS INC DEL SR NT 16117MAC1 5,485,350 5,000,000 5,000,000 5000,000 D R HORTON INC SR NT 23331AAH2 2,335,185 4,500,000 4,500,000 4500,000 DUKE ENERGY CORP CORP U 264399585 89,512 3,500 3,500 3,500 INHALE THERAPEUTIC SYS INC SUB NT 457191AH7 3,844,105 5,750,000 5,750,000 5750,000 INTERNATIONAL RECTIFIER CORP SUB NT 460254AE5 1,578,386 2,025,000 2,025,000 2025,000 I2 TECHNOLOGIES INC SUB NT 465754AF6 4,439,800 5,000,000 5,000,000 5000,000 IVAX CORP SR SB 465823AE2 11,098,580 9,400,000 9,400,000 9400,000 KERR MCGEE CORP SB DB 492386AP2 6,631,949 5,369,000 5,369,000 5369,000 LEVEL 3 COMMUNICATIONS INC COM 52729N100 918 168 168 168 MANUGISTICS GROUP INC SUB NT 565011AB9 1,732,560 2,000,000 2,000,000 2000,000 PEREGRINE SYSTEMS INC SUB NT 71366QAC5 4,176,681 2,940,000 2,940,000 2940,000 ROYAL CARIBBEAN CRUISES LTD LYON Z 780153AK8 1,283,275 3,500,000 3,500,000 3500,000 ROYAL CARIBBEAN CRUISES LTD SR NT 780153AM4 3,963,970 9,500,000 9,500,000 9500,000 SCI SYS INC SUB NT 783890AF3 2,420,670 3,000,000 3,000,000 3000,000 STMICROELECTRONICS N V SUB LY 861012AB8 9,902,496 9,600,000 9,600,000 9600,000 USINTERNETWORKING INC SUB NT 917311AH5 44,071 145,000 145,000 145,000 VERIZON COMMUNICATIONS DB CV 92343VAA2 4,052,925 7,500,000 7,500,000 7500,000 PAGE TOTAL 126,335,569 GRAND TOTAL 126,335,569
-----END PRIVACY-ENHANCED MESSAGE-----