-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6D4Ab3b1V0QcKqlQe2135MpHuXRD2VxJRbdth6Ee45gBBLP6BkyPla1xG6tAl0h JOdGazZEm3V6JsLBUjV1zg== 0000877318-99-000070.txt : 20040401 0000877318-99-000070.hdr.sgml : 20040401 19991115122600 ACCESSION NUMBER: 0000877318-99-000070 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 DATE AS OF CHANGE: 20010118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST PACIFIC ADVISORS INC CENTRAL INDEX KEY: 0000109501 IRS NUMBER: 094167941 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00073 FILM NUMBER: 99752939 BUSINESS ADDRESS: STREET 1: 11400 WEST OLYMPIC BLVD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 3109965458 FORMER COMPANY: FORMER CONFORMED NAME: ANGELES MANAGEMENT CO DATE OF NAME CHANGE: 19600201 13F-HR 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Pacific Advisors, Inc. Address: 11400 West Olympic Blvd. Suite 1200 Los Angeles, CA 90064 Form 13F File Number: 28-04689 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Richard Atwood Title: Senior Vice President Phone: (310) 996-5458 Signature, Place, and Date of Signing: J. Richard Atwood Los Angeles, CA 90064 11/12/99 - ------------------------------ -------------------- -------- Signature City, State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 380 Form 13F Information Table Value Total: $2,422,065 List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- -------- --------- -------- ---------------------- -------- ------------ -------------------------- TITLE CUSIP VALUE SHARES / SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (x$1000) PRINCIPAL AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - -------------------------------- -------- --------- -------- ------------- --- ---- -------- ------------ -------- -------- -------- AVX CORPORATION COMMON 002444107 21953 625000 SH SOLE 9 625000 AVX CORPORATION COMMON 002444107 8960 255100 SH DEFINED 1 255100 ADOBE SYSTEMS INCORPORATED COMMON 00724F101 27308 240600 SH SOLE 9 240600 ADVANCED NEUROMODULATION SYSTEMS COMMON 00757T101 330 40000 SH DEFINED 3 40000 ADVANCED NEUROMODULATION SYSTEMS COMMON 00757T101 825 100000 SH DEFINED 3 100000 AIRBORNE FREIGHT CORPORATION COMMON 009266107 2106 100000 SH DEFINED 3 100000 AIRNET SYSTEMS, INC. COMMON 009417106 183 20000 SH DEFINED 1 20000 ALAMO GROUP, INC. COMMON 011311107 270 29184 SH DEFINED 3 29184 AMERCO COMMON 023586100 4324 151400 SH DEFINED 4 151400 AMERCO COMMON 023586100 2856 100000 SH DEFINED 2 100000 AMERIPATH, INC. COMMON 03071D109 419 50000 SH DEFINED 3 50000 AMERIPATH, INC. COMMON 03071D109 544 65000 SH DEFINED 3 65000 ANGELICA CORP. COMMON 034663104 5799 504300 SH SOLE 9 504300 ANGELICA CORP. COMMON 034663104 6073 528100 SH DEFINED 1 528100 ANGELICA CORP. COMMON 034663104 4830 420000 SH DEFINED 1 420000 APPLIED GRAPHICS TECHNOLOGIES COMMON 037937109 7272 843180 SH SOLE 9 843180 APPLIED GRAPHICS TECHNOLOGIES COMMON 037937109 104 12000 SH DEFINED 1 12000 ARROW ELECTRONICS INC. COMMON 042735100 30629 1737800 SH SOLE 9 1737800 ARROW ELECTRONICS INC. COMMON 042735100 3833 217500 SH DEFINED 4 217500 ARROW ELECTRONICS INC. COMMON 042735100 2679 152000 SH DEFINED 2 152000 ARROW ELECTRONICS INC. COMMON 042735100 18506 1050000 SH DEFINED 1 1050000 ARROW ELECTRONICS INC. COMMON 042735100 21309 1209000 SH DEFINED 1 1209000 AVNET, INC. COMMON 053807103 3395 80829 SH DEFINED 1 80829 AVNET, INC. COMMON 053807103 4591 109299 SH DEFINED 1 109299 BACOU USA INC. COMMON 056439102 8320 498600 SH SOLE 9 498600 BELDEN INC. COMMON 077459105 22124 1079200 