-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CgJt+N87QdStbmmMCv+DmUMg1h59CPweZhy0nckCW0eHLZTW5G2dmUyL3FurNrQt gkm4R15EAO3a+kFOl6ZGIg== 0001193125-06-226096.txt : 20061107 0001193125-06-226096.hdr.sgml : 20061107 20061107094708 ACCESSION NUMBER: 0001193125-06-226096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 EFFECTIVENESS DATE: 20061107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DSM CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001214639 IRS NUMBER: 311770164 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10309 FILM NUMBER: 061192258 MAIL ADDRESS: STREET 1: 332 MAIN ST CITY: MOUNT KISCO STATE: NY ZIP: 10549 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DSM Capital Partners Address: 320 East Main Street Mount Kisco, NY 10549 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen E. Memishian Title: Managing Partner Phone: 914-242-1900 Signature, Place, and Date of Signing: /s/ Stephen E. Memishian Mount Kisco, NY 11/06/2006 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- -------------------------- 28-______ __________________________ [Repeat as necessary.] Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: 474,753 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] None [Repeat as necessary.] PORTVUE-SEC13F.LNP D S M CAPITAL PARTNERS LLC RUN DATE: 11/06/06 8:56 A.M. FORM 13 F INFORMATION TABLE AS OF DATE: 09/30/06
SHARES/ VOTING AUTHORITY VALUE PRN SH/ PUT/ INVSTMT OTHER ----------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- -------- ------- --- ---- ------- -------- ---- ------- ---- ADBE JAN 2008 45 CALL OPTION - CALL 00724F5AI 65 171 SH CALL DEFINED 0 171 0 ADOBE SYSTEMS COM 00724F101 8929 238349 SH DEFINED 0 238349 0 AFFILIATED MANAGERS COM 008252108 1139 11380 SH DEFINED 0 11380 0 ALLERGAN COM 018490102 14774 131195 SH DEFINED 0 131195 0 AMERICAN EXPRESS COM 025816109 20638 368011 SH DEFINED 0 368011 0 AMERICAN INT'L GROUP COM 026874107 19568 295320 SH DEFINED 0 295320 0 AMERICAN MEDICAL SYSTEMS COM 02744M108 575 31200 SH DEFINED 0 31200 0 ARM HOLDINGS COM 042068106 159 24250 SH DEFINED 0 24250 0 AUTODESK COM 052769106 12710 365450 SH DEFINED 0 365450 0 AUTOMATIC DATA PROCESSING COM 053015103 23680 500211 SH DEFINED 0 500211 0 AXP JAN 2008 55 CALL OPTION - CALL 0258164AK 78 115 SH CALL DEFINED 0 115 0 AXP JAN 2009 60 CALL OPTION - CALL 0258161AL 75 110 SH CALL DEFINED 0 110 0 BAKER HUGHES COM 057224107 16160 236945 SH DEFINED 0 236945 0 BOEING COM 097023105 15475 196265 SH DEFINED 0 196265 0 BRIGHT HORIZON FAMILY COM 109195107 204 4900 SH DEFINED 0 4900 0 C H ROBINSON WORLDWIDE COM 12541W209 6374 142970 SH DEFINED 0 142970 0 C. R. BARD COM 067383109 18272 243621 SH DEFINED 0 243621 0 CAMERON INTERNATIONAL COM 13342B105 940 19450 SH DEFINED 0 19450 0 CELG JAN 2008 35 CALL OPTION - CALL 1510203AG 1862 1293 SH CALL DEFINED 0 1293 0 CELGENE COM 151020104 45509 1051014 SH DEFINED 0 1051014 0 CISCO SYSTEMS COM 17275R102 7721 335975 SH DEFINED 0 335975 0 CVS CORP COM 126650100 352 10950 SH DEFINED 0 10950 0 DIGITAL RIVER COM 25388B104 226 4425 SH DEFINED 0 4425 0 EXPD JAN 2007 