-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HBAHD9m3fR3mZ5Y3cePPL9wrvsD7YMlbkK1tSJLD8OFP2QVFbnsSqXkTlDprnfj9 Yy0KgaV8ABPFPQBMbcrJbw== 0000950123-05-009884.txt : 20050812 0000950123-05-009884.hdr.sgml : 20050812 20050812161527 ACCESSION NUMBER: 0000950123-05-009884 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 EFFECTIVENESS DATE: 20050812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 051021914 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y11941be13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2005 Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York August 12, 2005 - ----------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Corp. (SEC File No. 801-28130) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 ------- Form 13F Information Table Entry Total: 160 ------- Form 13F Information Table Value Total: $868,153 -------- (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Corp. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Corp. FORM 13F Page 1 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Managers Voting Authority Name of Issuer Title of CUSIP Fair Shares of Discretion See Instr. (Shares) Class Number Market Principal ----------------------- V ----------------------- Value Amount (a) (b) (c) (a) (b) (c) (x $1,000) Sole Shared-As Shared- Sole Shared None Defined in Other Instr. V - ----------------------------------------------------------------------------------------------------------------------------------- 24/7 REAL MEDIA COM 901314203 4,119 1,007,000 SH X 1,007,000 3COM CORP COM 885535104 3,963 1,091,600 SH X 01,02 1,091,600 @ ROAD INC COM 04648k105 2,926 1,100,000 SH X 1,100,000 ACCENTURE LTD COM G1150G111 4,944 218,100 SH X 01,02 218,100 ACTIVISION COM 004930202 4,218 255,300 SH X 01,02 255,300 ACTUATE CORP COM 00508B102 846 452,200 SH X 452,200 ADTRAN INC COM 00738A106 564 22,800 SH X 22,800 ADVANCED DIGITAL INFO COM 007525108 335 44,100 SH X 44,100 ADVANCED ENERGY INDUS COM 007973100 3,032 385,800 SH X 01,02 385,800 ADVANCED MICRO DEVICES COM 007903107 4,243 244,700 SH X 01 244,700 AEROFLEX INC COM 007768104 7,215 858,900 SH X 01,02 858,900 AGERE SYSTEMS CLASS A COM 00845v100 7,556 629,670 SH X 01,02 629,670 AGIL SOFTWARE COM 00846X105 1,417 225,000 SH X 225,000 AMERICAN POWER CONVERSION INC COM 029066107 1,175 49,800 SH X 49,800 AMERICAN RETIREMENT CORP COM 028913101 2,556 174,800 SH X 174,800 ANAREN MICROWAVE COM 032744104 3,766 286,400 SH X 286,400 ANSWERTHINK INC COM 036916104 2,269 639,200 SH X 639,200 APPLIED MICRO CIRCUITS COM 03822W109 4,737 1,850,300 SH X 01,02 1,850,300 ARDENT ACQUISITION CORP COM 03979e100 750 150,000 SH X 01,02 150,000 ASE TEST LTD COM Y02516105 5,654 878,000 SH X 878,000 ASPEN TECHNOLOGY INC COM 045327103 1,174 225,800 SH X 225,800 ASYST TECHNOLOGIES COM 04648X107 2,453 550,000 SH X 550,000 ATI TECHNOLOGIES COM 001941103 1,494 126,100 SH X 01,02 126,100 AVAYA INC COM 053499109 2,879 346,000 SH X 01,02 346,000 BEA SYS INC COM 073325102 3,146 358,300 SH X 02 358,300 BISYS GROUP COM 055472104 1,053 70,500 SH X 70,500 BMC SOFTWARE INC COM 055921100 19,781 1,102,000 SH X 01,02 1,102,000 CABOT MICRO ELECTRONICS COM 12709P103 4,583 158,100 SH X 02 158,100 CALIFORNIA MICRO DEVICES CORP COM 130439102 5,113 900,100 SH X 01 900,100 CALLIDUS SOFTWARE COM 13123E500 1,080 296,600 SH X 296,600 CALLWAVE INC COM 13126N101 2,375 475,000 SH X 475,000 CAMBRIDGE HEART INC RSTD PFD 131910994 256 882,336 SH X 882,336 CENTRA SOFTWARE COM 15234X103 1,804 902,000 SH X 902,000 CHARTERED SEMICONDUCTOR ADR 16133R106 2,349 305,500 SH X 01,02 305,500 CHIPMOS TECHNOLOGIES COM G2110R106 7,995 1,209,600 SH X 01,02 1,209,600 CHORDIANT SOFTWARE INC COM 170404107 2,448 1,255,400 SH X 1,255,400 CIRRUS LOGIC COM 172755100 28,266 5,323,100 SH X 01,02 5,323,100 CITRIX SYS INC COM 177376100 19,934 920,300 SH X 01,02 920,300 COGNOS INC COM 19244C109 7,709 225,800 SH X 01,02 225,800 COLUMN TOTAL 182,177