SH SOLE 9 1079200 BELDEN INC. COMMON 077459105 2782 135700 SH DEFINED 1 135700 BELDEN INC. COMMON 077459105 5945 290000 SH DEFINED 1 290000 BELL SPORTS CORP CV CONVERT 077903AA0 327 385 PRN SOLE 9 385 BELLWETHER EXPLORATION CO. COMMON 079895207 1188 190000 SH DEFINED 3 190000 BLACK BOX CORPORATION COMMON 091826107 23111 440200 SH SOLE 9 440200 BLACK BOX CORPORATION COMMON 091826107 105 2000 SH DEFINED 1 2000 BROWN & BROWN INC. COMMON 115236101 9633 289700 SH SOLE 9 289700 CKE RESTAURANTS, INC. COMMON 12561E105 1053 145300 SH DEFINED 4 145300 CKE RESTAURANTS, INC. COMMON 12561E105 957 132000 SH DEFINED 2 132000 CKE RESTAURANTS, INC. COMMON 12561E105 341 47100 SH DEFINED 1 47100 CKE RESTAURANTS, INC. CV CONVERT 12561EAB1 7680 12000 PRN SOLE 9 12000 CKE RESTAURANTS, INC. CV CONVERT 12561EAB1 3124 4881 PRN DEFINED 4 4881 CKE RESTAURANTS, INC. CV CONVERT 12561EAB1 1574 2460 PRN DEFINED 2 2460 CKE RESTAURANTS, INC. CV CONVERT 12561EAB1 512 800 PRN DEFINED 1 800 CKE RESTAURANTS, INC. CV CONVERT 12561EAB1 1280 2000 PRN DEFINED 1 2000 CPI CORP. COMMON 125902106 10150 296900 SH SOLE 9 296900 CPI CORP. COMMON 125902106 13328 389850 SH DEFINED 1 389850 CPI CORP. COMMON 125902106 13128 384000 SH DEFINED 1 384000 CAPITAL AUTOMOTIVE REIT COMMON 139733109 2434 196700 SH DEFINED 4 196700 CAPITAL AUTOMOTIVE REIT COMMON 139733109 15 1200 SH DEFINED 2 1200 CARNIVAL CORPORATION COMMON 143658102 10292 236600 SH SOLE 9 236600 CENTER TRUST, INC. "A" CV CONVERT 151845AA2 5627 5908 PRN SOLE 9 5908 CENTER TRUST, INC. "A" CV CONVERT 151845AA2 1448 1520 PRN DEFINED 4 1520 CENTER TRUST, INC. "A" CV CONVERT 151845AA2 548 575 PRN DEFINED 2 575 CENTRAL GARDEN & PET CO. CV CONVERT 153527AC0 1778 2500 PRN SOLE 9 2500 CHAMPION ENTERPRISES, INC. COMMON 158496109 9858 1095300 SH SOLE 9 1095300 CHAMPION ENTERPRISES, INC. COMMON 158496109 9953 1105900 SH DEFINED 1 1105900 CHAMPION ENTERPRISES, INC. COMMON 158496109 10525 1169400 SH DEFINED 1 1169400 CHANNELL COMMERCIAL CORP. COMMON 159186105 3178 313900 SH SOLE 9 313900 CHANNELL COMMERCIAL CORP. COMMON 159186105 153 15100 SH DEFINED 1 15100 CHARMING SHOPPES, INC. COMMON 161133103 3562 695000 SH DEFINED 1 695000 CHARMING SHOPPES INC. CV CONVERT 161133AA1 6370 7000 PRN SOLE 9 7000 CHARMING SHOPPES INC. CV CONVERT 161133AA1 3153 3465 PRN DEFINED 4 3465 CHARMING SHOPPES INC. CV CONVERT 161133AA1 1142 1255 PRN DEFINED 2 1255 CHARMING SHOPPES INC. CV CONVERT 161133AA1 910 1000 PRN DEFINED 1 1000 CHARMING SHOPPES INC. CV CONVERT 161133AA1 6552 7200 PRN DEFINED 1 7200 CHECKPOINT SYSTEMS, INC. CONVERT 162825AB9 1460 2000 PRN SOLE 9 2000 CIRCUIT CITY STORES INC. COMMON 172737108 14715 348800 SH SOLE 9 348800 CLAYTON HOMES, INC. COMMON 184190106 7397 851500 SH SOLE 9 851500 COACHMEN INDS INC. COMMON 189873102 13028 840500 SH SOLE 9 840500 COACHMEN INDS INC. COMMON 189873102 2403 155000 SH DEFINED 4 155000 COACHMEN INDS INC. COMMON 189873102 1294 83500 SH DEFINED 2 83500 COACHMEN INDS INC. COMMON 189873102 12147 783700 SH DEFINED 1 783700 COACHMEN INDS INC. COMMON 189873102 11571 746500 SH DEFINED 1 746500 COLE NATIONAL CORPORATION COMMON 193290103 304 39500 SH DEFINED 1 39500 COLUMBIA HCA HEALTHCARE CORP. COMMON 197677107 404 19048 SH DEFINED 3 19048 COMDISCO INC. COMMON 200336105 16738 866700 SH SOLE 9 866700 COMDISCO INC. COMMON 200336105 13511 699600 SH DEFINED 1 699600 COMDISCO INC. COMMON 200336105 17592 910900 SH DEFINED 1 910900 CONSECO, INC. COMMON 208464107 25004 1316000 SH SOLE 9 1316000 CONSECO, INC. COMMON 208464107 2964 156000 SH DEFINED 4 156000 CONSECO, INC. COMMON 