-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LkWa7WT9NuLomTE/eQcATxeojjTwKe1ou1tWTOLrLb5EAmec/toS/96EY/1u7ruw b+zVP9vvuM0kuY4SLFyPJA== 0001408324-09-000099.txt : 20091102 0001408324-09-000099.hdr.sgml : 20091102 20091102102340 ACCESSION NUMBER: 0001408324-09-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 EFFECTIVENESS DATE: 20091102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Managed Accounts LLC CENTRAL INDEX KEY: 0001408324 IRS NUMBER: 562530714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12541 FILM NUMBER: 091149987 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 managed.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: 22342234 This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: FNY MANAGED ACCOUNTS LLC ------------------------- Address: 90 PARK AVENUE, 5TH FLOOR ------------------------- NEW YORK, NY 10016 ------------------------- Form 13F File Number: 028-12541 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: HARRIS SUFIAN --------------- Title: MANAGING MEMBER --------------- Phone: (212) 331-6853 --------------- Signature, Place, and Date of Signing: HARRIS SUFIAN NEW YORK, NY October 30, 2009 - ------------------------------ ---------------------- ------------------ Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Include Managers: 0 Form 13F Information Tableentry Total: 187 Form 13F Information table Value Total: $181,740,000 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 294 3990 SH Sole Sole ABBOTT LABS COM 002824100 480 9701 SH Sole Sole ABBOTT LABS COM 002824100 267 5400 SH C Sole Sole ADVANCED MICRO DEVICES INC COM 007903107 207 36408 SH Sole Sole AGILENT TECHNOLOGIES INC COM 00846U101 316 11369 SH Sole Sole AGNICO EAGLE MINES LTD COM 008474108 207 3047 SH Sole Sole AIR PRODS & CHEMS INC COM 009158106 1176 15162 SH Sole Sole ALCON INC COM SHS H01301102 369 2664 SH Sole Sole AMDOCS LTD ORD G02602103 275 10232 SH Sole Sole AMEX CONSUMER STAPLES SELECT SBI CON STPLS 81369Y308 1018 40000 SH C Sole Sole AMGEN INC COM 031162100 309 5135 SH Sole Sole ANNALY CAP MGMT INC COM 035710409 487 26827 SH Sole Sole AON CORP COM 037389103 267 6557 SH Sole Sole APACHE CORP COM 037411105 341 3712 SH Sole Sole APPLE INC COM 037833100 338 1826 SH Sole Sole APPLIED MATLS INC COM 038222105 264 19675 SH Sole Sole ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 311 8378 SH Sole Sole ASTRAZENECA PLC SPONSORED ADR 046353108 350 7795 SH Sole Sole AT&T INC COM 00206R102 258 9535 SH Sole Sole BANCO SANTANDER SA ADR 05964H105 350 21688 SH Sole Sole BANK OF AMERICA CORPORATION COM 060505104 468 27649 SH Sole Sole BAXTER INTL INC COM 071813109 825 14466 SH Sole Sole BECTON DICKINSON & CO COM 075887109 362 5187 SH Sole Sole BJ SVCS CO COM 055482103 3037 156296 SH Sole Sole BMC SOFTWARE INC COM 055921100 908 24200 SH P Sole Sole BOSTON SCIENTIFIC CORP COM 101137107 120 11287 SH Sole Sole BROCADE COMMUNICATIONS SYS I COM NEW 111621306 401 51000 SH Sole Sole BURLINGTON NORTHN SANTA FE C