-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QuaRUlFMLt3XZ0YCBnAFEfeT5kIChESSLGNNrWBxevocuMGdXcVBwS3z5GUDLSIc 44SzNaw17S2sR5SNrEwftQ== 0001193125-07-017323.txt : 20070131 0001193125-07-017323.hdr.sgml : 20070131 20070131154905 ACCESSION NUMBER: 0001193125-07-017323 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 EFFECTIVENESS DATE: 20070131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 07568104 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2006 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAPE ANN SAVINGS BANK --------------------------------------------- Address: 109 MAIN ST. --------------------------------------------- GLOUCESTER, MA 01930 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: RICHARD P. CIOLINO --------------------------------------------- Title: TRUST INVESTMENT OFFICER --------------------------------------------- Phone: 978-283-7079 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard P. Ciolino Gloucester, MA 1/31/07 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Schedule 13F Worksheet As of 12/29/2006 Displayed is a list of the assets whose holdings are either over $200,000 in market value or over 10,000 units. Asset Types listed include 010, 020, 030, 035, 080. Included in the totals are only those accounts whose Investment Powers are "Full" or "Partial".
Voting Authority Market Investment -------------------------- Value Units Powers Full Partial None ------------- --------- ---------- --------- ------- -------- AT&T INC......... Common Stock 00206R102 $ 662,125.75 18,521.00 FULL 16,481.00 0.00 2,040.00 AT&T INC......... Common Stock 00206R102 $ 293,793.50 8,218.00 PARTIAL 8,172.00 46.00 0.00 ABBOTT LABS...... Common Stock 002824100 $1,471,870.07 30,217.00 FULL 27,817.00 0.00 2,400.00 AIR PRODS & CHEMS INC............ Common Stock 009158106 $ 390,054.00 5,550.00 FULL 4,750.00 0.00 800.00 AMERICAN INTL GROUP INC...... Common Stock 026874107 $1,005,891.45 14,037.00 FULL 12,905.00 0.00 1,132.00 AMGEN INC........ Common Stock 031162100 $ 403,712.10 5,910.00 FULL 5,440.00 0.00 470.00 APPLE COMPUTER INC............ Common Stock 037833100 $ 242,387.88 2,857.00 FULL 2,657.00 0.00 200.00 AUTOMATIC DATA PROCESSING INC. Common Stock 053015103 $ 650,444.75 13,207.00 FULL 11,907.00 0.00 1,300.00 B P P L C SPONS American A D R.......... Depository Receipts 055622104 $ 870,018.60 12,966.00 FULL 12,766.00 0.00 200.00 BANK OF AMERICA CORP........... Common Stock 060505104 $1,113,822.18 20,862.00 FULL 19,462.00 0.00 1,400.00 BELLSOUTH CORP... Common Stock 079860102 $ 690,255.71 14,652.00 FULL 13,852.00 0.00 800.00 BEVERLY NATIONAL CORP........... Common Stock 088115100 $ 214,193.60 9,076.00 FULL 9,076.00 0.00 0.00 BOEING CO........ Common Stock 097023105 $ 286,064.80 3,220.00 FULL 2,420.00 0.00 800.00 CHEVRON CORPORATION.... Common Stock 166764100 $ 775,300.32 10,544.00 FULL 8,692.00 0.00 1,852.00
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Voting Authority Market Investment --------------------------- Value Units Powers Full Partial None ------------- --------- ---------- --------- -------- -------- CISCO SYS INC.. Common Stock 17275R102 $ 842,829.87 30,839.00 FULL 28,739.00 0.00 2,100.00 CITIGROUP INC.. Common Stock 172967101 $1,141,682.90 20,497.00 FULL 19,047.00 0.00 1,450.00 DANAHER CORP... Common Stock 235851102 $ 641,963.28 8,862.00 FULL 8,262.00 0.00 600.00 DELL INC....... Common Stock 24702R101 $ 348,851.36 13,904.00 FULL 13,152.00 0.00 752.00 DOMINION RESOURCES INC Common Stock 25746U109 $ 769,651.20 9,180.00 FULL 7,907.00 0.00 1,273.00 E M C CORP MASS Common Stock 268648102 $ 140,844.00 10,670.00 FULL 9,170.00 0.00 1,500.00 ECOLAB INC..... Common Stock 278865100 $ 499,460.00 11,050.00 FULL 10,550.00 0.00 500.00 EMERSON ELEC CO........... Common Stock 291011104 $ 426,129.85 9,665.00 FULL 9,665.00 0.00 0.00 EXXON MOBIL CORP......... Common Stock 30231G102 $4,493,353.31 58,637.00 FULL 55,143.00 0.00 3,494.00 EXXON MOBIL CORP......... Common Stock 30231G102 $ 610,068.42 7,961.22 PARTIAL 4,905.22 2,656.00 400.00 F P L GROUP INC Common Stock 302571104 $ 576,743.16 10,598.00 FULL 8,794.00 0.00 1,804.00 FIFTH THIRD BANCORP...... Common Stock 316773100 $ 258,677.60 6,320.00 FULL 6,320.00 0.00 0.00 GENERAL ELEC CO........... Common Stock 369604103 $3,323,597.21 89,320.00 FULL 83,665.00 0.00 5,655.00 GENERAL ELEC CO........... Common Stock 369604103 $ 578,466.66 15,546.00 PARTIAL 13,436.00 600.00 1,510.00 GENERAL MILLS INC.......... Common Stock 370334104 $ 241,632.00 4,195.00 FULL 3,995.00 0.00 200.00 HEWLETT PACKARD CO........... Common Stock 428236103 $ 230,952.34 5,607.00 FULL 4,807.00 0.00 800.00 HOME DEPOT INC. Common Stock 437076102 $ 389,672.48 9,703.00 FULL 7,153.00 0.00 2,550.00 INTEL CORP..... Common Stock 458140100 $ 256,648.50 12,674.00 FULL 10,274.00 0.00 2,400.00
