SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Erdoes Mary E.

(Last) (First) (Middle)
JPMORGAN CHASE & CO.
270 PARK AVENUE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/30/2009
3. Issuer Name and Ticker or Trading Symbol
J P MORGAN CHASE & CO [ JPM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Managing Director
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 328,689 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights (2) 01/20/2019 Common Stock 500,000 $19.49 D
Stock Appreciation Rights (3) 10/20/2015 Common Stock 100,000 $34.78 D
Stock Appreciation Rights (4) 10/18/2017 Common Stock 200,000 $45.79 D
Stock Appreciation Rights (5) 10/19/2016 Common Stock 200,000 $46.79 D
Stock Option (Right to Buy) (6) 01/17/2012 Common Stock 25,645 $36.85 D
Stock Option (Right to Buy) (6) 01/18/2011 Common Stock 50,561 $51.22 D
Explanation of Responses:
1. Includes awards of restricted stock units of which 67,456 units vest on January 25, 2010, 127,809 units vest on January 25, 2011, and 82,115 units vest on January 25, 2012.
2. Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
3. SARs vest and become exercisable in three equal annual installments beginning October 20, 2008.
4. SARs vest and become exercisable in five equal annual installments beginning October 18, 2008.
5. SARs vest and become exercisable in three equal annual installments beginning October 19, 2009.
6. Currently exercisable.
Remarks:
/s/ Anthony Horan under POA 10/05/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.