27.50 CALL OPTION - CALL 3021308AT 353 200 SH CALL DEFINED 0 200 0 EXPD JAN 2007 40 CALL OPTION - CALL 3021308AH 142 200 SH CALL DEFINED 0 200 0 FMC TECHNOLOGIES COM 30249U101 624 11615 SH DEFINED 0 11615 0 GENZ JAN 2007 60 CALL OPTION - CALL 3729179AL 228 230 SH CALL DEFINED 0 230 0 GENZ JAN 2008 80 CALL OPTION - CALL 3729175AP 62 115 SH CALL DEFINED 0 115 0 GENZYME COM 372917104 29413 435935 SH DEFINED 0 435935 0 GOOGLE COM 38259P508 7415 18450 SH DEFINED 0 18450 0 HARRIS CORP COM 413875105 14284 321052 SH DEFINED 0 321052 0 INTUIT COM 461202103 8956 279095 SH DEFINED 0 279095 0 KUEHNE & NAGEL INT'L SWISS FOREIGN COMMON S 025597188 592 8550 SH DEFINED 0 8550 0 KYPHON COM 501577100 205 5485 SH DEFINED 0 5485 0 LINEAR TECHNOLOGY COM 535678106 11013 353894 SH DEFINED 0 353894 0 L-3 COMMUNICATIONS COM 502424104 10353 132176 SH DEFINED 0 132176 0 MICROCHIP TECHNOLOGY COM 595017104 17296 533486 SH DEFINED 0 533486 0 NASDAQ 100 TR JAN 34 OPTION - PUT 6311006MH 375 15000 SH PUT DEFINED 0 15000 0 PACER INTERNATIONAL COM 69373H106 594 21395 SH DEFINED 0 21395 0 QQQQ DEC 2007 36 PUT OPTION - PUT 6311009XJ 271 13532 SH PUT DEFINED 0 13532 0 QQQQ DEC 2007 50 CALL OPTION - CALL 6311009LX 15 3000 SH CALL DEFINED 0 3000 0 QQQQ JAN 2007 36 PUT OPTION - PUT 6311009MJ 180 4500 SH PUT DEFINED 0 4500 0 QQQQ MAR 2007 36 PUT OPTION - PUT 6311009OJ 300 5000 SH PUT DEFINED 0 5000 0 QQQQ MAR 2007 45 CALL OPTION - CALL 6311009CS 120 2000 SH CALL DEFINED 0 2000 0 QQQQ NOV 2006 36 PUT OPTION - PUT 6311009WJ 45 3000 SH PUT DEFINED 0 3000 0 QQQQ OCT 2006 33 PUT OPTION - PUT 50 10000 SH PUT DEFINED 0 10000 0 QUALCOMM COM 747525103 16198 445613 SH DEFINED 0 445613 0 SCHLUMBERGER COM 806857108 35814 577365 SH DEFINED 0 577365 0 SEI INVESTMENTS COM 784117103 14464 257415 SH DEFINED 0 257415 0 SLB JAN 2007 40 CALL OPTION - CALL 8068579AH 2066 910 SH CALL DEFINED 0 910 0 STRYKER COM 863667101 18463 372310 SH DEFINED 0 372310 0 SYK JAN 2008 50 CALL OPTION - CALL 8636675AJ 77 115 SH CALL DEFINED 0 115 0 SYK JAN 2008 55 CALL OPTION - CALL 8636675AK 51 115 SH CALL DEFINED 0 115 0 SYMANTEC COM 871503108 262 12300 SH DEFINED 0 12300 0 TESSERA TECHNOLOGIES COM 88164L100 204 5875 SH DEFINED 0 5875 0 VAR JAN 2009 60 CALL OPTION - CALL 92220P2AL 162 180 SH CALL DEFINED 0 180 0 VARIAN MEDICAL SYSTEMS COM 92220P105 20457 383171 SH DEFINED 0 383171 0 WALGREEN COMPANY COM 931422109 11137 250897 SH DEFINED 0 250897 0 WEATHERFORD COM G95089101 15611 374190 SH DEFINED 0 374190 0 WELLPOINT COM 94973V107 13449 174545 SH DEFINED 0 174545 0 WRIGHT EXPRESS COM 98233Q105 476 19775 SH DEFINED 0 19775 0 W-H ENERGY COM 92925E108 797 19215 SH DEFINED 0 19215 0 ZIMMER HOLDINGS COM 98956P102 6478 95970 SH DEFINED 0 95970 0 ZMH JAN 2008 75 CALL OPTION -CALL 98956P5AO 216 332 SH CALL DEFINED 0 332 0 LINE COUNT: 64
SEC13F.LNS D S M CAPITAL PARTNERS LLC FORM 13F SUMMARY PAGE AS OF DATE: 09/30/06 RUN DATE: 11/06/06 8:56 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 64 FORM 13F INFORMATION TABLE VALUE TOTAL: $474,753,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME -----END PRIVACY-ENHANCED MESSAGE-----