208464107 1559 82039 SH DEFINED 2 82039 CONSECO, INC. COMMON 208464107 23209 1221541 SH DEFINED 1 1221541 CONSECO, INC. COMMON 208464107 26798 1410400 SH DEFINED 1 1410400 CONSOLIDATED STORES CORPORATION COMMON 210149100 32542 1475000 SH SOLE 9 1475000 CONSOLIDATED STORES CORPORATION COMMON 210149100 7406 335700 SH DEFINED 4 335700 CONSOLIDATED STORES CORPORATION COMMON 210149100 4768 216100 SH DEFINED 2 216100 CONSOLIDATED STORES CORPORATION COMMON 210149100 30396 1377700 SH DEFINED 1 1377700 CONSOLIDATED STORES CORPORATION COMMON 210149100 34065 1544000 SH DEFINED 1 1544000 COUNTRYWIDE CREDIT INDUSTRIES COMMON 222372104 4067 126100 SH SOLE 9 126100 COUNTRYWIDE CREDIT INDUSTRIES COMMON 222372104 4054 125700 SH DEFINED 1 125700 COUNTRYWIDE CREDIT INDUSTRIES COMMON 222372104 6076 188400 SH DEFINED 1 188400 CRAIG CORP. COMMON 224174102 213 32200 SH DEFINED 1 32200 CRAIG CORP CL A PFD COMMON 224174201 1749 269000 SH SOLE 9 269000 CRAIG CORP CL A PFD COMMON 224174201 1743 268200 SH DEFINED 1 268200 CRAIG CORP CL A PFD COMMON 224174201 2335 359200 SH DEFINED 1 359200 CRANE CO. COMMON 224399105 12094 539000 SH SOLE 9 539000 CROWN AMERICAN REALTY (REIT) COMMON 228186102 3425 532000 SH DEFINED 4 532000 CROWN AMERICAN REALTY (REIT) COMMON 228186102 1701 264250 SH DEFINED 2 264250 CROWN AMERICAN REALTY 11.00% PFD COMMON 228186201 4847 117500 SH SOLE 9 117500 CROWN AMERICAN REALTY 11.00% PFD COMMON 228186201 2867 69500 SH DEFINED 4 69500 CROWN AMERICAN REALTY 11.00% PFD COMMON 228186201 908 22000 SH DEFINED 2 22000 CROWN AMERICAN REALTY 11.00% PFD COMMON 228186201 825 20000 SH DEFINED 1 20000 DBT ONLINE, INC. COMMON 233044106 11197 449000 SH DEFINED 3 449000 DBT ONLINE, INC. COMMON 233044106 998 40000 SH DEFINED 3 40000 DRS TECHNOLOGIES, INC COMMON 23330X100 4287 428700 SH SOLE 9 428700 DRS TECHNOLOGIES, INC COMMON 23330X100 4073 407300 SH DEFINED 1 407300 DRS TECHNOLOGIES, INC COMMON 23330X100 2471 247100 SH DEFINED 1 247100 DRS TECHNOLOGIES, INC. CV CONVERT 23330XAB6 4480 4000 PRN SOLE 9 4000 DRS TECHNOLOGIES, INC. CV CONVERT 23330XAB6 560 500 PRN DEFINED 1 500 DAL-TILE INTERNATIONAL INC. COMMON 23426R108 1191 150000 SH DEFINED 3 150000 DAY RUNNER, INC. COMMON 239545106 669 79900 SH DEFINED 4 79900 DAY RUNNER, INC. COMMON 239545106 813 97100 SH DEFINED 2 97100 DAY RUNNER, INC. COMMON 239545106 162 19400 SH DEFINED 1 19400 DE BEERS CONS. MINES -ADR COMMON 240253302 2700 100000 SH DEFINED 3 100000 DENISON INTERNATIONAL PLC-ADR COMMON 248335101 7690 661500 SH SOLE 9 661500 DENTSPLY INTERNATIONAL, INC. COMMON 249030107 10090 443500 SH SOLE 9 443500 DONALDSON CO INC COMMON 257651109 8044 346900 SH SOLE 9 346900 DUCKWALL-ALCO STORES, INC. COMMON 264142100 569 69000 SH DEFINED 3 69000 EEX CORPORATION COMMON 26842V207 5875 2000000 SH SOLE 9 2000000 EEX CORPORATION COMMON 26842V207 3672 1250000 SH DEFINED 3 1250000 EEX CORPORATION COMMON 26842V207 382 130000 SH DEFINED 3 130000 ENSCO INTERNATIONAL, INC COMMON 26874Q100 19208 1063400 SH SOLE 9 1063400 ENSCO INTERNATIONAL, INC COMMON 26874Q100 16757 927700 SH DEFINED 1 927700 ENSCO INTERNATIONAL, INC COMMON 26874Q100 18711 1035900 SH DEFINED 1 1035900 EXABYTE CORP COMMON 300615101 5111 1176600 SH SOLE 9 1176600 EXABYTE CORP COMMON 300615101 4472 1029600 SH DEFINED 1 1029600 EXABYTE CORP COMMON 300615101 4300 990000 SH DEFINED 1 990000 EXPEDITORS INT'L WASH., INC. COMMON 302130109 4885 152200 SH SOLE 9 152200 FEDDERS CORPORATION COMMON 313135105 720 120000 SH DEFINED 1 120000 FEDDERS CORPORATION COMMON 313135105 749 124800 SH DEFINED 1 124800 FEDDERS CORPORATION CLASS A COMMON 313135303 1169 236800 SH DEFINED 1 236800 FEDDERS CORPORATION CLASS A COMMON 313135303 494 100000 SH DEFINED 1 100000 FEDERAL SIGNAL CORP COMMON 313855108 3643 183300 SH SOLE 9 183300 THE FINISH LINE, INC.