COM 12189T104 307 3851 SH Sole Sole CARDINAL HEALTH INC COM 14149Y108 528 19709 SH Sole Sole CATERPILLAR INC DEL COM 149123101 213 4154 SH Sole Sole CENTURYTEL INC COM 156700106 217 6455 SH Sole Sole CHEVRON CORP NEW COM 166764100 492 6983 SH Sole Sole CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 390 20900 SH Sole Sole CHIQUITA BRANDS INTL INC COM 170032809 231 14316 SH Sole Sole CIMAREX ENERGY CO COM 171798101 378 8727 SH Sole Sole CISCO SYS INC COM 17275R102 775 32910 SH Sole Sole CITIGROUP INC COM 172967101 455 94070 SH Sole Sole CLOROX CO DEL COM 189054109 332 5644 SH Sole Sole COMCAST CORP NEW CL A SPL 20030N200 170 10567 SH Sole Sole COMMVAULT SYSTEMS INC COM 204166102 239 11500 SH Sole Sole CONOCOPHILLIPS COM 20825C104 265 5879 SH Sole Sole CORRECTIONS CORP AMER NEW COM NEW 22025Y407 270 11918 SH Sole Sole COSTCO WHSL CORP NEW COM 22160K105 400 7089 SH Sole Sole CSX CORP COM 126408103 439 10492 SH Sole Sole CVS CAREMARK CORPORATION COM 126650100 430 12044 SH Sole Sole DEERE & CO COM 244199105 283 6591 SH Sole Sole DHT MARITIME INC COM Y2065G105 195 51954 SH Sole Sole DIAGEO P L C SPON ADR NEW 25243Q205 477 7762 SH Sole Sole DISNEY WALT CO COM DISNEY 254687106 411 14959 SH Sole Sole DU PONT E I DE NEMOURS & CO COM 263534109 327 10176 SH Sole Sole E M C CORP MASS COM 268648102 253 14869 SH Sole Sole EBAY INC COM 278642103 598 25343 SH Sole Sole EBAY INC COM 278642103 498 21100 SH C Sole Sole ENCANA CORP COM 292505104 230 3993 SH Sole Sole ENERGIZER HLDGS INC COM 29266R108 886 13361 SH Sole Sole ERICSSON L M TEL CO ADR B SEK 10 294821608 179 17839 SH Sole Sole EXXON MOBIL CORP COM 30231G102 288 4191 SH Sole Sole F M C CORP COM NEW 302491303 313 5564 SH Sole Sole FIRST SOLAR INC COM 336433107 238 1554 SH Sole Sole FLOWSERVE CORP COM 34354P105 273 2769 SH Sole Sole FORD MTR CO DEL COM PAR $0.01 345370860 197 27293 SH Sole Sole FORD MTR CO DEL COM PAR $0.01 345370860 261 36100 SH C Sole Sole FREEPORT-MCMORAN COPPER & GO COM 35671D857 312 4543 SH Sole Sole GAP INC DEL COM 364760108 360 16820 SH Sole Sole GENERAL DYNAMICS CORP COM 369550108 325 5032 SH Sole Sole GENESIS LEASE LTD ADR 37183T107 301 33592 SH Sole Sole GENZYME CORP COM 372917104 366 6453 SH Sole Sole GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 265 6697 SH Sole Sole GOLDCORP INC NEW COM 380956409 246 6101 SH Sole Sole GOOGLE INC CL A 38259P508 301 608 SH Sole Sole HERTZ GLOBAL HOLDINGS INC COM 42805T105 443 40900 SH Sole Sole HESS CORP COM 42809H107 313 5861 SH Sole Sole HEWLETT PACKARD CO COM 428236103 472 10004 SH Sole Sole HEWLETT PACKARD CO COM 428236103 647 13700 SH C Sole Sole HOME DEPOT INC COM 437076102 415 15572 SH Sole Sole HONEYWELL INTL INC COM 438516106 395 10625 SH Sole Sole HSBC HLDGS PLC SPON ADR NEW 404280406 283 4935 SH Sole Sole HUNT J B TRANS SVCS INC COM 445658107 864 26905 SH Sole Sole IAMGOLD CORP COM 450913108 157 11139 SH Sole Sole ILLINOIS TOOL WKS INC COM 452308109 816 19095 SH Sole Sole INTEL CORP COM 458140100 230 11768 SH Sole