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Voting Authority Market Investment -------------------------- Value Units Powers Full Partial None ------------- --------- ---------- --------- ------- -------- INTERNATIONAL BUSINESS MACHINES CORP............. Common Stock 459200101 $ 385,102.60 3,964.00 FULL 3,164.00 0.00 800.00 JACOBS ENGR GROUP INC.............. Common Stock 469814107 $ 488,016.90 5,985.00 FULL 5,835.00 0.00 150.00 JOHNSON & JOHNSON.......... Common Stock 478160104 $1,050,642.28 15,914.00 FULL 13,003.00 0.00 2,911.00 KELLOGG CO......... Common Stock 487836108 $ 293,351.60 5,860.00 FULL 5,860.00 0.00 0.00 MICROSOFT CORP..... Common Stock 594918104 $1,064,986.76 35,666.00 FULL 33,262.00 0.00 2,404.00 MORGAN STANLEY..... Common Stock 617446448 $ 865,763.76 10,632.00 FULL 8,826.00 0.00 1,806.00 NIKE INC........... Common Stock 654106103 $ 393,644.25 3,975.00 FULL 3,325.00 0.00 650.00 PATTERSON COS INC.. Common Stock 703395103 $ 266,325.00 7,500.00 FULL 6,500.00 0.00 1,000.00 PEPSICO INC........ Common Stock 713448108 $1,423,700.55 22,761.00 FULL 21,461.00 0.00 1,300.00 PFIZER INC......... Common Stock 717081103 $ 614,891.90 23,741.00 FULL 22,152.00 0.00 1,589.00 PROCTER & GAMBLE CO............... Common Stock 742718109 $1,277,494.80 19,877.00 FULL 19,077.00 0.00 800.00 ROCKPORT NATL BANCORP INC...... Common Stock 773871108 $ 896,000.00 11,200.00 FULL 11,200.00 0.00 0.00 STAPLES INC........ Common Stock 855030102 $1,039,244.10 38,923.00 FULL 36,373.00 0.00 2,550.00 STAPLES INC........ Common Stock 855030102 $ 217,685.10 8,153.00 PARTIAL 6,800.00 0.00 1,353.00 STATE STR CORP..... Common Stock 857477103 $ 485,568.00 7,200.00 FULL 6,220.00 0.00 980.00 SUN LIFE FINANCIAL INC.............. Common Stock 866796105 $ 460,895.05 10,883.00 FULL 10,883.00 0.00 0.00 SUDBAY CHRYSLER TRUST............ Common Stock 87507U991 $ 421,501.99 700.00 FULL 700.00 0.00 0.00 TEVA American PHARMACEUTICAL Depository INDS LTD ADR..... Receipts 881624209 $ 409,168.20 13,165.00 FULL 12,565.00 0.00 600.00 TEXAS INSTRUMENTS INC.............. Common Stock 882508104 $ 269,222.40 9,348.00 FULL 9,348.00 0.00 0.00
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Voting Authority Market Investment -------------------------- Value Units Powers Full Partial None -------------- ---------- ---------- --------- ------- -------- 3M CO........... Common Stock 88579Y101 $ 493,296.90 6,330.00 FULL 5,630.00 0.00 700.00 UNILEVER N V American A D R......... Depository Receipts 904784709 $ 260,946.00 9,576.00 FULL 7,083.00 0.00 2,493.00 UNITED TECHNOLOGIES CORP.......... Common Stock 913017109 $ 436,389.60 6,980.00 FULL 6,980.00 0.00 0.00 VERIZON COMMUNICATIONS INC........... Common Stock 92343V104 $ 1,067,596.33 28,668.00 FULL 27,316.00 0.00 1,352.00 VERIZON COMMUNICATIONS INC........... Common Stock 92343V104 $ 276,779.99 7,432.33 PARTIAL 6,282.33 906.00 244.00 WACHOVIA CORP.......... Common Stock 929903102 $ 463,800.80 8,144.00 FULL 8,144.00 0.00 0.00 WACHOVIA CORP Preferred 2ND NEW....... Stock 929903201 $ 49.23 19,689.00 FULL 19,689.00 0.00 0.00 WAL MART STORES INC.... Common Stock 931142103 $ 367,361.90 7,955.00 FULL 7,755.00 0.00 200.00 WALGREEN CO..... Common Stock 931422109 $ 290,942.60 6,340.00 FULL 5,390.00 0.00 950.00 WELLS FARGO & CO............ Common Stock 949746101 $ 558,647.60 15,710.00 FULL 13,550.00 0.00 2,160.00 WELLS FARGO & CO............ Common Stock 949746101 $ 241,808.00 6,800.00 PARTIAL 6,800.00 0.00 0.00 WYETH........... Common Stock 983024100 $ 1,071,916.92 21,051.00 FULL 20,551.00 0.00 500.00 Grand Total $42,693,899.96 905,187.55
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