- CLASS A COMMON 317923100 147 16800 SH DEFINED 4 16800 THE FINISH LINE, INC.- CLASS A COMMON 317923100 734 83900 SH DEFINED 2 83900 THE FINISH LINE, INC.- CLASS A COMMON 317923100 309 35300 SH DEFINED 1 35300 FLEETWOOD ENTERPRISES, INC. COMMON 339099103 1696 84000 SH DEFINED 1 84000 FLEETWOOD ENTERPRISES, INC. COMMON 339099103 4381 217000 SH DEFINED 1 217000 FLEXSTEEL INDUSTRIES INC COMMON 339382103 1816 134500 SH SOLE 9 134500 FLEXSTEEL INDUSTRIES INC COMMON 339382103 1994 147700 SH DEFINED 1 147700 FLEXSTEEL INDUSTRIES INC COMMON 339382103 1620 120000 SH DEFINED 1 120000 FLORIDA ROCK INDS INC COMMON 341140101 5383 154900 SH DEFINED 1 154900 FLORIDA ROCK INDS INC COMMON 341140101 10324 297100 SH DEFINED 1 297100 FOREMOST CORP AMERICA COMMON 345469100 3026 126100 SH SOLE 9 126100 FOREMOST CORP AMERICA COMMON 345469100 7008 292000 SH DEFINED 4 292000 FOREMOST CORP AMERICA COMMON 345469100 3996 166500 SH DEFINED 2 166500 FOREMOST CORP AMERICA COMMON 345469100 3036 126500 SH DEFINED 1 126500 FOREMOST CORP AMERICA COMMON 345469100 10176 424000 SH DEFINED 1 424000 FRITZ COMPANIES, INC. COMMON 358846103 5227 503800 SH DEFINED 4 503800 FRITZ COMPANIES, INC. COMMON 358846103 2906 280100 SH DEFINED 2 280100 FRITZ COMPANIES, INC. COMMON 358846103 374 36000 SH DEFINED 1 36000 GPA GROUP CV PREFERENCE SH 10% COMMON 361931992 950 9124 SH DEFINED 4 9124 GALILEO INTERNATIONAL, INC. COMMON 363547100 13013 323300 SH SOLE 9 323300 GOOD GUYS INC COMMON 382091106 2813 441300 SH SOLE 9 441300 GOOD GUYS INC COMMON 382091106 1041 163300 SH DEFINED 4 163300 GOOD GUYS INC COMMON 382091106 122 19200 SH DEFINED 2 19200 GOOD GUYS INC COMMON 382091106 5446 854200 SH DEFINED 1 854200 GOOD GUYS INC COMMON 382091106 3666 575000 SH DEFINED 1 575000 GRACO, INC. COMMON 384109104 20257 617350 SH SOLE 9 617350 GYMBOREE CORPORATION COMMON 403777105 9823 1428800 SH SOLE 9 1428800 GYMBOREE CORPORATION COMMON 403777105 499 72600 SH DEFINED 4 72600 GYMBOREE CORPORATION COMMON 403777105 1119 162700 SH DEFINED 2 162700 GYMBOREE CORPORATION COMMON 403777105 5769 839100 SH DEFINED 1 839100 GYMBOREE CORPORATION COMMON 403777105 2406 350000 SH DEFINED 1 350000 HEILIG-MEYERS COMPANY COMMON 422893107 5340 1124200 SH DEFINED 3 1124200 HOMEBASE, INC. COMMON 43738E108 8070 2049400 SH SOLE 9 2049400 HOMEBASE, INC. COMMON 43738E108 504 128000 SH DEFINED 4 128000 HOMEBASE, INC. COMMON 43738E108 245 62300 SH DEFINED 2 62300 HOMEBASE, INC. COMMON 43738E108 6254 1588200 SH DEFINED 1 1588200 HOMEBASE, INC. COMMON 43738E108 6061 1539400 SH DEFINED 1 1539400 HOMEBASE, INC. CV RULE 144A CONVERT 43738EAA6 2529 3665 PRN DEFINED 4 3665 HOMEBASE, INC. CV RULE 144A CONVERT 43738EAA6 138 200 PRN DEFINED 1 200 HOMEBASE, INC. CV CONVERT 43738EAB4 5728 8302 PRN SOLE 9 8302 HOMEBASE, INC. CV CONVERT 43738EAB4 383 555 PRN DEFINED 4 555 HOMEBASE, INC. CV CONVERT 43738EAB4 856 1240 PRN DEFINED 2 1240 HOMEBASE, INC. CV CONVERT 43738EAB4 276 400 PRN DEFINED 1 400 HOMESTAKE MINING COMPANY COMMON 437614100 17456 1900000 SH SOLE 9 1900000 HOMESTAKE MINING COMPANY COMMON 437614100 1838 200000 SH DEFINED 3 200000 HON INDUSTRIES INC. COMMON 438092108 12805 665200 SH SOLE 9 665200 HORACE MANN EDUCATORS CORP. COMMON 440327104 7744 300000 SH SOLE 9 300000 HORACE MANN EDUCATORS CORP. COMMON 440327104 9158 354800 SH