Sole INTERNATIONAL BUSINESS MACHS COM 459200101 1861 15566 SH Sole Sole INTERNATIONAL BUSINESS MACHS COM 459200101 598 5000 SH C Sole Sole ISHARES TR S&P 500 INDEX 464287200 230 2167 SH Sole Sole ISHARES TR INDEX RUSSELL 2000 464287655 892 14800 SH P Sole Sole ITT CORP NEW COM 450911102 214 4112 SH Sole Sole JOHNSON & JOHNSON COM 478160104 1550 25449 SH Sole Sole JP MORGAN CHASE & CO COM 46625H100 466 10642 SH Sole Sole JUNIPER NETWORKS COM 48203R104 370 13700 SH C Sole Sole KELLOGG CO COM 487836108 355 7218 SH Sole Sole KINROSS GOLD CORP COM NO PAR 496902404 212 9781 SH Sole Sole KROGER CO COM 501044101 203 9815 SH Sole Sole L-3 COMMUNICATIONS HLDGS INC COM 502424104 271 3380 SH Sole Sole LIFE TECHNOLOGIES CORP COM 53217V109 232 4991 SH Sole Sole LOCKHEED MARTIN CORP COM 539830109 316 4048 SH Sole Sole LOWES COS INC COM 548661107 274 13077 SH Sole Sole LUBRIZOL CORP COM 549271104 632 8840 SH Sole Sole MASCO CORP COM 574599106 346 26772 SH Sole Sole MASTERCARD INC CL A 57636Q104 376 1862 SH Sole Sole MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 291 9400 SH P Sole Sole MCDERMOTT INTL INC COM 580037109 202 7989 SH Sole Sole MEDCO HEALTH SOLUTIONS INC COM 58405U102 446 8071 SH Sole Sole MERCK & CO INC COM 589331107 236 7475 SH Sole Sole MERRILL LYNCH SEMI HLDRS DEP RCPT 816636203 582 22700 SH P Sole Sole METAVANTE TECHNOLOGIES INC COM 591407101 2487 72125 SH Sole Sole MICROSOFT CORP COM 594918104 717 27825 SH Sole Sole MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 251 5201 SH Sole Sole MORGAN STANLEY COM NEW 617446448 335 10860 SH Sole Sole MOSAIC CO COM 61945A107 245 5100 SH C Sole Sole MURPHY OIL CORP COM 626717102 562 9763 SH Sole Sole NASH FINCH CO COM 631158102 213 7801 SH Sole Sole NEWMONT MINING CORP COM 651639106 209 4739 SH Sole Sole NEWS CORP CL A 65248E104 719 59911 SH Sole Sole NOBLE ENERGY INC COM 655044105 333 5041 SH Sole Sole NORFOLK SOUTHERN CORP COM 655844108 223 5173 SH Sole Sole NORTHROP GRUMMAN CORP COM 666807102 221 4279 SH Sole Sole NVIDIA CORP COM 67066G104 164 10907 SH Sole Sole OCCIDENTAL PETE CORP DEL COM 674599105 481 6134 SH Sole Sole OCLARO INC COM 67555N107 44 40000 SH Sole Sole OMNICOM GROUP INC COM 681919106 388 10495 SH Sole Sole ON SEMICONDUCTOR CORP COM 682189105 308 37304 SH Sole Sole ORACLE CORP COM 68389X105 297 14268 SH Sole Sole OWENS CORNING NEW COM 690742101 418 18605 SH Sole Sole OWENS ILL INC COM NEW 690768403 371 10056 SH Sole Sole PENNEY J C INC COM 708160106 208 6155 SH Sole Sole PEPSI BOTTLING GROUP INC COM 713409100 12094 331897 SH Sole Sole PEROT SYS CORP CL A 714265105 1856 62500 SH Sole Sole PETROCHINA CO LTD SPONSORED ADR 71646E100 229 2015 SH Sole Sole PFIZER INC COM 717081103 316 19102 SH Sole Sole POSCO SPONSORED ADR 693483109 209 2008 SH Sole Sole POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1724 40800 SH P Sole Sole PPG INDS INC COM 693506107 572 9834 SH Sole Sole PROCTER & GAMBLE CO COM 742718109 321 5535 SH Sole Sole QUALCOMM INC COM 747525103 2042 45417 