-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N43zvPogXBvwa+d1atIu78BwmuSec5B183muBCVn5a9V6/VQFU/qXbF9bfPcqDWS iKcdgR6Q9Ew8AOkztTOkVw== 0000898432-09-000673.txt : 20090514 0000898432-09-000673.hdr.sgml : 20090514 20090514165038 ACCESSION NUMBER: 0000898432-09-000673 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 09827450 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 harber13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 --------------------------- Check here if Amendment[X]; Amendment Number: -------------------- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC ------------------------------------------------------ 666 Fifth Avenue ------------------------------------------------------ 37th Floor ------------------------------------------------------ New York, NY 10103 ------------------------------------------------------ Form 13F File Number: 28- 12251 ----------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III ------------------------------------------------- Title: Managing Member ------------------------------------------------- Phone: (212) 808-7430 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY May 14, 2009 - -------------------------- ------------------------------ -------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- 06273 Graham Partners, L.P. --------------------- ----------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ---------------------------- Form 13F Information Table Entry Total: 61 ---------------------------- Form 13F Information Table Value Total: 36,490 ---------------------------- (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------- ---------- --------- -------- -------------------- -------------- -------- ------------------------ TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS Sole Shared None - --------------------------- ---------- --------- -------- -------- ----- ----- -------------- -------- ------- ------- ------- 8x8 INC New COM 282914100 399 700000 SH Shared-Defined 1 214400 Net Servicos De Comunicaco Spon ADR 64109T201 725 100000 SH Shared-Defined 1 100000 Accelrys INC COM 00430U103 1719 431830 SH Shared-Defined 1 431830 Actel COM 004934105 1316 130000 SH Shared-Defined 1 130000 Autodesk COM 052769106 504 30000 SH Shared-Defined 1 30000 Autoliv INC COM 052800109 186 10000 SH Shared-Defined 1 10000 Anadigics COM 032515108 207 100000 SH Shared-Defined 1 100000 Anadarko Petroleum Corp COM 032511107 292 7500 SH Shared-Defined 1 7500 Arrow Electronics COM 042735100 286 15000 SH Shared-Defined 1 15000 ATMI INC COM 00207R101 540 35000 SH Shared-Defined 1 35000 AVNET INC COM 053807103 613 35000 SH Shared-Defined 1 35000 Crown Holdings INC COM 228368106 682 30000 SH Shared-Defined 1 30000 Chordiant Software INC COM 170404305 723 238615 SH Shared-Defined 1 238615 Ciena Corp COM 171779309 156 20000 SH Shared-Defined 1 20000 Clearone Communications INC COM 185060100 232 77285 SH Shared-Defined 1 77285 MKTG INC COM 60688K108 117 126343 SH Shared-Defined 1 126343 Copart INC COM 217204106 356 12000 SH Shared-Defined 1 12000 Cisco Systems INC COM 17275R102 335 20000 SH Shared-Defined 1 20000 COSTAR GROUP INC COM 22160N109 756 25000 SH Shared-Defined 1 25000 EMC Corp/Massachusetts COM 268648102 342 30000 SH Shared-Defined 1 30000 Entegris INC COM 29362U104 129 150000 SH Shared-Defined 1 150000 EZCORP INC-CL A COM 302301106 174 15000 SH Shared-Defined 1 15000 Falconstor Software INC COM 306137100 418 175000 SH Shared-Defined 1 175000 FEI Company COM 30241L109 154 10000 SH Shared-Defined 1 10000 Corning COM 219350105 664 50000 SH Shared-Defined 1 50000 Home Depot INC COM 437076102 836 35500 SH Shared-Defined 1 35500 International Flavors & Fragrances INC COM 459506101 1371 45000 SH Shared-Defined 1 45000 Intuit Inc COM 461202103 1350 50000 SH Shared-Defined 1 50000 Juniper Networks INC COM 48203r104 602 40000 SH Shared-Defined 1 40000 KENEXA Corp COM 488879107 270 50000 SH Shared-Defined 1 50000 Littelfuse INC COM 537008104 714 65000 SH Shared-Defined 1 65000 LOJACK Corporation COM 539451104 113 25000 SH Shared-Defined 1 25000 MIPS Technologies INC COM 604567107 1025 350000 SH Shared-Defined 1 350000 MKS Instruments INC COM 55306N104 880 60000 SH Shared-Defined 1 60000 Microsoft Corp COM 594918104 1745 95000 SH Shared-Defined 1 95000 Netscout Systems INC COM 64115T104 752 105000 SH Shared-Defined 1 105000 PC-TEL INC COM 69325Q105 3225 75000 SH Shared-Defined 1 75000 Children's Place COM 168905107 328 15000 SH Shared-Defined 1 15000 Soundbite Communications INC COM 836091108 168 125000 SH Shared-Defined 1 125000 Sigma Designs INC COM 826565103 187 15000 SH Shared-Defined 1 15000 Salary.com INC COM 794006106 140 100000 SH Shared-Defined 1 100000 Selectica INC COM 816288104 228 555188 SH Shared-Defined 1 555188 Sonicwall COM 835470105 669 150000 SH Shared-Defined 1 150000 Ultrashort Real Estate Prosh COM 74347R552 264 5000 SH Shared-Defined 1 5000 SRS Labs INC COM 78464M106 385 78155 SH Shared-Defined 1 78155 Star Buffet INC COM 855086104 91 74853 SH Shared-Defined 1 74853 Sumtotal Systems INC COM 866615107 534 315800 SH Shared-Defined 1 315800 SYMANTEC COM 871503108 149 10000 SH Shared-Defined 1 10000 Team INC COM 878155100 117 10000 SH Shared-Defined 1 10000 Taleo Corp-Class A COM 87424n104 472 40000 SH Shared-Defined 1 40000 Triquint Semiconductor INC COM 89674k103 741 300000 SH Shared-Defined 1 300000 Telecommunication Systems-A COM 87929J103 183 20000 SH Shared-Defined 1 20000 Microtune Inc COM 59514P109 337 185000 SH Shared-Defined 1 185000 VeriSign Inc COM 92343E102 868 46000 SH Shared-Defined 1 46000 Virtusa Corp COM 92827P102 637 102709 SH Shared-Defined 1 102709 Vishay Intertechnology INC COM 928298108 1322 380000 SH Shared-Defined 1 380000 Powershares DB Agricultrue Fund COM 73936b408 245 10000 SH Shared-Defined 1 10000 Cadence Design Sys INC 12/15/2011 1.375% Note 127387AD0 370 500000 SH Shared-Defined 1 500000 Ciena Corp Cien .25% 05/01/2013 Note 171779AB7 784 1250000 SH Shared-Defined 1 1250000 Diodes INC Diod @ 2.25% 10/01/2026 Note 254543AA9 1155 1500000 SH Shared-Defined 1 1500000 Lawson Sofware Inc LWSN 4/2012 2.5% Note 52078PAA0 1208 1500000 SH Shared-Defined 1 1500000
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