DEFINED 1 354800 HORACE MANN EDUCATORS CORP. COMMON 440327104 9329 361400 SH DEFINED 1 361400 HUTCHINSON TECHNOLOGY INC. COMMON 448407106 16856 624300 SH SOLE 9 624300 HUTCHINSON TECHNOLOGY INC. COMMON 448407106 17034 630900 SH DEFINED 1 630900 HUTCHINSON TECHNOLOGY INC. COMMON 448407106 18368 680300 SH DEFINED 1 680300 IHOP CORP. COMMON 449623107 3524 174000 SH DEFINED 4 174000 IHOP CORP. COMMON 449623107 1278 63100 SH DEFINED 2 63100 IDEX CORP. COMMON 45167R104 16300 575700 SH SOLE 9 575700 INT'L ALUMINUM CORP. COMMON 458884103 4633 168100 SH SOLE 9 168100 INT'L ALUMINUM CORP. COMMON 458884103 5331 193400 SH DEFINED 1 193400 INT'L ALUMINUM CORP. COMMON 458884103 1378 50000 SH DEFINED 1 50000 INTERVOICE-BRITE, INC. COMMON 461142101 135 12192 SH DEFINED 3 12192 INTERVOICE-BRITE, INC. COMMON 461142101 140 12681 SH DEFINED 3 12681 IVAX CORPORATION CV CONVERT 465823AA0 1444 1500 PRN SOLE 9 1500 JLK DIRECT DISTRIBUTION, INC. COMMON 46621C105 6211 828100 SH SOLE 9 828100 JLK DIRECT DISTRIBUTION, INC. COMMON 46621C105 128 17000 SH DEFINED 4 17000 JLK DIRECT DISTRIBUTION, INC. COMMON 46621C105 94 12500 SH DEFINED 2 12500 JLK DIRECT DISTRIBUTION, INC. COMMON 46621C105 191 25500 SH DEFINED 1 25500 JO-ANN STORES, INC.- CLASS A COMMON 47758P109 5538 445300 SH DEFINED 1 445300 JO-ANN STORES, INC.- CLASS A COMMON 47758P109 5535 445000 SH DEFINED 1 445000 JO-ANN STORES, INC. - CLASS B COMMON 47758P208 6404 624800 SH DEFINED 1 624800 JO-ANN STORES, INC. - CLASS B COMMON 47758P208 4684 457000 SH DEFINED 1 457000 KAYDON CORP COMMON 486587108 11786 473800 SH SOLE 9 473800 KEITHLEY INSTRUMENTS, INC. COMMON 487584104 2385 168100 SH SOLE 9 168100 KEITHLEY INSTRUMENTS, INC. COMMON 487584104 3063 215900 SH DEFINED 1 215900 KEITHLEY INSTRUMENTS, INC. COMMON 487584104 4114 290000 SH DEFINED 1 290000 KEMET CORPORATION COMMON 488360108 70012 2190000 SH SOLE 9 2190000 KEMET CORPORATION COMMON 488360108 33161 1037300 SH DEFINED 1 1037300 KEMET CORPORATION COMMON 488360108 33698 1054100 SH DEFINED 1 1054100 KIMCO REALTY CORPORATION COMMON 49446R109 29 800 SH DEFINED 2 800 KIMCO REALTY 7.50% SERIES D COMMON 49446R877 6 288 SH DEFINED 2 288 KOGER EQUITY, INC. COMMON 500228101 4800 300000 SH SOLE 9 300000 LA-Z-BOY INCORPORATED COMMON 505336107 1563 82000 SH DEFINED 1 82000 LA-Z-BOY INCORPORATED COMMON 505336107 2669 140000 SH DEFINED 1 140000 LANCASTER COLONY CORP. COMMON 513847103 12925 403900 SH SOLE 9 403900 LANDAUER INC COMMON 51476K103 7696 306300 SH SOLE 9 306300 LONE STAR STEAKHOUSE & SALOON COMMON 542307103 449 58368 SH DEFINED 3 58368 LONE STAR STEAKHOUSE & SALOON COMMON 542307103 331 43000 SH DEFINED 3 43000 LONE STAR STEAKHOUSE & SALOON COMMON 542307103 1591 207000 SH DEFINED 1 207000 LUBY'S, INC. COMMON 549282101 1725 150000 SH SOLE 9 150000 LUBY'S, INC. COMMON 549282101 5750 500000 SH DEFINED 3 500000 MAGELLAN HEALTH SERVICES, INC. COMMON 559079108 13163 1800000 SH SOLE 9 1800000 MAGELLAN HEALTH SERVICES, INC. COMMON 559079108 3656 500000 SH DEFINED 3 500000 MANPOWER INC. COMMON 56418H100 15908 546200 SH SOLE 9 546200 MANPOWER INC. COMMON 56418H100 6189 212500 SH DEFINED 1 212500 MANPOWER INC. COMMON 56418H100 7514 258000 SH DEFINED 1 258000 MARSHALL INDUSTRIES COMMON 572393106 31025 850000 SH SOLE 9 850000 MARSHALL INDUSTRIES COMMON 572393106 23981 657000 SH DEFINED 1 657000 MARSHALL INDUSTRIES COMMON 572393106 17728 485700 SH DEFINED 1 485700 MASCOTECH, INC. CV CONVERT 574670AB1 1600 2000 PRN SOLE 9 2000 THE MCCLATCHY COMPANY COMMON 579489105 3714 103875 SH DEFINED 1 103875 THE MCCLATCHY COMPANY