-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I79VgqhVq67oXesnan7sXdwf/mjXiflTPpx0h1vOSs8vyx0rXIgZk3JwS+W3WD90 Nb0Za+PfHnG66XwrxxO05g== 0001056527-01-500019.txt : 20010515 0001056527-01-500019.hdr.sgml : 20010515 ACCESSION NUMBER: 0001056527-01-500019 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000929 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIBC WORLD MARKETS CORP CENTRAL INDEX KEY: 0001056527 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132798343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-06918 FILM NUMBER: 1632607 BUSINESS ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2126676554 MAIL ADDRESS: STREET 1: ONE WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281-3798 FORMER COMPANY: FORMER CONFORMED NAME: CIBC OPPENHEIMER CORP DATE OF NAME CHANGE: 19990326 13F-HR/A 1 co092900.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 07, 2000, PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON MAY 15, 2001. Report for the Calendar Year or Quarter Ended: __09/29/00_____ Check here if Amendment [x]; Amendment Number: _1___ This Amendment: [ ] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ____CIBC World Markets_______________________ Address: _One World Financial Center______________ _New York, New York 10281_________________ __________________________________________ 13F File Number: 028-06918________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ___Vince Saponar_________________________ Title: ___Executive Director____________________ Phone: ___212-667-6239__________________________ Signature, Place, and Date of Signing: _VINCE SAPONAR_____ ___NEW YORK, NEW YORK___ __05/14/01__ [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______8_______ Form 13F Information Table Entry Total: _____41_____ Form 13F Information Table Value Total: $___245,035___ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 801-52680 Augusta Management LLC 2 801-36731 Oppenheimer Catalyst Mgmt LP 3 028-80110708 Oppenheimer Capital 4 801-53625 Troon Management LLC 5 CIBC Oppenheimer Advisors LLC 6 801-30871 Oppenheimer Horizon Management LP 7 801-55640 CIBC Oppenheimer LLC 8 028-04847 KBW Asset Management Inc. PAGE: 1 FORM 13F NAME OF REPORTING MANAGER: CIBC WORLD MARKETS CORP. DATE 09/29/00 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY _____________________ ________________ TITLE FAIR SHARES OR SHARED (SHARES) OF MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUES CLASS CUSIP NO VALUE AMOUNT (A) (B) (C) MANAGER (A) (B) (C) _________________ _____ ________ ________ ________ _____ ___ ___ _______ ____ ___ ___ AETHER SYS INC COM 00808V105 590,800 5,600 5,600 5,600 AFFYMETRIX INC SB NT 00826TAD0 1,512,800 2,500,000 2,500,000 2,500,000 ALEXION PHARMACEUTICALS INC SB NT 015351AB5 12,458,769 10,025,000 10,025,000 10,025,000 AMERICAN TOWER CORP NT CV 029912AB8 15,178,591 8,945,000 8,945,000 8,945,000 AMERICAN TOWER CORP NT CV 029912AF9 14,246,850 15,000,000 15,000,000 15,000,000 AVATAR HLDGS INC SUB NT 053494AD2 13,407,812 14,662,000 14,662,000 14,662,000 CV THERAPEUTICS INC SUB NT 126667AB0 5,907,407 4,407,000 4,407,000 4,407,000 CELLSTAR CORP SUB NT 150925AC9 1,110,766 2,698,000 2,698,000 2,698,000 CELESTICA INC LYON 15101QAA6 7,895,279 16,100,000 16,100,000 16,100,000 CRITICAL PATH INC SB NT 22674VAA8 5,722,051 6,415,000 6,415,000 6,415,000 CRITICAL PATH INC SB NT 22674VAB6 4,752,469 5,328,000 5,328,000 5,328,000 CROWN CASTLE INTL CORP COM 228227104 151,900 4,900 4,900 ,4,900 DIAMOND OFFSHORE DRILLING INC DEB ZR 25271CAB8 6,432,660 13,000,000 13,000,000 13,000,000 E TRADE GROUP INC COM 269246104 499,684 30,400 30,400 30,400 ECHOSTAR COMMUNICATIONS NEW SB NT 278762AD1 6,621,850 5,000,000 5,000,000 5,000,000 GETTY IMAGES INC SUB NT 374276AE3 4,066,397 5,240,000 5,240,000 5,240,000 HUMAN GENOME SCIENCES INC SUB NT 444903AF5 14,924,232 8,900,000 8,900,000 8,900,000 IBASIS INC SB NT 450732AA0 1,203,967 2,405,000 2,405,000 2,405,000 INHALE THERAPEUTIC SYS INC SUB NT 457191AF1 15,927,100 10,000,000 10,000,000 10,000,000 INTERMEDIA COMMUNICATIONS INC COM 458801107 300,463 10,207 10,207 ,10,207 INTERNATIONAL RECTIFIER CORP SUB NT 460254AD7 6,998,140 7,695,000 7,695,000 7,695,000 JUNIPER NETWORKS INC SB NT 48203RAA2 14,090,201 9,283,000 9,283,000 9,283,000 LSI LOGIC CORP COM 502161102 612,289 20,800 20,800 20,800 LAMAR ADVERTISING CO NT CV 512815AF8 5,992,602 5,950,000 5,950,000 5,950,000 LATTICE SEMICONDUCTOR CORP SUB NT 518415AC8 4,380,390 3,000,000 3,000,000 3,000,000 MPOWER COMMUNICATIONS CORP PFD CV 62473J205 782,600 50,000 50,000 50,000 PROTEIN DESIGN LABS INC COM 74369L103 2,831,826 23,574 23,574 23,574 PROVIDIAN FINL CORP SR NT 74406AAA0 10,604,538 9,455,000 9,455,000 9,455,000 RF MICRODEVICES INC SB NT 749941AA8 9,254,003 9,880,000 9,880,000 9,880,000 REDBACK NETWORKS INC SB NT 757209AB7 1,607,557 1,450,000 1,450,000 1,450,000 SCI SYS INC COM 783890106 241,162 5,900 5,900 5,900 SANMINA CORP SD CV 800907AC1 4,187,900 10,000,000 10,000,000 10,000,000 SEMTECH CORP SUB NT 816850AD3 14,407,750 12,500,000 12,500,000 12,500,000 SEPRACOR INC SB DEB 817315AL8 5,620,271 3,745,000 3,745,000 3,745,000 SOLECTRON CORP SR LYO 834182AK3 5,068,350 7,500,000 7,500,000 7,500,000 TELEFONOS DE MEXICO S A SR DB 879403AD5 3,141,350 2,500,000 2,500,000 2,500,000 TERAYON COMMUNICATION SYS SB NT 880775AA9 5,651,022 8,450,000 8,450,000 8,450,000 TRANSWITCH CORP NT CV 894065AA9 6,077,164 4,950,000 4,950,000 4,950,000 TRIQUINT SEMICONDUCTOR INC SUB NT 89674KAB9 9,097,425 11,515,000 11,515,000 11,515,000 USINTERNETWORKING INC SUB NT 917311AH5 478,515 750,000 750,000 750,000 VITESSE SEMICONDUCTOR CORP SB DB 928497AA4 998,400 1,000,000 1,000,000 1,000,000 PAGE TOTAL 245,035,302 GRAND TOTAL 245,035,302
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