SH Sole Sole QUEST DIAGNOSTICS INC COM 74834L100 256 4900 SH Sole Sole RED HAT INC COM 756577102 218 7876 SH Sole Sole RESEARCH IN MOTION LTD COM 760975102 461 6812 SH Sole Sole RF MICRODEVICES INC COM 749941100 1242 228664 SH Sole Sole SANDISK CORP COM 80004C101 256 11817 SH Sole Sole SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 367 7500 SH Sole Sole SCHERING PLOUGH CORP COM 806605101 24108 853366 SH Sole Sole SCHLUMBERGER LTD COM 806857108 205 3435 SH Sole Sole SEAGATE TECHNOLOGY SHS G7945J104 543 35726 SH Sole Sole SEPRACOR INC COM 817315104 18606 812506 SH Sole Sole SERVICE CORP INTL COM 817565104 234 33320 SH Sole Sole SMITH & WESSON HLDG CORP COM 831756101 174 33309 SH Sole Sole SMITH A O COM 831865209 305 8002 SH Sole Sole SOLUTIA INC COM NEW 834376501 198 17100 SH Sole Sole SPDR GOLD TRUST GOLD SHS 78463V107 1176 11899 SH Sole Sole SPDR GOLD TRUST GOLD SHS 78463V107 2471 25000 SH C Sole Sole SPDR TR UNIT SER 1 78462F103 216 2048 SH Sole Sole SPDR TR UNIT SER 1 78462F103 6082 57600 SH P Sole Sole SPECTRA ENERGY CORP COM 847560109 197 10386 SH Sole Sole SPSS INC COM 78462K102 598 11975 SH Sole Sole STEC INC COM 784774101 203 6900 SH C Sole Sole STRYKER CORP COM 863667101 215 4738 SH Sole Sole SUN MICROSYSTEMS INC COM NEW 866810203 2273 250035 SH Sole Sole SYMANTEC CORP COM 871503108 165 10009 SH Sole Sole SYSCO CORP COM 871829107 239 9631 SH Sole Sole TARGET CORP COM 87612E106 581 12442 SH Sole Sole TERADYNE INC COM 880770102 612 66204 SH Sole Sole TERRA INDUSTRIES INC COM 880915103 263 7600 SH C Sole Sole TEVA PHARMACEUTICAL INDS LTD ADR 881624209 552 10914 SH Sole Sole TEXAS INSTRS INC COM 882508104 498 21035 SH Sole Sole THE PROCTER & GAMBLE COMPANY COM 742718109 660 11400 SH C Sole Sole THERMO FISHER SCIENTIFIC INC COM 883556102 248 5689 SH Sole Sole TIBCO SOFTWARE INC COM 88632Q103 334 35191 SH Sole Sole TOTAL S A SPONSORED ADR 89151E109 373 6302 SH Sole Sole TOYOTA MOTOR CORP SP ADR REP2COM 892331307 609 7745 SH Sole Sole UNION PAC CORP COM 907818108 256 4380 SH Sole Sole UNITED PARCEL SERVICE INC CL B 911312106 301 5333 SH Sole Sole UNITED TECHNOLOGIES CORP COM 913017109 455 7473 SH Sole Sole USEC INC COM 90333E108 73 15596 SH Sole Sole VALSPAR CORP COM 920355104 553 20100 SH Sole Sole VERISIGN INC COM 92343E102 802 33825 SH Sole Sole VERISIGN INC COM 92343E102 651 27500 SH C Sole Sole VERISIGN INC COM 92343E102 791 33400 SH P Sole Sole VIACOM INC NEW CL B 92553P201 207 7400 SH Sole Sole VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 327 14521 SH Sole Sole WAL MART STORES INC COM 931142103 564 11485 SH Sole Sole WALGREEN CO COM 931422109 318 8500 SH Sole Sole WELLS FARGO & CO NEW COM 949746101 217 7700 SH P Sole Sole WYETH COM 983024100 35458 729874 SH Sole Sole YAHOO INC COM 984332106 491 27575 SH Sole Sole YAHOO INC COM 984332106 351 19700 SH C Sole Sole YUM BRANDS INC COM 988498101 219 6478 SH Sole Sole ZIMMER HLDGS INC COM 98956P102 302 5648 SH Sole Sole
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