FORM 13F Page 2 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Managers Voting Authority Name of Issuer Title of CUSIP Fair Shares of Discretion See Instr. (Shares) Class Number Market Principal ----------------------- V ---------------------- Value Amount (a) (b) (c) (a) (b) (c) (x $1,000) Sole Shared-As Shared- Sole Shared None Defined in Other Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ COHU INC COM 192576106 3,005 149,900 SH X 149,900 COMPUTER TASK GROUP COM 205477102 2,826 782,700 SH X 01,02 782,700 COMPUWARE CORP COM 205638109 30,801 4,283,800 SH X 01,02 4,283,800 COMTECH GROUP COM 205821101 1,265 214,000 SH X 214,000 COMVERSE TECHNOLOGY INC COM 205862402 1,132 47,900 SH X 47,900 CORNING INC COM 219350105 2,857 171,900 SH X 01 171,900 CRAY INC COM 225223106 2,270 1,830,400 SH X 01 1,830,400 CYPRESS SEMICONDUCTOR COM 232806109 15,994 1,270,400 SH X 01,02 1,270,400 DIAMONDCLUSTER INTL COM 25278P106 8,883 786,100 SH X 01,02 786,100 DOT HILL SYS COM 25848T109 8,068 1,539,700 SH X 01,02 1,539,700 DOUBLECLICK INC COM 258609304 1,126 134,200 SH X 134,200 E PIPHANY INC COM 26881V100 2,330 669,600 SH X 669,600 ELOYALTY CORP COM 290151307 4,129 701,100 SH X 01 701,100 EMBARCADERO TECH INC COM 290787100 5,709 1,017,700 SH X 1,017,700 EMS TECH INC COM 36873n108 2,643 176,800 SH X 176,800 ENREV COM 0 86,226 SH X 01 86,226 ENTERASYS NETWORKS INC COM 293637104 4,928 5,475,700 SH X 01,02 5,475,700 EPICOR SOFTWARE CORP COM 29426L108 15,046 1,139,839 SH X 01,02 1,139,839 FILENET CORP COM 316869106 25,110 998,800 SH X 01,02 998,800 FINISAR CORP COM 31787A101 5,146 4,901,200 SH X 01,02 4,901,200 FSI INTL COM 302633102 2,677 719,644 SH X 719,644 GATEWAY INC COM 367626108 8,678 2,629,800 SH X 01,02 2,629,800 GEMSTAR-TV GUIDE INTL COM 36866W106 791 220,400 SH X 220,400 GOREMOTE INTERNET COMMUNICATIO COM 382859106 1,583 1,008,000 SH X 1,008,000 HARRIS INTERRACTIVE COM 414549105 8,660 1,778,300 SH X 01,02 1,778,300 HEALTHSOUTH COM 421924101 8,569 1,530,200 SH X 01,02 1,530,200 HYPERCOM CORP COM 44913M105 1,249 193,000 SH X 193,000 HYPERION SOLUTIONS CORP COM 44914M104 19,363 481,200 SH X 01,02 481,200 IDT CORP CLASS B STOCK COM 448947101 974 73,600 SH X 02 73,600 IDT CORPORATION COM 448947309 6,102 463,700 SH X 01,02 463,700 INDUS INTL INC COM 45578L100 7,880 3,203,200 SH X 01,02 3,203,200 INFINEON TECH COM 45662N103 1,850 200,000 SH X 02 200,000 INFORMATICA CORP COM 45666Q102 13,793 1,644,000 SH X 01,02 1,644,000 INGRAM MICRO INC COM 457153104 4,698 300,000 SH X 02 300,000 INPUT OUTPUT INC COM 457652105 3,454 550,000 SH X 01,02 550,000 INTEGRATED CIRCUIT SYS COM 45811K208 16,888 818,200 SH X 01,02 818,200 INTEGRATED SILIC SOLTN COM 45812P107 10,690 1,442,600 SH X 01,02 1,442,600 INTERACTIVE INTELLIGENCE INC COM 45839M103 7,194 1,421,800 SH X 01 1,421,800 INTERNET SECURITY SYSTEMS COM 46060X107 8,315 409,800 SH X 01,02 409,800 COLUMN TOTAL 276,676