COMMON 579489105 9558 267350 SH DEFINED 1 267350 MERRILL CORPORATION COMMON 590175105 8408 421700 SH DEFINED 1 421700 MERRILL CORPORATION COMMON 590175105 13159 660000 SH DEFINED 1 660000 METHODE ELECTRONICS, INC., CL A COMMON 591520200 10953 580300 SH SOLE 9 580300 MICHAELS STORES, INC. COMMON 594087108 37191 1260700 SH SOLE 9 1260700 MICHAELS STORES, INC. COMMON 594087108 6171 209200 SH DEFINED 4 209200 MICHAELS STORES, INC. COMMON 594087108 4171 141400 SH DEFINED 2 141400 MICHAELS STORES, INC. COMMON 594087108 27414 929300 SH DEFINED 1 929300 MICHAELS STORES, INC. COMMON 594087108 31123 1055000 SH DEFINED 1 1055000 MICHAELS STORES, INC. CV CONVERT 594087AC2 16776 17250 PRN SOLE 9 17250 MICHAELS STORES, INC. CV CONVERT 594087AC2 4328 4450 PRN DEFINED 4 4450 MICHAELS STORES, INC. CV CONVERT 594087AC2 1590 1635 PRN DEFINED 2 1635 MICHAELS STORES, INC. CV CONVERT 594087AC2 1070 1100 PRN DEFINED 1 1100 MIDAS INC. COMMON 595626102 5342 259000 SH DEFINED 4 259000 MIDAS INC. COMMON 595626102 2970 144000 SH DEFINED 2 144000 MORRISON KNUDSEN CORP. COMMON 61844A109 8211 796232 SH DEFINED 3 796232 NCH CORP COMMON 628850109 904 20000 SH DEFINED 1 20000 NCH CORP COMMON 628850109 1473 32600 SH DEFINED 1 32600 NCR CORPORATION COMMON 62886E108 2632 79600 SH DEFINED 4 79600 NCR CORPORATION COMMON 62886E108 1637 49500 SH DEFINED 2 49500 NL INDUSTRIES, INC. COMMON 629156407 1894 150000 SH DEFINED 3 150000 NATIONAL R.V. HOLDINGS, INC. COMMON 637277104 2682 135800 SH DEFINED 4 135800 NATIONAL R.V. HOLDINGS, INC. COMMON 637277104 1092 55275 SH DEFINED 2 55275 NEUTRAL POSTURE ERGONOMICS, INC. COMMON 64125E105 53 30000 SH DEFINED 3 30000 NEW PLAN EXCEL REALTY TR COMMON 648053205 4650 200000 SH SOLE 9 200000 NEWMONT MINING CORPORATION COMMON 651639106 18113 700000 SH SOLE 9 700000 NEWMONT MINING CORPORATION COMMON 651639106 10087 389832 SH DEFINED 3 389832 NEWMONT MINING CORPORATION COMMON 651639106 957 37000 SH DEFINED 3 37000 NOVACARE INC. CV SUB DEBENTURES CONVERT 669930AA7 4732 5250 PRN SOLE 9 5250 NOVACARE INC. CV SUB DEBENTURES CONVERT 669930AA7 811 900 PRN DEFINED 4 900 OM GROUP INC COMMON 670872100 13777 359000 SH SOLE 9 359000 OAK TECHNOLOGY INC. COMMON 671802106 4022 900000 SH DEFINED 3 900000 OAK TECHNOLOGY INC. COMMON 671802106 1341 300000 SH DEFINED 3 300000 OAKLEY, INC. COMMON 673662102 11540 1865100 SH SOLE 9 1865100 OAKLEY, INC. COMMON 673662102 6913 1117280 SH DEFINED 3 1117280 OAKLEY, INC. COMMON 673662102 433 70000 SH DEFINED 3 70000 OCULAR SCIENCES, INC. COMMON 675744106 15500 800000 SH SOLE 9 800000 OFFICE DEPOT, INC. COMMON 676220106 5658 538900 SH SOLE 9 538900 OFFSHORE LOGISTIC CV CONVERT 676255AF9 6281 7500 PRN SOLE 9 7500 OLSTEN CORPORATION COMMON 681385100 2088 200000 SH DEFINED 3 200000 OREGON STEEL MLS INC. COMMON 686079104 11077 990100 SH SOLE 9 990100 OREGON STEEL MLS INC. COMMON 686079104 10457 934700 SH DEFINED 1 934700 OREGON STEEL MLS INC. COMMON 686079104 10606 948000 SH DEFINED 1 948000 O'REILLY AUTOMOTIVE, INC. COMMON 686091109 14087 295600 SH SOLE 9 295600 PBOC HOLDINGS, INC. COMMON 69316G108 674 83000 SH DEFINED 4 83000 PBOC HOLDINGS, INC. COMMON 69316G108 371 45600 SH DEFINED 2 45600 PAGING NETWORK, INC. COMMON 695542100 681 660000 SH SOLE 9 660000 PAGING NETWORK, INC. COMMON 695542100 619 600000 SH DEFINED 3 600000 PAYLESS SHOESOURCE, INC. COMMON 704379106 3131 62000 SH DEFINED 4 62000 PAYLESS SHOESOURCE, INC. COMMON 704379106 2525 50000 SH DEFINED 2 50000 PERSONNEL GROUP OF AMERICA CV CONVERT 715338AE9 497 700 PRN DEFINED 1 700 PERSONNEL GROUP OF AMERICA