-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSkeFzU/rnjWlqIN8E8OGcTpulHuFKwXhrA99gEA9NAfCvpomXGREgSBL/+pjs9S 4eJihsUcNJFWe5we7Ehv1w== 0001047469-06-014124.txt : 20061114 0001047469-06-014124.hdr.sgml : 20061114 20061114125633 ACCESSION NUMBER: 0001047469-06-014124 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEUMEIER INVESTMENT COUNSEL LLC CENTRAL INDEX KEY: 0001044936 IRS NUMBER: 770444891 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06534 FILM NUMBER: 061213049 BUSINESS ADDRESS: STREET 1: 26435 CARMEL RANCHO BOULEVARD CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 4087256355 13F-HR/A 1 a2173925z13f-hra.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/06 ----------- Check here if Amendment [x]; Amendment Number: 30 ----------- This Amendment (Check only one.): [ ] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Neumeier Investment Counsel LLC ------------------------------------ Address: 26435 Carmel Rancho Blvd., Suite 200 ------------------------------------ Carmel, CA 93923 ------------------------------------ Form 13F File Number: 28-4792 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Neumeier ------------------------------------------------- Title: President ------------------------------------------------- Phone: 831-625-6355 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Peter Neumeier Carmel, California 11/14/06 - ----------------------- ------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-4792 Neumeier Investment Counsel LLC ------------------------------------ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 32 ------------ Form 13F Information Table Value Total: $212174 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28-4792 Neumeier Investment Counsel LLC - ----- ------------------------------------ [Repeat as necessary. FORM 13F INFORMATION TABLE
- ----------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- ------- ------------------ ------- -------- -------------------- OTHER VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- American Commercial Lines COM 025195207 1569 26400 26400 16700 9700 - ----------------------------------------------------------------------------------------------------------------------------------- Andrx Group COM 034553107 6123 250650 250650 186900 63750 - ----------------------------------------------------------------------------------------------------------------------------------- Barnes Group Inc. COM 067806109 8612 490450 490450 234400 256050 - ----------------------------------------------------------------------------------------------------------------------------------- Brady Corporation COM 104674106 7756 220600 220600 111600 109000 - ----------------------------------------------------------------------------------------------------------------------------------- Casey's General Stores, Inc. COM 147528103 1465 65765 65765 34250 31515 - ----------------------------------------------------------------------------------------------------------------------------------- Colonial BancGroup Inc. COM 195493309 4994 203825 203825 106700 97125 - ----------------------------------------------------------------------------------------------------------------------------------- Columbia Sportswear Co. COM 198516106 1842 33000 33000 33000 0 - ----------------------------------------------------------------------------------------------------------------------------------- Curtiss-Wright Corp. COM 231561101 8526 280925 280925 138800 142125 - ----------------------------------------------------------------------------------------------------------------------------------- Doral Financial Corporation COM 25811P100 612 92804 92804 44525 48279 - ----------------------------------------------------------------------------------------------------------------------------------- Federated Investors Inc. COM 314211103 9529 281825 281825 101900 179925 - ----------------------------------------------------------------------------------------------------------------------------------- FTI Consulting COM 302941109 9874 394025 394025 207300 186725 - ----------------------------------------------------------------------------------------------------------------------------------- Graco Inc. COM 384109104 2168 55500 55500 26000 29500 - ----------------------------------------------------------------------------------------------------------------------------------- Headwaters Inc. COM 42210P102 2985 127850 127850 61400 66450 - ----------------------------------------------------------------------------------------------------------------------------------- Helix Energy Solutions Group COM 42330P107 12049 360757 360757 178446 182311 - ----------------------------------------------------------------------------------------------------------------------------------- Holly Corporation COM 435758305 4383 101150 101150 56000 45150 - ----------------------------------------------------------------------------------------------------------------------------------- IPC Holdings Ltd. COM G4933P101 10850 356668 356668 172168 184500 - ----------------------------------------------------------------------------------------------------------------------------------- Jack Henry & Associates Inc. COM 426281101 9844 451750 451750 215950 235800 - ----------------------------------------------------------------------------------------------------------------------------------- Jacobs Engineering Group COM 469814107 8275 110735 110735 57100 53635 - ----------------------------------------------------------------------------------------------------------------------------------- JB Hunt Transport Services COM 445658107 7517 361900 361900 132800 229100 - ----------------------------------------------------------------------------------------------------------------------------------- Kaydon Corporation COM 486587108 6323 170800 170800 96700 74100 - ----------------------------------------------------------------------------------------------------------------------------------- Kirby Corporation COM 497266106 12297 392500 392500 193800 198700 - ----------------------------------------------------------------------------------------------------------------------------------- Korn/Ferry International COM 500643200 6837 326500 326500 175600 150900 - ----------------------------------------------------------------------------------------------------------------------------------- Marten Transport Ltd. COM 573075108 4797 280700 280700 105100 175600 - ----------------------------------------------------------------------------------------------------------------------------------- Newfield Exploration COM 651290108 9753 253050 253050 115800 137250 - ----------------------------------------------------------------------------------------------------------------------------------- Nuveen Investments Inc. CLA 67090F106 7791 152070 152070 80300 71770 - ----------------------------------------------------------------------------------------------------------------------------------- Platinum Underwriters COM G7127P100 8531 276725 276725 159000 117725 - ----------------------------------------------------------------------------------------------------------------------------------- RPC Inc. COM 749660106 7225 394370 394370 202225 192145 - -----------------------------------------------------------------------------------------------------------------------------------
FORM 13F INFORMATION TABLE
- ----------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL. 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- ------- ------------------ ------- -------- -------------------- OTHER VALUE SHARES/ SH/ PUT/ INVSTMT MANAGERS VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN NONE SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Superior Energy Service COM 868157108 10627 404700 404700 203000 201700 - ----------------------------------------------------------------------------------------------------------------------------------- Swift Transportation Co. COM 870756103 1898 8000 8000 80000 0 - ----------------------------------------------------------------------------------------------------------------------------------- Tetra Technologies Inc. COM 88162F105 6877 284625 284625 140800 143825 - ----------------------------------------------------------------------------------------------------------------------------------- West Corporation COM 952355105 7785 161170 161170 91200 69970 - ----------------------------------------------------------------------------------------------------------------------------------- World Fuel Services Corp. COM 981475106 2460 60825 60825 33100 27725 - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
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