FORM 13F Page 3 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Managers Voting Authority Name of Issuer Title of CUSIP Fair Shares of Discretion See Instr. (Shares) Class Number Market Principal ----------------------- V ---------------------- Value Amount (a) (b) (c) (a) (b) (c) (x $1,000) Sole Shared-As Shared- Sole Shared None Defined in Other Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ INTERWOVEN INC COM 46114T102 2,407 319,700 SH X 319,700 INTEVAC INC COM 461148108 2,968 283,500 SH X 283,500 IOMEGA CORP COM 462030107 795 300,000 SH X 300,000 IPASS INC COM 46261V108 1,553 256,210 SH X 01 256,210 JDS UNIPHASE CORP COM 46612J101 663 436,500 SH X 01 436,500 JUNIPER NETWORKS COM 48203R104 10,926 433,900 SH X 01,02 433,900 KBL HEALTHCARE ACQUISITION COR COM 48241R207 1,550 250,000 SH X 250,000 KEMET CORP COM 488360108 6,328 1,004,500 SH X 01,02 1,004,500 KEYNOTE SYS INC COM 493308100 3,221 276,000 SH X 276,000 LAM RESH CORP COM 512807108 4,664 161,100 SH X 01,02 161,100 LAWSON SOFTWARE INC COM 520780107 1,144 222,200 SH X 222,200 LEADIS TECHNOLOGY INC COM 52171N103 2,882 358,000 SH X 358,000 LIBERTY GLOBAL INC., CL A COM 530555101 13,573 291,200 SH X 01,02 291,200 LOOKSMART LTD COM 543442107 4,995 6,750,400 SH X 6,750,400 LUCENT TECHNOLOGIES, INC COM 549463107 5,561 1,911,100 SH X 01,02 1,911,100 MAJESCO ENTERTAINMENT CO COM 560690208 1,880 287,500 SH X 287,500 MANUGISTICS GROUP INC COM 565011103 5,332 2,995,500 SH X 01,02 2,995,500 MATRIXONE INC COM 57685P304 2,594 518,900 SH X 518,900 MEDIACOM COMMUNICATION CL A COM 58446K105 1,202 175,000 SH X 02 175,000 MEMC ELECTR MATLS INC COM 552715104 8,043 510,000 SH X 01,02 510,000 METASOLV INC COM 59139p104 2,002 844,600 SH X 844,600 MICROMUSE INC COM 595094103 19,920 3,525,600 SH X 01,02 3,525,600 MICRON TECHNOLOGY INC COM 595112103 3,573 350,000 SH X 02 350,000 MINDSPEED TECHNOLOGIES COM 602682106 536 439,600 SH X 01,02 439,600 MIPS TECHNOLOGIES COM 604567107 2,196 305,000 SH X 305,000 MOLEX INC COM 608554101 4,026 154,600 SH X 02 154,600 MRO SOFTWARE COM 55347W105 438 30,000 SH X 30,000 MSC SOFTWARE INC COM 553531104 10,446 759,700 SH X 01,02 759,700 McFEE INC COM 579064106 8,354 319,100 SH X 01,02 319,100 NAM TAI ELECTRONICS INC COM 629865205 4,507 198,200 SH X 01,02 198,200 NETIQ CORP COM 64115P102 19,991 1,764,400 SH X 01,02 1,764,400 NIKU CORP COM 654113703 12,175 587,300 SH X 587,300 NITROMED COM 654798503 5,228 268,800 SH X 01,02 268,800 ON SEMICONDUCTOR CORP COM 682189105 438 95,200 SH X 95,200 OPNET TECHNOLOGIES COM 683757108 4,440 548,100 SH X 548,100 PALMSOURCE INC COM 697154102 10,638 1,251,500 SH X 01,02 1,251,500 PARADYNE NETWORKS INC COM 69911G107 3,329 1,839,400 SH X 1,839,400 PEMSTAR INC COM 706552106 984 984,500 SH X 984,500 COLUMN TOTAL 195,502
FORM 13F Page 4 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Managers Voting Authority Name of Issuer Title of CUSIP Fair Shares of Discretion See Instr. (Shares) Class Number Market Principal ----------------------- V ---------------------- Value Amount (a) (b) (c) (a) (b) (c) (x $1,000) Sole Shared-As Shared- Sole Shared None Defined in Other Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ PLANAR SYSTEMS INC COM 726900103 4,206 572,300 SH X 572,300 PLUMTREE SOFTWARE INC COM 72940Q104 5,088 1,044,700 SH X 1,044,700 QAD INC COM 74727D108 1,059 137,500 SH X 137,500 QLT INC COM 746927102 8,153 782,400 SH X 01,02 782,400 REDBACK NETWORKS INC COM 757209507 5,472 857,700 SH X 02 857,700 RIVERSTONE NETWORKS COM 769320102 5,100 8,160,250 SH X 01 8,160,250 S1 CORPORATION COM 78463B101 17,424 3,699,328 SH X 01,02 3,699,328 SANMINA-SCI CORP. COM 