CV CONVERT 715338AE9 1704 2400 PRN DEFINED 1 2400 PITTSTON BRINK'S GROUP COMMON 725701106 844 36400 SH DEFINED 4 36400 PITTSTON BRINK'S GROUP COMMON 725701106 378 16300 SH DEFINED 2 16300 PLACER DOME, INC. COMMON 725906101 16363 1100000 SH SOLE 9 1100000 PLACER DOME, INC. COMMON 725906101 5950 400000 SH DEFINED 3 400000 PLAINS RESOURCES, INC. COMMON 726540503 3202 178500 SH DEFINED 4 178500 PLAINS RESOURCES, INC. COMMON 726540503 1001 55800 SH DEFINED 2 55800 POLYMER GROUP, INC. COMMON 731745105 39825 2700000 SH SOLE 9 2700000 POLYMER GROUP, INC. COMMON 731745105 8351 566200 SH DEFINED 3 566200 POLYMER GROUP, INC. COMMON 731745105 959 65000 SH DEFINED 3 65000 PRICE ENTERPRISES, INC. PFD. COMMON 741444301 188 12500 SH DEFINED 4 12500 PRICE ENTERPRISES, INC. PFD. COMMON 741444301 357 23800 SH DEFINED 2 23800 PRIME RETAIL, INC. COMMON 741570105 3190 432600 SH DEFINED 4 432600 PRIME RETAIL, INC. COMMON 741570105 1490 202000 SH DEFINED 2 202000 PRIME RETAIL INC. 8.5% SER. B CV COMMON 741570303 558 40000 SH SOLE 9 40000 PRIME RETAIL INC. 8.5% SER. B CV COMMON 741570303 2666 191300 SH DEFINED 4 191300 PRIME RETAIL INC. 8.5% SER. B CV COMMON 741570303 810 58100 SH DEFINED 2 58100 PRIME GROUP REALTY TRUST (REIT) COMMON 74158J103 153 10200 SH DEFINED 4 10200 PRIME GROUP REALTY TRUST (REIT) COMMON 74158J103 879 58600 SH DEFINED 2 58600 PRISON REALTY TRUST, INC. (REIT) COMMON 74264N105 7740 720000 SH SOLE 9 720000 PRISON REALTY TRUST, INC. (REIT) COMMON 74264N105 8385 780000 SH DEFINED 3 780000 PUBLIC STORAGE INC. COMMON 74460D109 63 2500 SH DEFINED 2 2500 PUBLIC STORAGE INC CUM PFD SER C COMMON 74460D505 40 1800 SH DEFINED 2 1800 QUANTUM HEALTH SUB DEBS CV CONVERT 74763LAA3 915 1000 PRN SOLE 9 1000 QUANTUM HEALTH SUB DEBS CV CONVERT 74763LAA3 169 185 PRN DEFINED 1 185 RAWLINGS SPORTING GOODS CO. COMMON 754459105 1761 189100 SH SOLE 9 189100 RAWLINGS SPORTING GOODS CO. COMMON 754459105 3766 404400 SH DEFINED 1 404400 RAWLINGS SPORTING GOODS CO. COMMON 754459105 2794 300000 SH DEFINED 1 300000 READ-RITE CORP. CV CONVERT 755246AA3 4698 11055 PRN SOLE 9 11055 READ-RITE CORP. CV CONVERT 755246AA3 223 525 PRN DEFINED 1 525 READ-RITE CORP. CV CONVERT 755246AA3 553 1300 PRN DEFINED 1 1300 RECOTON CORP. COMMON 756268108 4255 630400 SH SOLE 9 630400 RECOTON CORP. COMMON 756268108 450 66600 SH DEFINED 4 66600 RECOTON CORP. COMMON 756268108 172 25500 SH DEFINED 2 25500 RECOTON CORP. COMMON 756268108 4422 655100 SH DEFINED 1 655100 RECOTON CORP. COMMON 756268108 3547 525500 SH DEFINED 1 525500 REEBOK INTERNATIONAL LTD. COMMON 758110100 12575 1176600 SH SOLE 9 1176600 REEBOK INTERNATIONAL LTD. COMMON 758110100 1524 142600 SH DEFINED 4 142600 REEBOK INTERNATIONAL LTD. COMMON 758110100 1015 95000 SH DEFINED 2 95000 REEBOK INTERNATIONAL LTD. COMMON 758110100 9121 853400 SH DEFINED 1 853400 REEBOK INTERNATIONAL LTD. COMMON 758110100 11275 1055000 SH DEFINED 1 1055000 REMEDYTEMP, INC. COMMON 759549108 289 20100 SH DEFINED 4 20100 REMEDYTEMP, INC. COMMON 759549108 180 12500 SH DEFINED 2 12500 REMEDYTEMP, INC. COMMON 759549108 137 9500 SH DEFINED 1 9500 REPTRON ELECTRONICS, INC. CV CONVERT 76026WAA7 3107 6755 PRN SOLE 9 6755 ROMAC INTERNATIONAL, INC. COMMON 775835101 4141 500000 SH SOLE 9 500000 ROSS STORES INC. COMMON 778296103 34213 1700000 SH SOLE 9 1700000 ROSS STORES INC. COMMON 778296103 26994 1341300 SH DEFINED 1 1341300 ROSS STORES INC. COMMON 778296103 32381 1609000 SH DEFINED 1 1609000 ROUGE INDUSTRIES, INC. - CLASS A COMMON 779088103 3100 420300 SH SOLE 9 420300 ROUGE INDUSTRIES, INC. - CLASS A COMMON 779088103 3755 509200 SH DEFINED 1 509200 ROUGE INDUSTRIES, INC. - CLASS A COMMON 779088103 4241 575000 SH DEFINED 1 575000 SCHLUMBERGER LTD. COMMON 806857108 5265 84500 SH SOLE 9 84500 SCHWEITZER-MAUDUIT INT'L, INC. COMMON 808541106 1348 104200 SH DEFINED 4 104200 SCHWEITZER-MAUDUIT INT'L, INC. COMMON 808541106 458 35400 SH DEFINED 2 35400 THE SCOTTS COMPANY CLASS A COMMON 810186106 421 12160 SH DEFINED 3 12160 SEAGATE TECHNOLOGY COMMON 811804103 2297 75000 SH SOLE 9 75000 SEAGATE TECHNOLOGY COMMON 811804103 2083 68000 SH DEFINED 1 68000 SEAGATE TECHNOLOGY COMMON 811804103 3675 120000 SH DEFINED 1 120000 SOLA INTERNATIONAL INC. COMMON 834092108 214 13800 SH DEFINED 1 13800 STANCORP FINANCIAL GROUP, INC. COMMON 852891100 159 7100 SH DEFINED 4 7100 STANCORP FINANCIAL GROUP, INC. COMMON 852891100 1101 49200 SH DEFINED 2 49200 STORAGE TECHNOLOGY CORP. COMMON 862111200 27918 1445600 SH SOLE 9 1445600 STORAGE TECHNOLOGY CORP. COMMON 862111200 4944 256000 SH DEFINED 4 256000 STORAGE TECHNOLOGY CORP. COMMON 862111200 2511 130000 SH DEFINED 2 130000 STORAGE TECHNOLOGY CORP. COMMON 862111200 19741 1022200 SH DEFINED 1 1022200 STORAGE TECHNOLOGY CORP. COMMON 862111200 22518 1166000 SH DEFINED 1 1166000 TECO ENERGY, INC. COMMON 872375100 6338 300000 SH DEFINED 3 300000 TACO CABANA-CL A COMMON 873425102 388 40000 SH DEFINED 3 40000 TACO CABANA-CL A COMMON 873425102 678 70000 SH DEFINED 3 70000 THOR INDS. INC. COMMON 885160101 14153 555000 SH SOLE 9 555000 THOR INDS. INC. COMMON 885160101 16323 640125 SH DEFINED 1 640125 THOR INDS. INC. COMMON 885160101 13515 530000 SH DEFINED 1 530000 TIME WARNER CAPITAL PFD TR SECS COMMON 88731G204 22 900 SH DEFINED 2 900 TITAN CORPORATION COMMON 888266103 4169 290000 SH DEFINED 3 290000 TITAN CORPORATION COMMON 888266103 2300 160000 SH DEFINED 3 160000 TRANSIT GROUP, INC. COMMON 893691105 1859 443900 SH DEFINED 3 443900 TREEV, INC. SERIES A CV PFD COMMON 894692201 450 66000 SH SOLE 9 66000 TUPPERWARE CORPORATION COMMON 899896104 1337 66000 SH DEFINED 4 66000 TUPPERWARE CORPORATION COMMON 899896104 628 31000 SH DEFINED 2 31000 US ONCOLOGY, INC. COMMON 90338W103 9435 1041098 SH DEFINED 3 1041098 US ONCOLOGY, INC. COMMON 90338W103 426 47000 SH DEFINED 3 47000 UNIFI, INC. COMMON 904677101 1100 100000 SH DEFINED 3 100000 UNIFI, INC. COMMON 904677101 6 500 SH DEFINED 1 500 VALLEN CORP. COMMON 919260109 688 47424 SH DEFINED 3 47424 VALLEN CORP. COMMON 919260109 573 39500 SH DEFINED 3 39500 VARIAN SEMICONDUCTOR EQUIP COMMON 922207105 274 13000 SH DEFINED 1 13000 VENTAS INC. COMMON 92276F100 2830 595800 SH DEFINED 4 595800 VENTAS INC. COMMON 92276F100 1169 246200 SH DEFINED 2 246200 WFS FINANCIAL, INC. COMMON 92923B106 13817 674000 SH DEFINED 1 674000 WASTE MANAGEMENT, INC. COMMON 94106L109 6738 350000 SH DEFINED 3 350000 WESTCORP, INC. COMMON 957907108 3691 247100 SH SOLE 9 247100 WESTCORP, INC. COMMON 957907108 2371 158725 SH DEFINED 1 158725 WESTCORP, INC. COMMON 957907108 1299 86940 SH DEFINED 1 86940 WORLD ACCESS INC. CV 144A CONVERT 98141AAA9 990 1500 PRN SOLE 9 1500 WORLD ACCESS INC. CV CONVERT 98141AAC5 3963 6005 PRN SOLE 9 6005 ZEBRA TECHNOLOGIES CORP. CLASS A COMMON 989207105 13641 300000 SH SOLE 9 300000 CENTER TRUST, INC. "B" CV CONVERT VV3054598 7909 8550 PRN SOLE 9 8550 CENTER TRUST, INC. "B" CV CONVERT VV3054598 4607 4980 PRN DEFINED 4 4980 CENTER TRUST, INC. "B" CV CONVERT VV3054598 1018 1100 PRN DEFINED 2 1100 CENTER TRUST, INC. "B" CV CONVERT VV3054598 601 650 PRN DEFINED 1 650
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