800907107 3,971 726,000 SH X 01,02 726,000 SCAN SOFT INC COM 80603P107 5,923 1,571,000 SH X 01,02 1,571,000 SEAGATE TECHNOLOGY HOLDINGS COM G7945J104 1,141 65,000 SH X 02 65,000 SEEBEYOND TECHNOLOGIES COM 815704101 9,060 2,167,400 SH X 01,02 2,167,400 SEMI CONDUCTOR MANUFACTURING INC ADR 81663N206 6,051 587,500 SH X 01,02 587,500 SERENA SOFTWARE INC COM 817492101 965 50,000 SH X 50,000 SILICON MOTION TECHNOLOGY COM 82706C108 892 85,000 SH X 01 85,000 SIRENZA MICRODEVICES INC COM 82966t106 2,356 685,000 SH X 685,000 SKYWORKS SOLUTIONS COM 83088M102 6,238 846,400 SH X 01,02 846,400 SOLECTRON CORP COM 834182107 4,574 1,206,965 SH X 01,02 1,206,965 STATS CHIPPAC, LTD ADR 85771t104 9,498 1,334,000 SH X 01,02 1,334,000 STRATEX NETWORKS COM 86279T109 1,687 980,600 SH X 980,600 SUPPORT COM INC COM 868587106 2,512 484,100 SH X 484,100 SYCAMORE NETWORKS INC COM 871206108 9,123 2,644,300 SH X 01,02 2,644,300 SYMANTEC CORP COM 871503108 9,979 459,000 SH X 01,02 459,000 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 465 51,000 SH X 51,000 TELECOMMUNICATIONS SYS CL A COM 87929J103 2,786 1,232,600 SH X 1,232,600 TIVO INC COM 888706108 3,627 543,000 SH X 543,000 TRIQUINT SEMICONDUCTOR COM 89674K103 5,011 1,504,900 SH X 01 1,504,900 TTI TEAM TELECOM LTD COM M88258104 2,136 909,091 SH X 909,091 TUMBLEWEED COMMUNICTNS CORP COM 899690101 601 231,000 SH X 231,000 ULTRA CLEAN HLDGS INC COM 90385V107 1,787 238,300 SH X 01,02 238,300 UNITED MICROELECTRONICS ADR 910873207 15,081 3,669,300 SH X 01,02 3,669,300 VANTAGEMED CORPORATION COM 92208W106 1,323 1,612,904 SH X 1,612,904 VEECO INSTRS INC DEL COM 922417100 2,361 145,000 SH X 145,000 VERITY INC COM 92343C106 11,633 1,326,500 SH X 01,02 1,326,500 VICOR CORP COM 925815102 1,648 121,200 SH X 121,200 VISHAY INTERTECHNOLOGY COM 928298108 3,858 325,000 SH X 01,02 325,000 VITRIA TECHNOLOGY COM 92849Q104 3,115 890,025 SH X 890,025 WEBMD CORP COM 94769M105 7,260 706,900 SH X 01,02 706,900 WEBMETHODS COM 94768C108 1,169 208,700 SH X 208,700 COLUMN TOTAL 184,333
FORM 13F Page 5 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Managers Voting Authority Name of Issuer Title of CUSIP Fair Shares of Discretion See Instr. (Shares) Class Number Market Principal ----------------------- V ---------------------- Value Amount (a) (b) (c) (a) (b) (c) (x $1,000) Sole Shared-As Shared- Sole Shared None Defined in Other Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ WEBSENSE INC COM 947684106 7,294 151,800 SH X 01,02 151,800 ZARLINK SEMICONDUCTOR INC COM 989139100 2,942 2,179,400 SH X 01 2,179,400 ZHONE TECHNOLOGIES INC COM 98950P108 15,538 4,638,350 SH X 01,02 4,638,350 ACUSPHERE INC CONVERTIBLE PREF PFD 00511R862 3,500 70,000 SH X 70,000 ELOYALTY CORP SERIES B CONV PFD 290151984 132 22,475 SH X 22,475 COLUMN TOTAL 29,406
FORM 13F Page 6 of 6 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC (SEC USE ONLY)
- ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: S SQUARED Item 2: Item 3: Item 4: Item 5: Investment Managers Voting Authority TECHNOLOGY, LLC Title of CUSIP Fair Shares of Discretion See Instr. (Shares) ADDITIONS TO 13F Class Number Market Principal ----------------------- V ---------------------- Value Amount (a) (b) (c) (a) (b) (c) (x $1,000) Sole Shared-As Shared- Sole Shared None Defined in Other Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ RAINMAKER SYSTEMS COM 750875106 59 100 SH X 100 COLUMN TOTAL 59 GRAND TOTAL 868,153
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